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Prosecution Group Luncheon
          May 2012
New Top Level Domain Names (gTLDs)
• Process suspended, will reopen for five days – June ??
• “Reveal Day” delayed – starts objection period
• More than 2000 applicants so far …
   – Types, new business models?
       industry (.bank, .bike, .ski, .health, .gay, .movie)
       brand (.canon, .deloitte, .hitachi)
       charitable (.eco, .green, .fam)
   – Will be processed in batches, 1st operating early 2013?
     Next batch in 2014?
• New “Clearinghouse” for objections, sunrise reservations/
  blocks, details TBD???
• Watch out for solicitations/warnings offering to reserve/
  block/ register for your clients
John Walsh’s




• Suggestion that willful blindness may be
  enough in recent article by TTAB Judge
Can’t Kutt the Reverse Rap

• Rapper Melvin "Kutt" Calhoun applied
  for KUTT CALHOUN for clothing
• Rejected in view of Supplemental Registration
  for the mark CALHOUN for "sports shirts.“
• Kutt claimed his fame coupled with the
  weakness of the cited mark (surname), makes
  confusion unlikely.
• Backfired – fame would exacerbate rather
  than obviate confusion – reverse confusion
• In re Melvin Calhoun, Jr., Serial No. 77946290 (April 27,
  2012) [not precedential].
You Can Fall off the wagon –
             but not the Horse
• Design for clothing opposed by Polo
• Fame of “POLO” conceded
• Respondent intended to "parody the elite in
  society as embodied by the sport of polo."
• TTAB: parody is not a defense if the marks
  are otherwise confusingly similar …
  “parodying a life style is not a parody of a
  trademark.”
• PRL USA Holdings Inc. v. Thread Pit, Inc., Cancellation
  No. 92047436 (May 14, 2012) [not precedential].
Quick Path Information Disclosure Statement
           pilot program (QPIDS)
• IDS submissions post-payment of issue fee
  – Examiner will consider, reopen prosecution only where
    necessary to address an item in the IDS
  – Otherwise, return to issue
  – Utility or reissue application, issue fee paid but not yet
    issued

• Submission via EFS-Web

• Effective May 16, 2012, through September 30, 2012
PTO On The Clock

• Good News: backlog of unexamined cases
  down ~10% (-71K cases) since early 2011

• Bad News: wave heads downstream
  – RCE backlog up 50% (+28K cases)
  – BPAI backlog up 25% (+5.5K cases)

• BPAI: backlog growing, but more slowly
  – 911 disposals in Mar. 2012
  – 1,343 new appeals docketed
Mayo Fallout—Software Next?
• WildTangent v. Ultramercial (U.S., No. 11-962, May 21)

• US 7,346,545 (internet distribution of copyrighted
  products)

• FC (Rader): patent-eligible under Section 101
   – Computer used to perform the method
   – Programming complexity required
   – “[M]ere idea that advertising can be used as a form of
     currency is abstract . . . the '545 patent does not simply
     claim [that] age-old idea . . . . Instead, [it] discloses a
     practical application of this idea."

• S.Ct.: grants cert., vacates, remands
Recapture Rule in Reissue
•   In re Youman, No. 2011-1136 (Fed. Cir. May 8, 2012)

•   Rule: cannot regain in reissue that given up in prosecution to avoid art

•   Three step test:
     – Determine in what aspect reissue claims are broader than issued claims
     – Determine whether broader aspects relate to surrendered subject matter
     – Determine whether surrendered matter has crept into reissue claims

•   Rejects view that any broadening of added limitation invokes rule
     – Elimination of a limitation added during prosecution is recapture
     – Modification of that limitation may not be

•   Reissue claims must be materially narrowed relative to surrendered matter
     – Cannot recapture full scope of what was surrendered
     – Narrowing “must render the reissue claim narrower than it is broader in a
       manner pertinent to the subject matter surrendered during prosecution”
Anticipation Basics
In re Montgomery, No. 2011-1376 (Fed. Cir. May 8, 2012)

• Fundamentals of anticipation
   – Broadest reasonable interpretation of claims during examination
   – Reference must disclose every limitation (expressly or inherently)

• Broadest reasonable interpretation
   – Consistent with, in light of specification as understood by POSA
   – Question of law (de novo review)

• Inherent result must inevitably result from disclosure, not by
  probabilities or possibilities

• Anticipation “requires an enabling disclosure, not “actual creation
  or reduction to practice”
AIA Update

• Rules on post-grant procedures in process
  – Focus on efficiency, cost-effectiveness
  – Technical, administrative expertise within PTO
  – Board expansion: 120+ judges, many from
    outside PTO

