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Dr. A. M. Joglekar
Quality
 Quality in Hospitals is all about meeting expectations of:

    Patients
    Statutory / Legal bodies
    Internal Customers
    Owners / Trust
    Others
    Third parties (NABH)




   NABH has simplified matters by laying down accreditation
    standards for Hospitals and Healthcare providers
NABH
 3rd Edition (Nov. 2011)




 Accreditation standards for Hospitals and healthcare
  providers
NABH –         3rd   edition
 636 (514) Objective Elements
 102 (100) Standards
 10 Chapters



“Patient safety” and “Continuous Quality improvement” have
  been given emphasis
 Standards are non-prescriptive
 Guidance (remarks, interpretations) is integrated
 Shall/should       vs.      can/could
 Intent of each chapter explained
Key issues addressed

                     NABH 3rd
                      edition




                     Regulatory   Organization    NABH
Patient   Employee
                      related       policies     Standard
related    related
                                    related       related
NABH
 Multi disciplinary approach at Hosmac
   Doctors
   MHAs (Administrators)
   Bio medical Engineers
   Civil Engineers
   Architects
   Technical experts
References
 MTP Act                          Critical Care guidelines
 PNDT Act                         Clinical Audit guidelines
 NACO policies on HIV/AIDS        ICMR guidelines for research
 SOPs by NACO                        and research related
 WHO Guidelines                     FDA Act
 CDC guidelines                     National list of essential
 Control of Hospital infection       medicines
  guidelines (CDC)                   Code of Medical ethics by MCI
 NABH guidelines for OTs            Organ Transplantation Act
 NABL guidelines                    BIS Standards
 AERB for Radiology                 Clinical establishment Act
NABH Standards - Recap
                    Patient centered Standards
   Access, Assessment and Continuity of Care (AAC)
   Care of patients (COP)
   Management of Medication (MOM)
   Patient’s rights and education (PRE)
   Hospital Infection Control (HIC)
NABH Standards - Recap
               Organization centered Standards
   Continuous Quality improvement (CQI)
   Responsibility of Management (ROM)
   Facility management and safety (FMS)
   Human Resource Management (HRM)
   Information management system (IMS)
Impact of improvement
    Patient centered
 AAC 15/14 ; 78/86
    UID, Std. reports, DAR, OPD follow up, etc.
   COP 18/20 ; 105/136
    Nursing care std, Blood transfusion, Special groups, etc.
   MOM 61/73
    Rational use of drugs, Audit of prescriptions, patient counseling
    on prosthesis/devices, etc.
   PRE 5/7 ; 30/46
    Info to patients, consents, complaint redressal, etc.
   HIC 46/51
    IC officer, Hand hygiene, safe inj and inf practices, reprocessing,
    etc.
Impact of improvement
    Organization centered

 CQI 6/8 ; 39/57
    Analyzing complains, feedback and incidences,
    regular audits, review of nursing care, patient safety program, etc.
   ROM 5/6 ; 25/38
    Senior leaders and committee performance, service standards, outsourced
    services, etc.
   FMS 9/8 ; 43/54
    Disaster management, Alt sources for gases, vacuum and comp. air, etc.
   HRM 13/10 ; 47/52
    Recruitment procedure, manpower planning, etc.
   IMS 41/43
    24 hr access to medical records, records to contain test results
NABH Accreditation Process
Application for Accreditation (By Healthcare organizations)

Acknowledgement & Scrutiny of the Application (By NABH Secretariat)        Feedback to
                                                                            Healthcare
Self assessments by Healthcare organizations (Toolkit provided by NABH)   Organizations

 Pre-Assessment visits (By Assessment Team)                                   And

 Final Assessment of Hospital (By Assessment Team)                         Necessary
                                                                           Corrective
Review of Assessment Report (By NABH Secretariat)                         Actions Taken

 Recommendation for Accreditation (By Accreditation Committee)            By Healthcare
                                                                          Organizations
 Approval for Accreditation (By Chairman, NABH)

Issue of Accreditation Certificates (By NABH Secretariat)
Surveillance and Re assessment
 Accreditation to a hospital shall be valid for a period of three years.

 NABH conducts one surveillance of the accredited hospitals in one
   accreditation cycle of three years.

 The surveillance visit will be planned during the 2nd year i.e. after 18 months
   of accreditation.

 The hospitals may apply for renewal of accreditation at least six months
   before the expiry of validity of accreditation for which reassessment shall be
   conducted.

