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A mega-regional perspective on print books in Southern California libraries

              SoCal




Constance Malpas
OCLC Research
malpasc@oclc.org

                                             Shared Print Collections Southern California Mega-Region Meeting
         The world’s libraries. Connected.
                                                               14 December 2012 - UCLA - Bob Kieft, convener
What we mean by ‘mega-region’

• Geographic area defined by high level of
  economic integration underpinned by robust
  supporting infrastructure
  (transportation, logistics, etc.)
• Anchored by one or more urban agglomerations
• High concentration of educational and cultural
  organizations, a center of gravity for the ‘creative
  class’

    The world’s libraries. Connected.
Mega-regions and print management


  • An empirically derived framework (Richard Florida, et al.)
    based on regional economic activity; mega-regions are a
    ‘natural unit’ for analysis
  • Helps situate print management within broader networks of
    economic exchange; builds on existing organizational
    infrastructure and institutional interests
  • Shared print management efforts being undertaken at
    variable (and overlapping) scale; we have no objective
    benchmarks for establishing appropriate scale of action
  • For monographic literature especially, we believe a model
    based on economic ‘flows’ is an appropriate choice

       The world’s libraries. Connected.
The world’s libraries. Connected.   OCLC Research, 2012
Print books in Southern California libraries

             SoCal

                            Regional print book collection
                            • 9,771,974 discrete titles (manifestations)
                            • 7,880,297 discrete works
                            • 1.24 manifestations per work on average

                            • 39,969,816 holdings in SoCal libraries
                            • 4.09 holdings per title on average

                            • Median age: 30 (i.e. published 1982)

21% of titles (4% of holdings) in North American print book collection
            including more than 900K titles unique to SoCal
        The world’s libraries. Connected.                     OCLC Research, 2012
‘Density’ of print book holdings in SoCal

                                          SoCal

                                                    Majority of titles held by <5 libraries in region

                                  >99 in region        0%
 Holding Libraries in SoCal




                              25 to 99 in region         2%


                              10 to 24 in region                8%


                                5 to 9 in region                    11%
                                                                                                                     78%
                                   <5 in region

                                                    0%        10%         20%   30%   40%     50%    60%       70%    80%
                                                                     Percent of SoCal Print Books (holdings)


                                     The world’s libraries. Connected.                                     OCLC Research, 2012
In sum: supply-side view of regional resource



  EVIDENCE                                  OPINION
  • SoCal print book collection is the      SoCal institutions will continue to rely
    sixth largest regional collection       on access to, and preservation of
    in North America                        extra-regional book collections
  • SoCal library holdings provide          Need to coordinate regional
    coverage for about 20% of print         management plan with other North
    book titles in North America            American partners




        The world’s libraries. Connected.
Intra-regional stewardship: institutional infrastructure

            SoCal


                        774 holding library symbols in WorldCat

                        Type                            Percent of SoCal
                                                           population
                        School libraries                      48%
                        Non-ARL academic libraries            19%
              (
                  *   ) Special libraries
                        Public libraries
                                                              16%
                                                              10%
                        Other                                  5%

                  *     ARL libraries                          2%



      *   Institutions with stewardship mandate and preservation capacity


       The world’s libraries. Connected.                        OCLC Research, 2012
Demand-side dynamics: inter-lending traffic

                SoCal


                           CY2010 Returnable Borrowing & Lending Activity (WCRS)
                            Percent of Returnable Requests Filled by Mega-region
                                                         Lending Location
                   Outsid
                      e Unkn
                   North own
                   Ameri locati
                     can on                               Denv             Phoe           Tor-
                   mega- (no                        Dal- er- Hou-           nix-         Buff-
                   region zip Bos- Casca Char- Chi- Austi Bould Orlea NorC Tucso     So- chest
Requesting Location s data) Wash dia lanta Pitts n         er    ns    al    n SoCal Flo er
NorCal                18% 0% 9% 3% 2% 8% 2% 2% 1% 31% 1% 21% 1% 2%
SoCal                  16%      1%      7%     3%   2%   7%   2%    2%      1% 17%     2% 41%    1%   1%


   41% of SoCal demand is fulfilled within the mega-region

           The world’s libraries. Connected.                                         OCLC Research, 2012
Regional stewardship: cooperative infrastructure




                                  Leveraging resource-sharing capacity on a regional scale




https://maps.google.com/maps/ms?gl=us&ie=UTF8&oe=UTF8&msa=0&msid=116372932749076038893.00044700bc73cbe3a8198


              The world’s libraries. Connected.
In sum: demand-side view of regional resource




                                             OPINION
  EVIDENCE
                                             By more effectively surfacing
  • SoCal print book resource is a           distinctive regional resources in
    vital part of regional information       discovery systems, SoCal can
    economy                                  increase support for regional
  • SoCal resource delivers value            stewardship; preservation of
    beyond the immediate region              ‘redundant’ resources should be
                                             informed by aggregate demand




