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Longman
                    PoliticalScienceInteractive

                                        Magleby & Light
                                     Government by the People
                                           Chapter 14
                                        The Judiciary:
                                     The Balancing Branch
Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
The Supreme Court’s Shift
                     to the Right
    When Sandra Day
    O’Connor retired from the
    Supreme Court, a pivotal
    swing vote disappeared
    George W. Bush’s
    appointments of Samuel
    Alito and John Roberts
    shifted the Court to the
    right
    Example: 2007 decision to
    strike down as
    unconstitutional the use of
    race in assigning pupils to
    individual public schools

Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Understanding the Federal
                      Judiciary
    The Framers viewed the federal
    judiciary as an important check
    against Congress and the president
    But the judiciary has no influence
    over the “sword” or the “purse”
    Judicial power is ensured via:
      – Insulation from public opinion
      – Insulation from the rest of government

Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Judicial Review
    The power of a court to refuse to
    enforce a law or government
    regulation that, in the opinion of
    the judges, conflicts with the U.S.
    Constitution or, in a state court, the
    state constitution
    Only a constitutional amendment or
    a later Supreme Court can modify
    the Court’s decisions

Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Adversary System
      The Adversarial                               The Inquisitorial
        System                                           System

  Judges serve as                                    Judges take an
 relatively passive                                   active role in
   and detached                                     discovering and
referees who do not                               evaluating evidence,
     argue with                                       will question
    attorneys or                                     witnesses, and
challenge evidence                                intervene as deemed
                                                       necessary
Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Adversary System
    Court of law is a neutral arena
    where two parties argue their
    differences

    The federal government brings
    criminal cases

    The federal judiciary decides the
    cases
Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Types of Legal Disputes
    Criminal Law                          Civil law
      – Crimes against the                – Relations between
        public order                        individuals, and their
      – Liberty is at stake                 legal rights
      – Right to government-              – Typically monetary
        provided attorneys                  punishment
      – Right to trial by jury




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
The Scope of Judicial Power

    Judicial power is passive and reactive

    Power only to decide justiciable disputes
      –     Harm must have been done
      –     Case must be ripe
      –     Case cannot be moot
      –     Case cannot be political




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Prosecuting Cases
    U.S. Department of Justice
      – Led by attorney general
      – Assisted by solicitor general
      – Provides public defenders




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Types of Federal Courts
                                                Article III
                                            (Constitutional)
                                                 Versus
                                          Article I (Legislative)
                                                  Courts

  Original Jurisdiction                                Appellate Jurisdiction

The authority of a court                              The authority of a court
 to hear a case “in the                                 to review decisions
     first instance”                                   made by lower courts


Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Level One:
                                          District Courts
    District courts hear nearly 258,000 civil
    cases and more than 68,000 criminal
    cases annually

    Use both grand juries and petit juries

    District judges are appointed by the
    president, subject to confirmation by the
    Senate, and hold office for life

Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Level Two:
                   Circuit Courts of Appeals
                          The 11 U.S. Judicial Circuits




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Level Three:
                                     The Supreme Court




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Judicial Federalism: State and
                      Federal Courts

Dual court system
 Two court systems,
  state and federal,
exist and operate at
the same time in the
  same geographic
        areas


Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
The Politics of Appointing
                     Federal Judges
    No Constitutional requirements




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Making the Initial Choices
Article II:
--President has power to appoint
--Senate has power of advice and consent
   Senatorial courtesy




                 Chief Justice John Roberts (far

                 right) congratulates Justice Samuel

                 A. Alito, Jr. at his swearing-in
 Copyright 2009 Pearson Education, Inc.,
 Publishing as Longman
                 ceremony as a new member of the
Senate Advice and Consent

  Senate Confirmation
       Hearings

  Except for Robert Bork,
  most judicial nominees
  have refused to answer
   questions that might
  reveal how they would
       decide a case


Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
The Role of Party,
                                   Race, and Gender
    Since FDR, only 10 percent of judicial
    appointments have gone to candidates of the
    opposition party
    Jimmy Carter brought increased diversity to
    the lower courts
    Ronald Reagan appointed fewer minorities, but
    was the first to appoint a woman to the Supreme
    Court
    Nearly 50 percent of Bill Clinton’s appointees
    were women and minorities
    Roughly 32 percent of George W. Bush’s
    nominees have been women and minorities

Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
The Role of Judicial Philosophy




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Reform of the Selection Process




                                               The lengthy and embattled
                                          confirmation hearings of Robert
                                                 Bork (1987) and Clarence
                                          Thomas (1991) led many to ask if
                                                the confirmation process
                                                    was in need of reform

Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
How Do Cases Rise to the Supreme Court?