 NABH may call for un-announced visit, based on any concern or any serious
   incident reported upon by an individual or organization or media.
Principles
 NABH system integrates the following for managing quality
 at HCOs:

                    Hospital
                                  Quality
                    Quality
                                 assurance
                   assurance
                                applications
                   programs



                     Quality      Programs
                    assurance    assessment
                   techniques    and trends
Transition
      Quality
 NABH Improvement
      programs

                               Crisis
                               Management
                               (Traditional)

    Process bashing in lieu of person bashing 
What NABH gives HCOs ??
 Patient focused
 Support from Top Management (by personal
    examples)
   Quality is everyone’s business
   Process or system approach
   Rationality and logic in
    decision making
   Continuous improvement

    NABH – a journey…
Approach at GMH
 New hospital v/s Old hospital
 Quality “system” were focused
 Defined vision – Quality, affordability, rationality, ethics
  and focus on emergency care
 Framing policies in support of the vision
 Process and procedures defined
 Forms and formats designed and developed in
  accordance to above
Approach at GMH
 Hospital design validated
    according to BIS standards.
   Operation theatre according to ASHRAE standards.
   Biomedical equipments from standard reputed companies
    complying with quality standards.
   Support and auxiliary equipments also from firms
    complying quality standards.
   All statutory/legal authorizations obtained and complied
    with.
   All personnel deployed were appropriately qualified and
    experienced.
Approach at GMH
 Prepared policy and process/other
     manuals
   Installed processes as per process manuals
   Regular training to orient personnel
   Formulated committees (Medical/non medical)
   Designated medical departmental coordinators
   Instituted patient feedback and analysis system from
    Day 1
   NABL accreditation for hospital lab obtained prior to
    NABH
Approach at GMH
 Senior management attended
  NABH Assessor's course and
  assessed other HCOs.
 Conducted several self assessments.
 Middle management/Doctors/Staff attended various
  NABH workshops and participated in NABH
  sponsored projects. (Six Sigma)
GMH was NABH accredited in June 2009, followed by a surveillance
visit.
Re-accreditation was accorded in June 2012 .
Quality Concepts
 Quality was conceptualized, defined, implemented,
  monitored, measured, reinforced and constantly
  improved.
 Apex body (Think Tank) was for
  generating quality ideas, defining
  benchmarks and quality indicators.
 Hospital committees and others
  advised and gave feedback to
  the Apex body.
Quality Concepts
Approach to Assessment
 At assessment, non compliances/partial compliances
 were considered as opportunities to improve rather
 than a matter of dispute, maximizing benefits to the
 organization.

 NABH system is a continuous
 quality improvement journey
Assessment Experience
 Doctor interviews
 Medical Documentation
 Patient Interviews
 Hand Wash facility
 Registration of Staff
 Credentialing and privileging
 BMW Storage (bins)
 Safety (Grab bars)
 Fatal case analysis
 Infection Control
 Police verification
 Question of affordability ??
 Question on Ethicality
Assessment Experience
 Fire Safety – Fire NOC, Fire alarms, expired extinguishers, Fire training and drills, Fire officer
 Medical Documentation – Illegible, Date and time, Name, designation of doctors, completeness
 Calibration of equipments – Balances, centrifuges and Bio Med equipments
 Testing – water, air, RO water
 Consents, time out and PA check
 Marking of Surgical sites
 Medical Audits
 Committee meeting and MOM
 MLC Reporting on discharge
 Discharge at request (DAR)
 Signage – Fire, emergency exits, scope of services, clinical protocols, etc.
 CPR Analysis
 Others


     Col. S. K. M. Rao has conducted a detailed scientific study of the deficient areas in
                                          Hospitals
Current scenario for NABH in India
 Accredited Hospitals       Applicant Hospitals
          138                       471


Huge improvement
opportunity for hospitals
Benefits of Accreditation
 Patients :
   High quality of care & safety.
   Service by credentialed medical staff.
   Rights of patients are safeguarded.
   Patient satisfaction is the focused.


 Hospitals :
   Systemized approach rather than personalized approach.
   Process driven rather than person driven.
   Stimulates constant improvement in the healthcare organization.
   Demonstrates commitment to quality care.
   Raises community confidence in the healthcare organization.
   Opportunity for the healthcare organization to benchmark itself against the
    best.
Benefits of Accreditation
 Hospital Staff :
 Improves staff satisfaction due to continuous learning, good working
  environment, leadership and ownership of clinical processes.
 Improves overall development of medical & paramedical staff.


 Paying & regulatory bodies :
 Objective system of empanelment for insurance bodies and other third
  parties.
 Access to reliable and certified information on facilities, infrastructure and
  level of care.
NABH
 NABH encourages us to do, what we should be doing in the
 first place.

 Quality is “made to happen” via sincere efforts of a HCO.
 NABH makes the task easier.

