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Knowledge and Biodiversity
   from biopiracy to the
 creation of shared value
   Pierre Wi!iam Johnson, May 2012
        http://www.pierrejohnson.eu
A threatened treasure
  Biodiversity is the diversity and variability of life forms.

  Variety of genes (individuals)
  Variety of species
  Variety of ecosystems

Species disappear at 1000 times their natural rate.

1 amphibian out of 3, 1 mammal out of 4, 1 bird out of 8
70% of plant species are under threat of extinction

Causes : artificialisation, deforestation, intensive agriculture,
mines, contamination.

Of 80 0000 known edible plants, 3 cereals provide 60% of
proteins generated by plants.
 Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012   http://pierrejohnson.eu
Human diversity and
              Biological diversity

   6 909 languages in the world. More than 5 000 are spoken
   by less than 10 000 persons.

   5 000 indigenous people in 70 coutries, 370 million people
   (1 personne out of 20)

   Cultural diversity is threatened, just as biodiversity, to
   which it is closely linked.



All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Traditional knowledge
             on biodiversity
   30 000 species of medicinal plants are known;
   1 medicine out of 2 originates from a plant.

   Knowledge closely linked to the land, in all its dimensions
   Example: 3 000 varieties of potatoe cultived under the Incas.

   Respect of ecosystems and preservation of biodiversity.

   Knowledge of indigenous people on adaptation to climate
   change.


All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
The Convention on
                    Biological Diversity
   The Convention on Biological Diversity (1992)
   and its 3 objectives in article 1:

   1. The conservation of biological diversity;

   2. The sustainable use of its components;

   3. The fair and equitable sharing of the benefits arising out of
   the utilization of genetic resources




All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
What basis for benefit sharing

Access and benefit sharing (art. 15) is challenged by the diversity
of value systems. Particularly as regards to intellectual property,
transmission of knowdge, research and development.




          universe - world                                                            Patents
All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
What basis for benefit sharing

Access and benefit sharing (art. 15) is challenged by the diversity
of value systems. Particularly as regards to intellectual property,
transmission of knowdge, research and development.




                 Community




          universe - world                                                            Patents
All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Biopiracy

   Definition: Illegal or illegitimate appropriation of elements of
   biodiversity and/or related knowledge.

   Causes/Motivations:

       Different concepts of knowledge and research

       Lack of acknowledgement of the contribution of the knowledge
       heritage transmitted from generation to generation

       Ignorance of the clauses of the Convention on Biological Diversity


All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Illegitimate patents
Pelargonium sidoides
                                                                                                  Plukenetia volubilis
        Examples of cases where illegitimate patents                                              (Sacha Inchi)
        were successfully withdrawn (lack of novelty)
            US Cie Grace registered 90 patents on neem -
            a natural pesticide well-known and used in India
                                                                                               Azadirachta indiça
            German Cie Schwabe registered 5 patents on Pelargonium Sinoides
            an anti-cough plant from Southern Africa in 2002.
            Patents were revoked at EPO in 2010.

            Greentech registered an extraction process for the seed Sacha Inchi
            in 2006. It withdrew it in 2009 under pressure of the Peruvian
            Commission against Biopiracy and Frrench Collective for an
            alternative to Biopiracy.
     All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Improving practices
   involves:

   establishing a dialogue between companies and local
   communities, indigenous or just rural

   taking into account the CBD, prior informed consent and
   setting up benefit sharing agreements

   a process of learning towards a genuine collective
   intelligence, from the beginning to the destination of the
   supply chain

All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Natura : a model company?
                                     Bem estar bem

   First Brasilian cosmetics company, founded in 1969

   Often highlighted for its corporate responsibility

   1 billion euros annual sales, 5 100 workers

   Access to genetic resources: 26 agreements with
   communities. 6 of those agreements for access to
   traditional knowledge

Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012   http://pierrejohnson.eu
ABS according to Natura
M Reais                   Payment to producers

    8
                                 Image
    6                            Sponsors
                                 Access
    4                            Products

    2

    0
(CBD)   2007 2008 2009 2010
Prior cases involving Natura
  Marché ver-o-peso (2001) :
  access to image or to traditional knowledge?

  Muru Muru (2007) : confusion, as 2 other companies involved,
  registering patents. Natura had nothing to do with the case.

