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Wafer-Level Micro-Optics:
               Trends in Manufacturing,
                 Testing and Packaging
               Reinhard Voelkel, Kenneth J. Weible, Martin Eisner

                            SUSS MicroOptics SA, Neuchâtel, Switzerland
                                        voelkel@suss.ch, www.suss.ch
SPIE 8169-12
SUSS MicroOptics – We Set The Standards

   World leading supplier of high-quality Micro-Optics
   More than 200 active customers
   Part of the SUSS MicroTec Group (www.suss.com)

                                                                Neuchâtel, Switzerland




  SUSS MicroOptics is “Preferred Supplier” for Carl Zeiss SMT
  DUV Laser Beam Shaping Solutions for ASML Litho Stepper
Industrial optics manufacturing
started around 1840




Source: www.wikipedia.org
Microscopy and photography
were the technology drivers.
Cameras and binoculars were the
first optical consumer products.

Micro-Optics was not an issue.
Gabriel Lippmann (1845 – 1921)

  1891 Interference Color Photography
   Wavelength-selective volume holograms

  1908 Integral photography
   Auto-stereoscopic method to display 3D
    images for observation with the naked eye

  1908 Nobel Prize




  Source: www.wikipedia.org, www.google.com/patents
Walter R. Hess: Stereoscope Images

  1912 Parallax Panoramagrams
   Array of cylindrical microlenses for 3D displays
  Working as a doctor (Ophthalmologist)
  Nobel prize for Physiology




  Source: www.google.com/patents
Microlens Arrays for Color Photography

  1925 “Gaffered film” Paul Fournier
   Microlens arrays on film to separate the color




   US Patent 1,746,584,

  Source: www.google.com/patents
Köhler Integrator – Fly‘s Eye Illumination




   Source: www.wikipedia.org, www.google.com/patents
Many Innovative Ideas for Micro-Optical Systems




              US Patent 1762932, Mihalyi, Fly‘s Eye Condensor for Projector, 1927




       US Patent 2018592, Arnulf, 1932                US 2351034 Garbor „Superlens“, 1940

  Source: www.wikipedia.org, www.google.com/patents
How to
manufacture
Micro-Optics?




Source: www.google.com/patents
Maurice Bonnet (1907 – 1994)




                                                                                    ww2.cnam.fr




  Maurice Bonnet and the lathe used to
  engrave lenticular screens for integral
  photography*

  *Photo: Coll. Michèle Bonnet from Michel Frizot, “Lenticular screen systems and Maurice Bonnet’s process”, from catalog
  of exhibition “Paris in 3D” at Musée Carnavalet, ISBN: 1861541627 (2000)

                                                                                    Source: www.wikipedia.org
Jean Hoerni (1924 – 1997): “Planar Process”




                                                      1959 Fairchild
                                                      Semiconductor

                                                                       Jean Hoerni at Fairchild




                                                                       1963 First Karl Süss
                                                                       Mask Aligner




  Source: www.wikipedia.org, www.google.com/patents
Computer Generated Holograms




Digital Optics
Planar Optics
Source: www.wikipedia.org
Micro-Optics Technology
1971 Josef Hanak, dry etching of holograms
1977 Mike Gale, multi-level diffractive optics
1982 Kenichi, stacked planar optics            Stacked planar micro-optics


1985 Zoran Popovich, melting resist microlenses




                                                           Melting resist microlenses

     Dry-etching of holograms in glass
                                         Multi-Level DOE


Source: www.google.com/patents
Ideas and micro-structuring
technology developed in
Semiconductor industry enabled
Micro-Optics manufacturing.


Wafer-Level Micro-Optics!
Wafer: SEMI Standards
3-inch (76 mm)
4-inch (100 mm)
150 mm (referred to as "6 inch")
200 mm (referred to as "8 inch")
                                                      8’’ Wafer-Technology
300 mm (referred to as "12 inch")




 Mask Aligner   Coater   Plasma Etch   Wafer Bonder
PHOTORESIST PROCESSING
 A thick resist layer
 Photolithography
 Resist cylinders
 Melting at  150°C.
REACTIVE ION ETCHING
 Reactive Ion Etching (RIE)
 Profile shaping by changing etch ratio
 Aspherical profiles with high precision
Metrology for Micro-Optics
Manufacturing




