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utual Fund represent one of the most appropriate investment for most

-During which union Govt.budget the dividends from mutual fund were exempted

-1996- to till is considered to be the fourth phase of mutual fund history in India

-Second phase of mutual fund history in India is considered to be
US-64 stands for? -Unit Scheme-64

Foreign Institutional investor (FII) registered with SEBI can invest in Mutual Fund-F(w)

______________ is accountable to the office of the public trustee-Board of trustees

A mutual fund which recover its marketing expenses, fund managers salary etc. is known as

-Non Load Fund(w) Load Fund(w)

During which union Govt.budget the dividends from mutual fund were exempted-1996(w) 1998(w)

1996- to till is considered to be the fourth phase of mutual fund history in India-T

The first and for long the largest scheme was US-64-F(w)

What is NAV ?- Net Asset Value

Market and investor related activity is governed by-SEBI

Mutual Fund represent one of the most appropriate investment for most-Small Scale Investors

High Yield Debt funds seek to obtain higher interest rates by investing in debt instruments-F(w)

Which public sector was the first to introduce non-UTI mutual fund in India-SBI

Second phase of mutual fund history in India is considered to be-1987-1993

Open end-end allows investor to buy or redeem units from the fund at the price based on NAV per unit-
T

______________ was the first diversified equity investment scheme in India-Mastershare

In which year Mutual fund industry started in India-1963

SIP stands for-Systemactice Interest Plans(w) Systemactice Investment Plans

Closed -end funds-doesn`t allow user to buy or redeem units directly from the funds

How many private sector mutual funds and their schemes were lunched during 1993-94-SIX(w) Five

Balanced Fund portfolio comprises of Debt instruments, convertible securities , preference and equity
shares-F(w)

Fund managers always strive to include only traded or liquid securities in their portfolios-T
utual Fund represent one of the most appropriate investment for most

-During which union Govt.budget the dividends from mutual fund were exempted

-1996- to till is considered to be the fourth phase of mutual fund history in India

-Second phase of mutual fund history in India is considered to be
ARP stands for-Annual Retirement Plans(w) Automatic Reinvestment Plans

CLB stands for-Company and Labour Board(w) Company Law Board

Mutual Funds are classified as closed-end and open-end-T

Mutual funds aim at maximising returns while keeping the risk to a tolerable level.-T

Mutual Fund started with the formation of Unit Trust of India-T

Public sector Mutual fund other than UTI entered in India during-1987

How many new schemes were lunched by UTI during 1981 and 1984-Nine(w) Five(w)

Offer document is issued only once for closed end fund-T

STP stands for-Systematic Transaction Plans(w) Systematic Transfer Plans

Children Gift Growth fund was introduced during which period-1987-90(w) 1984-87

What is SEBI-Govt. Regulatory Authority

Tax-emempt funds invest in securites free from tax-F(w)

What is Fair Value-Value of a security that is realistic and not based on any arbitrary methodology

Mutual Funds are also classified as load fund and non-load funds-F

Fixed Term Plan Series-1 and 2

Growth funds are less volatile than aggressive growth funds-T

-Money Market Funds(w) Liquid Funds

Incase the EPS is negative-EPS value for that year is taken as ten for arriving at capitalised earnings(w)

EPS value for that year is taken as zero for arriving at capitalised earnings

Which of the following are correct for Standard risk factors-NAV can move up or down on the basis of
capital market movement

Other mutual funds include _______________ and ____________________-Commodity and Real Estate
Fund

________ is responsible for modifying regulation relating to companies-SEBI(w) CLB(w)
utual Fund represent one of the most appropriate investment for most

-During which union Govt.budget the dividends from mutual fund were exempted

-1996- to till is considered to be the fourth phase of mutual fund history in India

-Second phase of mutual fund history in India is considered to be
A fund may sell new units at a price that is different from the NAV-T

The mutual fund can be managed by-1 3 4

Tax- exempt and Non Tax-exempt is one another form mutual fund classification-F(w)