 Being good is difficult enough, demonstrating goodness (by
 evidence) requires far more efforts.
NABH – a journey of continuous
quality improvement….
THANK YOU

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Pillars of Quality : An Overview of NABH - Dr. A.M Joglekar at Knowledge Series Seminar-Pune

  • 1. Dr. A. M. Joglekar
  • 2. Quality  Quality in Hospitals is all about meeting expectations of:  Patients  Statutory / Legal bodies  Internal Customers  Owners / Trust  Others  Third parties (NABH) NABH has simplified matters by laying down accreditation standards for Hospitals and Healthcare providers
  • 3. NABH  3rd Edition (Nov. 2011)  Accreditation standards for Hospitals and healthcare providers
  • 4. NABH – 3rd edition  636 (514) Objective Elements  102 (100) Standards  10 Chapters “Patient safety” and “Continuous Quality improvement” have been given emphasis  Standards are non-prescriptive  Guidance (remarks, interpretations) is integrated  Shall/should vs. can/could  Intent of each chapter explained
  • 5. Key issues addressed NABH 3rd edition Regulatory Organization NABH Patient Employee related policies Standard related related related related
  • 6. NABH  Multi disciplinary approach at Hosmac  Doctors  MHAs (Administrators)  Bio medical Engineers  Civil Engineers  Architects  Technical experts
  • 7. References  MTP Act  Critical Care guidelines  PNDT Act  Clinical Audit guidelines  NACO policies on HIV/AIDS  ICMR guidelines for research  SOPs by NACO and research related  WHO Guidelines  FDA Act  CDC guidelines  National list of essential  Control of Hospital infection medicines guidelines (CDC)  Code of Medical ethics by MCI  NABH guidelines for OTs  Organ Transplantation Act  NABL guidelines  BIS Standards  AERB for Radiology  Clinical establishment Act
  • 8. NABH Standards - Recap Patient centered Standards  Access, Assessment and Continuity of Care (AAC)  Care of patients (COP)  Management of Medication (MOM)  Patient’s rights and education (PRE)  Hospital Infection Control (HIC)
  • 9. NABH Standards - Recap Organization centered Standards  Continuous Quality improvement (CQI)  Responsibility of Management (ROM)  Facility management and safety (FMS)  Human Resource Management (HRM)  Information management system (IMS)
  • 10. Impact of improvement Patient centered  AAC 15/14 ; 78/86 UID, Std. reports, DAR, OPD follow up, etc.  COP 18/20 ; 105/136 Nursing care std, Blood transfusion, Special groups, etc.  MOM 61/73 Rational use of drugs, Audit of prescriptions, patient counseling on prosthesis/devices, etc.  PRE 5/7 ; 30/46 Info to patients, consents, complaint redressal, etc.  HIC 46/51 IC officer, Hand hygiene, safe inj and inf practices, reprocessing, etc.
  • 11. Impact of improvement Organization centered  CQI 6/8 ; 39/57 Analyzing complains, feedback and incidences, regular audits, review of nursing care, patient safety program, etc.  ROM 5/6 ; 25/38 Senior leaders and committee performance, service standards, outsourced services, etc.  FMS 9/8 ; 43/54 Disaster management, Alt sources for gases, vacuum and comp. air, etc.  HRM 13/10 ; 47/52 Recruitment procedure, manpower planning, etc.  IMS 41/43 24 hr access to medical records, records to contain test results
  • 12. NABH Accreditation Process Application for Accreditation (By Healthcare organizations) Acknowledgement & Scrutiny of the Application (By NABH Secretariat) Feedback to Healthcare Self assessments by Healthcare organizations (Toolkit provided by NABH) Organizations Pre-Assessment visits (By Assessment Team) And Final Assessment of Hospital (By Assessment Team) Necessary Corrective Review of Assessment Report (By NABH Secretariat) Actions Taken Recommendation for Accreditation (By Accreditation Committee) By Healthcare Organizations Approval for Accreditation (By Chairman, NABH) Issue of Accreditation Certificates (By NABH Secretariat)
  • 13. Surveillance and Re assessment  Accreditation to a hospital shall be valid for a period of three years.  NABH conducts one surveillance of the accredited hospitals in one accreditation cycle of three years.  The surveillance visit will be planned during the 2nd year i.e. after 18 months of accreditation.  The hospitals may apply for renewal of accreditation at least six months before the expiry of validity of accreditation for which reassessment shall be conducted.  NABH may call for un-announced visit, based on any concern or any serious incident reported upon by an individual or organization or media.
  • 14. Principles  NABH system integrates the following for managing quality at HCOs: Hospital Quality Quality assurance assurance applications programs Quality Programs assurance assessment techniques and trends
  • 15. Transition Quality NABH Improvement programs Crisis Management (Traditional) Process bashing in lieu of person bashing 
  • 16. What NABH gives HCOs ??  Patient focused  Support from Top Management (by personal examples)  Quality is everyone’s business  Process or system approach  Rationality and logic in decision making  Continuous improvement NABH – a journey…