         The world’s libraries. Connected.
Distribution of SoCal Print Books by Holding Library Type
              SoCal
                                                Academic   Public    Other



                                                     25,876,932
                                                        65%
Majority of titles held by
academic libraries

                                                             11,600,841
                                                                29%


                                             2,492,043
                                                6%
N = 40M holdings

         The world’s libraries. Connected.                                OCLC Research, 2012
Distribution of SoCal Print Books in Academic Libraries
               SoCal
                                              … mostly non-ARL libraries




                                                             37%
                                                       of SoCal holdings



                                                            27%
                                                       of SoCal holdings


N = 26M holdings in SoCal academic libraries; 40M holdings in all SoCal libraries

          The world’s libraries. Connected.                                OCLC Research, 2012
In sum: institutional stewardship



  EVIDENCE                                  OPINION
  • 2/3rds of SoCal print book              As mid-tier HEI seek to adapt to
    collection is held by academic          competitive e-learning
    libraries                               environment, local investment in print
  • Most of these held by non-ARL           management is likely to decline;
   institutions with limited                external cooperative or commercial
   preservation capacity or                 strategies will be increasingly
   mandate                                  attractive to academic administrators




        The world’s libraries. Connected.
Intra-regional stewardship: in the room today*

            SoCal




     1,796,497 +                   7,329,672 +       969,884 +               715,426


                                     =
                         10.8M print book holdings
                       27% of SoCal regional resource


       The world’s libraries. Connected.   *excludes UoP and HNU, which fall outside SoCal zone
Extra-regional preservation capacity for SoCal print books

Percent of titles (manifestations) duplicated in other North American mega-regions

         46%



                                                                 62%

                                                          75%
      63%                                                               82%
                                   33%

                                                                58%

                       32%                    45%
  SoCal                                             40%
9.8M titles                                                      39%



          The world’s libraries. Connected.                           OCLC Research, 2012
Digital preservation (HathiTrust) status of SoCal print books

               SoCal




Range for other mega-regions:
             19%-33%

                                                   25%



 N = 9.8M titles (manifestations)

          The world’s libraries. Connected.     OCLC Research, 2012
In sum: regional stewardship



  EVIDENCE                                  OPINION

  • A preservation compact among            Given growing stewardship
   a small number of institutions           expectations for ARL
   would secure a significant part of       institutions, investment in print
   the regional resource                    preservation should be reassessed
                                            in view of growing digital
  • If comprehensive coverage is            preservation infrastructure; regional
   desired, extra-regional                  efforts should acknowledge inter-
   agreements may be needed                 regional dependencies




        The world’s libraries. Connected.
In conclusion

• SoCal print book collection is a vital regional
  resource
• It delivers value within the SoCal region
• It complements and enriches other regional
  collections
• Pressures on academic libraries will continue to
  destabilize current preservation ecosystem
• Strategic planning on a (mega-) regional scale is a
  reasonable place to start; it builds on existing
  infrastructure and networks of supply and demand

    The world’s libraries. Connected.

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A Mega-regional Perspective on Print Books in Southern California Libraries