Mutual Fund is regulated and governed by SEBI-T

The balance of mutual fund is different from balance sheet of companies-T

Valuation date is the date on which the fund calculates the value of its-Both Portfolio and NAV

Only AMFI certified distributors can sell mutual funds-T

Financial intermediary provides the require investment knowledge and professional exprtise on
sucessful investing-T

DCA stands for-Duty and Customs Act(w) Department of Company Affairs

The offer Document and Key Information Memorandum needs to be updated atleast-Once every two
years

________________ have a narrow portfolio orientation and invest in only companies that meet pre-
defined criteria.- Speciality Funds

NAV measures the change in the value of the investment made into into capital instrument-T

Ownership issue of Asset Management Companies is governed by-SEBI(w) AMFI(w) UTI(w)

_________________ stocks are shares of companies whose earnings are related with the state of
economy-Growth Stocks(w) Value Stocks(w)

Which period is considered to be the third phase in the history of mutual fund in India-1995-1999(w)
1993-1996

AMFI has published code of ethics Asset Management Company-T

Recent Merger and acquisitions took between-Sun Fand C Mutual Fund by Alliance Mutual Fund(w) Birla
Sun Life by Prinicipal(w)

During which period first private sector mutual funds were introduced in India-1993-1994

The income Tax Act,_____ lays down the tax provisions governing mutuals funds-1961

Strike a balance between capital appreciation and incomes for the investor-Growth and Incomes Funds
utual Fund represent one of the most appropriate investment for most

-During which union Govt.budget the dividends from mutual fund were exempted

-1996- to till is considered to be the fourth phase of mutual fund history in India

-Second phase of mutual fund history in India is considered to be
The trust is created through a document called the __________-Trust Deed

Select the correct Merger and acquisitions deal-Alliance Mutual Fund by Birla Sun Life

NAV of open-end schemes must be calculated and published daily-T

____________ is any person who, acting alone or in combination with another body corporate ,
establishes a mutual fund-Independent Director(w) Trustee(w) Sponsor

Net Asset Value is equivalent to-Total number of units issued divided by the value of the total assets of
the fund(w)

What is the NAV for Fund Value = 4000 and Number of units issued =100-40

The offer Document issued for the new schemes are valid for a period of-six months

Formula of calculating NAV is-NAV = Fund ValueTotal units issued

________ are Government securities with medium to long-term maturities-Liquid Funds(w) Money
Market Funds(w) Gilt Funds

An investor needs to PAN for purchasing units worth-50,000 or more

An asset shall be classified as non-performing,- If the interestprincipal amount has not been received or
has remained outstanding for one quarter

A mutual fund in India is costituted in the form of a Public Trust created underthe ______________-
Indian Trust Act, 1857(w) Indian Trust Act, 1856(w) Indian Trust Act, 1882

____________ guides the Department of Compan Affairs-SEBI(w) CLB

Unit holder have right to receive divident warrants within ____ days of the date of dividend
declaration-30 days

Stock Exchanges are supervised by-DCA(w) SEBI

Registrars and transfer agents are responsible for issuing and redeeming units of the mutual funds-T

____________ try to seek out fundamentally sound companies whose shares are currently under-priced
in the market-Equity Income Fund(w) Debt Funds(w) Value Fund

The equity fund which is designed to give the investor a high level of current income along with some
steady capital appreciation.- Aggressive Growth Funds(w) Debt Funds(w) Growth Funds(w)
utual Fund represent one of the most appropriate investment for most

-During which union Govt.budget the dividends from mutual fund were exempted

-1996- to till is considered to be the fourth phase of mutual fund history in India

-Second phase of mutual fund history in India is considered to be
SEBI has designed mandatory guidelines for mutual fund distributors role and service to investors-T(w)

_______________ is one of the most important source of information for a prospective investor-Unit
value(w) Offer Document