  Conclusions :

1. Sensivity of the image of a large national company like Natura.

2. The company’s practice evolves with the legislation and pressure of
  the legal and political powers. It’s a learning process.

  All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Warana: an ethical trade

   A plant which is an icon in Brasil,
   heritage of the Sateré Mawé people.

   Genetic bank of guarana / warana :
   780 000 hectares, between rivers Andira and Marau
   10 000 Sateré Mawé, 500 produce 5 to 10 tons
   a year of the «authentic stuff»

   European Fair Trade partners :
   Guayapi, CTM, Artisans du Monde

All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Payment breakdown (2008)
  Sateré Mawé producers
  General Council of the Tribus Sateré Mawé tribes
  Technical extension
  Transportation and Transformation                                        9%
  Diverse (taxes)
                                                              18%                               35%

   Guayapi
   Buys at 45 € / kg
                                                              10%


                                                                                29%



All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Savoirs des Peuples
              (France - Andes)
 French ethical cosmetic start up

 «The powers of sacred plants»              1   Producers
                                                Develop production through fair trade
 Ethical and fair partnerships
                3
                                            2   Communities and their knowledge
                2

                1                               Develop collective knowledge

                                            3   Common Good
                                                No patents
                                                Promote public research
                                                Support indigenous organisations
All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
Practical application
              1                                         2                                      3




                                                                                         Common
       Producers                                  People
                                                                                          good


 Premium prices                         4% of sales of AÏNY to                  Encourage
                                        people of Ecuador and                   publications
 (5% to 100% superior)
                                        Peru
                                                                                Investigation projects
 A reforestation project
                                        1 leaflet on                             with universities in
                                        traditionnel                            France and Peru
                                        knowledge




All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012   http://pierrejohnson.eu
What about when:
                                                            Communities are not so well organised

                      fair trade                            There are knowledge shared between several
                                                            communities

                                                            There are knowledge that cross borders
                   dthical biotrade

                                                            If local communities add value to their
                                                            products, through transformation
               respect of people
                                                            (watch next slide for an example)
             convergence of values




         Our interpretation of the 3 circles

Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012   http://pierrejohnson.eu
What about when:
                                                            Communities are not so well organised
                  Producers
                      fair trade                            There are knowledge shared between several
                                                            communities

                                                            There are knowledge that cross borders
                   dthical biotrade

                                                            If local communities add value to their
                                                            products, through transformation
               respect of people
                                                            (watch next slide for an example)
             convergence of values




         Our interpretation of the 3 circles

Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012   http://pierrejohnson.eu
What about when:
                                                            Communities are not so well organised
                  Producers
                      fair trade                            There are knowledge shared between several
                                                            communities

                 Community                                  There are knowledge that cross borders
                   dthical biotrade

                                                            If local communities add value to their
                                                            products, through transformation
               respect of people
                                                            (watch next slide for an example)
             convergence of values




         Our interpretation of the 3 circles

Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012   http://pierrejohnson.eu
What about when:
                                                            Communities are not so well organised
                  Producers
                      fair trade                            There are knowledge shared between several
                                                            communities

                 Community                                  There are knowledge that cross borders
                   dthical biotrade

                                                            If local communities add value to their
                                                            products, through transformation
               respect of people
                                                            (watch next slide for an example)
             convergence of values




         Our interpretation of the 3 circles

Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012   http://pierrejohnson.eu
What about when:
                                                            Communities are not so well organised
                  Producers
                      fair trade                            There are knowledge shared between several
                                                            communities

                 Community                                  There are knowledge that cross borders
                   dthical biotrade

                                                            If local communities add value to their
               Common good                                  products, through transformation
               respect of people
                                                            (watch next slide for an example)
             convergence of values




         Our interpretation of the 3 circles

Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012   http://pierrejohnson.eu
Marula oil
                 2 strategies in Southern Africa
   Patent and importation of                                     Cooperative and local
  non-transformed ingredient                                        transformation
                                                                    2600 women