• Judicial Panel on Multidistrict Litigation
  (“JPML”): AIA does not affect authority to
  transfer and centralize patent litigation
  – In re Bear Creek Tech., Inc. (J.P.M.L. May 2,
    2012)

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New gTLDs to Launch in 2013 Despite Delays/TITLE

  • 2. New Top Level Domain Names (gTLDs) • Process suspended, will reopen for five days – June ?? • “Reveal Day” delayed – starts objection period • More than 2000 applicants so far … – Types, new business models?  industry (.bank, .bike, .ski, .health, .gay, .movie)  brand (.canon, .deloitte, .hitachi)  charitable (.eco, .green, .fam) – Will be processed in batches, 1st operating early 2013? Next batch in 2014? • New “Clearinghouse” for objections, sunrise reservations/ blocks, details TBD??? • Watch out for solicitations/warnings offering to reserve/ block/ register for your clients
  • 3. John Walsh’s • Suggestion that willful blindness may be enough in recent article by TTAB Judge
  • 4. Can’t Kutt the Reverse Rap • Rapper Melvin "Kutt" Calhoun applied for KUTT CALHOUN for clothing • Rejected in view of Supplemental Registration for the mark CALHOUN for "sports shirts.“ • Kutt claimed his fame coupled with the weakness of the cited mark (surname), makes confusion unlikely. • Backfired – fame would exacerbate rather than obviate confusion – reverse confusion • In re Melvin Calhoun, Jr., Serial No. 77946290 (April 27, 2012) [not precedential].
  • 5. You Can Fall off the wagon – but not the Horse • Design for clothing opposed by Polo • Fame of “POLO” conceded • Respondent intended to "parody the elite in society as embodied by the sport of polo." • TTAB: parody is not a defense if the marks are otherwise confusingly similar … “parodying a life style is not a parody of a trademark.” • PRL USA Holdings Inc. v. Thread Pit, Inc., Cancellation No. 92047436 (May 14, 2012) [not precedential].
  • 6. Quick Path Information Disclosure Statement pilot program (QPIDS) • IDS submissions post-payment of issue fee – Examiner will consider, reopen prosecution only where necessary to address an item in the IDS – Otherwise, return to issue – Utility or reissue application, issue fee paid but not yet issued • Submission via EFS-Web • Effective May 16, 2012, through September 30, 2012
  • 7. PTO On The Clock • Good News: backlog of unexamined cases down ~10% (-71K cases) since early 2011 • Bad News: wave heads downstream – RCE backlog up 50% (+28K cases) – BPAI backlog up 25% (+5.5K cases) • BPAI: backlog growing, but more slowly – 911 disposals in Mar. 2012 – 1,343 new appeals docketed
  • 8. Mayo Fallout—Software Next? • WildTangent v. Ultramercial (U.S., No. 11-962, May 21) • US 7,346,545 (internet distribution of copyrighted products) • FC (Rader): patent-eligible under Section 101 – Computer used to perform the method – Programming complexity required – “[M]ere idea that advertising can be used as a form of currency is abstract . . . the '545 patent does not simply claim [that] age-old idea . . . . Instead, [it] discloses a practical application of this idea." • S.Ct.: grants cert., vacates, remands
  • 9. Recapture Rule in Reissue • In re Youman, No. 2011-1136 (Fed. Cir. May 8, 2012) • Rule: cannot regain in reissue that given up in prosecution to avoid art • Three step test: – Determine in what aspect reissue claims are broader than issued claims – Determine whether broader aspects relate to surrendered subject matter – Determine whether surrendered matter has crept into reissue claims • Rejects view that any broadening of added limitation invokes rule – Elimination of a limitation added during prosecution is recapture – Modification of that limitation may not be • Reissue claims must be materially narrowed relative to surrendered matter – Cannot recapture full scope of what was surrendered – Narrowing “must render the reissue claim narrower than it is broader in a manner pertinent to the subject matter surrendered during prosecution”
  • 10. Anticipation Basics In re Montgomery, No. 2011-1376 (Fed. Cir. May 8, 2012) • Fundamentals of anticipation – Broadest reasonable interpretation of claims during examination – Reference must disclose every limitation (expressly or inherently) • Broadest reasonable interpretation – Consistent with, in light of specification as understood by POSA – Question of law (de novo review) • Inherent result must inevitably result from disclosure, not by probabilities or possibilities • Anticipation “requires an enabling disclosure, not “actual creation or reduction to practice”
  • 11. AIA Update • Rules on post-grant procedures in process – Focus on efficiency, cost-effectiveness – Technical, administrative expertise within PTO – Board expansion: 120+ judges, many from outside PTO • Judicial Panel on Multidistrict Litigation (“JPML”): AIA does not affect authority to transfer and centralize patent litigation – In re Bear Creek Tech., Inc. (J.P.M.L. May 2, 2012)