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Why Ukraine has not
succeeded in democratization
    under Yushchenko?
                   Yuriy Matsiyevsky
   Presentation prepared for the Center for European
                         Studies
                  University of Florida,
             Gainesville, January 24, 2012
Major questions
   Why after the "Orange Revolution" political
    process did not go toward the establishment of
    democratic rules, but rather accompanied by
    unregulated political rivalry that eventually led to
    the defeat of the "orange team" in presidential
    and local elections in 2010? 
   Why, after the power change in 2004
    political agreement were not kept as well
    as before 2004.? 
   What impact has the practice of "game without
    rules" in the political process in the recent past
    and now, and where the causes for the
    devolution of constitutionalism in Ukraine?
Basic concept
   Institutional trap – ineffective, but durable norms,
    which all major players are not interested to
    change.
   Operating code of political culture, following G.
    Meyer, is a set of the dominant rules and norms,
    attitudes and patterns of behavior that determine
    the actual functioning of politics at the level
    of elites and masses.
   Involution of constitutionalism is a process of
     the systematic violation of the principle of rule of
    law that is manifested in selective use of law and
    violation of both the laws and procedures for
    their approval.
Scenarios of elite conflicts
Balance of        Coercion cheaper      Cooperation cheaper
recourses/ cost   than                  than
of strategies     cooperation           coercion
Even distribution “War of all against   “Struggle according to
of recourses      all”                  the rules” (institutional
among actors                            compromise)
One-sided         “Winner takes all”    “Cartel-like deal”
prevalence of                           (co-optation of
resources                               subordinated
                                        actors by the dominant
Factors influencing the players’
                 behavior
   High uncertainty (inability to predict he outcome of the action taken)
   Shifting balance of recourses (formal and informal influence, public
    support) and hidden information determine the cost of strategies
   Having limited recourses, players tend to play a zero-sum game.
    The deals they have reached were rather tactical calculations in
    pursuing “the winner takes all” strategies
   All of the above cause the commitment problem. A deal, even after
    being reached, has low chances to be fulfilled.
   By downgrading the Constitution, players deprived themselves of
    the mechanism to enforce commitments.
The traits of the “Bad” or informal pacts

   while good pacts are based upon mutual acceptance of
    competition among elites, bad pacts are designed to
    avoid elite competition.
   while good pacts provide institutional guarantees for
    participants that are enforced by formal institutions, bad
    pacts are based upon informal institutional arrangements
    or uncertain procedures
   while "good pact" are public contracts, "bad pact", even
    if they become public, contain a significant component of
    the informal nature, which rarely becomes known to
    public. Therefore, these covenants I call informal pacts.
   Finally, while "good pact" promote democratic political
    culture of elites that can be considered as
    their added social value, "bad pacts" are reached
    exclusively for the survival of political players and bear
Informal pacts during the
           Yushchenko’s presidency
   Dec.8, 2004- changes to Constitution in exchange of revote of the
    second round and election of V.Yushchenko a President.
   Consequences: Detrimental  for the legitimate procedure of
    overcoming the political crisis, this ‘’Deal’ resulted in
    systematic escalation of key issues arising in political process.
   Constitutional reform, which entered into force on 01/01/2006 has
    significantly reduced the power of the newly elected president,
    who obviously did not want to bear it and continued to act as if he
    had the same prerogatives as before.
   Tensions that existed at the personal level between
    Yushchenko and Tymoshenko have intensified an unclear division
    of power between the president and the prime minister .
   After working for eight months, on 09/ 08/2005 the Tymoshenko’s
    government was forsed by Yushchenko to resignation. It was done
    due to still existing  presidential power, but mostly for preventing the
    shift of power in favor of Premiere.
The rivalry with Tymoshenko and a
      “Deal” with Yanukovuch
   Memorandum of Understanding between the
    government and opposition was signed two weeks after
    Tymoshenko’s dismissal on Sep.22, 2005
   Consequences: Yushchenko received additional
    parliamentary support, but bear 50% loss in public
    support (from 30% in Aug.2005 to 14% in Nov.2005)
   Yanukovych and his PofR were given a lift into a power
    play on the eve of parliamentary election
   After winning the election with 34 % of the votes and
    41% of seats PofR forget about the deal and formed an
    “anti-crisis coalition” with socialists and communists.
A pact (Universal) of National Unity
   Loosing parliamentary support Yushchenko suggested a new deal
    that was signed by all faction’s leaders, besides Tymoshenko, on
    Aug.3, 2005
   The President secured 5 ministers in the new government in
    exchange for nominating Yanukovych for the post of prime-minister.
