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IMPROVING
HOUSING ASSISTANCE
Community Building and Shared Responsibility

Eduardo Staszowski
Desis Lab | Parsons The New School for Design | NYC

Local Public Design
Design to Reshape Local Public Policies

20 September 2012
Tourcoing, France
2
3
4



HOW MIGHT WE…?

Structural holes
…develop design strategies to bridge information gaps and narrow
areas of disconnection within a social setting, where needed
information is not shared due to structural limitations?

Tacit knowledge
…make use of participatory design methods to observe and engage
citizens in order to reveal the subjective knowledge of individuals and
communities?

Heterarchies
…flatten hierarchy by creating collaborative networks that generate
more opportunities for heterogeneous collaboration?


                                                              Source: Srinivas, N. and Staszowski E.
5




Course: IDC Interface | Home Services | Fall 10 | Students: Micah Spears, Rachel Happ and Chantelle Fuoco
6



WHAT IF…



…public services could be designed to trigger, orient,
support, and scale promising cases of bottom-up social
innovation?

…promising social innovations could then become
powerful and positive drivers of public innovation?
7




Designing
Services
for Housing
8



NYC HOUSING YESTERDAY
During the 1970’s and 1980’s, neighborhoods across New York
City experienced wholesale blight and abandonment and the City
became NYC’s largest landlord, taking ownership of over 100,000
units of in rem properties.




                                                  Photo: Teresa Zabala/The New York Times
9



NYC HOUSING YESTERDAY
By the late 1990’s, New York City experienced a renaissance
bringing many neighborhoods back from the brink.




                                                        Source: HPD Photo Archive
10




NYC HOUSING TODAY
New York City has had an overall net vacancy rental rate of less
than 5% since 1974—the legal definition of a housing emergency.
As shown below, vacancy rates among low cost units continue to
be significantly below this threshold, while the luxury sector has
consistently experienced health vacancy rates above 5%.

                                                       * Rent levels represent monthly
                                                       contract rent in real 2008 dollars;
                                                       Source: 2002, 2005, 2008 Housing
                                                       and Vacancy Survey (U. S. Census
                                                       Bureau)
11




NYC HOUSING TODAY
As the city prospered through the early 2000’s, the stock of in rem
housing diminished to less than 1,000 properties midway through
the decade. As such, the city had to seek new land, stock and
financing strategies to leverage the market and expand the
affordable housing stock.

                                                         Source: HPD Performance Metrics
                                                         Represents total unit count in
                                                         Occupied and Vacant buildings in
                                                         the DPM Workload
12



BUT WHAT IS
AFFORDABLE HOUSING?




                Source: Center for Urban Pedagogy (h6p://envisioningdevelopment.net/affordable‐housing) 
13




AFFORDABLE HOUSING

“It’s housing that families in certain income categories can
occupy for 30% or less of their income.”

But, rent burden is not evenly distributed across income categories.
50% of New York City residents pay more than 30% of their income
in rent and 30% pay more than 50% of their income in rent.

This government definition determines which families are eligible
to benefit from different affordable housing programs according to
different income categories and …

“30% of $1 million is very different from 30% of $20,000!”

                                                    Source: Center for Urban Pedagogy and HPD. 
14




Source: Center for Urban Pedagogy (h6p://envisioningdevelopment.net/affordable‐housing) 
15




Source: Center for Urban Pedagogy (h6p://envisioningdevelopment.net/affordable‐housing) 
16




Source: New York Magazine 
17




NYC HPD - MISSION
Today, the Department of Housing Preservation and Development
(HPD) is the largest municipal developer of affordable housing in
the nation.

Quality: HPD code inspectors respond to complaints regarding housing
conditions, such as the availability of heat and hot water.
Availability: In 2004, HPD launched the New Housing Marketplace Plan, the
most extensive affordable housing development plan in the country to create or
preserve 165,000 units of affordable housing.
Affordability: HPD administers the country’s fourth largest Section 8 Housing
Choice Voucher program to provide a rental subsidy to over 32,000 low income
households.
18




OUR PROJECT

With the support of the Rockefeller Foundation’s Cultural
Innovation Fund 2012, Public and Collaborative: Designing
Services for Housing is a 2-year initiative the NYC Department
of Housing Preservation & Development (HPD) and the Public
Policy Lab (PPL) to explore innovative ways to improve
services related to city-supported affordable housing
development and preservation.




http://nyc.pubcollab.org

                                                 Source: Center for Urban Pedagogy and HPD. 
19




                                                                            PROJECT
                                                                          STRUCTURE
                                                                                     1. Design | 2. Pilot | 3. Evaluate




