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Project: Ghana Emergency Medicine Collaborative
Document Title: Research Design
Author(s): Emily Sagalyn (University of Utah), MD, MPH, FAWM 2012
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Research Design
Emily Sagalyn, MD, MPH, FAWM
University of Utah

3
Health research is
the process of systematically
investigating
a single well-defined aspect of
physical, mental, or social well-being.

4
Examples of Health Research
Is an 8-week physical therapy program effective at
reducing the risk of anterior cruciate ligament tears in
high school athletes?
}  What are the most common signs and symptoms
associated with multiple sclerosis?
}  How much does the risk of severe hearing loss increase
with age?
}  Which factors predict binge drinking behavior in college
and university students?
} 

5
Examples of Research Goals
Identifying and classifying new health problems
}  Determining risk factors for disease
}  Developing and testing new interventions for preventing
or treating illness
}  Evaluating the impact of health policies on health
outcomes
}  Synthesizing existing knowledge so that it can be applied
by others
} 

6
Research Process

Source Undetermined

7
Types of Study Designs
§ 
§ 
§ 
§ 

8

Reviews & metaanalyses
Correlational
(ecological)
Case series
Cross-sectional

§ 
§ 
§ 
§ 

Case control
Cohort
Experimental &
quasi-experimental
Qualitative
Epidemiology Terms
Prevalence: Amount of a disease in a population at a point in
time. Unit-less data.

} 

} 

Example: Prevalence of HIV in Ghana is X%.

Incidence: Number of new cases in a defined period of time.

} 

} 

Example: Incidence of HTN in 1999 was 150 cases per 100,000
persons (not actual data).

Rate Ratio: Rate in the exposed/rate in unexposed

} 

} 

Calculated in cohort studies

Odds Ratio: Approximates the rate ratio

} 

} 

Calculated in case-control studies

95% Confidence Interval: There is a 95% change that the true
value measured falls within the boundaries.

} 

} 

Can not include 1.0. If it does it is not significant

P value: measure the statistical significance of a study is less
than 0.05

} 
9
Goals of types of studies

10
Source Undetermined
11
Source Undetermined
12
Source Undetermined
Study Design:
Reviews & Meta-Analyses
} 

Carefully gathers all prior publications on a specific topic
and summarizes them to provide a big-picture analysis
} 

Systematic reviews attempt to locate ALL the articles on a
well-defined topic
} 
} 

} 

13

Key words
Inclusion criteria

Meta-analysis combines the results of several high-quality
articles that used similar methods to collect and analyze data
into one summary statistic
Analysis
Systematic Review – summary table of studies and
findings
}  Meta-analysis
} 

http://
www.healthstrategy.com/
meta/meta/.pl
http://
www.healthstrategy.com/
meta/meta-analysis.jpg

14
Source Undetermined
Study Design:
Ecological
AKA: cross-sectional, correlational, aggregate
}  These studies use population-level data to examine
the relationship between exposure rates and disease
rates
} 

} 

} 

15

Associations
Does the percentage of adults with multiple sclerosis tend
to be higher in countries farther from the equator?
Analysis
Correlation, linear regression, rate adjustment

16
Source Undetermined
17
Source Undetermined
Study Design:
Case Studies
Case report – 1 patient
}  Cases series – 2 or more patients with the same disease
or the same procedure
} 

} 
} 
} 
} 
} 

18

Describe characteristics or similarities
Identify new syndromes; refine case definitions
Clarify typical disease progression
Develop hypotheses for future research
THINK: person, place, time
Analysis
} 

Descriptive statistics
} 
} 

19

Numeric summary (mean, median, mode)
Count or frequency
20
Source Undetermined
Study Design:
Prevalence
AKA cross-sectional
}  Measures the proportion of a population with a particular
exposure or disease at one point in time, based on a
representative sample
} 

} 

21

Survey or questionnaire
Analysis
} 
} 

Prevalence
Prevalence ratios (association)

22
23
Source Undetermined
Study Design:
Case-Control

24

Efficient for rare diseases

Source Undetermined
Analysis
} 
} 
} 

Odds, odds ratio, 95% confidence interval
Matched odds ratio (individual matching)
Sensitivity analysis to assess potential effect of bias
} 
} 

Misclassification
Recall

25
Source Undetermined
26
Source Undetermined
Study Design:
Cohort
} 

Follows participants
through time to calculate
the rate of incident
disease & identify risk
factors
} 
} 

Baseline measurement
Follow-up measurement(s)

27
Source Undetermined
Thinking about time

A longitudinal cohort recruits participants based on their
membership in a well-defined source population (prospective
studies don’t necessarily rely on source populations)
28
Source Undetermined
Analysis
Incidence rate
}  Attributable risk –
absolute difference in
incidence rate between
exposed & unexposed
} 

