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Health Information Exchange 101:
                   Important Terms and Definitions




Source: National eHealth Collaborative
Terms are linked to definition
List of Terms                            in PDF version located here.

• Accountable Care Organizations             • Data Use & Reciprocal Support
• Beacon Community                           Agreement
• Biosurveillance                            • Digital Certificate
• Bundled Payments                           • Electronic Health Record
• Certificate Authority                      • Electronic Medical Record
• Certificate Criteria                       • Electronic Order Entry
• Clinical Document Architecture             • Federal Health Architecture
• Continuity of Care Document                • Health IT Policy Committee
• Continuity of Care Record                  • Health IT Standards Committee
• Conformance Testing                        • Health Information Organization

                          Continues on next slide
Terms are linked to definition
List of Terms                         in PDF version located here.

• Health Information Technology           • National Health Information
for Economic & Clinical Health            Network
Act                                       • Nationwide Health Information
• Healthcare Quality                      Network Exchange
• Health Level 7                          • Office of the National
• Implementation Guides                   Coordinator for Health Information
• Integrating the Healthcare              Technology
Enterprise                                • Patient-Centered Medical Home
• Master Patient Index                    • Patient Consent
• Meaningful Use
• National eHealth Collaborative
                       Continues on next slide
Terms are linked to definition
List of Terms                         in PDF version located here.

• Patient Protection & Affordable         • Regional Health Information
Care Act                                  Organization
• Personal Health Record                  • Registration Authority
• Private HIE                             • Rulemaking
• Provider Directory                      • Specifications
• Public Key Infrastructure               • Standards
• Publish/Subscribe                       • Standards & Interoperability
• Publish and Send                        Framework
• Query/Retrieve                          • State Designed Entities
• Record Locator Service                  • State HIE

                       Continues on next slide
Terms are linked to definition
List of Terms                          in PDF version located here.

• The Direct Project
• Virtual Lifetime Electronic Record
Accountable Care Organization
An Accountable Care Organization (ACO) is a type
of payment and delivery reform model that seeks to
tie provider reimbursements to quality metrics and
reductions in the total cost of care for an assigned
population of patients. A group of coordinated health
care providers form an ACO, which then provides
care to a group of patients. The ACO may use a
range of payment models (capitation, fee-for-service
with symmetric or symmetric shared savings, etc.).


   Continues on next slide
Accountable Care Organization
The ACO is accountable to the patients and the
third-party payer for the quality, appropriateness,
and efficiency of the health care provided.
According to the Centers for Medicare and Medicaid
Services (CMS), an ACO is “an organization of
health care providers that agrees to be accountable
for the quality, cost, and overall care of Medicare
beneficiaries who are enrolled in the traditional fee-
for-service program who are assigned to it.
Beacon Community
A grant program sponsored by the Office of the
National Coordinator for Health IT (ONC) for
communities to build and strengthen their existing
health information technology infrastructure and
exchange capabilities. These communities
demonstrate the vision of a future where hospitals,
clinicians, and patients are meaningful users of
health IT and together the community achieves
measurable improvements in health care quality,
safety, efficiency, and population health.
Biosurveillance
While there is no commonly accepted definition of
biosurveillance, it typically refers to automated
monitoring of existing health data sources to identify
trends that may indicate naturally occurring or
intentional disease outbreaks. Such data may
supplement traditional surveillance and disease
reporting methods.
Bundled Payments
Payments are referred to as bundled when the unit
of payment includes multiple individual services. For
instance, hospitals receive a single bundled
payment from Medicare for each discharge; that
payment covers all of the services provided by the
hospital during the stay, including nursing, room and
board, operating room fees, and so on. In general,
bundled payments offer providers an incentive to
reduce the costs of the services within each
component of the bundle and to increase the
efficiency with which they provide medical care.
Certificate Authority
A certificate authority (CA) is an authority in a network
that issues and manages security credentials and public
keys for message encryption. As part of a public key
infrastructure (PKI), a CA checks with a registration
authority (RA) to verify information provided by the
requestor of a digital certificate. If the RA verifies the
requestor’s information, the CA can then issue a
certificate. Depending on the public key infrastructure
implementation, the certificate includes the owner’s
public key, the expiration date of the certificate, the
owner’s name, and other information about the public
key.
Certification Criteria
Certification of Health IT products will provide
assurance to purchasers and other users that an
HER system, or other relevant technology, offers the
necessary technological capability, functionality, and
security to help them meet the meaningful use
criteria established for a given phase. Providers and
patients must be confident that the electronic health
IT products and systems they use are secure, can
maintain data confidentiality and can work with other
systems to share information.

   Continues on next slide
Certification Criteria
Confidence in health IT systems is an important part
of advancing health IT system adoption and allowing
for the realization of the benefits of improved patient
care.vii Certification criteria are determined by
regulations led by ONC.
Clinical Document Architecture
The HL7 Clinical Document Architecture (CDA) is an
XML-based markup standard intended to specify the
encoding, structure and semantics of clinical
documents for exchange.
Continuity of Care Document
A CCD is an HL7 CDA implementation of the
Continuity of Care Record (CCR). It is generally
possible to convert a CCR document into, however
it is not always possible to perform the inverse
transformation as some CCD features are not
supported in CCR. A CCD is a document that
contains the most relevant and timely core health
information about a patient.