Fellowships: How-to-Guide and Pilots Implementation




Academic work: Courses, Papers and Dissertations




Knowledge Sharing Platform: How-to-Guide, Open Lectures and Un-conference (Year 2)
20




   NYC HPD - CHALLENGES
   The crash in the market in late 2008 changed the landscape of
   affordable housing:

                                    2004-2008                                  2008-Today
Challenges            •  Rising rents and sales prices      •  Financial distress in multi-family stock
                      •  Displacement of tenants            •  Diminishing availability and increased cost of
                      •  Increasing levels of market rate      credit
                         development                        •  Falling private investment
                      •  Diminishing availability of land   •  Rising foreclosures
                                                            •  Increasing signs of physical deterioration



Opportunities/Tools   •  Cross-subsidizing mixed income     •  Reclaiming formerly assisted stock
                         housing                            •  Preserving existing stock
                      •  Inclusionary zoning                •  Investing in new communities
                      •  Rezoning under-utilized land




                                                                                                       Source: HPD
21




HOUSING/ECONOMIC CRISIS
 More foreclosures                                                                  Lower Quality of
                                                                                     Residential and
                                                                                    Economic Life in
 Less Homeowners                                                                    LMI Communities


  Lower Property                                                                  Less local retail and
   Maintenance                                                                       employment


    Potential
                                                                                              More Crime
  Abandonment


              Source: George Galster (Wayne State University) | “After the Crisis: Housing Policy and Finance in the US and UK” Conference. The New School (9/14/12)
22




DESIGN OPPORTUNITIES

1.  The housing market in New York is extremely complex to
    navigate especially in the field of affordable housing.
    Going through the many government programs and services
    can be a serious challenge, even for housing and development
    professionals and community organizations.

2.  The creation of resident-based services and collaborative
    efforts of residents living in the buildings with
    investments leveraged by HPD could have a transformative
    impact in underserved neighborhoods promoting social and
    economic integration and contributing to the overall success
    and preservation of the investment.
23




OUR HYPOTHESIS

Innovative networks
can be activated
when government,
tenants, landlords,
developers and
community groups
become partners in
designing and
providing services
for affordable
housing.


                      Source: The Young Foundation/NESTA (2007)
24




Services and the City | Spring 12 | Faculty: Lara Penin | Students: Judit Boros, Matteo D’Amanzo, Harriette Kim and Molly Oberholtzer
25




Public and Collaborative Services | Spring 12 | Faculty: Ezio Manzini and Eduardo Staszowski | Students: Janet Lorbberecht, Nelson Lo and Jennifer Meyer
26




OUR DESIGN SCENARIO
FROM BUILDINGS TO COMMUNITIES:
A vision of how HPD might evolve to meet new realities and challenges

•  A series of complimentary
innovations proposed across
the arc of the HPD’s services

•  Builds on HPD’s history of
successful collaboration with
private developers and
community partners

•  Illustrates the mutual benefit
of increased participation in
HPD’s services for both the
agency and its constituents
27




PILOT PROPOSALS
1.    Development of targeted local
      marketing strategies that improve
      eligibility among communities of
      greatest need.

2.    Integration of social media as a
      platform for efficient customer
      service and supportive
      community-networking before,
      during, and after lease-up.

3.    Affordable housing kiosks or
      “street teams” that activate local
      networks and connect with
      potential applicants not reached
      by other marketing channels.         Kiosk
28




PILOT PROPOSALS
4.   Toolkit that provides information,
     increases transparency, and
     aligns expectations for affordable
     housing applicants and those who
     assist them.

5.   Tools, training, and support for
     community partners or “sherpas”
     who assist with marketing and
     guide housing seekers through the
     application process.



                                          Applicant
                                          Toolkit
29




PRELIMINARY REFLECTIONS

1.  Co-production: reform vs. devolvement

2.  Right for experimentation: a call for space

3.  Whose voice gets represented

4.  Role of design
30




DESIGN ROLE 1

1.  Understand the challenges of service delivery to current and
    potential users;

2.  Enable residents’ involvement in the design and delivery of
    local services;

3.  Generate ideas, rapidly prototype and test proposed
    solutions to gain insight into what works and what doesn’t;

4.  Facilitate strategic conversations among stakeholders.
31




DESIGN ROLE 2

1.  Process Facilitator: generate a dialogue with the community,
    observe local level practices and knowledge sharing, promote
    networks and synergies among citizens and other stakeholders

