On April 22, 2015, the D2N2 Local Enterprise Partnership held a free 'surgery' in order to help businesses and organisations apply for European Social Funding Opportunities. The slides of this presentation are above
Corporate Profile 47Billion Information Technology
D2N2 YEI Presentation - April 22
1. D2N2 LEP: European Structural and
Investment Funds 2014-2020
Richard Kirkland
ESIF Coordinator
Nottingham Youth Employment
Initiative
2. Purpose of the
Presentation
• To give a basic overview of the YEI application
process
• To explain the governance and partnership
arrangements involved in successfully managing
and delivering the YEI programme
• To outline the nature, range and scope of activities
to be delivered within the YEI programme
• To give an opportunity to seek further clarification
• To give an opportunity to network and collaborate
as appropriate
3. YEI Application
Process
Calls open from 23 March 2015
ESIF Funding Finder at
https://www.gov.uk/european-structural-investment-funds
http://www.d2n2lep.org/EUFunding/Calls-Guidance-and-
Application-Forms
2 stage process
Outline application
Full application £5.5m
Applications must be made on line
4. Outline Application
against Call
Specification
Local
Implementat
ion Plan
(Scope and
Timing of
Calls
Full
Application
Publish
Call
Funding
Agreement
Applicant
Managing Authority
Promote
and
Publicise
Call
Assess
Application
against ESIF,
call
specification
and Prioritise
Assess Outline
(Gateway &
Core Selection
Criteria)
Full Technical
Appraisal
(Core
Selection
Criteria)
Assess Full
application
and review
technical
appraisal
against ESIF
and prioritise
LEP ESIF Programme
Board
ESIF
Strategies
(set out local
strategic
priorities)
Call
Specificatio
n
ERDF / ESF
Operational
Programmes
Selection
into
Programm
e
Discuss
and
endorse
selection
European Structural & Investment Fund 2014-20
Open Route
Inception to Funding Agreement
(excluding Opt-Ins, Fis, SUDS)
5. ESIF Guidance
Guidance published on gov.uk
ERDF and ESF Selection criteria
ERDF and ESF Eligibility rules
State Aid Law Guidance
Publicity / logos / templates requirements
TA Guidance
Outline Application form and guidance
Full application form and guidance
6. IT system
LOGASNET interim system
A ‘forms’ engine
Allows on line application / assessment / appraisal
Allows data transfer to final system
Interim solution
Gateway ID required by applicant
7. Timelines
Outline application deadline 22nd May
Assessment of outline application by 22 June
Full applications closed by end of July
Appraisal / Decision by early September
Funding Agreement issued mid September
Completed by 31 July 2018
8. Core Selection
Criteria
Strategic Fit
Relevant outputs for the Priority Axis
Aligned to ESIF strategy
o Add value / not duplicate existing provision
Value for money
Efficiency
Economy
Effectiveness
Management and Control
Expertise, capacity and capability
Management, systems and processes
Financial requirements and liabilities
9. Core Selection
Criteria
Deliverability
Operation is deliverable - risks /constraints etc.