Phase profile of a densely packed array of 16-level DOEs
measured in white light profilometer Wyko NT3300
Aspherical Microlenses in Fused Silica


           Asphere, conic constant k = -1




   Comparison of measured lens profile (blue line) to ideal lens profile (dotted line) for
   a microlens of 1.08mm lens diameter and 93µm sag height etched in Fused Silica.
Aspherical Microlenses in Fused Silica




   Deviation of measured lens profile, expressed by a 12th degree polynomial fit, versus
   the ideal lens profile. A deviation of 154.8nm (rms) from ideal lens profile is obtained.
Uniformity of Photoresist ±0.61% (p-v)
High-Quality Diffractive Optical Elements (DOE)

    8‘‘ wafer scale
    190nm to 10µm wavelength range
    0.5 μm min feature size
    < 50nm overlay accuracy
    Binary, 8-level, 16-level
    Upto 98% diffraction efficiency
Hybrid Micro-Optics on Wafer-Level

   Refractive Microlens Arrays
   Diffractive Optical Elements (DOE)
   Trenches, posts, grooves, holes
   Full wafer-level integration
Hybrid Micro-Optics for Fiber Communication

   Micro-Optical Fiber Coupler for communication industry
    (ROADM, WSS, Transceiver...)
   High-quality Micro-Optics for most competitive prices due to
    8’’ wafer manufacturing
Packaging concepts for systems!
Wafer-Level Packaging (WLP)
Wafer-Level Camera (WLC)




                                                                  Scheme: Patent WO 2007 030226




Source: Fraunhofer IOF (Jena), www.wikipedia.org, www.google.com/patents
Wafer-Level Camera (WLC)

 Thin wafer handling
 Lens Imprint Litho (SMILE)
 Wafer-Level Packaging (WLP)
                                                                 SUSS MicroTec Mask Aligner: MA/BA8 Gen3




                                                                           © IOF

   Lens Master    Thin Wafer Handling   Imprint Lithography   Wafer-Level Packaging     Wafer Dicing




  Reinhard Voelkel, Martin Eisner, SUSS                                                         © Awaiba
Micro-Camera for CMOS imagers
Wafer-Level Packaging (WLC)




                                             NanEye WLC Camera (Awaiba)
                                             for disponible endoscopes



German Research Project COMIKA (2008-2011)
Source: COMIKA, www.awaiba.com
Ultra-Flat Cluster Cameras




                                                                                                                                 WALORI (2002 – 2005)




                                                                                                                                      ?
Jacques W. Duparre, Peter Schreiber, Peter Dannberg, Toralf Scharf, Petri Pelli, Reinhard Voelkel, Hans-Peter Herzig and
Andreas Braeuer, "Artificial compound eyes: different concepts and their application for ultraflat image acquisition sensors",
Proc. SPIE 5346, 89 (2004); doi:10.1117/12.530208

Source: Fraunhofer IOF (Jena), www.wikipedia.org
Micro-Optics in Front-End Lithography
                                                        Customized Illumination
                                                          Pupil Shaping (DOE)
                                                            Now: FlexRay™
                                                       programmable illumination
                                                         technology from ASML

                                                                                         Customized Illumination


                                                         Excimer Laser (193nm)
                                                          Laser Beam Shaping
                                                       Laser Beam Homogenizing


                                                                                   Diffractive Optical Elements (DOE)
                                                                                    MEMS Mirror Arrays (FlexRay™)




                                           Key Enabling Technology
                                                                                    Microlens Köhler Homogenizer




  Source: ASML, Nikon, Canon; www.google.com/patents
Advanced Mask Aligner Lithography (AMALITH)

  Library of
  Illumination
  Filter
  Plates (IFP)



                                                                    Microlens Array

                  MO Exposure Optics (patent pending)




                                                        Microlens Optical Integrators


          Optical System MA 200
AMALITH: Pinhole Talbot Lithography

                    IFP




                                                      Simple pattern change with pixelated
                                                      Illumination Filter Plate (IFP)

                          SUSS Mask Aligner MA6
                          + MO Exposure Optics
                          + Customized Illumination
                          + Pinhole Mask
                          + Proximity Gap 66µm


                          Pinhole Lithography
                          Multiple „Camera Obscura“

                          Full-wafer proximity
                          lithography suitable for
                          periodic structures.