____________________ is responsible for implementing government policies with regard to RBI and
SEBI-Ministry of Finance

KIM stands for-Key Information Memorandum

AMC stands for-Asset Management Company

All mutual funds have to be registered with SEBI-T

A fund which tracks the performance of a specific stock market index-Speciality Funds(w) Value Fund(w)
Equity Income Fund(w)

NAV measures the change in the value of the investment made into into capital instrument-T

SEBI was constituted in which year-1995(w) 1992

Harry Singh is Non- resident Indian can he invest in Mutual Fund-F(w)

Foreign Institutional investor (FII) registered with SEBI can invest in Mutual Fund-T

SAT stands for-Securities Appeliate Taxation(w) Securities Appeliate Tribunal

Unit holder have right to receive receive interest, if redemption money is not received within
_______days of its submission of the same-10 days

The ______________ are the primary guardians of the unit holders fund and assets-Sponsor(w) Trustee

The AMC of a mutual fund must have a net worth of Rs__________ at all time-Rs. 10 crores



Fair value is determined based on-p 3rd option

Which of the following is correct—p-1st and 3rd

According to SEBI advertising code-p-1st and 4th

Which of the following is Trueof Mutual Fund Investor-p-1st ,2nd ,3rd

Fees and Expenses related with Mutual Funds cannot be charged to the scheme-p-2nd and 3rd
utual Fund represent one of the most appropriate investment for most

-During which union Govt.budget the dividends from mutual fund were exempted

-1996- to till is considered to be the fourth phase of mutual fund history in India

-Second phase of mutual fund history in India is considered to be
The summary information of the Offer Document informs about the-p-1st and 2nd

The offer document must contain-p-2nd and 3rd

The mutual fund have to display modification in the Offer Document in the form of a notice in-all
options

