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Open	
  Access:	
  Where	
  are	
  we	
  going?

           Professor	
  Stephen	
  Curry	
  	
  
                   Imperial	
  College



  RLUK	
  Conference,	
  Newcastle,	
  15th	
  Nov	
  2012



                          Made	
  available	
  under	
  a	
  CC-­‐BY	
  license
Life	
  scienCst	
  and	
  blogger




occamstypewriter.org/scurry/
                                     2
A	
  shock:	
  The	
  Research	
  Works	
  Act	
  (USA)	
  

  "No	
  Federal	
  agency	
  may	
  engage	
  in	
  any	
  policy	
  that:
  (1)	
  causes	
  network	
  disseminaCon	
  of	
  any	
  private-­‐sector	
  
  research	
  work	
  without	
  the	
  prior	
  consent	
  of	
  the	
  publisher	
  
  of	
  such	
  work"
  Sponsors:	
  Reps	
  Carolyn	
  Maloney	
  (D-­‐NY)	
  and	
  Darrell	
  Issa	
  (R-­‐CA)	
  -­‐	
  and	
  publishers?




   ‣ 'their	
  content'?	
  Excuse	
  me?

   ‣ surprise	
  at	
  subscripCon	
  costs	
  (RLUK	
  negoCaCons	
  in	
  2011)

   ‣ re-­‐ignited	
  amateur	
  vs	
  commercial	
  tensions	
  


                                                                  3
Academic	
  Journals	
  were	
  a	
  great	
  idea…




                                         4
…but	
  the	
  web	
  changes	
  everything




      5
Anarchy	
  Policy	
  in	
  the	
  UK	
  -­‐	
  2012

     Dame	
  Janet	
  Finch:
     “The	
  principle	
  that	
  the	
  results	
  of	
  research	
  that	
  has	
  
     been	
  publicly	
  funded	
  should	
  be	
  freely	
  accessible	
  in	
  
     the	
  public	
  domain	
  is	
  a	
  compelling	
  one,	
  and	
  
     fundamentally	
  unanswerable.”



                                         Rt	
  Hon	
  David	
  Wille;s	
  MP:
                                         The	
  "funding	
  model	
  is	
  surely	
  going	
  to	
  have	
  to	
  
                                         change	
  even	
  beyond	
  the	
  welcome	
  transiCon	
  to	
  
                                         open	
  access	
  and	
  hybrid	
  journals	
  that’s	
  already	
  
                                         underway.	
  To	
  try	
  to	
  preserve	
  the	
  old	
  model	
  is	
  the	
  
                                         wrong	
  ba;le	
  to	
  fight."

                                                               6
The	
  relaConship	
  of	
  academics	
  with	
  Open	
  Access




                                       7
Open	
  Access	
  is:
    ‣   an	
  inevitable	
  consequence	
  of	
  the	
  internet
    ‣   a	
  good	
  investment	
  and	
  a	
  fair	
  deal	
  for	
  the	
  taxpayer
    ‣   confusing
    ‣   a	
  challenge	
  for	
  publishers,	
  learned	
  socieCes,	
  funders,	
  
        academics	
  and	
  librarians


Open	
  Access	
  is	
  not:
    ‣   free	
  (or	
  the	
  same	
  as	
  'file-­‐sharing')
    ‣   the	
  end	
  of	
  peer	
  review
    ‣   synonymous	
  with	
  low	
  quality
    ‣   only	
  for	
  wealthy	
  life	
  scienCsts
Why	
  are	
  we	
  not	
  there	
  yet?

 OpposiCon	
  of	
  some	
  publishers	
  (and	
  some	
  at	
  SK...)
     ‣ profitable	
  model.	
  Hence:
       ‣ insistence	
  on	
  copyright	
  acquisiCon	
  
       ‣ Elsevier	
  support	
  for	
  RWA
       ‣ confidenCality	
  clauses	
  on	
  subscripCon	
  deals




  But	
  others	
  are	
  more	
  forward-­‐thinking
      ‣ Gold	
  OA	
  can	
  work:	
  PLOS,	
  BMC
      ‣ InnovaCon	
  -­‐	
  eLife,	
  PeerJ,	
  FronCers
      ‣ Market	
  in	
  need	
  of	
  a	
  shake-­‐up

