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FOREST TENURE REFORMS:
Lessons from an evolving process

    Pablo Pacheco and Moira Moeliono
      March 2012 — Yogyakarta, Indonesia




                                           THINKING beyond the canopy
Outline


 Context of the reforms
 Outcomes from the reforms
 Main lessons learned
 The Indonesian process
 Ways to move forward


                              THINKING beyond the canopy
Context of the reforms
 Tenure reforms are an increasingly
  expanding process; long experience
  of tenure reforms in Latin America
  with mixed outcomes; provides
  important lessons
 Motivations driving these reforms
  have been diverse, and how reforms
  have been implemented (e.g. bottom-
  up and top-down approaches)
 Tenure reforms gradually comprised
  forest landscapes (notably in the
  Amazon region) where recognition of
  tenure rights has been adapted to
  diverse local conditions and needs    THINKING beyond the canopy
Outcomes from the tenure reforms
 Tenure reforms bring opportunities for local people to
  improve their living conditions and help the forests
 Yet there are associated risks since reforms tend to reflect
  the balance of powers in the economy and society
 Tenure reforms are affected by regulations in other
  sectors, institutional constraints and market conditions
  (e.g. agro-extractive reserves in the Brazilian Amazon)




                                          THINKING beyond the canopy
Main lessons learned
   Need to harmonize rights with responsibilities
   Different tenure arrangements are necessary
   Implementation is fundamental, with flexibility
   Tenure is not only about recognizing rights
   State, at different levels, should be a facilitator




                                           THINKING beyond the canopy
Rights with responsibilities
 Desirable to grant as many rights as possible (i.e.
  access, withdrawal, management, exclusion) — but
  along with clear responsibilities / some conditional
 In most cases in Latin America, the states retain
  some management and the alienation rights
 It is important to uncouple land use from land status
  — considering that forests are important for rational
  land use then it should not matter who owns them
 Customary rights need to be recognized – the issue
  is how to make the notion of customary rights
  operational, and who is entitled to these rights
  (lessons to learn from Brazil, Colombia, Bolivia)


                                        THINKING beyond the canopy
Adopt diverse arrangements
 Rights can be granted through
  diverse types of arrangements
  of rights and responsibilities
 Diverse tenure arrangements
  are possible, such as in Brazil,
  Bolivia, Mexico, Nicaragua:
  indigenous territories, extractive
  reserves, forest settlements,
  community concessions, etc.
 These arrangements are
  adapted to local conditions (e.g.
                                       Source: Carvalheiro, K. et al. 2008. Trilhas da regularizacao
  strengths of local institutions,     fundiaria. CIFOR, CIM, FASE. Belem, Brazil.

  how resources are managed)

                                                  THINKING beyond the canopy
Implementation is key
 Different actors, with diverse powers, compete; thus,
  the reform process may reinforce asymmetries and
  exclude the most disadvantaged groups (e.g. women)
 Anticipating conflict among smallholders,
  communities, and third-party actors is necessary, so
  put in place mechanisms for conflict resolution
 The process has to consider, among others: enough
  time and resources for local people’s involvement in
  the analysis and negotiation of tenure options, and
  sufficient participation in the adoption of agreements
 Mechanisms must be in place for learning, adapting
  and reorienting the process (e.g. some multi-
  stakeholder negotiation platforms in Bolivia)
                                        THINKING beyond the canopy
Tenure is not enough
 Tenure reform is not only about distributing land to
  poor farmers but also about putting in place
  incentives and support for enhancing people’s
  livelihoods
 Local people and communities need to have the
  means to realize their rights (e.g. infrastructure,
  economic incentives, information, technical support,
  others), in order to expand their possible options
 Existing incentive systems need to be realigned in
  order to attend the needs and demands from the
  people benefiting from enhanced tenure rights – this
  is one of the most difficult steps in the reform