} 

Attributable risk %
(attributable fraction
among the exposed)

29
Source Undetermined
Analysis, cont.
} 

Rate ratio & 95%
confidence interval
} 

AKA: relative rate,
risk ratio, relative
risk

30
Source Undetermined
31
Source Undetermined
32
Source Undetermined
Study Design:
Qualitative Methods
} 

Look for themes and meanings emerging from
observation on a small, selected group of informants
} 
} 
} 

33

Phenomenology – how do pt understand/interpret
Grounded theory – develop general theories based on
observation
Ethnography – insiders view of a group’s perspective
Qualitative, cont.
} 

In-depth and semi-structured interviews
} 
} 

} 

Open-ended questions (probing is allowed)
Possibly supplemented (diary, journal)

Focus group
} 
} 

34

4-12 people
Moderator led discussion
Analysis
} 

Coding/classifying observations
} 
} 
} 

35

Derive major & minor themes
Quotations often used
Possibly minimal use of descriptive statistics (counts)
Example
CIGARETTE SMOKING AND RENOVASCULAR HYPERTENSION
The Lancet,Volume 322, Issue 8353, Pages 765 - 766, 1 October 1983
} 

A retrospective cohort study to investigate the association between
smoking and renal artery stenosis compared 71 patients with
documented renovascular hypertension and 308 age-matched
control patients with essential hypertension. 94% (30/32) of men and
74% (29/39) of women with renal artery stenosis had smoked
cigarettes compared with only 43% (64/150) of men and 41%
(65/158) of women in the control group. This striking relation was
true for both patients with fibromuscular disease (71% smokers;
15/21) and patients with atherosclerotic lesions (88% smokers;
44/50). All renal artery stenosis groups had significantly higher
systolic and diastolic blood pressures than the relevant control
group. When the groups were stratified according to blood pressure,
there were significantly more smokers in the renal artery stenosis
group at every level of blood pressure.
36
Answers
} 

Population?

} 

71 patients with renovascular htn

} 

Control Group?

} 

Control: 308 age-matched controls

} 

Disease?

} 

Disease: renal artery stenosis

} 

Exposure?

} 

Exposure: smoking

} 

Time?

} 

Identify cases first, then found agematched controls

} 

Type of study?

} 

Case control study – select the cases
(disease) first then look back to
exposure

37
Example
Leukaemia incidence after iodine-131 exposure. Lancet 1992 Jul
4;340(8810):1-4
 
Leukemia is one of the most prominent late effects of exposure to
ionizing radiation. We have studied the incidence of leukemia among
46,988 Swedish patients exposed to iodine-131 (131I) for diagnostic
reasons or to treat hyperthyroidism or thyroid cancer. The observed
number of leukemia’s was compared with that expected based on
incidence data from the general population. The mean absorbed
dose to the bone marrow was estimated as 14 mGy (range
0.01-2.226). 195 leukemia’s occurred more than 2 years after
exposure, and the standardized incidence ratio (SIR) was 1.09 (95%
confidence interval 0.94-1.25). Similar, but again not significantly,
increased risks were seen for chronic lymphocytic leukemia (CLL)
(SIR = 1.08), a malignant condition not found to be increased after
irradiation, and for non-CLL (SIR = 1.09). The risk of leukemia did
not vary by sex, age, time, or radiation dose from 131I…
38
Answers
} 

Population?

} 

46,998 Swedish patients
exposed to iodine-131

} 

Control Group?

} 

General population incidence
rates

} 

Disease?

} 

Leukemia

} 

Exposure?

} 

Iodine-131

} 

First identified exposure the
followed and looked for disease

} 

Cohort study

} 

Time?

} 

Type of study?

39
Resources List
} 

Introduction to Health Research Methods – A Practical
Guide. Kathryn H. Jacobsen. Jones and Bartlett Learning.
2012.

40

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GEMC: Research Design: Resident Training