Which of the following is correct for the custodian-2nd and 3rd option

The due diligence certificate can be singed by-1st and 2nd

Which of the following is low risk category mutual fund-3rd 4th 5th

Mutual Fund in India are open to investment by-2nd and 4th

_____________Funds that invest in equities in one or more foreign countries-1st and 2nd

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Mutual fund

  • 1. utual Fund represent one of the most appropriate investment for most -During which union Govt.budget the dividends from mutual fund were exempted -1996- to till is considered to be the fourth phase of mutual fund history in India -Second phase of mutual fund history in India is considered to be US-64 stands for? -Unit Scheme-64 Foreign Institutional investor (FII) registered with SEBI can invest in Mutual Fund-F(w) ______________ is accountable to the office of the public trustee-Board of trustees A mutual fund which recover its marketing expenses, fund managers salary etc. is known as -Non Load Fund(w) Load Fund(w) During which union Govt.budget the dividends from mutual fund were exempted-1996(w) 1998(w) 1996- to till is considered to be the fourth phase of mutual fund history in India-T The first and for long the largest scheme was US-64-F(w) What is NAV ?- Net Asset Value Market and investor related activity is governed by-SEBI Mutual Fund represent one of the most appropriate investment for most-Small Scale Investors High Yield Debt funds seek to obtain higher interest rates by investing in debt instruments-F(w) Which public sector was the first to introduce non-UTI mutual fund in India-SBI Second phase of mutual fund history in India is considered to be-1987-1993 Open end-end allows investor to buy or redeem units from the fund at the price based on NAV per unit- T ______________ was the first diversified equity investment scheme in India-Mastershare In which year Mutual fund industry started in India-1963 SIP stands for-Systemactice Interest Plans(w) Systemactice Investment Plans Closed -end funds-doesn`t allow user to buy or redeem units directly from the funds How many private sector mutual funds and their schemes were lunched during 1993-94-SIX(w) Five Balanced Fund portfolio comprises of Debt instruments, convertible securities , preference and equity shares-F(w) Fund managers always strive to include only traded or liquid securities in their portfolios-T
  • 2. utual Fund represent one of the most appropriate investment for most -During which union Govt.budget the dividends from mutual fund were exempted -1996- to till is considered to be the fourth phase of mutual fund history in India -Second phase of mutual fund history in India is considered to be ARP stands for-Annual Retirement Plans(w) Automatic Reinvestment Plans CLB stands for-Company and Labour Board(w) Company Law Board Mutual Funds are classified as closed-end and open-end-T Mutual funds aim at maximising returns while keeping the risk to a tolerable level.-T Mutual Fund started with the formation of Unit Trust of India-T Public sector Mutual fund other than UTI entered in India during-1987 How many new schemes were lunched by UTI during 1981 and 1984-Nine(w) Five(w) Offer document is issued only once for closed end fund-T STP stands for-Systematic Transaction Plans(w) Systematic Transfer Plans Children Gift Growth fund was introduced during which period-1987-90(w) 1984-87 What is SEBI-Govt. Regulatory Authority Tax-emempt funds invest in securites free from tax-F(w) What is Fair Value-Value of a security that is realistic and not based on any arbitrary methodology Mutual Funds are also classified as load fund and non-load funds-F Fixed Term Plan Series-1 and 2 Growth funds are less volatile than aggressive growth funds-T -Money Market Funds(w) Liquid Funds Incase the EPS is negative-EPS value for that year is taken as ten for arriving at capitalised earnings(w) EPS value for that year is taken as zero for arriving at capitalised earnings Which of the following are correct for Standard risk factors-NAV can move up or down on the basis of capital market movement Other mutual funds include _______________ and ____________________-Commodity and Real Estate Fund ________ is responsible for modifying regulation relating to companies-SEBI(w) CLB(w)
  • 3. utual Fund represent one of the most appropriate investment for most -During which union Govt.budget the dividends from mutual fund were exempted -1996- to till is considered to be the fourth phase of mutual fund history in India -Second phase of mutual fund history in India is considered to be A fund may sell new units at a price that is different from the NAV-T The mutual fund can be managed by-1 3 4 Tax- exempt and Non Tax-exempt is one another form mutual fund classification-F(w) Mutual Fund is regulated and governed by SEBI-T The balance of mutual fund is different from balance sheet of companies-T Valuation date is the date on which the fund calculates the value of its-Both Portfolio and NAV Only AMFI certified distributors can sell mutual funds-T Financial intermediary provides the require investment knowledge and professional exprtise on sucessful investing-T DCA stands for-Duty and Customs Act(w) Department of Company Affairs The offer Document and Key Information Memorandum needs to be updated atleast-Once every two years ________________ have a narrow portfolio orientation and invest in only companies that meet pre- defined criteria.- Speciality Funds NAV measures the change in the value of the investment made into into capital instrument-T Ownership issue of Asset Management Companies is governed by-SEBI(w) AMFI(w) UTI(w) _________________ stocks are shares of companies whose earnings are related with the state of economy-Growth Stocks(w) Value Stocks(w) Which period is considered to be the third phase in the history of mutual fund in India-1995-1999(w) 1993-1996 AMFI has published code of ethics Asset Management Company-T Recent Merger and acquisitions took between-Sun Fand C Mutual Fund by Alliance Mutual Fund(w) Birla Sun Life by Prinicipal(w) During which period first private sector mutual funds were introduced in India-1993-1994 The income Tax Act,_____ lays down the tax provisions governing mutuals funds-1961 Strike a balance between capital appreciation and incomes for the investor-Growth and Incomes Funds