Secured required level and evidence of match
Compliance
Compliant with ESIF procurement requirements
State aid – eligible to receive grant aid
Aid granted to 3rd parties is permissible – managed in
accordance with State Aid regulations
Publicity – guidance compliant
National Eligibility Rules
Cross cutting themes
Gender Equality and non discrimination
Sustainable development
10. Domestic Match
Funding
£1 of YEI must be matched by £1 of D2N2 ESIF
allocation which in turn must be matched
domestically
Domestic match funding must be within the scope
of the YEI i.e. the rules on eligible geographic
areas, participants and activities apply to the
match funding as well as to the specific YEI
money and the ESF
Applicants will be responsible for securing eligible
domestic match funding
11. Considerations when
applying for ESIF
Collaborative approach
Demonstrating the need for your
project
Match funding as appropriate
Cash flow
Compliance – State Aid, EU
procurement
Financial Management
Project Management
12. D2N2’s ‘ESIF’ role
A local ESIF 2014-2020 strategy for;
£104.4m ERDF (European Regional Development
Fund):
Supporting business, particularly SMEs
£104.4m ESF (European Social Fund)
Supporting people with employment and skills
£5.5m EAFRD (European Agricultural Fund for Rural
Development)
Supporting economic growth in rural areas
Bring partners together to ‘oversee’
implementation and spend through its ESIF
Programme Board
13. High Level Targets
ESIF has specific outputs and outcomes: D2N2 have
set the following broad targets for the programme
5000 businesses receiving support – e.g. ICT, low
carbon, SME competitiveness
400 new enterprises supported
15,000 people supported to find employment
8,000 people supported in relation to social
inclusion
2,500 businesses improving skill levels
14. D2N2 ‘ESIF’
Funding by Priority Axis
Fund Priority Axis ESIF
% of each
Fund
% of ESIF
Total
ERDF
1 Innovation 20.9 20% 10%
2 ICT 10.5 10% 5%
3 SME Competitiveness 39.1 37% 18%
4 Low Carbon 23.5 23% 11%
Total 1-4 94.0 90% 44%
ERDF
5 Climate Change 5.2 5% 2%
6
Protecting the Environment /
Resource Efficiency
5.2 5%
2%
Total 5-6 10.4 10% 5%
Total ERDF 104.4 100% 49%
ESF
8 Employment 41.8 40% 19%
9 Social Inclusion 20.9 20% 10%
10 Skills 41.9 40% 19%
Total ESF 104.4 100% 49%
Total EAFRD 5.5 3%
TOTAL ESIF 214.3
100%
15. Programme of Calls / Opt-Ins
FUND(s) Calls / Opt In Commission
Approx
Value
Call Open
ERDF &
EAFRD
Combined Business Support and Innovation TBC Autumn 2015
ESF
Skills for Sector Growth, Enterprise and
Innovation
£7,500,000 Summer 2015
ERDF Economic Infrastructure £4,500,000 Summer 2015
ERDF Sustainable Urban Development (Nottingham) £5,000,000 Summer 2015
ESF Time2Change £6,000,000 Summer 2015
ESF Social Inclusion Programme £6,700,000 Summer 2015
ESF Generating Outcomes £1,000,000 Summer 2015
ESF CAREERS Local £2,000,000 Autumn 2015
ESF D2N2 Youth Employment £3,200,000 Autumn 2015
ESF & ERDF Community Programme £4,800,000 Spring 2016
ESF Un-named - Employment £1,500,000 Spring 2016
ESF Social Inclusion (provisional) £500,000 TBC
£42,700,000
16. Preparing for
Implementation
HMG to agree ‘Operation Programmes’ with EC
A Draft Local Implementation Plan
Consultation
Learning from past programmes
Delivered through ‘calls’ and ‘opt-ins
‘Early Calls’ – out now!
17. ESIF ‘Early’ Calls
Technical Assistance
www.gov.uk/european-growth-funding
27th May PA1: Innovation £14,000,000
29th May PA3: SME Competitiveness £12,500,000
20th May PA4: Low Carbon £10,000,000
6th May National Products – Business Support £1,500,000
June EMPLOY LOCAL (SFA Opt In) £6,000,000
June SKILLS LOCAL (SFA Opt In) £7,000,000
22nd May Youth Employment Initiative £3,200,000
18. D2N2
ERDF Priorities
Innovation – new products, new markets, business processes
Business Support – ICT, connectivity, incubation space
Access to Finance – early growth finance
Rural – Business Adviser/grants (EAFRD)
8 Priority Sectors – Actions Plans for Low Carbon,
Construction, Visitor Economy, Food & Drink Manufacturing, Life
Sciences, Transport Equipment Manufacturing, Transport &
Logistics, Creative Industries
D2N2 Growth Hub www.d2n2growthhub.co.uk/
19. D2N2 ESF Priorities
Develop employer led, added value, flexible
provision to support and enhance mainstream
provision
Address market failure
Better prepare people to secure jobs
Remove barriers to employment
Engage with new businesses in skills
Coverage and coherence – D2N2 wide
access
20. D2N2
ESIF Governance
Lead role for LEPs – 7 year ESIF allocations
Bring partners together to ‘oversee’
implementation - ESIF Programme Board
Develop and agree ESIF strategy / Draft Local
Implementation Plan with partners
Agree projects with Managing Authorities
Monitor project delivery against strategy and
programme priorities
Not responsible for administering the funds
(remains with Managing Authorities)
22. Core Delivery Principles -
‘What good looks like’
Impact and Scale:
Delivery Readiness:
Added Value
Local Value
Quality, Performance and Efficiency:.
