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Law	
  and	
  the	
  state	
                         	
           	
           	
           	
            	
           	
           	
            	
  
Journal	
  entry	
  08/10/2010	
  
Steven	
  Lauwers	
  
	
  
As	
   I	
   mentioned	
   in	
   our	
   lab,	
   I	
   am	
   confused	
   about	
   this	
   week’s	
   topic:	
   the	
   rule	
   of	
   law.	
  
Not	
   particularly	
   about	
   what	
   it	
   is,	
   but	
   how	
   it	
   is	
   created,	
   managed	
   and	
   also	
  
justified.	
  During	
  our	
  economics	
  lecture,	
  we	
  briefly	
  looked	
  at	
  the	
  principal	
  –	
  agent	
  
theory,	
  which	
  gave	
  me	
  the	
  idea	
  for	
  this	
  journal:	
  it	
  might	
  be	
  interesting	
  theory	
  to	
  
analyze	
   the	
   rule	
   of	
   law	
   via	
   this	
   theory.	
   The	
   result	
   might	
   be	
   a	
   bit	
   extreme,	
   but	
   the	
  
thinking	
  exercise	
  is	
  certainly	
  worth	
  it.	
  	
  
	
  
One	
   of	
   the	
   main	
   messages	
   Professor	
   Preuss	
   wanted	
   us	
   to	
   take	
   away	
   from	
   the	
  
Hart	
   text	
   is	
   the	
   idea	
   that	
   law	
   provides	
   a	
   framework	
   for	
   society,	
   that	
   modern	
  
society	
  is	
  so	
  complex	
  that	
  laws	
  are	
  necessary:	
  they	
  provide	
  the	
  structure	
  of	
  the	
  
game.	
   i	
  Let	
  us	
  look	
  at	
  this	
  idea	
  through	
  the	
  principal	
  –	
  agent	
  theory.	
  The	
  idea	
  is	
  
that	
   the	
   principal	
   gives	
   the	
   agent	
   control	
   over	
   resources,	
   so	
   that	
   the	
   agent	
   can	
  
manage	
  these	
  resources	
  in	
  the	
  interest	
  of	
  the	
  principal.	
  A	
  problem	
  occurs	
  when	
  
the	
  agreement	
  does	
  not	
  provide	
  enough	
  incentives	
  for	
  the	
  agent	
  and	
  he	
  therefore	
  
decides	
   to	
   use	
   the	
   delegated	
   authority	
   for	
   his	
   own,	
   rather	
   than	
   the	
   principal’s	
  
interest.	
  	
  
	
  
If	
   applied	
   to	
   law	
   and	
   society,	
   we	
   could	
   say	
   society	
   gave	
   power	
   to	
   the	
   state	
   to	
  
uphold	
   the	
   law.	
   According	
   to	
   A.	
   Supiot,	
   every	
   contract	
   needs	
   a	
   guarantor,	
  
somebody	
   who	
   guarantees	
   the	
   agreement	
   will	
   be	
   respected	
   by	
   both	
   parties	
  
(through	
  sanctions,	
  incentives,	
  …).	
  He	
  claims	
  in	
  modern	
  society	
  this	
  is	
  the	
  state.	
  ii	
  
And	
  this	
  is	
  where	
  I	
  see	
  the	
  problem	
  in	
  the	
  relationship:	
  how	
  can	
  the	
  guarantor	
  of	
  
the	
   contract	
   also	
   be	
   subject	
   to	
   it?	
   How	
   can	
   we	
   be	
   sure	
   that	
   a	
   state	
   will	
   not	
   abuse	
  
this	
   position?	
   Where	
   last	
   week	
   we	
   learned	
   that	
   a	
   state	
   needs	
   rule	
   of	
   law	
   to	
  
control	
  the	
  monopoly	
  a	
  state	
  has	
  on	
  force,	
  iii	
  I	
  now	
  wonder	
  who	
  controls	
  the	
  state	
  
does	
  not	
  abuse	
  its	
  power?	
  	
  
	
  
Professor	
   Dr.	
   K.	
   Preuss	
   used	
   a	
   quote	
   in	
   his	
   lecture,	
   that	
   reflects	
   that	
   problem:	
  
“Auctoritas,	
   non	
   veritas	
   facit	
   legem”	
   iv	
   (Th.	
   Hobbes,	
   1588	
   –	
   1679).	
   Have	
   we	
  
moved	
  away	
  from	
  law	
  as	
  a	
  means	
  to	
  realize	
  good	
  and	
  avoid	
  evil?	
  Is	
  the	
  fact	
  that	
  
law	
   is	
   based	
   on	
   authority	
   a	
   danger	
   to	
   society	
   or	
   can	
   we	
   just	
   assume	
   the	
   other	
  
party,	
  the	
  state,	
  will	
  uphold	
  its	
  side	
  of	
  the	
  contract?	
  When	
  explaining	
  the	
  role	
  in	
  
modern	
  society,	
  Professor	
  Dr.	
  K.	
  Preuss	
  quoted	
  A.	
  Dicey,	
  who	
  said	
  that	
  one	
  of	
  the	
  
three	
  meanings	
  of	
  the	
  rule	
  of	
  law	
   v	
  is	
  equality,	
  equal	
  subjection	
  of	
  all	
  classes	
  to	
  
the	
  (…)	
  law.	
  	
  At	
  what	
  exact	
  moment	
  does	
  society	
  not	
  provide	
  enough	
  incentive	
  
for	
  the	
  state	
  to	
  respect	
  the	
  agreement	
  and	
  put	
  itself	
  above	
  law,	
  rather	
  than	
  being	
  
subject	
  to	
  it?	
  