   PofR has received a dominant position in parliament and
    Yanukovych has received access to the sate recourses.
   “Orange camp” was disunited and appeared in ambivalent position
    in Parliament.
   In case of securing a constitutional majority in Parliament a coalition
    could effectively overcome the Presidents’ veto and threaten
    Yushchenko by impeachment.
    After a new law on the cabinet of ministers (Dec.21, 2006) that
    enable a Prime Minister to dismiss the presidential ministers,
    Yushchenko had to wage a war on two fronts and situation in
    Ukraine became a war of all against all.
Political crisis and dismissal of the Rada
   Threatened by the growing number of a new coalition,
    Yushchenko issued a decree to dismiss the parliament
    on Apr.2, 2007.
   On Apr.3, Rada adopted a law preventing the national
    bank to finance the election.
   On Apr.25 Yushchenko issued another decree,
    confirming the dismissal of the Rada and established a
    parliamentary election for June 24, 2007.
   On Apr.26 the faction of PofR announced the readiness
    to initiate the procedure of impeachment of the
    President.
   The crisis was resolved by a new deal on May 4, 2007
    between the President, Prime-Minister and the speaker
    of parliament O.Moroz
   On June 5 Yushechenko issued a new decree that
    stopped the former edicts and, finally, on July 31 issued
    the fourth decree in which a date of the pre-term
    elections was established on Sep. 30, 2007.
Tymoshenko – Yakukovych deal on
 the new Constitution (2008-2009)
   The deal had several objectives:
   to lessen uncertainty over the result of
    presidential elections
   To secure their control over executive and
    legislative power by introducing a parliamentary
    system.
   What prevent the deal?
   Lack of credible commitments in both parties
   Leak of information to the press
Devolution of constitutionalism and
         its implications
   The former discussion present the case of
    devolution of constitutionalism
   Political expediency subverted procedural
    requirements
   High uncertainty, caused by the disrespect for
    democratic decision-making procedures pushed
    all key players to resolve conflicts by negotiating
     informal pacts, which further intensified
    uncertainty and complicated the choice of
    "playing by the rules."
Institutional Trap in Ukraine’s
                  politics
   Devolution of constitutionalism brought
    Ukrainian elites to "institutional trap" – they
    realised malignancy of informal agreements
    but continued to use them in the hope of
    winning over the opponents.
     Trying to beat one another in a game of
    two against one in a triangle of president, prime
    minister and speaker with permanent change of
    sides, prevented the elites form initiating
    structural reforms in Ukraine and distanced it
    from the democratic standards of policy making.
Final remarks
   The first two imply structural and the last two procedural
    constrains of Ukraine’s transition that are rarely
    discussed in scholarly researches
   informal pacts have become an integral part of
    the "operational code"of political culture of
    Ukrainian elites
   In Ukraine, both elites and citizens have substantive
    rather than procedural attitude to good governance that
    was once called “momentocracy”. In other words, if
    the end justifies the means, the question of compliance
    with the rules is less important.
   Inability to predict the consequences of their actions is a
    distinct feature of  unprofessionalism of Ukrainian elites.
   Personal sympathies/antipathies have become a front
    line in Ukrainian politics in post-orange period. This led
    some observers to conclude that Ukraine belongs to
    Byzantine rather than European political tradition.
Model of devolution of
  constitutionalism
Why Ukraine has not succeeded in democratization  under Yushchenko?
Why Ukraine has not succeeded in democratization  under Yushchenko?
Why Ukraine has not succeeded in democratization  under Yushchenko?
Why Ukraine has not succeeded in democratization  under Yushchenko?
Why Ukraine has not succeeded in democratization  under Yushchenko?
Why Ukraine has not succeeded in democratization  under Yushchenko?
Why Ukraine has not succeeded in democratization  under Yushchenko?
Why Ukraine has not succeeded in democratization  under Yushchenko?

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Why Ukraine has not succeeded in democratization under Yushchenko?

  • 1. Why Ukraine has not succeeded in democratization under Yushchenko? Yuriy Matsiyevsky Presentation prepared for the Center for European Studies University of Florida, Gainesville, January 24, 2012
  • 2. Major questions  Why after the "Orange Revolution" political process did not go toward the establishment of democratic rules, but rather accompanied by unregulated political rivalry that eventually led to the defeat of the "orange team" in presidential and local elections in 2010?   Why, after the power change in 2004 political agreement were not kept as well as before 2004.?   What impact has the practice of "game without rules" in the political process in the recent past and now, and where the causes for the devolution of constitutionalism in Ukraine?