  • 1. Project: Ghana Emergency Medicine Collaborative Document Title: Research Design Author(s): Emily Sagalyn (University of Utah), MD, MPH, FAWM 2012 License: Unless otherwise noted, this material is made available under the terms of the Creative Commons Attribution Share Alike-3.0 License: http://creativecommons.org/licenses/by-sa/3.0/ We have reviewed this material in accordance with U.S. Copyright Law and have tried to maximize your ability to use, share, and adapt it. These lectures have been modified in the process of making a publicly shareable version. The citation key on the following slide provides information about how you may share and adapt this material. Copyright holders of content included in this material should contact open.michigan@umich.edu with any questions, corrections, or clarification regarding the use of content. For more information about how to cite these materials visit http://open.umich.edu/privacy-and-terms-use. Any medical information in this material is intended to inform and educate and is not a tool for self-diagnosis or a replacement for medical evaluation, advice, diagnosis or treatment by a healthcare professional. Please speak to your physician if you have questions about your medical condition. Viewer discretion is advised: Some medical content is graphic and may not be suitable for all viewers. 1
  • 2. Attribution Key for more information see: http://open.umich.edu/wiki/AttributionPolicy Use + Share + Adapt { Content the copyright holder, author, or law permits you to use, share and adapt. } Public Domain – Government: Works that are produced by the U.S. Government. (17 USC § 105) Public Domain – Expired: Works that are no longer protected due to an expired copyright term. Public Domain – Self Dedicated: Works that a copyright holder has dedicated to the public domain. Creative Commons – Zero Waiver Creative Commons – Attribution License Creative Commons – Attribution Share Alike License Creative Commons – Attribution Noncommercial License Creative Commons – Attribution Noncommercial Share Alike License GNU – Free Documentation License Make Your Own Assessment { Content Open.Michigan believes can be used, shared, and adapted because it is ineligible for copyright. } Public Domain – Ineligible: Works that are ineligible for copyright protection in the U.S. (17 USC § 102(b)) *laws in your jurisdiction may differ { Content Open.Michigan has used under a Fair Use determination. } Fair Use: Use of works that is determined to be Fair consistent with the U.S. Copyright Act. (17 USC § 107) *laws in your jurisdiction may differ Our determination DOES NOT mean that all uses of this 3rd-party content are Fair Uses and we DO NOT guarantee that your use of the content is Fair. 2 To use this content you should do your own independent analysis to determine whether or not your use will be Fair.
  • 3. Research Design Emily Sagalyn, MD, MPH, FAWM University of Utah 3
  • 4. Health research is the process of systematically investigating a single well-defined aspect of physical, mental, or social well-being. 4
  • 5. Examples of Health Research Is an 8-week physical therapy program effective at reducing the risk of anterior cruciate ligament tears in high school athletes? }  What are the most common signs and symptoms associated with multiple sclerosis? }  How much does the risk of severe hearing loss increase with age? }  Which factors predict binge drinking behavior in college and university students? }  5
  • 6. Examples of Research Goals Identifying and classifying new health problems }  Determining risk factors for disease }  Developing and testing new interventions for preventing or treating illness }  Evaluating the impact of health policies on health outcomes }  Synthesizing existing knowledge so that it can be applied by others }  6
  • 8. Types of Study Designs §  §  §  §  8 Reviews & metaanalyses Correlational (ecological) Case series Cross-sectional §  §  §  §  Case control Cohort Experimental & quasi-experimental Qualitative
  • 9. Epidemiology Terms Prevalence: Amount of a disease in a population at a point in time. Unit-less data. }  }  Example: Prevalence of HIV in Ghana is X%. Incidence: Number of new cases in a defined period of time. }  }  Example: Incidence of HTN in 1999 was 150 cases per 100,000 persons (not actual data). Rate Ratio: Rate in the exposed/rate in unexposed }  }  Calculated in cohort studies Odds Ratio: Approximates the rate ratio }  }  Calculated in case-control studies 95% Confidence Interval: There is a 95% change that the true value measured falls within the boundaries. }  }  Can not include 1.0. If it does it is not significant P value: measure the statistical significance of a study is less than 0.05 }  9
  • 10. Goals of types of studies 10 Source Undetermined
  • 13. Study Design: Reviews & Meta-Analyses }  Carefully gathers all prior publications on a specific topic and summarizes them to provide a big-picture analysis }  Systematic reviews attempt to locate ALL the articles on a well-defined topic }  }  }  13 Key words Inclusion criteria Meta-analysis combines the results of several high-quality articles that used similar methods to collect and analyze data into one summary statistic
  • 14. Analysis Systematic Review – summary table of studies and findings }  Meta-analysis }  http:// www.healthstrategy.com/ meta/meta/.pl http:// www.healthstrategy.com/ meta/meta-analysis.jpg 14 Source Undetermined