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
The Eight Steps to Judgment
    Reviewing appeals                     Meeting in
      – Writ of certiorari                conference
      – In forma pauperis                 Explaining the
      – Docket                            decision
    Granting the appeal                   – Opinions of the Court
    Briefing the case                     – Dissenting opinion
      – Amicus curiae briefs              – Concurring opinion

    Holding the oral                      Writing the opinion
    argument                              Releasing the opinion



Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
The Supreme Court Docket




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Influences on Supreme Court
         Decisions: The Chief Justice
    Appointed by the
    president upon
    confirmation by the
    Senate

    Responsible for assigning
    judges to committees,
    responding to proposed
    legislation that affects the
    judiciary, and delivering
    the annual Report on the
    State of the Judiciary
                                          Former Chief Justice William H.
                                                   Rehnquist
Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Influences on Supreme Court
            Decisions: Law Clerks
    Chosen by each justice
    Increased number over time,
    leading to longer and more
    elaborate opinions
    Debate over how much influence on
    Court decisions



Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Influences on Supreme Court
  Decisions: The Solicitor General
    Represents the federal government
    before the Supreme Court
    Files amicus curiae briefs in cases
    in which the federal government is
    not a party




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Influences on Supreme Court Decisions:
        Citizens and Interested Parties
    Also may file amicus curiae briefs
    Increasingly used to counter the
    positions of the solicitor general
    and the government




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
After the Court Decides
    Sometimes remands the case
    Uncertain effect on individuals who
    are not immediate parties to the
    suit
    Decisions are sometimes ignored
    Difficult to implement decisions
    requiring the cooperation of large
    numbers of officials

Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Limits on Judicial Action:
                   Adherence to Precedent


                Stare Decisis
  The rule of precedent, whereby a rule or
    law contained in a judicial decision is
   commonly viewed as binding on judges
  whenever the same question is presented




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Limits on Judicial Action:
                 Congress and the President

    Changing the numbers

    Changing the jurisdiction




Copyright 2009 Pearson Education, Inc.,
Publishing as Longman
Debating the Proper
                              Role of the Courts
    An independent judiciary is a
    hallmark of a constitutional
    democracy and a free society
    Yet, judicial independence is often
    criticized when judges make
    unpopular decisions