   Continues on next slide
Continuity of Care Document
This document is transmitted electronically from one
caregiver to another. It contains various sections
such as patient demographics, insurance
information, diagnoses and problem list,
medications, allergies and care plan. These
represent a "snapshot" of a patient's health data.
Continuity of Care Record
A CCR is a document that contains the most
relevant and timely core health information about a
patient. This document is transmitted electronically
from one caregiver to another. It contains various
sections such as patient demographics, insurance
information, diagnoses and problem list,
medications, allergies and care plan. These
represent a "snapshot" of a patient's health data.
Conformance Testing
Conformance is usually defined as testing to see if
an implementation faithfully meets the requirements
of a standard or specification. There are many types
of technical testing available, including testing for
performance, robustness, behavior, functions and
interoperability. Although conformance testing may
include some of these kinds of tests, it has one
fundamental difference - the requirements or
criteria for conformance must be specified in the
standard or specification.
Data Use & Reciprocal Support
Agreement
The DURSA is the legal multi-party trust agreement
that is entered into voluntarily by all entities,
organizations and Federal agencies that desire to
engage in electronic health information exchange
with other members of the Nationwide Health
Information Network Exchange.
Digital Certificate
A digital certificate is an electronic “credit card” that
establishes an individual’s credentials when doing
business or other transactions on the Web. It is
issued by a certificate authority (CA). It contains the
certificate holder’s name, a serial number, expiration
dates, a copy of the certificate holder’s public key
(used for encrypting messages and digital
signatures), and the digital signature of the
certificate-issuing authority so that a recipient can
verify that the certificate is real.

   Continues on next slide
Digital Certificate
Some digital certificates conform to a standard,
X.509. Digital certificates can be kept in registries so
that authenticating users can look up other users’
public keys.xii See also: certificate authority,
registration authority, public key infrastructure.
Electronic Health Record (EHR)
An electronic record of health-related information on
an individual that conforms to nationally recognized
interoperability standards and that can be created,
managed, and consulted by authorized clinicians
and staff across more than one health care
organization.
Electronic Medical Record (EMR)
An electronic record of health-related information on
an individual that can be created, gathered,
managed, and consulted by authorized clinicians
and staff within one health care organization.
Electronic Order Entry
Computerized physician order entry (CPOE) (also
sometimes referred to as computerized provider
order entry or electronic order entry) is a process of
electronic entry of medical practitioner instructions
for the treatment of patients under his or her care.
These orders are communicated over a computer
network to the medical staff or to the departments
(pharmacy, laboratory, or radiology) responsible for
fulfilling the order.


   Continues on next slide
Electronic Order Entry
CPOE decreases delay in order completion,
reduces errors related to handwriting or
transcription, allows order entry at the point of care
or off site, provides error checking for duplicate or
incorrect doses or tests, and simplifies inventory
and posting of charges.
Federal Health Architecture
The Federal Health Architecture (FHA) is an E-
Government Line of Business initiative managed by
the Office of the National Coordinator for Health IT
(ONC). FHA was formed to coordinate health IT
activities among the more than 20 federal agencies
that provide health and healthcare services to
citizens. FHA and its federal partners are helping
build a federal health information technology
environment that is interoperable with private sector
systems.

   Continues on next slide
Federal Health Architecture
This also supports the President’s plan to enable
better point-of-service care, increase efficiency and
improve overall health in the U.S. population. FHA is
responsible for supporting federal efforts to deploy
health IT standards and ensuring that federal
agencies can seamlessly exchange health data
among themselves, with state, local and tribal
governments, and with the private sector.
Health IT Policy Committee
The Health IT Policy Committee is an advisory
committee, as defined in the Federal Advisory
Committee Act, created for the purpose of making
recommendations to the National Coordinator for
Health IT on a policy framework for the development
and adoption of a nationwide health information
infrastructure, including standards for the exchange
of patient medical information.
Health IT Standards Committee
The Health IT Standards Committee, a federal
advisory committee like the Health IT Policy
Committee, is charged with making
recommendations to the National Coordinator for
Health IT on standards, implementation
specifications, and certification criteria for the
electronic exchange and use of health information.
Health Information Organization
An HIO is an organization that oversees and
governs the exchange of health-related information
among organizations according to nationally
recognized standards.xxi See also: health
information exchange (HIE) and regional health
information organization (RHIO).
Health Information Technology
for Economic & Clinical Health Act
The Health Information Technology for Economic
and Clinical Health (HITECH) Act seeks to improve
American health care delivery and patient care
through an unprecedented investment in health
information technology. The provisions of the
HITECH Act are specifically designed to work
together to provide the necessary assistance and
technical support to providers, enable coordination
and alignment within and among states, establish
   Continues on next slide
Health Information Technology
for Economic & Clinical Health Act
connectivity to the public health community in case
of emergencies, and assure the workforce is
properly trained and equipped to be meaningful
users of EHRs. Combined, these programs build the
foundation for every American to benefit from an
electronic health record, as part of a modernized,
interconnected, and vastly improved system of care
delivery.
Healthcare quality
The Institute of Medicine defines healthcare quality
as the extent to which health services provided to
individuals and patient populations improve desired
health outcomes. The care should be based on the
strongest clinical evidence and provided in a
technically and culturally competent manner with
good communication and shared decision making.
Health Level 7
A non-profit organization involved in the
development of international healthcare informatics
interoperability standards. "HL7" is also used to refer
to some of the specific standards created by the
organization.
Implementation Guides
Publications listing electronic data interchange
messages that are in use in a particular industry or
application. It indicates how the information in those
messages should be presented on a segment-by-
segment, and data-element-by-data-element basis,
including which segments and data elements are
needed, which are not and what code values will be
expected in the application.
Integrating the Healthcare
Enterprise
An initiative by healthcare professionals and the
industry to improve the way computer systems in
healthcare share information. IHE promotes the
coordinated use of established standards to address
specific clinical need in support of optimal patient
care.
Master Patient Index
Healthcare organizations or groups of them will
implement a master patient index (MPI) to identify,
match, merge, de-duplicate, and cleanse patient
records to create a master index that may be used
to obtain a complete and single view of a patient.
The MPI will create a unique identifier for each
patient and maintain a mapping to the identifiers
used in each records’ respective system.
Meaningful Use
The American Recovery and Reinvestment Act of
2009 specifies three main components of MU:
2)The use of a certified EHR in a meaningful
manner, such as e-prescribing;
3)The use of certified EHR technology for electronic
exchange of health information to improve quality of
healthcare;
4)The use of certified EHR technology to submit
clinical quality and other measures.