33
AMALITH: Pinhole-Talbot Lithography
                                       Flowers       4 µm
                                       Pitch         5 µm
                                       Resist        2 µm thick
                                       Etching       RIE (Bosch) Silicon
                                       Proximity Gap 102 µm
                                       Mask Aligner MA8/BA6




                              0.8 µm




34
AMALITH: Half-Tone Lithography




SUSS Mask Aligner MA6                                   T. Harzendorf, L. Stuerzebecher, U. Vogler, U.D. Zeitner, R. Voelkel,
                                                        “Half-tone proximity lithography”, Photonics Europe, Conf. on Micro-
+ MO Exposure Optics                                    optics Fabrication Technologies, 7716-34, April 12-16, 2010
+ Customized Illumination
+ Half-tone photomask*
+ Proximity Litho, Gap 10µm
*Half-tone photomask (dot-size 450nm), E-Beam written
AMALITH: Blazed Gratings on Wafer-Level




  T. Harzendorf, L. Stuerzebecher, U. Vogler, U.D. Zeitner, R. Voelkel,
  “Half-tone proximity lithography”, Photonics Europe, Conf. on Micro-
  optics Fabrication Technologies, 7716-34, April 12-16, 2010
Solutions for
 Semiconductor Technology
 Industrial Optics & Vision
 Healthcare & Life Science
 Metrology
 Laser & Material Processing
 Optical Communication
High-Quality MicroOptics in Wafer-Technology



  Refractive (ROE)
                              Key Enabling   Equipment
                               Technology    Semiconductor,
  Microlens Arrays                           Photolithography,
  Fiber Coupler                              Illumination Systems



  Diffractive (DOE)                          Communication
                                             Telecom, Datacom, Fiber
  Beam-Shaping Elements                      Optics, Transceiver,
  Mode Scrambler                             Switches, Camera, MEMS


  Packaging                                  Optics, Life Science
                                             Optical Instruments,
  8’’ Wafer Technology
                                             Confocal Microscopy,
  Wafer-Level Packaging                      Healthcare, Laser Systems,
  Pin-Holes, Crosses, Marks                  Sensors, Metrology
SUSS.
Our Solutions
Set Standards


SUSS MicroOptics SA
Rue Jaquet-Droz 7
CH-2000 Neuchâtel
Switzerland

Tel +41-32-720-5104
Fax +41-32-720-5713
info@suss.ch

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SPIE 8169_12, Optical Design Conference Marseille, Wafer-Level Micro-Optics, Sept 7, 2011