	
  
	
  
	
  
	
  	
  
	
  
	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
i	
  Hart,	
  H.	
  L.	
  A.	
  (1979	
  [1961]).	
  The	
  Concept	
  of	
  Law.	
  
ii	
  Supiot,	
  A.	
  (2007).	
  Homo	
  Juridicus.	
  On	
  the	
  Anthropological	
  Functions	
  of	
  the	
  Law.	
  p.	
  93	
  
iii	
  “A	
  compulsory	
  political	
  organization	
  with	
  continuous	
  operations	
  (…)	
  insofar	
  as	
  its	
  

administrative	
  staff	
  successfully	
  upholds	
  the	
  claim	
  to	
  the	
  monopoly	
  of	
  the	
  legitimate	
  use	
  of	
  
physical	
  force	
  in	
  the	
  enforcement	
  of	
  its	
  order”.	
  	
  Weber	
  M.	
  (1978	
  (1922)):	
  Economy	
  and	
  Society.	
  An	
  
Outline	
  of	
  Interpretative	
  Sociology.	
  p.	
  54	
  
iv	
  Authority,	
  not	
  truth	
  makes	
  law.	
  
v	
  Dicey,	
  A.	
  V.	
  (1982	
  [1915]).	
  Introduction	
  to	
  the	
  study	
  of	
  the	
  law	
  of	
  the	
  constitution.	
  p.	
  120.	
  

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Journal 4: law and the state

  • 1. Law  and  the  state                   Journal  entry  08/10/2010   Steven  Lauwers     As   I   mentioned   in   our   lab,   I   am   confused   about   this   week’s   topic:   the   rule   of   law.   Not   particularly   about   what   it   is,   but   how   it   is   created,   managed   and   also   justified.  During  our  economics  lecture,  we  briefly  looked  at  the  principal  –  agent   theory,  which  gave  me  the  idea  for  this  journal:  it  might  be  interesting  theory  to   analyze   the   rule   of   law   via   this   theory.   The   result   might   be   a   bit   extreme,   but   the   thinking  exercise  is  certainly  worth  it.       One   of   the   main   messages   Professor   Preuss   wanted   us   to   take   away   from   the   Hart   text   is   the   idea   that   law   provides   a   framework   for   society,   that   modern   society  is  so  complex  that  laws  are  necessary:  they  provide  the  structure  of  the   game.   i  Let  us  look  at  this  idea  through  the  principal  –  agent  theory.  The  idea  is   that   the   principal   gives   the   agent   control   over   resources,   so   that   the   agent   can   manage  these  resources  in  the  interest  of  the  principal.  A  problem  occurs  when   the  agreement  does  not  provide  enough  incentives  for  the  agent  and  he  therefore   decides   to   use   the   delegated   authority   for   his   own,   rather   than   the   principal’s   interest.       If   applied   to   law   and   society,   we   could   say   society   gave   power   to   the   state   to   uphold   the   law.   According   to   A.   Supiot,   every   contract   needs   a   guarantor,   somebody   who   guarantees   the   agreement   will   be   respected   by   both   parties   (through  sanctions,  incentives,  …).  He  claims  in  modern  society  this  is  the  state.  ii   And  this  is  where  I  see  the  problem  in  the  relationship:  how  can  the  guarantor  of   the   contract   also   be   subject   to   it?   How   can   we   be   sure   that   a   state   will   not   abuse   this   position?   Where   last   week   we   learned   that   a   state   needs   rule   of   law   to   control  the  monopoly  a  state  has  on  force,  iii  I  now  wonder  who  controls  the  state   does  not  abuse  its  power?       Professor   Dr.   K.   Preuss   used   a   quote   in   his   lecture,   that   reflects   that   problem:   “Auctoritas,   non   veritas   facit   legem”   iv   (Th.   Hobbes,   1588   –   1679).   Have   we  
  • 2. moved  away  from  law  as  a  means  to  realize  good  and  avoid  evil?  Is  the  fact  that   law   is   based   on   authority   a   danger   to   society   or   can   we   just   assume   the   other   party,  the  state,  will  uphold  its  side  of  the  contract?  When  explaining  the  role  in   modern  society,  Professor  Dr.  K.  Preuss  quoted  A.  Dicey,  who  said  that  one  of  the   three  meanings  of  the  rule  of  law   v  is  equality,  equal  subjection  of  all  classes  to   the  (…)  law.    At  what  exact  moment  does  society  not  provide  enough  incentive   for  the  state  to  respect  the  agreement  and  put  itself  above  law,  rather  than  being   subject  to  it?                                                                                                                               i  Hart,  H.  L.  A.  (1979  [1961]).  The  Concept  of  Law.   ii  Supiot,  A.  (2007).  Homo  Juridicus.  On  the  Anthropological  Functions  of  the  Law.  p.  93   iii  “A  compulsory  political  organization  with  continuous  operations  (…)  insofar  as  its   administrative  staff  successfully  upholds  the  claim  to  the  monopoly  of  the  legitimate  use  of   physical  force  in  the  enforcement  of  its  order”.    Weber  M.  (1978  (1922)):  Economy  and  Society.  An   Outline  of  Interpretative  Sociology.  p.  54   iv  Authority,  not  truth  makes  law.   v  Dicey,  A.  V.  (1982  [1915]).  Introduction  to  the  study  of  the  law  of  the  constitution.  p.  120.