   Continues on next slide
Meaningful Use
Simply put, “meaningful use” means providers need
to show that they are using certified EHR technology
in ways that can be measured. The criteria for MU
will be staged in three steps over the course of the
next five years: Stage 1 (2011 and 2012) sets the
baseline for electronic data capture and information
sharing; Stage 2 (expected to be implemented in
2014) and Stage 3 will continue to expand on this
baseline and be developed through future
rulemaking.
National eHealth Collaborative
National eHealth Collaborative (NeHC) is a public-
private partnership focused on accelerating
progress toward widespread, secure and
interoperable nationwide health information
exchange to improve health and healthcare. NeHC’s
neutrality and diverse multi-stakeholder participation
provides a unique platform for collaboration. NeHC
educates, connects, and encourages healthcare
stakeholders to advance health information
technology and health information exchange

   Continues on next slide
National eHealth Collaborative
nationwide through its NeHC University web-based
education program, its Consumer Consortium on
eHealth, its support of theNationwide Health
Information Network Exchange, its collaborative
online community and its ongoing study of leading
health information exchanges. National eHealth
Collaborative is a cooperative agreement partner of
the Office of the National Coordinator for Health IT
within the U.S. Department of Health and Human
Services.
Nationwide Health Information
Network
The nationwide health information network is the
portfolio of nationally recognized services,
standards and policies that enable secure health
information exchange over the Internet. Often also
used as an umbrella term to describe the result of
standards harmonization and pilot testing activities
led by the ONC Office of Standards and
Interoperability.
Nationwide Health Information
Network Exchange
The Nationwide Health Information Network
Exchange (“Exchange”) is a group of federal
agencies and non-federal organizations that came
together under a common mission and purpose to
improve patient care, streamline disability benefit
claims, and improve public health reporting through
secure, trusted, and interoperable health information
exchange.
Office of the National Coordinator
for Health Information Technology
The Office of the National Coordinator for Health
Information Technology (ONC) is the principal
Federal entity charged with coordination of
nationwide efforts to implement and use the most
advanced health information technology and the
electronic exchange of health information. The
position of National Coordinator was created in
2004, through an Executive Order, and legislatively
mandated in the HITECH Act of 2009.
Patient-Centered Medical Home
A patient centered medical home integrates patients
as active participants in their own health and
wellbeing. Patients are cared for by a physician who
leads the medical team that coordinates all aspects
of preventive, acute and chronic needs of patients
using the best available evidence and appropriate
technology. These relationships offer patients
comfort, convenience, and optimal health
throughout their lifetimes.
Patient Consent
There are five generally accepted models for
defining patient consent to participate in an HIE. The
non-consent model does not require any agreement
on the part of the patient to participate in an HIE.
The opt-out model allows for a predetermined set of
data to be automatically included in an HIE but a
patient may still deny access to information in the
exchange.



   Continues on next slide
Patient Consent
The opt-out with exceptions exchange enables the
patient to selectively exclude data from an HIE, limit
information to specific providers, or limit exchange
of information to exchange only for specific
purposes. The opt-in model requires patients to
specifically affirm their desire to have their data
made available for exchange within an HIE. The opt-
in with restrictions model allows patients to make all
or some defined amount of their data available for
electronic exchange.
Patient Protection & Affordable
Care Act
The federal Patient Protection and Affordable Care
Act (P.L. 111-148), signed March 23, 2010, as
amended by the Health Care and Education
Reconciliation Act, signed March 31, 2010, is also
referred to as the Affordable Care Act (ACA), or
simply as “federal health reform.” The 900+ page
act contains many provisions, with various effective
dates.