2.  Information and Cross-Cultural Broker: inform the
     community, translate and visualize complex ideas;

3.  Input Gatherer: map and collect information on local level
     practices;

4.  Visioning Catalyst: design scenarios of social innovation and
    prototype ideas.

                                                          Source: Staszowski E. (2011).
Merci!




         staszowe@newschool.edu
          http://desis.parsons.edu
               @desisparsons




         The views expressed in this presentaLon do not necessarily reflect the official posiLons or policies of HPD or the City of New York 

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IMPROVING HOUSING ASSISTANCE THROUGH DESIGN

  • 1. IMPROVING HOUSING ASSISTANCE Community Building and Shared Responsibility Eduardo Staszowski Desis Lab | Parsons The New School for Design | NYC Local Public Design Design to Reshape Local Public Policies 20 September 2012 Tourcoing, France
  • 2. 2
  • 3. 3
  • 4. 4 HOW MIGHT WE…? Structural holes …develop design strategies to bridge information gaps and narrow areas of disconnection within a social setting, where needed information is not shared due to structural limitations? Tacit knowledge …make use of participatory design methods to observe and engage citizens in order to reveal the subjective knowledge of individuals and communities? Heterarchies …flatten hierarchy by creating collaborative networks that generate more opportunities for heterogeneous collaboration? Source: Srinivas, N. and Staszowski E.
  • 5. 5 Course: IDC Interface | Home Services | Fall 10 | Students: Micah Spears, Rachel Happ and Chantelle Fuoco
  • 6. 6 WHAT IF… …public services could be designed to trigger, orient, support, and scale promising cases of bottom-up social innovation? …promising social innovations could then become powerful and positive drivers of public innovation?
  • 8. 8 NYC HOUSING YESTERDAY During the 1970’s and 1980’s, neighborhoods across New York City experienced wholesale blight and abandonment and the City became NYC’s largest landlord, taking ownership of over 100,000 units of in rem properties. Photo: Teresa Zabala/The New York Times
  • 9. 9 NYC HOUSING YESTERDAY By the late 1990’s, New York City experienced a renaissance bringing many neighborhoods back from the brink. Source: HPD Photo Archive
  • 10. 10 NYC HOUSING TODAY New York City has had an overall net vacancy rental rate of less than 5% since 1974—the legal definition of a housing emergency. As shown below, vacancy rates among low cost units continue to be significantly below this threshold, while the luxury sector has consistently experienced health vacancy rates above 5%. * Rent levels represent monthly contract rent in real 2008 dollars; Source: 2002, 2005, 2008 Housing and Vacancy Survey (U. S. Census Bureau)
  • 11. 11 NYC HOUSING TODAY As the city prospered through the early 2000’s, the stock of in rem housing diminished to less than 1,000 properties midway through the decade. As such, the city had to seek new land, stock and financing strategies to leverage the market and expand the affordable housing stock. Source: HPD Performance Metrics Represents total unit count in Occupied and Vacant buildings in the DPM Workload
  • 12. 12 BUT WHAT IS AFFORDABLE HOUSING? Source: Center for Urban Pedagogy (h6p://envisioningdevelopment.net/affordable‐housing) 
  • 13. 13 AFFORDABLE HOUSING “It’s housing that families in certain income categories can occupy for 30% or less of their income.” But, rent burden is not evenly distributed across income categories. 50% of New York City residents pay more than 30% of their income in rent and 30% pay more than 50% of their income in rent. This government definition determines which families are eligible to benefit from different affordable housing programs according to different income categories and … “30% of $1 million is very different from 30% of $20,000!” Source: Center for Urban Pedagogy and HPD. 
  • 17. 17 NYC HPD - MISSION Today, the Department of Housing Preservation and Development (HPD) is the largest municipal developer of affordable housing in the nation. Quality: HPD code inspectors respond to complaints regarding housing conditions, such as the availability of heat and hot water. Availability: In 2004, HPD launched the New Housing Marketplace Plan, the most extensive affordable housing development plan in the country to create or preserve 165,000 units of affordable housing. Affordability: HPD administers the country’s fourth largest Section 8 Housing Choice Voucher program to provide a rental subsidy to over 32,000 low income households.
  • 18. 18 OUR PROJECT With the support of the Rockefeller Foundation’s Cultural Innovation Fund 2012, Public and Collaborative: Designing Services for Housing is a 2-year initiative the NYC Department of Housing Preservation & Development (HPD) and the Public Policy Lab (PPL) to explore innovative ways to improve services related to city-supported affordable housing development and preservation. http://nyc.pubcollab.org Source: Center for Urban Pedagogy and HPD. 
