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Involving Citizens in Policy Making with Participatory
         Design Research Methods and Tools (2011)
                                                     Sandra Cecet
                                                sandra.cecet @gmail.com

ABSTRACT                                                        quality of life within urban areas is leading to social and
Nowadays user-driven approach is a key. In design field         environmental development which is called Smart City.
there is a changing movement from technology push to
user-centered design. Number of cases showed that this          The label Smart City is a concept when human and
approach is efficient for innovation process in both new        social capital, traditional transport and ITC
product and service design. Recently it shifted from            (Information     and     communications       technology)
improving usability and ergonomics to wider                     contribute to the sustainable economic development and
perspective such as emotions and experiences in people          high quality of life with a wise management of natural
everyday life. New design research tools are being              resources through participatory governing. EU project
developed recently to explore this domain that consists         led by Vienna University of Technology identifies six
of tacit and latent knowledge and is difficult to express       dimensions of Smart City, namely: smart economy
in words. As well different ways of involving user in           (competitiveness); smart people (social and human
creation have acquired and still are being shaped. This         capital); smart governance (participation); smart
user-driven approach could be also used by policy               mobility (transport and ITC); smart environments
makers and citizens for designing, exploring,                   (natural resources) and smart living (quality of life).
experiencing and refining new policies and regulations.
This paper explains how participatory design research
                                                                STRUCTURE OF THE PAPER
methods used in design field could be useful in
involving citizens in their policy making process. As           This paper consists of three parts. The first one is
well which particularly design research tools could be          describing participatory design research methods and
helpful for better understanding of citizens and their          the reason of their existence nowadays (social context).
context.
                                                                Second one discusses how those methods could be used
Keywords                                                        in policy making and could contribute to smart people
User-driven    approach,      user-centered  design,            and smart governance dimension by creating
experiencing, participatory design research methods,            involvement among the citizens.
policy making, design research tools, co-creation,              Third part explains the importance of understanding the
crowd sourcing, user generated content, context                 context of the users and citizens and which design
mapping, generative sessions.                                   research tools could be useful in policy making process.
Topic nr 2.24: e-Participation: Involving citizens

                                                                    1.   PARTICIPATORY          DESIGN       RESEARCH
INTRODUCTION                                                             METHODS
This paper is focusing on the cities where concentration
of development greatly facilitates interaction between          Social context
people. The report from the “Smart Cities Workshop,
Brussels 16th - 17th November 2009” introduces                  People are skeptical about the methods and goals of
meaningful factors and figures, namely that “cities play        consumerism. They started to realize that through
an ever-more important role in social and economic              networking they have an enormous amount of collective
development. Already today, 50% of the global                   influence on products and services. They are beginning
population lives in the cities, (…) rapid urbanization          to use their influence to get what they want, how and
creates huge stresses in developing countries and               when they want. People want by expressing themselves
developed countries too have underinvested in cities            to participate directly in the design or policy
and are feeling the strain in terms of congestion,              development process. Ongoing development of co-
pollution and land use.”                                        creation, crowd sourcing and user-generated content
                                                                indicate that the active involvement of users in
However these problems are also high challenges which           innovation is present. Looking from design
make cities the ideal platforms for changes and force           management perspective according to Erik Roscam
authorities to innovate. The growing demand for better          Abbing there are three general forces that can be held
                                                                responsible for this development:



                                                            1
1) Social – users have become more critical about
       what they buy and use, and more involved in
       their own behavior as consumers.
    2) Economic- organizations have discovered that,
       especially when it comes to innovation, the
       gate between the business and the outside
       world should be left open. Innovations based
       on real needs in the real world have more
       success and more economic value.
    3) Technological- new technologies, social media
       and web.2.0 have provided the platforms on
       which organizations and users can share
                                                                Figure 2. Croud sourcing - 99designs.com
       insights and ideas and collaboratively explore
       innovations.                                             User - generated content. This is a method where user
                                                                is facilitated to create a content and is allowed to share
(From Erik Roscam Abbing book ‘Brand-Driven                     and       discuss     it     publicly.    For     instance
Innovation’)                                                    designbyme.lego.com, where Lego gives possibility to
                                                                design, share and buy personal Lego model. Using the
                                                                Lego Digital Designer 3 software it is possible to design
Participatory Design Research           Methods     and         and build any model one could imagine. As well, Lego
Examples from Design Field:
                                                                allows to design unique packaging. After uploading
Co-creation. This is a method where user is actively            personalized design to the webpage customer can buy
present in product or service creation. User prototypes         model through the online Lego Store.
and tests product together with internal team. This
action takes place in controlled environment, for
instance Nokia Beta Labs is an open user-lead
community.