   Continues on next slide
Patient Protection & Affordable
Care Act
Provisions included in the ACA are intended to
expand access to insurance, increase consumer
protections, emphasize prevention and wellness,
improve quality and system performance, expand
the health workforce, and curb rising health care
costs.
Personal Health Record (PHR)
An electronic record of health-related information on
an individual that conforms to nationally recognized
interoperability standards and that can be drawn
from multiple sources while being managed, shared,
and controlled by the individual.
Private HIE
The term “private” HIE generally refers to HIEs
which operate under the governance of an
integrated delivery network (IDN) or a single
healthcare system. The term “enterprise HIE” is
often substituted in this context.
Provider Directory
Provider directories are like an electronic “yellow
pages” of healthcare providers. A provider directory
is a core requirement for accomplishing secure
directed exchange to a previously unknown entity.
Public Key Infrastructure
A PKI (public key infrastructure) enables users of a
basically unsecure public network such as the
Internet to securely and privately exchange data
and money through the use of a public and a private
cryptographic key pair that is obtained and shared
through a trusted authority. The public key
infrastructure provides for a digital certificate that
can identify an individual or an organization and
directory services that can store and, when
necessary, revoke the certificates.
Publish/Subscribe
Often abbreviated to pub/sub, publish/subscribe is a
messaging pattern where senders of messages,
called publishers, do not program the messages to be
sent directly to specific receivers, called subscribers.
Published messages are characterized into classes,
without knowledge of what, if any, subscribers there
may be. Subscribers express interest in one or more
classes, and only receive messages that are of
interest, without knowledge of what, if any, publishers
there are. Pub/sub is often used to submit public
health information.
Push and Send
Push and send refers to one-directional electronic
messaging such as those for which The Direct
Project has developed standards and specifications
for secure transport. In push messaging, as in email,
the receiver of the message must be a known entity.
Query/Retrieve
Often used in the context of the Nationwide Health
Information Network Exchange, query/retrieve refers
to a messaging pattern in which a query is initiated
from one participating health information
organization to another, requesting a list of available
documents meeting the given query parameters for
a particular patient for later retrieval.
Record Locator Service
In an HIE, a record locator service is the part of the
system that determines what records exist for a
member and where the source data is located. The
record locator service includes these distinct
functions: manage participating provider identities;
maintain and publish a patient index; match patients
using an algorithm; look up patient record locations
(but not the records themselves); communicate
securely and maintain an audit log; and manage
patient consent to record sharing (under state laws
and ARRA).
Regional Health Information
Organization (RHIO)
A health information organization that brings
together health care stakeholders within a defined
geographic area and governs health information
exchange among them for the purpose of improving
health and care in that community.
Registration Authority
A registration authority (RA) is an authority in a
network that verifies user requests for a digital
certificate and tells the certificate authority (CA) to
issue it. RAs are part of a public key infrastructure
(PKI), a networked system that enables companies
and users to exchange information and money
safely and securely. The digital certificate contains a
public key that is used to encrypt and decrypt
messages and digital signatures.
Rulemaking
Rulemaking refers to the process that executive and
independent agencies use to create, or promulgate,
regulations. In general, legislatures first set broad
policy mandates by passing statutes, then agencies
create more detailed regulations through
rulemaking. Legislatures typically rely on rulemaking
to add more detailed scientific, economic, or
industry expertise to a policy—fleshing out the
broader mandates of authorizing legislation.
Specifications
A specification (often abbreviated as spec) is an
explicit set of requirements to be satisfied by a
material, product, or service. Specs are a type of
technical standard. A technical specification may be
developed by any of various kinds of organizations,
both public and private. Example organization types
include a corporation, a consortium, a trade
association, a national government (including its
regulatory agencies and national laboratories and
institutes), a professional association, or a purpose-
made standards organization such as ISO.
Standards
The term “standard,” or “technical standard” as
cited in the National Technology Transfer and
Advancement Act (NTTAA), includes all of the
following: common and repeated use of rules,
conditions, guidelines or characteristics for products
or related processes and production methods, and
related management systems practices; and the
definition of terms; classification of components;
delineation of procedures; specification of


   Continues on next slide
Standards
dimensions, materials, performance, designs, or
operations; measurement of quality and quantity in
describing materials, processes, products, systems,
services, or practices; test methods and sampling
procedures; or descriptions of fit and measurements
of size or strength.
Standards & Interoperability
Framework
The Standards and Interoperability (S&I) Framework
is a set of integrated functions, processes, and tools
being guided by the healthcare and technology
industry to achieve harmonized interoperability for
healthcare information exchange.
State Designated Entities
Organizations appointed by each state that received
ARRA/HITECH funding through the HIE
Cooperative Agreement Program to establish or
expand statewide exchange.
State HIE
The state HIE provides alignment of architecture,
technology and policy throughout an individual
state. Currently there are fifty-six states and
territories planning and coordinating state level
exchanges through a State Designated Entity. The
state HIE typically manages funding provided by the
Office of the National Coordinator (ONC) and
assists specific HIEs within the state.
The Direct Project
The Direct Project specifies a simple, secure,
scalable, standards-based way for participants to
send authenticated, encrypted health information
directly to known, trusted recipients over the
Internet.
Virtual Lifetime Electronic
Records (VLER)
The VLER initiative launched following President
Obama’s April 9, 2009 direction to the Department
of Defense (DoD) and the Department of Veterans
Affairs (VA) to create a unified lifetime electronic
health record for members of the U.S. Armed
Services. VLER will contain both administrative
(i.e. personnel and benefits) and medical
information for Service members and Veterans.