  • 15. Study Design: Ecological AKA: cross-sectional, correlational, aggregate }  These studies use population-level data to examine the relationship between exposure rates and disease rates }  }  }  15 Associations Does the percentage of adults with multiple sclerosis tend to be higher in countries farther from the equator?
  • 16. Analysis Correlation, linear regression, rate adjustment 16 Source Undetermined
  • 18. Study Design: Case Studies Case report – 1 patient }  Cases series – 2 or more patients with the same disease or the same procedure }  }  }  }  }  }  18 Describe characteristics or similarities Identify new syndromes; refine case definitions Clarify typical disease progression Develop hypotheses for future research THINK: person, place, time
  • 21. Study Design: Prevalence AKA cross-sectional }  Measures the proportion of a population with a particular exposure or disease at one point in time, based on a representative sample }  }  21 Survey or questionnaire
  • 24. Study Design: Case-Control 24 Efficient for rare diseases Source Undetermined
  • 25. Analysis }  }  }  Odds, odds ratio, 95% confidence interval Matched odds ratio (individual matching) Sensitivity analysis to assess potential effect of bias }  }  Misclassification Recall 25 Source Undetermined
  • 27. Study Design: Cohort }  Follows participants through time to calculate the rate of incident disease & identify risk factors }  }  Baseline measurement Follow-up measurement(s) 27 Source Undetermined
  • 28. Thinking about time A longitudinal cohort recruits participants based on their membership in a well-defined source population (prospective studies don’t necessarily rely on source populations) 28 Source Undetermined
  • 29. Analysis Incidence rate }  Attributable risk – absolute difference in incidence rate between exposed & unexposed }  }  Attributable risk % (attributable fraction among the exposed) 29 Source Undetermined
  • 30. Analysis, cont. }  Rate ratio & 95% confidence interval }  AKA: relative rate, risk ratio, relative risk 30 Source Undetermined
  • 33. Study Design: Qualitative Methods }  Look for themes and meanings emerging from observation on a small, selected group of informants }  }  }  33 Phenomenology – how do pt understand/interpret Grounded theory – develop general theories based on observation Ethnography – insiders view of a group’s perspective
  • 34. Qualitative, cont. }  In-depth and semi-structured interviews }  }  }  Open-ended questions (probing is allowed) Possibly supplemented (diary, journal) Focus group }  }  34 4-12 people Moderator led discussion
  • 35. Analysis }  Coding/classifying observations }  }  }  35 Derive major & minor themes Quotations often used Possibly minimal use of descriptive statistics (counts)
  • 36. Example CIGARETTE SMOKING AND RENOVASCULAR HYPERTENSION The Lancet,Volume 322, Issue 8353, Pages 765 - 766, 1 October 1983 }  A retrospective cohort study to investigate the association between smoking and renal artery stenosis compared 71 patients with documented renovascular hypertension and 308 age-matched control patients with essential hypertension. 94% (30/32) of men and 74% (29/39) of women with renal artery stenosis had smoked cigarettes compared with only 43% (64/150) of men and 41% (65/158) of women in the control group. This striking relation was true for both patients with fibromuscular disease (71% smokers; 15/21) and patients with atherosclerotic lesions (88% smokers; 44/50). All renal artery stenosis groups had significantly higher systolic and diastolic blood pressures than the relevant control group. When the groups were stratified according to blood pressure, there were significantly more smokers in the renal artery stenosis group at every level of blood pressure. 36
  • 37. Answers }  Population? }  71 patients with renovascular htn }  Control Group? }  Control: 308 age-matched controls }  Disease? }  Disease: renal artery stenosis }  Exposure? }  Exposure: smoking }  Time? }  Identify cases first, then found agematched controls }  Type of study? }  Case control study – select the cases (disease) first then look back to exposure 37
  • 38. Example Leukaemia incidence after iodine-131 exposure. Lancet 1992 Jul 4;340(8810):1-4   Leukemia is one of the most prominent late effects of exposure to ionizing radiation. We have studied the incidence of leukemia among 46,988 Swedish patients exposed to iodine-131 (131I) for diagnostic reasons or to treat hyperthyroidism or thyroid cancer. The observed number of leukemia’s was compared with that expected based on incidence data from the general population. The mean absorbed dose to the bone marrow was estimated as 14 mGy (range 0.01-2.226). 195 leukemia’s occurred more than 2 years after exposure, and the standardized incidence ratio (SIR) was 1.09 (95% confidence interval 0.94-1.25). Similar, but again not significantly, increased risks were seen for chronic lymphocytic leukemia (CLL) (SIR = 1.08), a malignant condition not found to be increased after irradiation, and for non-CLL (SIR = 1.09). The risk of leukemia did not vary by sex, age, time, or radiation dose from 131I… 38
  • 39. Answers }  Population? }  46,998 Swedish patients exposed to iodine-131 }  Control Group? }  General population incidence rates }  Disease? }  Leukemia }  Exposure? }  Iodine-131 }  First identified exposure the followed and looked for disease }  Cohort study }  Time? }  Type of study? 39
  • 40. Resources List }  Introduction to Health Research Methods – A Practical Guide. Kathryn H. Jacobsen. Jones and Bartlett Learning. 2012. 40