                                                                Figure 3. User-generated content - designbyme.lego.com




Figure 1. Co-creation - betalabs.nokia.com


Crowd sourcing. This means posing a question, an
assignment or a challenge to a large number of people,
based on ‘the wisdom of crowds’ ( Surowiecki, 2005).
Usually takes place in online environment where
participants can watch, discuss and compete with each
other. The perfect example is 99designs.com which is a
new generation of online service marketplaces. It gives
small companies more opportunities to find specialized
expertise and affordable labor. Main Street businesses
can shop in a virtual international bazaar of freelancers
to recruit computer programmers in Russia, graphic              Figure 4. Designing with user, ‘Involving users in your
designers in San Francisco or data analysts in India.           design efforts is a trade-off between reach and control
                                                                over content. The more people you want to reach, the
                                                                more you have to let go’. (from Brand-Driven Innovation
                                                                book by E.Roscam Abbing)




                                                            2
2.   PARTICIPATORY  DESIGN    RESEARCH                        Those platforms contribute to the Smart City
         METHODS AND POLICY MAKING                                dimensions, namely two of them: smart people and
The same tendency is present in governmental domain,              smart governance. The advantage of participatory
where ‘public’ is turning into ‘participative’. I think           platforms is that people are becoming more conscious
that the same methods mentioned above: co-creation,               of their environment and are observing it with greater
crowd sourcing and user-generated content could be                interest.
used as a source of information for creating the law.
Today is the right time for authorities to start innovation
                                                                      3.   THE IMPORTANCE OF UNDERSTANDING
by creating platforms or forums where citizens could
                                                                           THE CONTEXT OF THE USER/CITIZEN AND
express themselves. It could be done not only through
                                                                           USEFUL DESIGN RESEARCH TOOLS
social media but as well by participating in the
workshops and sharing experience. Citizens could                  The word context has variety of meanings. In this paper
provide authorities with valuable insights as they are            the focus is on the environment surrounding human,
experts of their own experience, emotions and have the            how people interact with it, understand and experience
best expertise about their neighborhood.                          it. By making user experience the source of inspiration
                                                                  designers are coming up with the products and services
In designbyme.lego.com business model the whole
                                                                  that are covering the real user needs. Understanding the
interaction with the customer was orchestrated, both
                                                                  context of the citizens and their experiences is crucial in
interaction and service design are developed in a
                                                                  policy making process too. With this approach the
brilliant way. In this case customer is as well a designer
                                                                  government would be able to bring in new legislations
who gets personalized product. However, in most cases
                                                                  which are changing future of citizens for the better. To
involving people actively in innovation process does
                                                                  achieve this there are several design tools which could
not mean that they are designing the end product. It is
                                                                  be borrowed from the design research discipline.
crucial to understand user-driven innovation’s
limitations. Those methods: co-creation, crowd                    Design research is an interesting field with many truly
sourcing and user-generated content are more design               inspiring tools which help to understand the context of
research techniques than design techniques. Without               the user and which give ability to empathize with
doubt they give rich insights, better understanding of            people. In this paper I would like to point out the
the context. Nevertheless they still should be interpret          Context mapping technique which was developed at
by the organization responsible for the end product. To           Delft University of Technology by department of
capture in other words, research processes provide with           Design for Interaction. This technique combines set of
data (data - raw information that should be analyzed)             different tools together. It makes use of cultural probes,
which is inspirational but still it should be interpret           generative sessions and storyboards. Context mapping
through lens of right values and norms. Only in that              is a research where tacit or latent knowledge is gained
case it has the capacity to drive innovation.                     about the context of the use of the product or service.
                                                                  ’Tacit knowledge is that cannot readily expressed in
The same pattern is valid for policy making. The core
                                                                  words. Latent knowledge is knowledge which people
aspect is to understand user-driven innovation
                                                                  even do not know they possess, they only feel
limitations and use outcome of these research methods
                                                                  it.’(Course Reader)
as an additional source of information and inspiration.
As well, participating in the process, or having
possibility to express their opinion, citizens would feel
actually more involved with the law established by
authorities.
According to the report from ‘Smart Cities Workshop,
Brussels 16th - 17th November 2009’ there are already a
number of examples of European cities using crowd
sourcing method for innovation and increasing the
efficiency of operation of the city’s complex ecosystem.
For instance, the Forum Virium Helsinki brings
together corporations, R&D institutions and the City of           Figure 5. Different levels of knowledge on experience are
Helsinki to create future digital service. Crowd sourcing         accessed by different tools (from the Course Reader)
communities called Living Labs are present as well in             From Figure 5 I would like to point out generative
other cities (Luxemburg, Brussels and others). There is           session tool which provides the data about people
a significant investment in developing participative              knowledge, feelings and dreams. This type of
platforms. Many city-based Living Labs have been                  information certainly creates empathy with people and
members of the European Network of Living Labs                    inspires creators to think of the solutions which make
(ENoLL). Living Labs are examples where user-driven               life better.
innovation is fully integrated with co-creation process
of new services, products and social infrastructure.