   Continues on next slide
Virtual Lifetime Electronic
Records (VLER)
VLER will provide access to information from day
one of a Service member’s military career through
transition to Veteran status and beyond.
Learn more!
Our website hosts a wealth of free
resources, including white papers,
case studies, industry blog, newsletter
covering current events in health care,
tips and tricks for your practice, and
other informative articles.
       www.successehs.com
HIE 101

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HIE 101

  • 1. Health Information Exchange 101: Important Terms and Definitions Source: National eHealth Collaborative
  • 2. Terms are linked to definition List of Terms in PDF version located here. • Accountable Care Organizations • Data Use & Reciprocal Support • Beacon Community Agreement • Biosurveillance • Digital Certificate • Bundled Payments • Electronic Health Record • Certificate Authority • Electronic Medical Record • Certificate Criteria • Electronic Order Entry • Clinical Document Architecture • Federal Health Architecture • Continuity of Care Document • Health IT Policy Committee • Continuity of Care Record • Health IT Standards Committee • Conformance Testing • Health Information Organization Continues on next slide
  • 3. Terms are linked to definition List of Terms in PDF version located here. • Health Information Technology • National Health Information for Economic & Clinical Health Network Act • Nationwide Health Information • Healthcare Quality Network Exchange • Health Level 7 • Office of the National • Implementation Guides Coordinator for Health Information • Integrating the Healthcare Technology Enterprise • Patient-Centered Medical Home • Master Patient Index • Patient Consent • Meaningful Use • National eHealth Collaborative Continues on next slide
  • 4. Terms are linked to definition List of Terms in PDF version located here. • Patient Protection & Affordable • Regional Health Information Care Act Organization • Personal Health Record • Registration Authority • Private HIE • Rulemaking • Provider Directory • Specifications • Public Key Infrastructure • Standards • Publish/Subscribe • Standards & Interoperability • Publish and Send Framework • Query/Retrieve • State Designed Entities • Record Locator Service • State HIE Continues on next slide
  • 5. Terms are linked to definition List of Terms in PDF version located here. • The Direct Project • Virtual Lifetime Electronic Record
  • 6. Accountable Care Organization An Accountable Care Organization (ACO) is a type of payment and delivery reform model that seeks to tie provider reimbursements to quality metrics and reductions in the total cost of care for an assigned population of patients. A group of coordinated health care providers form an ACO, which then provides care to a group of patients. The ACO may use a range of payment models (capitation, fee-for-service with symmetric or symmetric shared savings, etc.). Continues on next slide
  • 7. Accountable Care Organization The ACO is accountable to the patients and the third-party payer for the quality, appropriateness, and efficiency of the health care provided. According to the Centers for Medicare and Medicaid Services (CMS), an ACO is “an organization of health care providers that agrees to be accountable for the quality, cost, and overall care of Medicare beneficiaries who are enrolled in the traditional fee- for-service program who are assigned to it.
  • 8. Beacon Community A grant program sponsored by the Office of the National Coordinator for Health IT (ONC) for communities to build and strengthen their existing health information technology infrastructure and exchange capabilities. These communities demonstrate the vision of a future where hospitals, clinicians, and patients are meaningful users of health IT and together the community achieves measurable improvements in health care quality, safety, efficiency, and population health.
  • 9. Biosurveillance While there is no commonly accepted definition of biosurveillance, it typically refers to automated monitoring of existing health data sources to identify trends that may indicate naturally occurring or intentional disease outbreaks. Such data may supplement traditional surveillance and disease reporting methods.
  • 10. Bundled Payments Payments are referred to as bundled when the unit of payment includes multiple individual services. For instance, hospitals receive a single bundled payment from Medicare for each discharge; that payment covers all of the services provided by the hospital during the stay, including nursing, room and board, operating room fees, and so on. In general, bundled payments offer providers an incentive to reduce the costs of the services within each component of the bundle and to increase the efficiency with which they provide medical care.
  • 11. Certificate Authority A certificate authority (CA) is an authority in a network that issues and manages security credentials and public keys for message encryption. As part of a public key infrastructure (PKI), a CA checks with a registration authority (RA) to verify information provided by the requestor of a digital certificate. If the RA verifies the requestor’s information, the CA can then issue a certificate. Depending on the public key infrastructure implementation, the certificate includes the owner’s public key, the expiration date of the certificate, the owner’s name, and other information about the public key.
  • 12. Certification Criteria Certification of Health IT products will provide assurance to purchasers and other users that an HER system, or other relevant technology, offers the necessary technological capability, functionality, and security to help them meet the meaningful use criteria established for a given phase. Providers and patients must be confident that the electronic health IT products and systems they use are secure, can maintain data confidentiality and can work with other systems to share information. Continues on next slide
  • 13. Certification Criteria Confidence in health IT systems is an important part of advancing health IT system adoption and allowing for the realization of the benefits of improved patient care.vii Certification criteria are determined by regulations led by ONC.
  • 14. Clinical Document Architecture The HL7 Clinical Document Architecture (CDA) is an XML-based markup standard intended to specify the encoding, structure and semantics of clinical documents for exchange.
  • 15. Continuity of Care Document A CCD is an HL7 CDA implementation of the Continuity of Care Record (CCR). It is generally possible to convert a CCR document into, however it is not always possible to perform the inverse transformation as some CCD features are not supported in CCR. A CCD is a document that contains the most relevant and timely core health information about a patient. Continues on next slide