  • 1. Wafer-Level Micro-Optics: Trends in Manufacturing, Testing and Packaging Reinhard Voelkel, Kenneth J. Weible, Martin Eisner SUSS MicroOptics SA, Neuchâtel, Switzerland voelkel@suss.ch, www.suss.ch SPIE 8169-12
  • 2. SUSS MicroOptics – We Set The Standards  World leading supplier of high-quality Micro-Optics  More than 200 active customers  Part of the SUSS MicroTec Group (www.suss.com) Neuchâtel, Switzerland SUSS MicroOptics is “Preferred Supplier” for Carl Zeiss SMT DUV Laser Beam Shaping Solutions for ASML Litho Stepper
  • 3. Industrial optics manufacturing started around 1840 Source: www.wikipedia.org
  • 4. Microscopy and photography were the technology drivers. Cameras and binoculars were the first optical consumer products. Micro-Optics was not an issue.
  • 5. Gabriel Lippmann (1845 – 1921) 1891 Interference Color Photography  Wavelength-selective volume holograms 1908 Integral photography  Auto-stereoscopic method to display 3D images for observation with the naked eye 1908 Nobel Prize Source: www.wikipedia.org, www.google.com/patents
  • 6. Walter R. Hess: Stereoscope Images 1912 Parallax Panoramagrams  Array of cylindrical microlenses for 3D displays Working as a doctor (Ophthalmologist) Nobel prize for Physiology Source: www.google.com/patents
  • 7. Microlens Arrays for Color Photography 1925 “Gaffered film” Paul Fournier  Microlens arrays on film to separate the color US Patent 1,746,584, Source: www.google.com/patents
  • 8. Köhler Integrator – Fly‘s Eye Illumination Source: www.wikipedia.org, www.google.com/patents
  • 9. Many Innovative Ideas for Micro-Optical Systems US Patent 1762932, Mihalyi, Fly‘s Eye Condensor for Projector, 1927 US Patent 2018592, Arnulf, 1932 US 2351034 Garbor „Superlens“, 1940 Source: www.wikipedia.org, www.google.com/patents
  • 11. Maurice Bonnet (1907 – 1994) ww2.cnam.fr Maurice Bonnet and the lathe used to engrave lenticular screens for integral photography* *Photo: Coll. Michèle Bonnet from Michel Frizot, “Lenticular screen systems and Maurice Bonnet’s process”, from catalog of exhibition “Paris in 3D” at Musée Carnavalet, ISBN: 1861541627 (2000) Source: www.wikipedia.org
  • 12. Jean Hoerni (1924 – 1997): “Planar Process” 1959 Fairchild Semiconductor Jean Hoerni at Fairchild 1963 First Karl Süss Mask Aligner Source: www.wikipedia.org, www.google.com/patents
  • 13. Computer Generated Holograms Digital Optics Planar Optics Source: www.wikipedia.org
  • 14. Micro-Optics Technology 1971 Josef Hanak, dry etching of holograms 1977 Mike Gale, multi-level diffractive optics 1982 Kenichi, stacked planar optics Stacked planar micro-optics 1985 Zoran Popovich, melting resist microlenses Melting resist microlenses Dry-etching of holograms in glass Multi-Level DOE Source: www.google.com/patents
  • 15. Ideas and micro-structuring technology developed in Semiconductor industry enabled Micro-Optics manufacturing. Wafer-Level Micro-Optics!
  • 16. Wafer: SEMI Standards 3-inch (76 mm) 4-inch (100 mm) 150 mm (referred to as "6 inch") 200 mm (referred to as "8 inch") 8’’ Wafer-Technology 300 mm (referred to as "12 inch") Mask Aligner Coater Plasma Etch Wafer Bonder
  • 17. PHOTORESIST PROCESSING  A thick resist layer  Photolithography  Resist cylinders  Melting at  150°C.
  • 18. REACTIVE ION ETCHING  Reactive Ion Etching (RIE)  Profile shaping by changing etch ratio  Aspherical profiles with high precision
  • 19. Metrology for Micro-Optics Manufacturing Phase profile of a densely packed array of 16-level DOEs measured in white light profilometer Wyko NT3300
  • 20. Aspherical Microlenses in Fused Silica Asphere, conic constant k = -1 Comparison of measured lens profile (blue line) to ideal lens profile (dotted line) for a microlens of 1.08mm lens diameter and 93µm sag height etched in Fused Silica.
  • 21. Aspherical Microlenses in Fused Silica Deviation of measured lens profile, expressed by a 12th degree polynomial fit, versus the ideal lens profile. A deviation of 154.8nm (rms) from ideal lens profile is obtained.
  • 22. Uniformity of Photoresist ±0.61% (p-v)
  • 23. High-Quality Diffractive Optical Elements (DOE)  8‘‘ wafer scale  190nm to 10µm wavelength range  0.5 μm min feature size  < 50nm overlay accuracy  Binary, 8-level, 16-level  Upto 98% diffraction efficiency