                                                               Sales under own brand
                                                                                                                   2
                                                               Sales of bulk oil
                                                                                                                   1.5
                                                                                                                  1
                                                                                                                  0.5
                                                                                                                  0
       Maruline ®                                           2005      2006 2007         2008      2008     2009
All rights reserved. Do not reproduce without the agreement of the author. Pierre Johnson 2012   http://pierrejohnson.eu
Labels: imperfect guides
                             Research: Pierre Johnson


                                          For more information on certifications and         Ethical biotrade
                      Fair Trade
                                               their performance, write us at
                                                 contact@pierrejohnson.eu




                                                                                                Sustainable Forestry

                                                            Organic agriculture
                                   Organic and
                                    ecological
                                    cosmetics




Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012   http://pierrejohnson.eu
What will be your model of

             ethical biotrade?




http://pierrejohnson.eu   contact@pierrejohnson.eu

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Biodiversity Knowledge Sharing Models

  • 1. Knowledge and Biodiversity from biopiracy to the creation of shared value Pierre Wi!iam Johnson, May 2012 http://www.pierrejohnson.eu
  • 2. A threatened treasure Biodiversity is the diversity and variability of life forms. Variety of genes (individuals) Variety of species Variety of ecosystems Species disappear at 1000 times their natural rate. 1 amphibian out of 3, 1 mammal out of 4, 1 bird out of 8 70% of plant species are under threat of extinction Causes : artificialisation, deforestation, intensive agriculture, mines, contamination. Of 80 0000 known edible plants, 3 cereals provide 60% of proteins generated by plants. Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012 http://pierrejohnson.eu
  • 3. Human diversity and Biological diversity 6 909 languages in the world. More than 5 000 are spoken by less than 10 000 persons. 5 000 indigenous people in 70 coutries, 370 million people (1 personne out of 20) Cultural diversity is threatened, just as biodiversity, to which it is closely linked. All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 4. Traditional knowledge on biodiversity 30 000 species of medicinal plants are known; 1 medicine out of 2 originates from a plant. Knowledge closely linked to the land, in all its dimensions Example: 3 000 varieties of potatoe cultived under the Incas. Respect of ecosystems and preservation of biodiversity. Knowledge of indigenous people on adaptation to climate change. All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 5. The Convention on Biological Diversity The Convention on Biological Diversity (1992) and its 3 objectives in article 1: 1. The conservation of biological diversity; 2. The sustainable use of its components; 3. The fair and equitable sharing of the benefits arising out of the utilization of genetic resources All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 6. What basis for benefit sharing Access and benefit sharing (art. 15) is challenged by the diversity of value systems. Particularly as regards to intellectual property, transmission of knowdge, research and development. universe - world Patents All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 7. What basis for benefit sharing Access and benefit sharing (art. 15) is challenged by the diversity of value systems. Particularly as regards to intellectual property, transmission of knowdge, research and development. Community universe - world Patents All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 8. Biopiracy Definition: Illegal or illegitimate appropriation of elements of biodiversity and/or related knowledge. Causes/Motivations: Different concepts of knowledge and research Lack of acknowledgement of the contribution of the knowledge heritage transmitted from generation to generation Ignorance of the clauses of the Convention on Biological Diversity All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 9. Illegitimate patents Pelargonium sidoides Plukenetia volubilis Examples of cases where illegitimate patents (Sacha Inchi) were successfully withdrawn (lack of novelty) US Cie Grace registered 90 patents on neem - a natural pesticide well-known and used in India Azadirachta indiça German Cie Schwabe registered 5 patents on Pelargonium Sinoides an anti-cough plant from Southern Africa in 2002. Patents were revoked at EPO in 2010. Greentech registered an extraction process for the seed Sacha Inchi in 2006. It withdrew it in 2009 under pressure of the Peruvian Commission against Biopiracy and Frrench Collective for an alternative to Biopiracy. All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 10. Improving practices involves: establishing a dialogue between companies and local communities, indigenous or just rural taking into account the CBD, prior informed consent and setting up benefit sharing agreements a process of learning towards a genuine collective intelligence, from the beginning to the destination of the supply chain All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 11. Natura : a model company? Bem estar bem First Brasilian cosmetics company, founded in 1969 Often highlighted for its corporate responsibility 1 billion euros annual sales, 5 100 workers Access to genetic resources: 26 agreements with communities. 6 of those agreements for access to traditional knowledge Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012 http://pierrejohnson.eu