  • 16. Continuity of Care Document This document is transmitted electronically from one caregiver to another. It contains various sections such as patient demographics, insurance information, diagnoses and problem list, medications, allergies and care plan. These represent a "snapshot" of a patient's health data.
  • 17. Continuity of Care Record A CCR is a document that contains the most relevant and timely core health information about a patient. This document is transmitted electronically from one caregiver to another. It contains various sections such as patient demographics, insurance information, diagnoses and problem list, medications, allergies and care plan. These represent a "snapshot" of a patient's health data.
  • 18. Conformance Testing Conformance is usually defined as testing to see if an implementation faithfully meets the requirements of a standard or specification. There are many types of technical testing available, including testing for performance, robustness, behavior, functions and interoperability. Although conformance testing may include some of these kinds of tests, it has one fundamental difference - the requirements or criteria for conformance must be specified in the standard or specification.
  • 19. Data Use & Reciprocal Support Agreement The DURSA is the legal multi-party trust agreement that is entered into voluntarily by all entities, organizations and Federal agencies that desire to engage in electronic health information exchange with other members of the Nationwide Health Information Network Exchange.
  • 20. Digital Certificate A digital certificate is an electronic “credit card” that establishes an individual’s credentials when doing business or other transactions on the Web. It is issued by a certificate authority (CA). It contains the certificate holder’s name, a serial number, expiration dates, a copy of the certificate holder’s public key (used for encrypting messages and digital signatures), and the digital signature of the certificate-issuing authority so that a recipient can verify that the certificate is real. Continues on next slide
  • 21. Digital Certificate Some digital certificates conform to a standard, X.509. Digital certificates can be kept in registries so that authenticating users can look up other users’ public keys.xii See also: certificate authority, registration authority, public key infrastructure.
  • 22. Electronic Health Record (EHR) An electronic record of health-related information on an individual that conforms to nationally recognized interoperability standards and that can be created, managed, and consulted by authorized clinicians and staff across more than one health care organization.
  • 23. Electronic Medical Record (EMR) An electronic record of health-related information on an individual that can be created, gathered, managed, and consulted by authorized clinicians and staff within one health care organization.
  • 24. Electronic Order Entry Computerized physician order entry (CPOE) (also sometimes referred to as computerized provider order entry or electronic order entry) is a process of electronic entry of medical practitioner instructions for the treatment of patients under his or her care. These orders are communicated over a computer network to the medical staff or to the departments (pharmacy, laboratory, or radiology) responsible for fulfilling the order. Continues on next slide
  • 25. Electronic Order Entry CPOE decreases delay in order completion, reduces errors related to handwriting or transcription, allows order entry at the point of care or off site, provides error checking for duplicate or incorrect doses or tests, and simplifies inventory and posting of charges.
  • 26. Federal Health Architecture The Federal Health Architecture (FHA) is an E- Government Line of Business initiative managed by the Office of the National Coordinator for Health IT (ONC). FHA was formed to coordinate health IT activities among the more than 20 federal agencies that provide health and healthcare services to citizens. FHA and its federal partners are helping build a federal health information technology environment that is interoperable with private sector systems. Continues on next slide
  • 27. Federal Health Architecture This also supports the President’s plan to enable better point-of-service care, increase efficiency and improve overall health in the U.S. population. FHA is responsible for supporting federal efforts to deploy health IT standards and ensuring that federal agencies can seamlessly exchange health data among themselves, with state, local and tribal governments, and with the private sector.
  • 28. Health IT Policy Committee The Health IT Policy Committee is an advisory committee, as defined in the Federal Advisory Committee Act, created for the purpose of making recommendations to the National Coordinator for Health IT on a policy framework for the development and adoption of a nationwide health information infrastructure, including standards for the exchange of patient medical information.
  • 29. Health IT Standards Committee The Health IT Standards Committee, a federal advisory committee like the Health IT Policy Committee, is charged with making recommendations to the National Coordinator for Health IT on standards, implementation specifications, and certification criteria for the electronic exchange and use of health information.
  • 30. Health Information Organization An HIO is an organization that oversees and governs the exchange of health-related information among organizations according to nationally recognized standards.xxi See also: health information exchange (HIE) and regional health information organization (RHIO).
  • 31. Health Information Technology for Economic & Clinical Health Act The Health Information Technology for Economic and Clinical Health (HITECH) Act seeks to improve American health care delivery and patient care through an unprecedented investment in health information technology. The provisions of the HITECH Act are specifically designed to work together to provide the necessary assistance and technical support to providers, enable coordination and alignment within and among states, establish Continues on next slide
  • 32. Health Information Technology for Economic & Clinical Health Act connectivity to the public health community in case of emergencies, and assure the workforce is properly trained and equipped to be meaningful users of EHRs. Combined, these programs build the foundation for every American to benefit from an electronic health record, as part of a modernized, interconnected, and vastly improved system of care delivery.
  • 33. Healthcare quality The Institute of Medicine defines healthcare quality as the extent to which health services provided to individuals and patient populations improve desired health outcomes. The care should be based on the strongest clinical evidence and provided in a technically and culturally competent manner with good communication and shared decision making.
  • 34. Health Level 7 A non-profit organization involved in the development of international healthcare informatics interoperability standards. "HL7" is also used to refer to some of the specific standards created by the organization.