                                                              3
Looking on this tool from the perspective of policy               Definitely design research tools for instance context
makers and how to use it, in the beginning of the                 mapping could be used by policy makers for designing,
research it is crucial for multidisciplinary team to define       exploring, experiencing and refining new policies and
what they want to know and from whom they wish to                 regulations in real-life scenarios. Those tools could help
learn. On the municipal level this partnership should             to evaluate potential impacts of legislations before their
involve wide range of organization representatives:               implementation. Context mapping ‘is such a powerful
authority, power companies, transport operators, small            method because it deals with people in a very human
and medium enterprises, health services, universities             way.’ ( Course Reader, Context mapping p.25) It states
and research centers. However bringing together                   that user is a specialist in his own experience and
interdisciplinary experts for the generative sessions is a        provides participants with creative tools to enable them
very demanding task.                                              to express as individuals.
After attending the generative sessions authorities, who
are creators of the law, would have a richer
understanding of the citizens’ context. Meeting the
participants, working with them would create empathy
as well. Having researcher’s report on the table is not
enough as then there is a big loss of valuable                    REFERENCES
information.
Insights from generative sessions could be used as a              1. Mulder I. (2010) Participeren doe je niet alleen!
communication tool to discuss concepts in decision                   Co`creatie als Drijvende kracht voor leefbaarheid.
meetings, especially when important decision have to                 Informatie, Maandblad voor IT, jaargang 2010,
be made, the outcomes of the session could be a                      oktober. Thema Collaboration, pp. 30`35.
convincing argument explaining context of the problem.               http://www.humancenteredict.nl/wp`content/uploads
                                                                     /2010/10/1008`30Mul.pdf
                                                                  2. Report from ‘Smart Cities Workshop Brussels 16th-
CONCLUSSION                                                          17th November 2009’
This paper explained shortly about participatory design              http://ec.europa.eu/information_society/activities/liv
research methods and tools which are being used in                   inglabs/docs/smartcities_workshop_report_v1_13l.p
design field and pointed the link how could they be                  df
useful for policy making process. As well it emphasized           3. Roscam Abbing E. (2010) Brand- Driven Innovation
the importance of context understanding in both fields.              Book published by AVA Publishing SA
To sum up, participatory methods as co-creation, crowd            4. Stappers, P.J., van der Lugt, R., Hekkert, P.P.M., &
sourcing and user-generated content have a great                     Sleeswijk Visser, F. (2005) Context &
potential. Because they are still in development, there is           Conceptualization Reader. Faculty of Industrial
a lack of concrete knowledge about such methods.                     Design Engineering, TU Delft.
However the processes happening around at the                     5. Van Marissing E.; Bolt G.;Van Kempen R. ‘Cities’
moment mean that those social user-driven approaches                 Journal Article (2006-2008) Urban governance and
are our future. Moreover, they not only could provide                social cohesion: Effects of urban restricting policies
with information but also could create social cohesion               in two Dutch cities. 279-290p.
by involving citizens in co-creation.