Copyright 2009 Pearson Education, Inc.,
Publishing as Longman

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Judiciary ppt

  • 1. Longman PoliticalScienceInteractive Magleby & Light Government by the People Chapter 14 The Judiciary: The Balancing Branch Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 2. The Supreme Court’s Shift to the Right When Sandra Day O’Connor retired from the Supreme Court, a pivotal swing vote disappeared George W. Bush’s appointments of Samuel Alito and John Roberts shifted the Court to the right Example: 2007 decision to strike down as unconstitutional the use of race in assigning pupils to individual public schools Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 3. Understanding the Federal Judiciary The Framers viewed the federal judiciary as an important check against Congress and the president But the judiciary has no influence over the “sword” or the “purse” Judicial power is ensured via: – Insulation from public opinion – Insulation from the rest of government Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 4. Judicial Review The power of a court to refuse to enforce a law or government regulation that, in the opinion of the judges, conflicts with the U.S. Constitution or, in a state court, the state constitution Only a constitutional amendment or a later Supreme Court can modify the Court’s decisions Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 5. Adversary System The Adversarial The Inquisitorial System System Judges serve as Judges take an relatively passive active role in and detached discovering and referees who do not evaluating evidence, argue with will question attorneys or witnesses, and challenge evidence intervene as deemed necessary Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 6. Adversary System Court of law is a neutral arena where two parties argue their differences The federal government brings criminal cases The federal judiciary decides the cases Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 7. Types of Legal Disputes Criminal Law Civil law – Crimes against the – Relations between public order individuals, and their – Liberty is at stake legal rights – Right to government- – Typically monetary provided attorneys punishment – Right to trial by jury Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 8. The Scope of Judicial Power Judicial power is passive and reactive Power only to decide justiciable disputes – Harm must have been done – Case must be ripe – Case cannot be moot – Case cannot be political Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 9. Prosecuting Cases U.S. Department of Justice – Led by attorney general – Assisted by solicitor general – Provides public defenders Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 10. Types of Federal Courts Article III (Constitutional) Versus Article I (Legislative) Courts Original Jurisdiction Appellate Jurisdiction The authority of a court The authority of a court to hear a case “in the to review decisions first instance” made by lower courts Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 11. Level One: District Courts District courts hear nearly 258,000 civil cases and more than 68,000 criminal cases annually Use both grand juries and petit juries District judges are appointed by the president, subject to confirmation by the Senate, and hold office for life Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 12. Level Two: Circuit Courts of Appeals The 11 U.S. Judicial Circuits Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 13. Level Three: The Supreme Court Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 14. Judicial Federalism: State and Federal Courts Dual court system Two court systems, state and federal, exist and operate at the same time in the same geographic areas Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 15. The Politics of Appointing Federal Judges No Constitutional requirements Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 16. Making the Initial Choices Article II: --President has power to appoint --Senate has power of advice and consent Senatorial courtesy Chief Justice John Roberts (far right) congratulates Justice Samuel A. Alito, Jr. at his swearing-in Copyright 2009 Pearson Education, Inc., Publishing as Longman ceremony as a new member of the
  • 17. Senate Advice and Consent Senate Confirmation Hearings Except for Robert Bork, most judicial nominees have refused to answer questions that might reveal how they would decide a case Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 18. The Role of Party, Race, and Gender Since FDR, only 10 percent of judicial appointments have gone to candidates of the opposition party Jimmy Carter brought increased diversity to the lower courts Ronald Reagan appointed fewer minorities, but was the first to appoint a woman to the Supreme Court Nearly 50 percent of Bill Clinton’s appointees were women and minorities Roughly 32 percent of George W. Bush’s nominees have been women and minorities Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 19. The Role of Judicial Philosophy Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 20. Reform of the Selection Process The lengthy and embattled confirmation hearings of Robert Bork (1987) and Clarence Thomas (1991) led many to ask if the confirmation process was in need of reform Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 21. How Do Cases Rise to the Supreme Court? Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 22. The Eight Steps to Judgment Reviewing appeals Meeting in – Writ of certiorari conference – In forma pauperis Explaining the – Docket decision Granting the appeal – Opinions of the Court Briefing the case – Dissenting opinion – Amicus curiae briefs – Concurring opinion Holding the oral Writing the opinion argument Releasing the opinion Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 23. The Supreme Court Docket Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 24. Influences on Supreme Court Decisions: The Chief Justice Appointed by the president upon confirmation by the Senate Responsible for assigning judges to committees, responding to proposed legislation that affects the judiciary, and delivering the annual Report on the State of the Judiciary Former Chief Justice William H. Rehnquist Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 25. Influences on Supreme Court Decisions: Law Clerks Chosen by each justice Increased number over time, leading to longer and more elaborate opinions Debate over how much influence on Court decisions Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 26. Influences on Supreme Court Decisions: The Solicitor General Represents the federal government before the Supreme Court Files amicus curiae briefs in cases in which the federal government is not a party Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 27. Influences on Supreme Court Decisions: Citizens and Interested Parties Also may file amicus curiae briefs Increasingly used to counter the positions of the solicitor general and the government Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 28. After the Court Decides Sometimes remands the case Uncertain effect on individuals who are not immediate parties to the suit Decisions are sometimes ignored Difficult to implement decisions requiring the cooperation of large numbers of officials Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 29. Limits on Judicial Action: Adherence to Precedent Stare Decisis The rule of precedent, whereby a rule or law contained in a judicial decision is commonly viewed as binding on judges whenever the same question is presented Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 30. Limits on Judicial Action: Congress and the President Changing the numbers Changing the jurisdiction Copyright 2009 Pearson Education, Inc., Publishing as Longman
  • 31. Debating the Proper Role of the Courts An independent judiciary is a hallmark of a constitutional democracy and a free society Yet, judicial independence is often criticized when judges make unpopular decisions Copyright 2009 Pearson Education, Inc., Publishing as Longman