                                        THINKING beyond the canopy
Supportive role of the State

 The State (central and provincial governments) needs
  to play a more active role as facilitator in the process of
  reform, but also in effectively enforcing and protecting
  the rights granted to the local people (e.g. Brazil)
 It is important to create options for local institutions to
  adapt to the changes in the regulations; and to
  anticipate the need for resources in providing this
  support
 Coordination among different levels of government is
  fundamental, with relatively clear assignation of
  functions; civil society has an important role to play for
  an effective reform (a key actor in Latin America)

                                            THINKING beyond the canopy
What does it mean for Indonesia?
 Reform needs to be process-
  rather than target-based
 Flexible tenure: different forms of
  rights and ownership according
  to tradition and needs with
  specific conditions for each type
  (contracts and certificates)
 The role of the State: the right to
  designate forests (as a land use);
  regulate and control but not
  implement; guarantee security of
  rights; and provide support and
  services to manage forests
                                        THINKING beyond the canopy
What does it mean for Indonesia?
 Land use defined by spatial
  planning regulated by the
  State, but with active
  involvement of stakeholders
 All rights have responsibilities
  — using land according to
  designated land use,
  registering, paying taxes
 Other sectoral regulations have
  to be harmonized in
  accordance with the goals of
  the forest tenure reform


                                     THINKING beyond the canopy
Ways to move forward
 Define goals and outcomes, consider unintended
    consequences and anticipate problems
   Undertake an inventory of existing rights and uses
   Establish collaborative/participatory approaches and
    define roles and responsibilities at all levels (i.e.
    community with other agencies at national level)
   Implement extension and information campaigns
   Design government system for registration (at what
    level, service points, communication protocols,
    safeguards, fees, inspection and control)
   Design and establish conflict resolution mechanisms


                                         THINKING beyond the canopy
Final considerations

 Reform is a process, not a quick fix of ongoing
    problems, thus requires long-term commitment and a
    supporting budget
   Reform only works if all parties are actively involved,
    thus ensure mechanisms for full participation
   Reform is an investment not a cost (cost-benefit) where
    both costs and benefits are not always to be valued in
    monetary terms
   Other issues still to clarify are: how far to decentralize?
    Who will monitor, inspect and control? How to enhance
    coordination between different levels of government?



                                             THINKING beyond the canopy
CIFOR research on forest tenure reforms




http://www.cifor.org/online-library/browse.html

                                                  THINKING beyond the canopy

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Forest tenure reforms: lessons from an evolving process