                                                              4

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Involving Citizens in Policy Making with Participatory Design Research Methods & Tools

  • 1. Involving Citizens in Policy Making with Participatory Design Research Methods and Tools (2011) Sandra Cecet sandra.cecet @gmail.com ABSTRACT quality of life within urban areas is leading to social and Nowadays user-driven approach is a key. In design field environmental development which is called Smart City. there is a changing movement from technology push to user-centered design. Number of cases showed that this The label Smart City is a concept when human and approach is efficient for innovation process in both new social capital, traditional transport and ITC product and service design. Recently it shifted from (Information and communications technology) improving usability and ergonomics to wider contribute to the sustainable economic development and perspective such as emotions and experiences in people high quality of life with a wise management of natural everyday life. New design research tools are being resources through participatory governing. EU project developed recently to explore this domain that consists led by Vienna University of Technology identifies six of tacit and latent knowledge and is difficult to express dimensions of Smart City, namely: smart economy in words. As well different ways of involving user in (competitiveness); smart people (social and human creation have acquired and still are being shaped. This capital); smart governance (participation); smart user-driven approach could be also used by policy mobility (transport and ITC); smart environments makers and citizens for designing, exploring, (natural resources) and smart living (quality of life). experiencing and refining new policies and regulations. This paper explains how participatory design research STRUCTURE OF THE PAPER methods used in design field could be useful in involving citizens in their policy making process. As This paper consists of three parts. The first one is well which particularly design research tools could be describing participatory design research methods and helpful for better understanding of citizens and their the reason of their existence nowadays (social context). context. Second one discusses how those methods could be used Keywords in policy making and could contribute to smart people User-driven approach, user-centered design, and smart governance dimension by creating experiencing, participatory design research methods, involvement among the citizens. policy making, design research tools, co-creation, Third part explains the importance of understanding the crowd sourcing, user generated content, context context of the users and citizens and which design mapping, generative sessions. research tools could be useful in policy making process. Topic nr 2.24: e-Participation: Involving citizens 1. PARTICIPATORY DESIGN RESEARCH INTRODUCTION METHODS This paper is focusing on the cities where concentration of development greatly facilitates interaction between Social context people. The report from the “Smart Cities Workshop, Brussels 16th - 17th November 2009” introduces People are skeptical about the methods and goals of meaningful factors and figures, namely that “cities play consumerism. They started to realize that through an ever-more important role in social and economic networking they have an enormous amount of collective development. Already today, 50% of the global influence on products and services. They are beginning population lives in the cities, (…) rapid urbanization to use their influence to get what they want, how and creates huge stresses in developing countries and when they want. People want by expressing themselves developed countries too have underinvested in cities to participate directly in the design or policy and are feeling the strain in terms of congestion, development process. Ongoing development of co- pollution and land use.” creation, crowd sourcing and user-generated content indicate that the active involvement of users in However these problems are also high challenges which innovation is present. Looking from design make cities the ideal platforms for changes and force management perspective according to Erik Roscam authorities to innovate. The growing demand for better Abbing there are three general forces that can be held responsible for this development: 1