  • 35. Implementation Guides Publications listing electronic data interchange messages that are in use in a particular industry or application. It indicates how the information in those messages should be presented on a segment-by- segment, and data-element-by-data-element basis, including which segments and data elements are needed, which are not and what code values will be expected in the application.
  • 36. Integrating the Healthcare Enterprise An initiative by healthcare professionals and the industry to improve the way computer systems in healthcare share information. IHE promotes the coordinated use of established standards to address specific clinical need in support of optimal patient care.
  • 37. Master Patient Index Healthcare organizations or groups of them will implement a master patient index (MPI) to identify, match, merge, de-duplicate, and cleanse patient records to create a master index that may be used to obtain a complete and single view of a patient. The MPI will create a unique identifier for each patient and maintain a mapping to the identifiers used in each records’ respective system.
  • 38. Meaningful Use The American Recovery and Reinvestment Act of 2009 specifies three main components of MU: 2)The use of a certified EHR in a meaningful manner, such as e-prescribing; 3)The use of certified EHR technology for electronic exchange of health information to improve quality of healthcare; 4)The use of certified EHR technology to submit clinical quality and other measures. Continues on next slide
  • 39. Meaningful Use Simply put, “meaningful use” means providers need to show that they are using certified EHR technology in ways that can be measured. The criteria for MU will be staged in three steps over the course of the next five years: Stage 1 (2011 and 2012) sets the baseline for electronic data capture and information sharing; Stage 2 (expected to be implemented in 2014) and Stage 3 will continue to expand on this baseline and be developed through future rulemaking.
  • 40. National eHealth Collaborative National eHealth Collaborative (NeHC) is a public- private partnership focused on accelerating progress toward widespread, secure and interoperable nationwide health information exchange to improve health and healthcare. NeHC’s neutrality and diverse multi-stakeholder participation provides a unique platform for collaboration. NeHC educates, connects, and encourages healthcare stakeholders to advance health information technology and health information exchange Continues on next slide
  • 41. National eHealth Collaborative nationwide through its NeHC University web-based education program, its Consumer Consortium on eHealth, its support of theNationwide Health Information Network Exchange, its collaborative online community and its ongoing study of leading health information exchanges. National eHealth Collaborative is a cooperative agreement partner of the Office of the National Coordinator for Health IT within the U.S. Department of Health and Human Services.
  • 42. Nationwide Health Information Network The nationwide health information network is the portfolio of nationally recognized services, standards and policies that enable secure health information exchange over the Internet. Often also used as an umbrella term to describe the result of standards harmonization and pilot testing activities led by the ONC Office of Standards and Interoperability.
  • 43. Nationwide Health Information Network Exchange The Nationwide Health Information Network Exchange (“Exchange”) is a group of federal agencies and non-federal organizations that came together under a common mission and purpose to improve patient care, streamline disability benefit claims, and improve public health reporting through secure, trusted, and interoperable health information exchange.
  • 44. Office of the National Coordinator for Health Information Technology The Office of the National Coordinator for Health Information Technology (ONC) is the principal Federal entity charged with coordination of nationwide efforts to implement and use the most advanced health information technology and the electronic exchange of health information. The position of National Coordinator was created in 2004, through an Executive Order, and legislatively mandated in the HITECH Act of 2009.
  • 45. Patient-Centered Medical Home A patient centered medical home integrates patients as active participants in their own health and wellbeing. Patients are cared for by a physician who leads the medical team that coordinates all aspects of preventive, acute and chronic needs of patients using the best available evidence and appropriate technology. These relationships offer patients comfort, convenience, and optimal health throughout their lifetimes.
  • 46. Patient Consent There are five generally accepted models for defining patient consent to participate in an HIE. The non-consent model does not require any agreement on the part of the patient to participate in an HIE. The opt-out model allows for a predetermined set of data to be automatically included in an HIE but a patient may still deny access to information in the exchange. Continues on next slide
  • 47. Patient Consent The opt-out with exceptions exchange enables the patient to selectively exclude data from an HIE, limit information to specific providers, or limit exchange of information to exchange only for specific purposes. The opt-in model requires patients to specifically affirm their desire to have their data made available for exchange within an HIE. The opt- in with restrictions model allows patients to make all or some defined amount of their data available for electronic exchange.
  • 48. Patient Protection & Affordable Care Act The federal Patient Protection and Affordable Care Act (P.L. 111-148), signed March 23, 2010, as amended by the Health Care and Education Reconciliation Act, signed March 31, 2010, is also referred to as the Affordable Care Act (ACA), or simply as “federal health reform.” The 900+ page act contains many provisions, with various effective dates. Continues on next slide
  • 49. Patient Protection & Affordable Care Act Provisions included in the ACA are intended to expand access to insurance, increase consumer protections, emphasize prevention and wellness, improve quality and system performance, expand the health workforce, and curb rising health care costs.
  • 50. Personal Health Record (PHR) An electronic record of health-related information on an individual that conforms to nationally recognized interoperability standards and that can be drawn from multiple sources while being managed, shared, and controlled by the individual.
  • 51. Private HIE The term “private” HIE generally refers to HIEs which operate under the governance of an integrated delivery network (IDN) or a single healthcare system. The term “enterprise HIE” is often substituted in this context.