  • 3. Basic concept  Institutional trap – ineffective, but durable norms, which all major players are not interested to change.  Operating code of political culture, following G. Meyer, is a set of the dominant rules and norms, attitudes and patterns of behavior that determine the actual functioning of politics at the level of elites and masses.  Involution of constitutionalism is a process of  the systematic violation of the principle of rule of law that is manifested in selective use of law and violation of both the laws and procedures for their approval.
  • 4. Scenarios of elite conflicts Balance of Coercion cheaper Cooperation cheaper recourses/ cost than than of strategies cooperation coercion Even distribution “War of all against “Struggle according to of recourses all” the rules” (institutional among actors compromise) One-sided “Winner takes all” “Cartel-like deal” prevalence of (co-optation of resources subordinated actors by the dominant
  • 5. Factors influencing the players’ behavior  High uncertainty (inability to predict he outcome of the action taken)  Shifting balance of recourses (formal and informal influence, public support) and hidden information determine the cost of strategies  Having limited recourses, players tend to play a zero-sum game. The deals they have reached were rather tactical calculations in pursuing “the winner takes all” strategies  All of the above cause the commitment problem. A deal, even after being reached, has low chances to be fulfilled.  By downgrading the Constitution, players deprived themselves of the mechanism to enforce commitments.
  • 6. The traits of the “Bad” or informal pacts  while good pacts are based upon mutual acceptance of competition among elites, bad pacts are designed to avoid elite competition.  while good pacts provide institutional guarantees for participants that are enforced by formal institutions, bad pacts are based upon informal institutional arrangements or uncertain procedures  while "good pact" are public contracts, "bad pact", even if they become public, contain a significant component of the informal nature, which rarely becomes known to public. Therefore, these covenants I call informal pacts.  Finally, while "good pact" promote democratic political culture of elites that can be considered as their added social value, "bad pacts" are reached exclusively for the survival of political players and bear
  • 7. Informal pacts during the Yushchenko’s presidency  Dec.8, 2004- changes to Constitution in exchange of revote of the second round and election of V.Yushchenko a President.  Consequences: Detrimental  for the legitimate procedure of overcoming the political crisis, this ‘’Deal’ resulted in systematic escalation of key issues arising in political process.  Constitutional reform, which entered into force on 01/01/2006 has significantly reduced the power of the newly elected president, who obviously did not want to bear it and continued to act as if he had the same prerogatives as before.  Tensions that existed at the personal level between Yushchenko and Tymoshenko have intensified an unclear division of power between the president and the prime minister .  After working for eight months, on 09/ 08/2005 the Tymoshenko’s government was forsed by Yushchenko to resignation. It was done due to still existing  presidential power, but mostly for preventing the shift of power in favor of Premiere.
  • 8. The rivalry with Tymoshenko and a “Deal” with Yanukovuch  Memorandum of Understanding between the government and opposition was signed two weeks after Tymoshenko’s dismissal on Sep.22, 2005  Consequences: Yushchenko received additional parliamentary support, but bear 50% loss in public support (from 30% in Aug.2005 to 14% in Nov.2005)  Yanukovych and his PofR were given a lift into a power play on the eve of parliamentary election  After winning the election with 34 % of the votes and 41% of seats PofR forget about the deal and formed an “anti-crisis coalition” with socialists and communists.
  • 9. A pact (Universal) of National Unity  Loosing parliamentary support Yushchenko suggested a new deal that was signed by all faction’s leaders, besides Tymoshenko, on Aug.3, 2005  The President secured 5 ministers in the new government in exchange for nominating Yanukovych for the post of prime-minister.  PofR has received a dominant position in parliament and Yanukovych has received access to the sate recourses.  “Orange camp” was disunited and appeared in ambivalent position in Parliament.  In case of securing a constitutional majority in Parliament a coalition could effectively overcome the Presidents’ veto and threaten Yushchenko by impeachment.  After a new law on the cabinet of ministers (Dec.21, 2006) that enable a Prime Minister to dismiss the presidential ministers, Yushchenko had to wage a war on two fronts and situation in Ukraine became a war of all against all.