  • 19. 19 PROJECT STRUCTURE 1. Design | 2. Pilot | 3. Evaluate Fellowships: How-to-Guide and Pilots Implementation Academic work: Courses, Papers and Dissertations Knowledge Sharing Platform: How-to-Guide, Open Lectures and Un-conference (Year 2)
  • 20. 20 NYC HPD - CHALLENGES The crash in the market in late 2008 changed the landscape of affordable housing: 2004-2008 2008-Today Challenges •  Rising rents and sales prices •  Financial distress in multi-family stock •  Displacement of tenants •  Diminishing availability and increased cost of •  Increasing levels of market rate credit development •  Falling private investment •  Diminishing availability of land •  Rising foreclosures •  Increasing signs of physical deterioration Opportunities/Tools •  Cross-subsidizing mixed income •  Reclaiming formerly assisted stock housing •  Preserving existing stock •  Inclusionary zoning •  Investing in new communities •  Rezoning under-utilized land Source: HPD
  • 21. 21 HOUSING/ECONOMIC CRISIS More foreclosures Lower Quality of Residential and Economic Life in Less Homeowners LMI Communities Lower Property Less local retail and Maintenance employment Potential More Crime Abandonment Source: George Galster (Wayne State University) | “After the Crisis: Housing Policy and Finance in the US and UK” Conference. The New School (9/14/12)
  • 22. 22 DESIGN OPPORTUNITIES 1.  The housing market in New York is extremely complex to navigate especially in the field of affordable housing. Going through the many government programs and services can be a serious challenge, even for housing and development professionals and community organizations. 2.  The creation of resident-based services and collaborative efforts of residents living in the buildings with investments leveraged by HPD could have a transformative impact in underserved neighborhoods promoting social and economic integration and contributing to the overall success and preservation of the investment.
  • 23. 23 OUR HYPOTHESIS Innovative networks can be activated when government, tenants, landlords, developers and community groups become partners in designing and providing services for affordable housing. Source: The Young Foundation/NESTA (2007)
  • 24. 24 Services and the City | Spring 12 | Faculty: Lara Penin | Students: Judit Boros, Matteo D’Amanzo, Harriette Kim and Molly Oberholtzer
  • 25. 25 Public and Collaborative Services | Spring 12 | Faculty: Ezio Manzini and Eduardo Staszowski | Students: Janet Lorbberecht, Nelson Lo and Jennifer Meyer
  • 26. 26 OUR DESIGN SCENARIO FROM BUILDINGS TO COMMUNITIES: A vision of how HPD might evolve to meet new realities and challenges •  A series of complimentary innovations proposed across the arc of the HPD’s services •  Builds on HPD’s history of successful collaboration with private developers and community partners •  Illustrates the mutual benefit of increased participation in HPD’s services for both the agency and its constituents
  • 27. 27 PILOT PROPOSALS 1.  Development of targeted local marketing strategies that improve eligibility among communities of greatest need. 2.  Integration of social media as a platform for efficient customer service and supportive community-networking before, during, and after lease-up. 3.  Affordable housing kiosks or “street teams” that activate local networks and connect with potential applicants not reached by other marketing channels. Kiosk
  • 28. 28 PILOT PROPOSALS 4. Toolkit that provides information, increases transparency, and aligns expectations for affordable housing applicants and those who assist them. 5. Tools, training, and support for community partners or “sherpas” who assist with marketing and guide housing seekers through the application process. Applicant Toolkit
  • 29. 29 PRELIMINARY REFLECTIONS 1.  Co-production: reform vs. devolvement 2.  Right for experimentation: a call for space 3.  Whose voice gets represented 4.  Role of design
  • 30. 30 DESIGN ROLE 1 1.  Understand the challenges of service delivery to current and potential users; 2.  Enable residents’ involvement in the design and delivery of local services; 3.  Generate ideas, rapidly prototype and test proposed solutions to gain insight into what works and what doesn’t; 4.  Facilitate strategic conversations among stakeholders.
  • 31. 31 DESIGN ROLE 2 1.  Process Facilitator: generate a dialogue with the community, observe local level practices and knowledge sharing, promote networks and synergies among citizens and other stakeholders 2.  Information and Cross-Cultural Broker: inform the community, translate and visualize complex ideas; 3.  Input Gatherer: map and collect information on local level practices; 4.  Visioning Catalyst: design scenarios of social innovation and prototype ideas. Source: Staszowski E. (2011).
  • 32. Merci! staszowe@newschool.edu http://desis.parsons.edu @desisparsons The views expressed in this presentaLon do not necessarily reflect the official posiLons or policies of HPD or the City of New York