  • 17. Approach at GMH  New hospital v/s Old hospital  Quality “system” were focused  Defined vision – Quality, affordability, rationality, ethics and focus on emergency care  Framing policies in support of the vision  Process and procedures defined  Forms and formats designed and developed in accordance to above
  • 18. Approach at GMH  Hospital design validated according to BIS standards.  Operation theatre according to ASHRAE standards.  Biomedical equipments from standard reputed companies complying with quality standards.  Support and auxiliary equipments also from firms complying quality standards.  All statutory/legal authorizations obtained and complied with.  All personnel deployed were appropriately qualified and experienced.
  • 19. Approach at GMH  Prepared policy and process/other manuals  Installed processes as per process manuals  Regular training to orient personnel  Formulated committees (Medical/non medical)  Designated medical departmental coordinators  Instituted patient feedback and analysis system from Day 1  NABL accreditation for hospital lab obtained prior to NABH
  • 20. Approach at GMH  Senior management attended NABH Assessor's course and assessed other HCOs.  Conducted several self assessments.  Middle management/Doctors/Staff attended various NABH workshops and participated in NABH sponsored projects. (Six Sigma) GMH was NABH accredited in June 2009, followed by a surveillance visit. Re-accreditation was accorded in June 2012 .
  • 21. Quality Concepts  Quality was conceptualized, defined, implemented, monitored, measured, reinforced and constantly improved.  Apex body (Think Tank) was for generating quality ideas, defining benchmarks and quality indicators.  Hospital committees and others advised and gave feedback to the Apex body.
  • 23. Approach to Assessment  At assessment, non compliances/partial compliances were considered as opportunities to improve rather than a matter of dispute, maximizing benefits to the organization.  NABH system is a continuous quality improvement journey
  • 24. Assessment Experience  Doctor interviews  Medical Documentation  Patient Interviews  Hand Wash facility  Registration of Staff  Credentialing and privileging  BMW Storage (bins)  Safety (Grab bars)  Fatal case analysis  Infection Control  Police verification  Question of affordability ??  Question on Ethicality
  • 25. Assessment Experience  Fire Safety – Fire NOC, Fire alarms, expired extinguishers, Fire training and drills, Fire officer  Medical Documentation – Illegible, Date and time, Name, designation of doctors, completeness  Calibration of equipments – Balances, centrifuges and Bio Med equipments  Testing – water, air, RO water  Consents, time out and PA check  Marking of Surgical sites  Medical Audits  Committee meeting and MOM  MLC Reporting on discharge  Discharge at request (DAR)  Signage – Fire, emergency exits, scope of services, clinical protocols, etc.  CPR Analysis  Others Col. S. K. M. Rao has conducted a detailed scientific study of the deficient areas in Hospitals
  • 26. Current scenario for NABH in India Accredited Hospitals Applicant Hospitals 138 471 Huge improvement opportunity for hospitals
  • 27. Benefits of Accreditation  Patients :  High quality of care & safety.  Service by credentialed medical staff.  Rights of patients are safeguarded.  Patient satisfaction is the focused.  Hospitals :  Systemized approach rather than personalized approach.  Process driven rather than person driven.  Stimulates constant improvement in the healthcare organization.  Demonstrates commitment to quality care.  Raises community confidence in the healthcare organization.  Opportunity for the healthcare organization to benchmark itself against the best.
  • 28. Benefits of Accreditation  Hospital Staff :  Improves staff satisfaction due to continuous learning, good working environment, leadership and ownership of clinical processes.  Improves overall development of medical & paramedical staff.  Paying & regulatory bodies :  Objective system of empanelment for insurance bodies and other third parties.  Access to reliable and certified information on facilities, infrastructure and level of care.
  • 29. NABH  NABH encourages us to do, what we should be doing in the first place.  Quality is “made to happen” via sincere efforts of a HCO. NABH makes the task easier.  Being good is difficult enough, demonstrating goodness (by evidence) requires far more efforts.
  • 30. NABH – a journey of continuous quality improvement….

Editor's Notes

  1. Quality is defined as the power or ability of a product or services, to meet the expectations of the consumers and othersPatients: Get well soon at affordable prices, judge by outcome and costLegal: not only getting licenses, but meeting the compliances. Internal customers: Doctor, nurses and staff, good working condition, appropriate returns. Owners: depending on type of hospital, follow the vision and purposeThird parties: Nabh, Iso, Others: Community members, environment, etc
  2. 2nd edition was in practice for 4 yrs – 2008-12, recently upgraded in Nov 2011 to the 3rd edition by obtaining feedback from all stakeholders.
  3. Crisis management: after a negative event has happened, fire fighting approach, eg. Wrong medication or effects of blood transfusion, wrong operative procedures, wrong documentation, process bashing instead of person bashing