                                                        9
Why	
  are	
  we	
  not	
  there	
  yet?


Funder	
  &	
  Govt	
  Policies
‣    Too	
  meek?
‣    WT/RCUK	
  (pre-­‐2012):	
  Policy	
  but	
  no	
  enforcement
‣    GoldFinch	
  but	
  not	
  GreenFinch?
‣    New	
  RCUK	
  policy:	
  grateful	
  for	
  clarificaCon
     ‣   Preference	
  for	
  gold	
  (and	
  CC-­‐BY)	
  but	
  green	
  is	
  allowed
     ‣   RaConale?	
  Green	
  can	
  be	
  version	
  of	
  record.
     ‣   Funding:	
  Gold	
  targets?	
  Room	
  for	
  manoeuvre?
     ‣   Does	
  RCUK	
  know	
  what	
  'full'	
  means?

    hip://blogs.rcuk.ac.uk/2012/09/28/rcuk-­‐open-­‐access-­‐policy-­‐when-­‐to-­‐go-­‐green-­‐and-­‐when-­‐to-­‐go-­‐gold/
Why	
  are	
  we	
  not	
  there	
  yet?


ScienCsts	
  are	
  ill-­‐informed	
  and	
  conservaCve
    ‣ too	
  few	
  are	
  aware	
  of:
         ‣ their	
  obligaCons	
  
         ‣ how	
  OA	
  works
         ‣ subscripCon	
  costs
         ‣ access	
  problem	
  (in	
  wealthy	
  insCtuCons)

    ‣ concerns	
  for	
  scienCfic	
  socieCes,	
  humaniCes	
  

    ‣ weak	
  sense	
  of	
  public	
  duty?	
  

    ‣ fear	
  of	
  losing	
  an	
  established	
  model
         ‣ invented	
  the	
  web	
  but	
  suspicious	
  of	
  it?
         ‣ addicted	
  to	
  impact	
  factors	
  

                                                           11
Impact	
  factors	
  must	
  die!
                                                                                          Aug	
  2012




                                         Welcome	
  Trust	
  OA	
  policy:	
  
                                         "affirms	
  the	
  principle	
  that	
  it	
  is	
  the	
  intrinsic	
  
                                         merit	
  of	
  the	
  work,	
  and	
  not	
  the	
  Ctle	
  of	
  the	
  
                                         journal	
  in	
  which	
  an	
  author’s	
  work	
  is	
  


            ?                            published,	
  that	
  should	
  be	
  considered	
  in	
  
                                         making	
  funding	
  decisions."



                                    12
The inexorable rise of Open Access
                                          UK: 35% Green OA
                                               UK: 5% Gold OA
                                         World: 17% Gold OA




  Published 2 2-Oct-2012                         oA
                                                      P C)
                                               (n
                                      eo nly
                                 n lin             APC)
                               O               (no
                                 nlin e only
                               O

                               Print sub/ OA online
Residual	
  Challenges	
  for	
  different	
  stakeholders
‣   GeHng	
  the	
  message	
  out	
  to	
  academics	
  (help!)
‣   Unifying	
  the	
  broad	
  church	
  of	
  OA	
  (herding	
  cats?)
‣   APC	
  payment	
  mechanisms	
  that	
  are	
  visible	
  to	
  researchers
‣   OA	
  mechanisms	
  that	
  work	
  for	
  all	
  fields
‣   Compliance	
  enforcement	
  for	
  green	
  OA?
‣   Market	
  innovaKons	
  (from	
  new	
  &	
  est.	
  publishers)	
  
‣   Openness	
  on	
  profits	
  and	
  taxes	
  from	
  publishers	
  
    ‣   Partnership	
  or	
  business?
‣   DuraCon	
  &	
  cost	
  of	
  transiCon?	
  (When	
  will	
  subs	
  money	
  be	
  released?)
‣   InternaKonal	
  cooperaKon	
  on	
  OA	
  policy	
  —	
  how's	
  that	
  going?



        Thank you!
                                                       14

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Open Access: Where are we going?