Strategic Partnerships and Co-ordination of
Market Engagement
Flexibility and Responsiveness
23. Nottingham YEI
Call Requirements
Call closes 22 May 2015
Completed by 31 July 2018
Minimum application £50,000
Capable of covering all Nottingham
Multiple funding agreements awarded
ESF contributes 66% of total eligible costs –
33% match from other eligible sources
Proof of match - to be identified in bid
Applications via LOGASnet.system
24. YEI Nottingham
Scale of Need:
10,000 individuals aged between 15 and 24 will be
NEET or unemployed and therefore eligible to
receive support from YEI funded interventions
Priority:
Work in partnership with range of organisations to
ensure added value
To add to, and not duplicate existing provision and to
add provision in key areas
Build on lessons learnt (to develop and strengthen
effective pathways)
25. Recent positive trend in reducing NEET and JSA rates,
but partners identify build up of harder to reach young
people, including:
Young people known to police and partner agencies
but not claiming benefits
Increase in YP becoming NEET at 17 and 18 –
dropping out of provision
Young people with additional barriers to engaging –
caring responsibilities, lone parents
Living in deprived areas of the city – barriers to
accessing employment, travel, community influences
YEI Nottingham
26. Nottingham YEI
Engagement and support for young people /
NEETs
Building upon existing provision to tackle those
who are furthest away and experiencing more
complex barriers to employment.
Extending provision to 25 – 29 year olds to
reach those excluded from current youth
provision
Creating further opportunities for those who
struggle to access existing support through a
series of incentive programmes.
27. Nottingham YEI
Enhanced community-based engagement to employment
pathway
Specialist intensive support for 16-24 year olds engaged
with gangs, ex-offenders and those with mental health
issues.
Pre-traineeship assistance, including preparation for next
steps and support during the traineeship.
Self-employment - support for 18 -29 year olds to start
own business
Support to address barriers arising from limited access to
transport through sustainable transport solutions.
Focus on deprivation issues affecting 18 – 24 year olds in
the Nottingham North parliamentary constituency.
28.
29. Links
Call Document (www.gov.uk):
https://www.gov.uk/european-structural-investment-
funds/access-to-employment-project-call-in-
nottingham
D2N2:
http://www.d2n2lep.org/EUFunding/ESF/Youth-
Employment-Initiative-Nottingham
D2N2 Strategic Overview:
http://www.d2n2lep.org/write/D2N2_YEI_strategy.pdf
Support: Details of where guidance can be found are contained
throughout the calls document. In exceptional circumstances, if
there are issues with accessing the guidance, please contact:
ESF.2014-2020@dwp.gsi.gov.uk
30. Find out more…
Employment and Skills
Katrina.woodward@d2n2lep.org / 0115 957 8753
Business Support, Innovation, Rural
Lindsay.allen@d2n2lep.org / 0115 957 8745
General ESIF / Strategy
Matthew.wheatley@d2n2lep.org / 0115 957 8744
Richard.kirkland@d2n2lep.org / 07867 178967
http://www.d2n2lep.org/EUFunding
Twitter: @D2N2LEP
Notas do Editor
Introduce self, role,
Define ESIF
Purpose – few words about where D2N2 is with its ESIF work, the next steps and particularly the D2N2 ESIF Local Implementation Plan consultation document that you have in your papers.
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Having led the preparation of the Strategy the ongoing role of the LEP is to bring a range of partners together to advise on its effective implementation.
Put a strategy together then Advise the Managing Authority which bids fit with that strategy
The ‘ESIF’ Strategy is provides ‘fuel in the tank’ to help deliver our strategic economic plan,
Key differences between the LGF and ESIF is that whilst LGF funds will be devolved to an ‘accountable body’ in the D2N2 area, the ESIF funds will be held by Government and our role will be give endorsement to the projects that we will wish to see funded.
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Having led the preparation of the Strategy the ongoing role of the LEP is to bring a range of partners together to advise on its effective implementation.