  • 2. 1) Social – users have become more critical about what they buy and use, and more involved in their own behavior as consumers. 2) Economic- organizations have discovered that, especially when it comes to innovation, the gate between the business and the outside world should be left open. Innovations based on real needs in the real world have more success and more economic value. 3) Technological- new technologies, social media and web.2.0 have provided the platforms on which organizations and users can share Figure 2. Croud sourcing - 99designs.com insights and ideas and collaboratively explore innovations. User - generated content. This is a method where user is facilitated to create a content and is allowed to share (From Erik Roscam Abbing book ‘Brand-Driven and discuss it publicly. For instance Innovation’) designbyme.lego.com, where Lego gives possibility to design, share and buy personal Lego model. Using the Lego Digital Designer 3 software it is possible to design Participatory Design Research Methods and and build any model one could imagine. As well, Lego Examples from Design Field: allows to design unique packaging. After uploading Co-creation. This is a method where user is actively personalized design to the webpage customer can buy present in product or service creation. User prototypes model through the online Lego Store. and tests product together with internal team. This action takes place in controlled environment, for instance Nokia Beta Labs is an open user-lead community. Figure 3. User-generated content - designbyme.lego.com Figure 1. Co-creation - betalabs.nokia.com Crowd sourcing. This means posing a question, an assignment or a challenge to a large number of people, based on ‘the wisdom of crowds’ ( Surowiecki, 2005). Usually takes place in online environment where participants can watch, discuss and compete with each other. The perfect example is 99designs.com which is a new generation of online service marketplaces. It gives small companies more opportunities to find specialized expertise and affordable labor. Main Street businesses can shop in a virtual international bazaar of freelancers to recruit computer programmers in Russia, graphic Figure 4. Designing with user, ‘Involving users in your designers in San Francisco or data analysts in India. design efforts is a trade-off between reach and control over content. The more people you want to reach, the more you have to let go’. (from Brand-Driven Innovation book by E.Roscam Abbing) 2
  • 3. 2. PARTICIPATORY DESIGN RESEARCH Those platforms contribute to the Smart City METHODS AND POLICY MAKING dimensions, namely two of them: smart people and The same tendency is present in governmental domain, smart governance. The advantage of participatory where ‘public’ is turning into ‘participative’. I think platforms is that people are becoming more conscious that the same methods mentioned above: co-creation, of their environment and are observing it with greater crowd sourcing and user-generated content could be interest. used as a source of information for creating the law. Today is the right time for authorities to start innovation 3. THE IMPORTANCE OF UNDERSTANDING by creating platforms or forums where citizens could THE CONTEXT OF THE USER/CITIZEN AND express themselves. It could be done not only through USEFUL DESIGN RESEARCH TOOLS social media but as well by participating in the workshops and sharing experience. Citizens could The word context has variety of meanings. In this paper provide authorities with valuable insights as they are the focus is on the environment surrounding human, experts of their own experience, emotions and have the how people interact with it, understand and experience best expertise about their neighborhood. it. By making user experience the source of inspiration designers are coming up with the products and services In designbyme.lego.com business model the whole that are covering the real user needs. Understanding the interaction with the customer was orchestrated, both context of the citizens and their experiences is crucial in interaction and service design are developed in a policy making process too. With this approach the brilliant way. In this case customer is as well a designer government would be able to bring in new legislations who gets personalized product. However, in most cases which are changing future of citizens for the better. To involving people actively in innovation process does achieve this there are several design tools which could not mean that they are designing the end product. It is be borrowed from the design research discipline. crucial to understand user-driven innovation’s limitations. Those methods: co-creation, crowd Design research is an interesting field with many truly sourcing and user-generated content are more design inspiring tools which help to understand the context of research techniques than design techniques. Without the user and which give ability to empathize with doubt they give rich insights, better understanding of people. In this paper I would like to point out the the context. Nevertheless they still should be interpret Context mapping technique which was developed at by the organization responsible for the end product. To Delft University of Technology by department of capture in other words, research processes provide with Design for Interaction. This technique combines set of data (data - raw information that should be analyzed) different tools together. It makes use of cultural probes, which is inspirational but still it should be interpret generative sessions and storyboards. Context mapping through lens of right values and norms. Only in that is a research where tacit or latent knowledge is gained case it has the capacity to drive innovation. about the context of the use of the product or service. ’Tacit knowledge is that cannot readily expressed in The same pattern is valid for policy making. The core words. Latent knowledge is knowledge which people aspect is to understand user-driven innovation even do not know they possess, they only feel limitations and use outcome of these research methods it.’