  • 4. utual Fund represent one of the most appropriate investment for most -During which union Govt.budget the dividends from mutual fund were exempted -1996- to till is considered to be the fourth phase of mutual fund history in India -Second phase of mutual fund history in India is considered to be The trust is created through a document called the __________-Trust Deed Select the correct Merger and acquisitions deal-Alliance Mutual Fund by Birla Sun Life NAV of open-end schemes must be calculated and published daily-T ____________ is any person who, acting alone or in combination with another body corporate , establishes a mutual fund-Independent Director(w) Trustee(w) Sponsor Net Asset Value is equivalent to-Total number of units issued divided by the value of the total assets of the fund(w) What is the NAV for Fund Value = 4000 and Number of units issued =100-40 The offer Document issued for the new schemes are valid for a period of-six months Formula of calculating NAV is-NAV = Fund ValueTotal units issued ________ are Government securities with medium to long-term maturities-Liquid Funds(w) Money Market Funds(w) Gilt Funds An investor needs to PAN for purchasing units worth-50,000 or more An asset shall be classified as non-performing,- If the interestprincipal amount has not been received or has remained outstanding for one quarter A mutual fund in India is costituted in the form of a Public Trust created underthe ______________- Indian Trust Act, 1857(w) Indian Trust Act, 1856(w) Indian Trust Act, 1882 ____________ guides the Department of Compan Affairs-SEBI(w) CLB Unit holder have right to receive divident warrants within ____ days of the date of dividend declaration-30 days Stock Exchanges are supervised by-DCA(w) SEBI Registrars and transfer agents are responsible for issuing and redeeming units of the mutual funds-T ____________ try to seek out fundamentally sound companies whose shares are currently under-priced in the market-Equity Income Fund(w) Debt Funds(w) Value Fund The equity fund which is designed to give the investor a high level of current income along with some steady capital appreciation.- Aggressive Growth Funds(w) Debt Funds(w) Growth Funds(w)
  • 5. utual Fund represent one of the most appropriate investment for most -During which union Govt.budget the dividends from mutual fund were exempted -1996- to till is considered to be the fourth phase of mutual fund history in India -Second phase of mutual fund history in India is considered to be SEBI has designed mandatory guidelines for mutual fund distributors role and service to investors-T(w) _______________ is one of the most important source of information for a prospective investor-Unit value(w) Offer Document ____________________ is responsible for implementing government policies with regard to RBI and SEBI-Ministry of Finance KIM stands for-Key Information Memorandum AMC stands for-Asset Management Company All mutual funds have to be registered with SEBI-T A fund which tracks the performance of a specific stock market index-Speciality Funds(w) Value Fund(w) Equity Income Fund(w) NAV measures the change in the value of the investment made into into capital instrument-T SEBI was constituted in which year-1995(w) 1992 Harry Singh is Non- resident Indian can he invest in Mutual Fund-F(w) Foreign Institutional investor (FII) registered with SEBI can invest in Mutual Fund-T SAT stands for-Securities Appeliate Taxation(w) Securities Appeliate Tribunal Unit holder have right to receive receive interest, if redemption money is not received within _______days of its submission of the same-10 days The ______________ are the primary guardians of the unit holders fund and assets-Sponsor(w) Trustee The AMC of a mutual fund must have a net worth of Rs__________ at all time-Rs. 10 crores Fair value is determined based on-p 3rd option Which of the following is correct—p-1st and 3rd According to SEBI advertising code-p-1st and 4th Which of the following is Trueof Mutual Fund Investor-p-1st ,2nd ,3rd Fees and Expenses related with Mutual Funds cannot be charged to the scheme-p-2nd and 3rd
  • 6. utual Fund represent one of the most appropriate investment for most -During which union Govt.budget the dividends from mutual fund were exempted -1996- to till is considered to be the fourth phase of mutual fund history in India -Second phase of mutual fund history in India is considered to be The summary information of the Offer Document informs about the-p-1st and 2nd The offer document must contain-p-2nd and 3rd The mutual fund have to display modification in the Offer Document in the form of a notice in-all options Which of the following is correct for the custodian-2nd and 3rd option The due diligence certificate can be singed by-1st and 2nd Which of the following is low risk category mutual fund-3rd 4th 5th Mutual Fund in India are open to investment by-2nd and 4th _____________Funds that invest in equities in one or more foreign countries-1st and 2nd