  • 1. Open  Access:  Where  are  we  going? Professor  Stephen  Curry     Imperial  College RLUK  Conference,  Newcastle,  15th  Nov  2012 Made  available  under  a  CC-­‐BY  license
  • 2. Life  scienCst  and  blogger occamstypewriter.org/scurry/ 2
  • 3. A  shock:  The  Research  Works  Act  (USA)   "No  Federal  agency  may  engage  in  any  policy  that: (1)  causes  network  disseminaCon  of  any  private-­‐sector   research  work  without  the  prior  consent  of  the  publisher   of  such  work" Sponsors:  Reps  Carolyn  Maloney  (D-­‐NY)  and  Darrell  Issa  (R-­‐CA)  -­‐  and  publishers? ‣ 'their  content'?  Excuse  me? ‣ surprise  at  subscripCon  costs  (RLUK  negoCaCons  in  2011) ‣ re-­‐ignited  amateur  vs  commercial  tensions   3
  • 4. Academic  Journals  were  a  great  idea… 4
  • 5. …but  the  web  changes  everything 5
  • 6. Anarchy  Policy  in  the  UK  -­‐  2012 Dame  Janet  Finch: “The  principle  that  the  results  of  research  that  has   been  publicly  funded  should  be  freely  accessible  in   the  public  domain  is  a  compelling  one,  and   fundamentally  unanswerable.” Rt  Hon  David  Wille;s  MP: The  "funding  model  is  surely  going  to  have  to   change  even  beyond  the  welcome  transiCon  to   open  access  and  hybrid  journals  that’s  already   underway.  To  try  to  preserve  the  old  model  is  the   wrong  ba;le  to  fight." 6
  • 7. The  relaConship  of  academics  with  Open  Access 7
  • 8. Open  Access  is: ‣ an  inevitable  consequence  of  the  internet ‣ a  good  investment  and  a  fair  deal  for  the  taxpayer ‣ confusing ‣ a  challenge  for  publishers,  learned  socieCes,  funders,   academics  and  librarians Open  Access  is  not: ‣ free  (or  the  same  as  'file-­‐sharing') ‣ the  end  of  peer  review ‣ synonymous  with  low  quality ‣ only  for  wealthy  life  scienCsts
  • 9. Why  are  we  not  there  yet? OpposiCon  of  some  publishers  (and  some  at  SK...) ‣ profitable  model.  Hence: ‣ insistence  on  copyright  acquisiCon   ‣ Elsevier  support  for  RWA ‣ confidenCality  clauses  on  subscripCon  deals But  others  are  more  forward-­‐thinking ‣ Gold  OA  can  work:  PLOS,  BMC ‣ InnovaCon  -­‐  eLife,  PeerJ,  FronCers ‣ Market  in  need  of  a  shake-­‐up 9
  • 10. Why  are  we  not  there  yet? Funder  &  Govt  Policies ‣ Too  meek? ‣ WT/RCUK  (pre-­‐2012):  Policy  but  no  enforcement ‣ GoldFinch  but  not  GreenFinch? ‣ New  RCUK  policy:  grateful  for  clarificaCon ‣ Preference  for  gold  (and  CC-­‐BY)  but  green  is  allowed ‣ RaConale?  Green  can  be  version  of  record. ‣ Funding:  Gold  targets?  Room  for  manoeuvre? ‣ Does  RCUK  know  what  'full'  means? hip://blogs.rcuk.ac.uk/2012/09/28/rcuk-­‐open-­‐access-­‐policy-­‐when-­‐to-­‐go-­‐green-­‐and-­‐when-­‐to-­‐go-­‐gold/
  • 11. Why  are  we  not  there  yet? ScienCsts  are  ill-­‐informed  and  conservaCve ‣ too  few  are  aware  of: ‣ their  obligaCons   ‣ how  OA  works ‣ subscripCon  costs ‣ access  problem  (in  wealthy  insCtuCons) ‣ concerns  for  scienCfic  socieCes,  humaniCes   ‣ weak  sense  of  public  duty?   ‣ fear  of  losing  an  established  model ‣ invented  the  web  but  suspicious  of  it? ‣ addicted  to  impact  factors   11
  • 12. Impact  factors  must  die! Aug  2012 Welcome  Trust  OA  policy:   "affirms  the  principle  that  it  is  the  intrinsic   merit  of  the  work,  and  not  the  Ctle  of  the   journal  in  which  an  author’s  work  is   ? published,  that  should  be  considered  in   making  funding  decisions." 12
  • 13. The inexorable rise of Open Access UK: 35% Green OA UK: 5% Gold OA World: 17% Gold OA Published 2 2-Oct-2012 oA P C) (n eo nly n lin APC) O (no nlin e only O Print sub/ OA online
  • 14. Residual  Challenges  for  different  stakeholders ‣ GeHng  the  message  out  to  academics  (help!) ‣ Unifying  the  broad  church  of  OA  (herding  cats?) ‣ APC  payment  mechanisms  that  are  visible  to  researchers ‣ OA  mechanisms  that  work  for  all  fields ‣ Compliance  enforcement  for  green  OA? ‣ Market  innovaKons  (from  new  &  est.  publishers)   ‣ Openness  on  profits  and  taxes  from  publishers   ‣ Partnership  or  business? ‣ DuraCon  &  cost  of  transiCon?  (When  will  subs  money  be  released?) ‣ InternaKonal  cooperaKon  on  OA  policy  —  how's  that  going? Thank you! 14