(Course Reader) as an additional source of information and inspiration. As well, participating in the process, or having possibility to express their opinion, citizens would feel actually more involved with the law established by authorities. According to the report from ‘Smart Cities Workshop, Brussels 16th - 17th November 2009’ there are already a number of examples of European cities using crowd sourcing method for innovation and increasing the efficiency of operation of the city’s complex ecosystem. For instance, the Forum Virium Helsinki brings together corporations, R&D institutions and the City of Figure 5. Different levels of knowledge on experience are Helsinki to create future digital service. Crowd sourcing accessed by different tools (from the Course Reader) communities called Living Labs are present as well in From Figure 5 I would like to point out generative other cities (Luxemburg, Brussels and others). There is session tool which provides the data about people a significant investment in developing participative knowledge, feelings and dreams. This type of platforms. Many city-based Living Labs have been information certainly creates empathy with people and members of the European Network of Living Labs inspires creators to think of the solutions which make (ENoLL). Living Labs are examples where user-driven life better. innovation is fully integrated with co-creation process of new services, products and social infrastructure. 3
  • 4. Looking on this tool from the perspective of policy Definitely design research tools for instance context makers and how to use it, in the beginning of the mapping could be used by policy makers for designing, research it is crucial for multidisciplinary team to define exploring, experiencing and refining new policies and what they want to know and from whom they wish to regulations in real-life scenarios. Those tools could help learn. On the municipal level this partnership should to evaluate potential impacts of legislations before their involve wide range of organization representatives: implementation. Context mapping ‘is such a powerful authority, power companies, transport operators, small method because it deals with people in a very human and medium enterprises, health services, universities way.’ ( Course Reader, Context mapping p.25) It states and research centers. However bringing together that user is a specialist in his own experience and interdisciplinary experts for the generative sessions is a provides participants with creative tools to enable them very demanding task. to express as individuals. After attending the generative sessions authorities, who are creators of the law, would have a richer understanding of the citizens’ context. Meeting the participants, working with them would create empathy as well. Having researcher’s report on the table is not enough as then there is a big loss of valuable REFERENCES information. Insights from generative sessions could be used as a 1. Mulder I. (2010) Participeren doe je niet alleen! communication tool to discuss concepts in decision Co`creatie als Drijvende kracht voor leefbaarheid. meetings, especially when important decision have to Informatie, Maandblad voor IT, jaargang 2010, be made, the outcomes of the session could be a oktober. Thema Collaboration, pp. 30`35. convincing argument explaining context of the problem. http://www.humancenteredict.nl/wp`content/uploads /2010/10/1008`30Mul.pdf 2. Report from ‘Smart Cities Workshop Brussels 16th- CONCLUSSION 17th November 2009’ This paper explained shortly about participatory design http://ec.europa.eu/information_society/activities/liv research methods and tools which are being used in inglabs/docs/smartcities_workshop_report_v1_13l.p design field and pointed the link how could they be df useful for policy making process. As well it emphasized 3. Roscam Abbing E. (2010) Brand- Driven Innovation the importance of context understanding in both fields. Book published by AVA Publishing SA To sum up, participatory methods as co-creation, crowd 4. Stappers, P.J., van der Lugt, R., Hekkert, P.P.M., & sourcing and user-generated content have a great Sleeswijk Visser, F. (2005) Context & potential. Because they are still in development, there is Conceptualization Reader. Faculty of Industrial a lack of concrete knowledge about such methods. Design Engineering, TU Delft. However the processes happening around at the 5. Van Marissing E.; Bolt G.;Van Kempen R. ‘Cities’ moment mean that those social user-driven approaches Journal Article (2006-2008) Urban governance and are our future. Moreover, they not only could provide social cohesion: Effects of urban restricting policies with information but also could create social cohesion in two Dutch cities. 279-290p. by involving citizens in co-creation. 4