  • 10. Political crisis and dismissal of the Rada  Threatened by the growing number of a new coalition, Yushchenko issued a decree to dismiss the parliament on Apr.2, 2007.  On Apr.3, Rada adopted a law preventing the national bank to finance the election.  On Apr.25 Yushchenko issued another decree, confirming the dismissal of the Rada and established a parliamentary election for June 24, 2007.  On Apr.26 the faction of PofR announced the readiness to initiate the procedure of impeachment of the President.  The crisis was resolved by a new deal on May 4, 2007 between the President, Prime-Minister and the speaker of parliament O.Moroz  On June 5 Yushechenko issued a new decree that stopped the former edicts and, finally, on July 31 issued the fourth decree in which a date of the pre-term elections was established on Sep. 30, 2007.
  • 11. Tymoshenko – Yakukovych deal on the new Constitution (2008-2009)  The deal had several objectives:  to lessen uncertainty over the result of presidential elections  To secure their control over executive and legislative power by introducing a parliamentary system.  What prevent the deal?  Lack of credible commitments in both parties  Leak of information to the press
  • 12. Devolution of constitutionalism and its implications  The former discussion present the case of devolution of constitutionalism  Political expediency subverted procedural requirements  High uncertainty, caused by the disrespect for democratic decision-making procedures pushed all key players to resolve conflicts by negotiating informal pacts, which further intensified uncertainty and complicated the choice of "playing by the rules."
  • 13. Institutional Trap in Ukraine’s politics  Devolution of constitutionalism brought Ukrainian elites to "institutional trap" – they realised malignancy of informal agreements but continued to use them in the hope of winning over the opponents.  Trying to beat one another in a game of two against one in a triangle of president, prime minister and speaker with permanent change of sides, prevented the elites form initiating structural reforms in Ukraine and distanced it from the democratic standards of policy making.
  • 14. Final remarks  The first two imply structural and the last two procedural constrains of Ukraine’s transition that are rarely discussed in scholarly researches  informal pacts have become an integral part of the "operational code"of political culture of Ukrainian elites  In Ukraine, both elites and citizens have substantive rather than procedural attitude to good governance that was once called “momentocracy”. In other words, if the end justifies the means, the question of compliance with the rules is less important.  Inability to predict the consequences of their actions is a distinct feature of  unprofessionalism of Ukrainian elites.  Personal sympathies/antipathies have become a front line in Ukrainian politics in post-orange period. This led some observers to conclude that Ukraine belongs to Byzantine rather than European political tradition.
  • 15. Model of devolution of constitutionalism

Notas do Editor

  1. Source: Gelman V. Out of the frying pan into the fire.Post-Soviet Regime Changes in Comparative Perspective nternational Political Science Review March 2008  vol. 29 no. 2  157-180 Two variables are important: balance of recourses and the cost of strategies. When the balance shifted for one side or the other, the cost of strategies determined the choice of players.
  2. The main procedural violations consist but are not limited to the  "batch" voting that is not envisaged by the Constitution of Ukraine, as well as  chanhes to the draft law of the amendments to Constitution are not assumed in the process of discussion after obtaining the opinion of the Constitutional Court . S trategic  aim of the constitutional reform  had to consist in radical  change  of the format of the political game by reducing the significance of the President's "prize" and shifting the political process in a parliamentary dimension . Tymoshenko, who was app ointed a prime minister  on 02 / 04 / 2005 as a result of a n informal agreement on the di vision of posts  within the "orange camp "  obtained a role of key figure in the political system .
  3. Memorandum was signed between Yushchenko, acting prime minister Yechanurov and Yanukovych. The deal went beyond “the orange camp”. One hour after the deal was reached VR voted 289 for Yechnurov’s approval as a Prime-Minister. The whole faction of PofR voted unanimously as well; Yushchenko’s concern was to prevent BYuT from winning the election as it could lead to even larger limitations of his power and sliding to parliamentary government.
  4. Official aim was to unite East and West, to overcome conflicts for the good of Ukrainian people and to bring together all political forces to form a coalition and a new government. The Yushenko’s party (NUNS) has not participated in coalition, however two MPs of the NUNS and four of BYuT entered a coalition. Instead of one rival, Yushchenko now received two.
  5. His decision was motivated by the fact that coalition was joined by the individual MPs, what contradicted with the rule that only factions can from coalition, but not single deputies. The parties agreed for a new pre term election, that were planned for Sept. 30, 2007
  6. A systematic  violation of the principle of the rule of law ,manifested in selective use of law and violation of both the laws and procedures for their approval .