  • 1. FOREST TENURE REFORMS: Lessons from an evolving process Pablo Pacheco and Moira Moeliono March 2012 — Yogyakarta, Indonesia THINKING beyond the canopy
  • 2. Outline  Context of the reforms  Outcomes from the reforms  Main lessons learned  The Indonesian process  Ways to move forward THINKING beyond the canopy
  • 3. Context of the reforms  Tenure reforms are an increasingly expanding process; long experience of tenure reforms in Latin America with mixed outcomes; provides important lessons  Motivations driving these reforms have been diverse, and how reforms have been implemented (e.g. bottom- up and top-down approaches)  Tenure reforms gradually comprised forest landscapes (notably in the Amazon region) where recognition of tenure rights has been adapted to diverse local conditions and needs THINKING beyond the canopy
  • 4. Outcomes from the tenure reforms  Tenure reforms bring opportunities for local people to improve their living conditions and help the forests  Yet there are associated risks since reforms tend to reflect the balance of powers in the economy and society  Tenure reforms are affected by regulations in other sectors, institutional constraints and market conditions (e.g. agro-extractive reserves in the Brazilian Amazon) THINKING beyond the canopy
  • 5. Main lessons learned  Need to harmonize rights with responsibilities  Different tenure arrangements are necessary  Implementation is fundamental, with flexibility  Tenure is not only about recognizing rights  State, at different levels, should be a facilitator THINKING beyond the canopy
  • 6. Rights with responsibilities  Desirable to grant as many rights as possible (i.e. access, withdrawal, management, exclusion) — but along with clear responsibilities / some conditional  In most cases in Latin America, the states retain some management and the alienation rights  It is important to uncouple land use from land status — considering that forests are important for rational land use then it should not matter who owns them  Customary rights need to be recognized – the issue is how to make the notion of customary rights operational, and who is entitled to these rights (lessons to learn from Brazil, Colombia, Bolivia) THINKING beyond the canopy
  • 7. Adopt diverse arrangements  Rights can be granted through diverse types of arrangements of rights and responsibilities  Diverse tenure arrangements are possible, such as in Brazil, Bolivia, Mexico, Nicaragua: indigenous territories, extractive reserves, forest settlements, community concessions, etc.  These arrangements are adapted to local conditions (e.g. Source: Carvalheiro, K. et al. 2008. Trilhas da regularizacao strengths of local institutions, fundiaria. CIFOR, CIM, FASE. Belem, Brazil. how resources are managed) THINKING beyond the canopy
  • 8. Implementation is key  Different actors, with diverse powers, compete; thus, the reform process may reinforce asymmetries and exclude the most disadvantaged groups (e.g. women)  Anticipating conflict among smallholders, communities, and third-party actors is necessary, so put in place mechanisms for conflict resolution  The process has to consider, among others: enough time and resources for local people’s involvement in the analysis and negotiation of tenure options, and sufficient participation in the adoption of agreements  Mechanisms must be in place for learning, adapting and reorienting the process (e.g. some multi- stakeholder negotiation platforms in Bolivia) THINKING beyond the canopy
  • 9. Tenure is not enough  Tenure reform is not only about distributing land to poor farmers but also about putting in place incentives and support for enhancing people’s livelihoods  Local people and communities need to have the means to realize their rights (e.g. infrastructure, economic incentives, information, technical support, others), in order to expand their possible options  Existing incentive systems need to be realigned in order to attend the needs and demands from the people benefiting from enhanced tenure rights – this is one of the most difficult steps in the reform THINKING beyond the canopy
  • 10. Supportive role of the State  The State (central and provincial governments) needs to play a more active role as facilitator in the process of reform, but also in effectively enforcing and protecting the rights granted to the local people (e.g. Brazil)  It is important to create options for local institutions to adapt to the changes in the regulations; and to anticipate the need for resources in providing this support  Coordination among different levels of government is fundamental, with relatively clear assignation of functions; civil society has an important role to play for an effective reform (a key actor in Latin America) THINKING beyond the canopy
  • 11. What does it mean for Indonesia?  Reform needs to be process- rather than target-based  Flexible tenure: different forms of rights and ownership according to tradition and needs with specific conditions for each type (contracts and certificates)  The role of the State: the right to designate forests (as a land use); regulate and control but not implement; guarantee security of rights; and provide support and services to manage forests THINKING beyond the canopy
  • 12. What does it mean for Indonesia?  Land use defined by spatial planning regulated by the State, but with active involvement of stakeholders  All rights have responsibilities — using land according to designated land use, registering, paying taxes  Other sectoral regulations have to be harmonized in accordance with the goals of the forest tenure reform THINKING beyond the canopy
  • 13. Ways to move forward  Define goals and outcomes, consider unintended consequences and anticipate problems  Undertake an inventory of existing rights and uses  Establish collaborative/participatory approaches and define roles and responsibilities at all levels (i.e. community with other agencies at national level)  Implement extension and information campaigns  Design government system for registration (at what level, service points, communication protocols, safeguards, fees, inspection and control)  Design and establish conflict resolution mechanisms THINKING beyond the canopy
  • 14. Final considerations  Reform is a process, not a quick fix of ongoing problems, thus requires long-term commitment and a supporting budget  Reform only works if all parties are actively involved, thus ensure mechanisms for full participation  Reform is an investment not a cost (cost-benefit) where both costs and benefits are not always to be valued in monetary terms  Other issues still to clarify are: how far to decentralize? Who will monitor, inspect and control? How to enhance coordination between different levels of government? THINKING beyond the canopy
  • 15. CIFOR research on forest tenure reforms http://www.cifor.org/online-library/browse.html THINKING beyond the canopy