Put a strategy together then Advise the Managing Authority which bids fit with that strategy
The ‘ESIF’ Strategy is provides ‘fuel in the tank’ to help deliver our strategic economic plan,
Key differences between the LGF and ESIF is that whilst LGF funds will be devolved to an ‘accountable body’ in the D2N2 area, the ESIF funds will be held by Government and our role will be give endorsement to the projects that we will wish to see funded.
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Having led the preparation of the Strategy the ongoing role of the LEP is to bring a range of partners together to advise on its effective implementation.
Put a strategy together then Advise the Managing Authority which bids fit with that strategy
The ‘ESIF’ Strategy is provides ‘fuel in the tank’ to help deliver our strategic economic plan,
Key differences between the LGF and ESIF is that whilst LGF funds will be devolved to an ‘accountable body’ in the D2N2 area, the ESIF funds will be held by Government and our role will be give endorsement to the projects that we will wish to see funded.
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Having led the preparation of the Strategy the ongoing role of the LEP is to bring a range of partners together to advise on its effective implementation.
Put a strategy together then Advise the Managing Authority which bids fit with that strategy
The ‘ESIF’ Strategy is provides ‘fuel in the tank’ to help deliver our strategic economic plan,
Key differences between the LGF and ESIF is that whilst LGF funds will be devolved to an ‘accountable body’ in the D2N2 area, the ESIF funds will be held by Government and our role will be give endorsement to the projects that we will wish to see funded.
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Having led the preparation of the Strategy the ongoing role of the LEP is to bring a range of partners together to advise on its effective implementation.
Put a strategy together then Advise the Managing Authority which bids fit with that strategy
The ‘ESIF’ Strategy is provides ‘fuel in the tank’ to help deliver our strategic economic plan,
Key differences between the LGF and ESIF is that whilst LGF funds will be devolved to an ‘accountable body’ in the D2N2 area, the ESIF funds will be held by Government and our role will be give endorsement to the projects that we will wish to see funded.
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Having led the preparation of the Strategy the ongoing role of the LEP is to bring a range of partners together to advise on its effective implementation.
Put a strategy together then Advise the Managing Authority which bids fit with that strategy
The ‘ESIF’ Strategy is provides ‘fuel in the tank’ to help deliver our strategic economic plan,
Key differences between the LGF and ESIF is that whilst LGF funds will be devolved to an ‘accountable body’ in the D2N2 area, the ESIF funds will be held by Government and our role will be give endorsement to the projects that we will wish to see funded.
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Having led the preparation of the Strategy the ongoing role of the LEP is to bring a range of partners together to advise on its effective implementation.
Put a strategy together then Advise the Managing Authority which bids fit with that strategy
The ‘ESIF’ Strategy is provides ‘fuel in the tank’ to help deliver our strategic economic plan,
Key differences between the LGF and ESIF is that whilst LGF funds will be devolved to an ‘accountable body’ in the D2N2 area, the ESIF funds will be held by Government and our role will be give endorsement to the projects that we will wish to see funded.
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Having led the preparation of the Strategy the ongoing role of the LEP is to bring a range of partners together to advise on its effective implementation.
Put a strategy together then Advise the Managing Authority which bids fit with that strategy
The ‘ESIF’ Strategy is provides ‘fuel in the tank’ to help deliver our strategic economic plan,
Key differences between the LGF and ESIF is that whilst LGF funds will be devolved to an ‘accountable body’ in the D2N2 area, the ESIF funds will be held by Government and our role will be give endorsement to the projects that we will wish to see funded.
ESIF ‘fuel in the tank’ for delivering the Strategic Economic Plan
So, what are European Structural and Investment Funds, what are they worth in our area and what is our role as a LEP.
In 2013, Government asked each of the 39 LEPs to draw up a six year strategy for spending a notional allocation of ESIF funds.
The D2N2 allocation was one of the largest in the country as was made up of
Making a total of £244m Euros.
The strategy has been through 3 iterations between October 2013 and June 2014. It is a strategy for the whole LEP area.
However, we now need to very much need to move towards and focus on implementation.
Describe balance of spend between priority axis – show variety of acitivity
However we can’t begin to spend our ESIF funds until the Government has agreed its Operational Programmes with the European Commission.
In preparation for this, we’ve consulted on a detailed draft Implementation Plan so that we have a comprehensive programme and timetable of calls and op-activity ready to implement, when we are allowed to do so. The draft plan has been refined through the consultation process and built on learning from past programmes too.