  • 52. Provider Directory Provider directories are like an electronic “yellow pages” of healthcare providers. A provider directory is a core requirement for accomplishing secure directed exchange to a previously unknown entity.
  • 53. Public Key Infrastructure A PKI (public key infrastructure) enables users of a basically unsecure public network such as the Internet to securely and privately exchange data and money through the use of a public and a private cryptographic key pair that is obtained and shared through a trusted authority. The public key infrastructure provides for a digital certificate that can identify an individual or an organization and directory services that can store and, when necessary, revoke the certificates.
  • 54. Publish/Subscribe Often abbreviated to pub/sub, publish/subscribe is a messaging pattern where senders of messages, called publishers, do not program the messages to be sent directly to specific receivers, called subscribers. Published messages are characterized into classes, without knowledge of what, if any, subscribers there may be. Subscribers express interest in one or more classes, and only receive messages that are of interest, without knowledge of what, if any, publishers there are. Pub/sub is often used to submit public health information.
  • 55. Push and Send Push and send refers to one-directional electronic messaging such as those for which The Direct Project has developed standards and specifications for secure transport. In push messaging, as in email, the receiver of the message must be a known entity.
  • 56. Query/Retrieve Often used in the context of the Nationwide Health Information Network Exchange, query/retrieve refers to a messaging pattern in which a query is initiated from one participating health information organization to another, requesting a list of available documents meeting the given query parameters for a particular patient for later retrieval.
  • 57. Record Locator Service In an HIE, a record locator service is the part of the system that determines what records exist for a member and where the source data is located. The record locator service includes these distinct functions: manage participating provider identities; maintain and publish a patient index; match patients using an algorithm; look up patient record locations (but not the records themselves); communicate securely and maintain an audit log; and manage patient consent to record sharing (under state laws and ARRA).
  • 58. Regional Health Information Organization (RHIO) A health information organization that brings together health care stakeholders within a defined geographic area and governs health information exchange among them for the purpose of improving health and care in that community.
  • 59. Registration Authority A registration authority (RA) is an authority in a network that verifies user requests for a digital certificate and tells the certificate authority (CA) to issue it. RAs are part of a public key infrastructure (PKI), a networked system that enables companies and users to exchange information and money safely and securely. The digital certificate contains a public key that is used to encrypt and decrypt messages and digital signatures.
  • 60. Rulemaking Rulemaking refers to the process that executive and independent agencies use to create, or promulgate, regulations. In general, legislatures first set broad policy mandates by passing statutes, then agencies create more detailed regulations through rulemaking. Legislatures typically rely on rulemaking to add more detailed scientific, economic, or industry expertise to a policy—fleshing out the broader mandates of authorizing legislation.
  • 61. Specifications A specification (often abbreviated as spec) is an explicit set of requirements to be satisfied by a material, product, or service. Specs are a type of technical standard. A technical specification may be developed by any of various kinds of organizations, both public and private. Example organization types include a corporation, a consortium, a trade association, a national government (including its regulatory agencies and national laboratories and institutes), a professional association, or a purpose- made standards organization such as ISO.
  • 62. Standards The term “standard,” or “technical standard” as cited in the National Technology Transfer and Advancement Act (NTTAA), includes all of the following: common and repeated use of rules, conditions, guidelines or characteristics for products or related processes and production methods, and related management systems practices; and the definition of terms; classification of components; delineation of procedures; specification of Continues on next slide
  • 63. Standards dimensions, materials, performance, designs, or operations; measurement of quality and quantity in describing materials, processes, products, systems, services, or practices; test methods and sampling procedures; or descriptions of fit and measurements of size or strength.
  • 64. Standards & Interoperability Framework The Standards and Interoperability (S&I) Framework is a set of integrated functions, processes, and tools being guided by the healthcare and technology industry to achieve harmonized interoperability for healthcare information exchange.
  • 65. State Designated Entities Organizations appointed by each state that received ARRA/HITECH funding through the HIE Cooperative Agreement Program to establish or expand statewide exchange.
  • 66. State HIE The state HIE provides alignment of architecture, technology and policy throughout an individual state. Currently there are fifty-six states and territories planning and coordinating state level exchanges through a State Designated Entity. The state HIE typically manages funding provided by the Office of the National Coordinator (ONC) and assists specific HIEs within the state.
  • 67. The Direct Project The Direct Project specifies a simple, secure, scalable, standards-based way for participants to send authenticated, encrypted health information directly to known, trusted recipients over the Internet.
  • 68. Virtual Lifetime Electronic Records (VLER) The VLER initiative launched following President Obama’s April 9, 2009 direction to the Department of Defense (DoD) and the Department of Veterans Affairs (VA) to create a unified lifetime electronic health record for members of the U.S. Armed Services. VLER will contain both administrative (i.e. personnel and benefits) and medical information for Service members and Veterans. Continues on next slide
  • 69. Virtual Lifetime Electronic Records (VLER) VLER will provide access to information from day one of a Service member’s military career through transition to Veteran status and beyond.
  • 70. Learn more! Our website hosts a wealth of free resources, including white papers, case studies, industry blog, newsletter covering current events in health care, tips and tricks for your practice, and other informative articles. www.successehs.com