  • 24. Hybrid Micro-Optics on Wafer-Level  Refractive Microlens Arrays  Diffractive Optical Elements (DOE)  Trenches, posts, grooves, holes  Full wafer-level integration
  • 25. Hybrid Micro-Optics for Fiber Communication  Micro-Optical Fiber Coupler for communication industry (ROADM, WSS, Transceiver...)  High-quality Micro-Optics for most competitive prices due to 8’’ wafer manufacturing
  • 26. Packaging concepts for systems! Wafer-Level Packaging (WLP) Wafer-Level Camera (WLC) Scheme: Patent WO 2007 030226 Source: Fraunhofer IOF (Jena), www.wikipedia.org, www.google.com/patents
  • 27. Wafer-Level Camera (WLC) Thin wafer handling Lens Imprint Litho (SMILE) Wafer-Level Packaging (WLP) SUSS MicroTec Mask Aligner: MA/BA8 Gen3 © IOF Lens Master Thin Wafer Handling Imprint Lithography Wafer-Level Packaging Wafer Dicing Reinhard Voelkel, Martin Eisner, SUSS © Awaiba
  • 28. Micro-Camera for CMOS imagers Wafer-Level Packaging (WLC) NanEye WLC Camera (Awaiba) for disponible endoscopes German Research Project COMIKA (2008-2011) Source: COMIKA, www.awaiba.com
  • 29. Ultra-Flat Cluster Cameras WALORI (2002 – 2005) ? Jacques W. Duparre, Peter Schreiber, Peter Dannberg, Toralf Scharf, Petri Pelli, Reinhard Voelkel, Hans-Peter Herzig and Andreas Braeuer, "Artificial compound eyes: different concepts and their application for ultraflat image acquisition sensors", Proc. SPIE 5346, 89 (2004); doi:10.1117/12.530208 Source: Fraunhofer IOF (Jena), www.wikipedia.org
  • 30. Micro-Optics in Front-End Lithography Customized Illumination Pupil Shaping (DOE) Now: FlexRay™ programmable illumination technology from ASML Customized Illumination Excimer Laser (193nm) Laser Beam Shaping Laser Beam Homogenizing Diffractive Optical Elements (DOE) MEMS Mirror Arrays (FlexRay™) Key Enabling Technology Microlens Köhler Homogenizer Source: ASML, Nikon, Canon; www.google.com/patents
  • 31. Advanced Mask Aligner Lithography (AMALITH) Library of Illumination Filter Plates (IFP) Microlens Array MO Exposure Optics (patent pending) Microlens Optical Integrators Optical System MA 200
  • 32. AMALITH: Pinhole Talbot Lithography IFP Simple pattern change with pixelated Illumination Filter Plate (IFP) SUSS Mask Aligner MA6 + MO Exposure Optics + Customized Illumination + Pinhole Mask + Proximity Gap 66µm Pinhole Lithography Multiple „Camera Obscura“ Full-wafer proximity lithography suitable for periodic structures. 33
  • 33. AMALITH: Pinhole-Talbot Lithography Flowers 4 µm Pitch 5 µm Resist 2 µm thick Etching RIE (Bosch) Silicon Proximity Gap 102 µm Mask Aligner MA8/BA6 0.8 µm 34
  • 34. AMALITH: Half-Tone Lithography SUSS Mask Aligner MA6 T. Harzendorf, L. Stuerzebecher, U. Vogler, U.D. Zeitner, R. Voelkel, “Half-tone proximity lithography”, Photonics Europe, Conf. on Micro- + MO Exposure Optics optics Fabrication Technologies, 7716-34, April 12-16, 2010 + Customized Illumination + Half-tone photomask* + Proximity Litho, Gap 10µm *Half-tone photomask (dot-size 450nm), E-Beam written
  • 35. AMALITH: Blazed Gratings on Wafer-Level T. Harzendorf, L. Stuerzebecher, U. Vogler, U.D. Zeitner, R. Voelkel, “Half-tone proximity lithography”, Photonics Europe, Conf. on Micro- optics Fabrication Technologies, 7716-34, April 12-16, 2010
  • 36. Solutions for  Semiconductor Technology  Industrial Optics & Vision  Healthcare & Life Science  Metrology  Laser & Material Processing  Optical Communication
  • 37. High-Quality MicroOptics in Wafer-Technology Refractive (ROE) Key Enabling Equipment Technology Semiconductor, Microlens Arrays Photolithography, Fiber Coupler Illumination Systems Diffractive (DOE) Communication Telecom, Datacom, Fiber Beam-Shaping Elements Optics, Transceiver, Mode Scrambler Switches, Camera, MEMS Packaging Optics, Life Science Optical Instruments, 8’’ Wafer Technology Confocal Microscopy, Wafer-Level Packaging Healthcare, Laser Systems, Pin-Holes, Crosses, Marks Sensors, Metrology
  • 38. SUSS. Our Solutions Set Standards SUSS MicroOptics SA Rue Jaquet-Droz 7 CH-2000 Neuchâtel Switzerland Tel +41-32-720-5104 Fax +41-32-720-5713 info@suss.ch