  • 12. ABS according to Natura M Reais Payment to producers 8 Image 6 Sponsors Access 4 Products 2 0 (CBD) 2007 2008 2009 2010
  • 13. Prior cases involving Natura Marché ver-o-peso (2001) : access to image or to traditional knowledge? Muru Muru (2007) : confusion, as 2 other companies involved, registering patents. Natura had nothing to do with the case. Conclusions : 1. Sensivity of the image of a large national company like Natura. 2. The company’s practice evolves with the legislation and pressure of the legal and political powers. It’s a learning process. All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 14. Warana: an ethical trade A plant which is an icon in Brasil, heritage of the Sateré Mawé people. Genetic bank of guarana / warana : 780 000 hectares, between rivers Andira and Marau 10 000 Sateré Mawé, 500 produce 5 to 10 tons a year of the «authentic stuff» European Fair Trade partners : Guayapi, CTM, Artisans du Monde All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 15. Payment breakdown (2008) Sateré Mawé producers General Council of the Tribus Sateré Mawé tribes Technical extension Transportation and Transformation 9% Diverse (taxes) 18% 35% Guayapi Buys at 45 € / kg 10% 29% All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 16. Savoirs des Peuples (France - Andes) French ethical cosmetic start up «The powers of sacred plants» 1 Producers Develop production through fair trade Ethical and fair partnerships 3 2 Communities and their knowledge 2 1 Develop collective knowledge 3 Common Good No patents Promote public research Support indigenous organisations All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 17. Practical application 1 2 3 Common Producers People good Premium prices 4% of sales of AÏNY to Encourage people of Ecuador and publications (5% to 100% superior) Peru Investigation projects A reforestation project 1 leaflet on with universities in traditionnel France and Peru knowledge All rights reserved. Reproduction forbidden without agreement. Pierre Johnson 2012 http://pierrejohnson.eu
  • 18. What about when: Communities are not so well organised fair trade There are knowledge shared between several communities There are knowledge that cross borders dthical biotrade If local communities add value to their products, through transformation respect of people (watch next slide for an example) convergence of values Our interpretation of the 3 circles Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012 http://pierrejohnson.eu
  • 19. What about when: Communities are not so well organised Producers fair trade There are knowledge shared between several communities There are knowledge that cross borders dthical biotrade If local communities add value to their products, through transformation respect of people (watch next slide for an example) convergence of values Our interpretation of the 3 circles Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012 http://pierrejohnson.eu
  • 20. What about when: Communities are not so well organised Producers fair trade There are knowledge shared between several communities Community There are knowledge that cross borders dthical biotrade If local communities add value to their products, through transformation respect of people (watch next slide for an example) convergence of values Our interpretation of the 3 circles Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012 http://pierrejohnson.eu
  • 21. What about when: Communities are not so well organised Producers fair trade There are knowledge shared between several communities Community There are knowledge that cross borders dthical biotrade If local communities add value to their products, through transformation respect of people (watch next slide for an example) convergence of values Our interpretation of the 3 circles Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012 http://pierrejohnson.eu
  • 22. What about when: Communities are not so well organised Producers fair trade There are knowledge shared between several communities Community There are knowledge that cross borders dthical biotrade If local communities add value to their Common good products, through transformation respect of people (watch next slide for an example) convergence of values Our interpretation of the 3 circles Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012 http://pierrejohnson.eu
  • 23. Marula oil 2 strategies in Southern Africa Patent and importation of Cooperative and local non-transformed ingredient transformation 2600 women Sales under own brand 2 Sales of bulk oil 1.5 1 0.5 0 Maruline ® 2005 2006 2007 2008 2008 2009 All rights reserved. Do not reproduce without the agreement of the author. Pierre Johnson 2012 http://pierrejohnson.eu
  • 24. Labels: imperfect guides Research: Pierre Johnson For more information on certifications and Ethical biotrade Fair Trade their performance, write us at contact@pierrejohnson.eu Sustainable Forestry Organic agriculture Organic and ecological cosmetics Tous droits réservés. Reproduction interdite sans accord de l’auteur. Pierre Johnson 2012 http://pierrejohnson.eu
  • 25. What will be your model of ethical biotrade? http://pierrejohnson.eu contact@pierrejohnson.eu

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