The purpose of ESIF funds is to be fuel in the tank for delivering the Strategic Economic Plan; therefore the Consultation Document, therefore the Draft Local Implementation Plan, is structured around the themes of the SEP
Our programme with be delivered by a range of ‘calls’ and opt ins
.
Through calls in which we specify the activities that we want to see delivered and through an open invitation, organisations can bid to provide 50% ‘match funds.
Those bids would be assessed against compliance with EU regulations by Government and the ESIF programme board would advise which bids which it considers best deliver the strategy.
The second approach is to be more specific about what we want to see delivered through commissioning ‘opt in’ organisations that have matched our ESIF funds ‘at source’. Through opt ins we will be looking for tenders to deliver a defined service.
.
The ‘Opt-in’ model now only applies to ESF funding and, through extensive consultation with officers; the consultation document suggests a range of programmes to be implemented thorough opt-ins with the Big Lottery, the Skills Funding Agency and DWP. It is designed to offer an integrated programme that adds value to existing delivery and supports people to move closer to, into and up in the labour market.
Our approach to is provide for fewer larger calls to encourage joined up applications of scale and impact
The EU regional policy is financed by three main funds, the European Regional Development Fund (ERDF), the European Social Fund
(ESF), both referred to as “Structural Funds” and the Cohesion Fund (CF). These funds are based on the principles of co-financing and
shared management. EU financial support always runs alongside national public or private financing. Depending on a number of socioeconomic
factors, the co-financing may vary between 50% and 85% of the total cost of interventions. The guidelines for ERDF and ESF actions are designed at European level, whereas implementation on the ground is managed by the relevant national or regional authorities in each Member State.
No Stone Unturned’ published October 2012
Government response March 2013 – 81 out of 89 recommendations accepted, 5 rejected, 3 in SR
Increasing Whitehall asks of / offers to LEPs - and increasing focus on their performance
Single Local Growth Fund from 2015
LEPs to develop multi year strategic plans
Funding to be allocated though Local Growth Deals
LEPs to take greater role in EU funding distribution
Support LEP capacity
Majority of funds notionally allocated to LEP areas
–Each LEP will lead the development EUSIF investment strategy
–Plan must be strategic, supported by strong evidence base
–LEPs must collaborate in order to maximise impact
–LEPs must identify local sources of match funding
How will calls be assessed?
Government will do technical compliance
LEP will look at strategic fit, including adherence to our ‘core delivery principles’
Build on lessons learnt from partners delivering in the City – develop and strengthen effective pathways
Issues
Gang membership and violent crime - Despite significant recent reductions Nottinghamshire still has above average levels of crime, being ranked 30th (out of 41) in terms of offences per 1,000 population, 6.4% (4,466 offences) above the national average. Nottingham has made huge strides in recent years in reducing crime, anti-social behaviour and the misuse of drugs. Part of the success in reducing crime, anti-social behaviour and misuse of drugs has been as a result of a broad partnership of statutory and non-statutory agencies coming together. Local experience demonstrates that a key factor in getting young people to exit this life style is access to employment. Many of these young people find it difficult to secure and sustain longer term employment, having no belief that it is within their reach.
Lone parents – 1,570 16 – 24 year olds in Nottingham are claiming income support, making up 22% of all IS claimants. The proportion is higher in particular wards within Nottingham City, particularly Bulwell (29%), Basford (28%), Aspley (26%) and Bestwood (25%). At 16 – 18, teenage mothers are more likely to be NEET than the rest of the cohort – 66% of teenage mothers are currently NEET (around 30 young people).
Care leavers – at 16 – 18, young people leaving care are more likely to be NEET than the rest of the cohort – 46% of care leavers are currently NEET (around 45 young people).
Young carers – 14% of residents receiving Carers Allowance are aged 16 – 29, significantly higher than the national average of 11%.
Performance data to December 2012, not including Surrey (data not available) and City of London (not comparable)
Activities to address challenges:
Supply side issues - support creation of opportunities for young people with additional barriers to access apprenticeships and employment
Boost traineeship take up through additional support
Build on Apprenticeship growth – engage YP and SMEs, and support to succeed
Raising aspirations and encouraging entrepreneurship
Reach out to excluded and disengaged through communities and partnership approach