  • 1. A mega-regional perspective on print books in Southern California libraries SoCal Constance Malpas OCLC Research malpasc@oclc.org Shared Print Collections Southern California Mega-Region Meeting The world’s libraries. Connected. 14 December 2012 - UCLA - Bob Kieft, convener
  • 2. What we mean by ‘mega-region’ • Geographic area defined by high level of economic integration underpinned by robust supporting infrastructure (transportation, logistics, etc.) • Anchored by one or more urban agglomerations • High concentration of educational and cultural organizations, a center of gravity for the ‘creative class’ The world’s libraries. Connected.
  • 3. Mega-regions and print management • An empirically derived framework (Richard Florida, et al.) based on regional economic activity; mega-regions are a ‘natural unit’ for analysis • Helps situate print management within broader networks of economic exchange; builds on existing organizational infrastructure and institutional interests • Shared print management efforts being undertaken at variable (and overlapping) scale; we have no objective benchmarks for establishing appropriate scale of action • For monographic literature especially, we believe a model based on economic ‘flows’ is an appropriate choice The world’s libraries. Connected.
  • 4. The world’s libraries. Connected. OCLC Research, 2012
  • 5. Print books in Southern California libraries SoCal Regional print book collection • 9,771,974 discrete titles (manifestations) • 7,880,297 discrete works • 1.24 manifestations per work on average • 39,969,816 holdings in SoCal libraries • 4.09 holdings per title on average • Median age: 30 (i.e. published 1982) 21% of titles (4% of holdings) in North American print book collection including more than 900K titles unique to SoCal The world’s libraries. Connected. OCLC Research, 2012
  • 6. ‘Density’ of print book holdings in SoCal SoCal Majority of titles held by <5 libraries in region >99 in region 0% Holding Libraries in SoCal 25 to 99 in region 2% 10 to 24 in region 8% 5 to 9 in region 11% 78% <5 in region 0% 10% 20% 30% 40% 50% 60% 70% 80% Percent of SoCal Print Books (holdings) The world’s libraries. Connected. OCLC Research, 2012
  • 7. In sum: supply-side view of regional resource EVIDENCE OPINION • SoCal print book collection is the SoCal institutions will continue to rely sixth largest regional collection on access to, and preservation of in North America extra-regional book collections • SoCal library holdings provide Need to coordinate regional coverage for about 20% of print management plan with other North book titles in North America American partners The world’s libraries. Connected.
  • 8. Intra-regional stewardship: institutional infrastructure SoCal 774 holding library symbols in WorldCat Type Percent of SoCal population School libraries 48% Non-ARL academic libraries 19% ( * ) Special libraries Public libraries 16% 10% Other 5% * ARL libraries 2% * Institutions with stewardship mandate and preservation capacity The world’s libraries. Connected. OCLC Research, 2012
  • 9. Demand-side dynamics: inter-lending traffic SoCal CY2010 Returnable Borrowing & Lending Activity (WCRS) Percent of Returnable Requests Filled by Mega-region Lending Location Outsid e Unkn North own Ameri locati can on Denv Phoe Tor- mega- (no Dal- er- Hou- nix- Buff- region zip Bos- Casca Char- Chi- Austi Bould Orlea NorC Tucso So- chest Requesting Location s data) Wash dia lanta Pitts n er ns al n SoCal Flo er NorCal 18% 0% 9% 3% 2% 8% 2% 2% 1% 31% 1% 21% 1% 2% SoCal 16% 1% 7% 3% 2% 7% 2% 2% 1% 17% 2% 41% 1% 1% 41% of SoCal demand is fulfilled within the mega-region The world’s libraries. Connected. OCLC Research, 2012
  • 10. Regional stewardship: cooperative infrastructure Leveraging resource-sharing capacity on a regional scale https://maps.google.com/maps/ms?gl=us&ie=UTF8&oe=UTF8&msa=0&msid=116372932749076038893.00044700bc73cbe3a8198 The world’s libraries. Connected.
  • 11. In sum: demand-side view of regional resource OPINION EVIDENCE By more effectively surfacing • SoCal print book resource is a distinctive regional resources in vital part of regional information discovery systems, SoCal can economy increase support for regional • SoCal resource delivers value stewardship; preservation of beyond the immediate region ‘redundant’ resources should be informed by aggregate demand The world’s libraries. Connected.
  • 12. Distribution of SoCal Print Books by Holding Library Type SoCal Academic Public Other 25,876,932 65% Majority of titles held by academic libraries 11,600,841 29% 2,492,043 6% N = 40M holdings The world’s libraries. Connected. OCLC Research, 2012
  • 13. Distribution of SoCal Print Books in Academic Libraries SoCal … mostly non-ARL libraries 37% of SoCal holdings 27% of SoCal holdings N = 26M holdings in SoCal academic libraries; 40M holdings in all SoCal libraries The world’s libraries. Connected. OCLC Research, 2012
  • 14. In sum: institutional stewardship EVIDENCE OPINION • 2/3rds of SoCal print book As mid-tier HEI seek to adapt to collection is held by academic competitive e-learning libraries environment, local investment in print • Most of these held by non-ARL management is likely to decline; institutions with limited external cooperative or commercial preservation capacity or strategies will be increasingly mandate attractive to academic administrators The world’s libraries. Connected.
  • 15. Intra-regional stewardship: in the room today* SoCal 1,796,497 + 7,329,672 + 969,884 + 715,426 = 10.8M print book holdings 27% of SoCal regional resource The world’s libraries. Connected. *excludes UoP and HNU, which fall outside SoCal zone
  • 16. Extra-regional preservation capacity for SoCal print books Percent of titles (manifestations) duplicated in other North American mega-regions 46% 62% 75% 63% 82% 33% 58% 32% 45% SoCal 40% 9.8M titles 39% The world’s libraries. Connected. OCLC Research, 2012
  • 17. Digital preservation (HathiTrust) status of SoCal print books SoCal Range for other mega-regions: 19%-33% 25% N = 9.8M titles (manifestations) The world’s libraries. Connected. OCLC Research, 2012
  • 18. In sum: regional stewardship EVIDENCE OPINION • A preservation compact among Given growing stewardship a small number of institutions expectations for ARL would secure a significant part of institutions, investment in print the regional resource preservation should be reassessed in view of growing digital • If comprehensive coverage is preservation infrastructure; regional desired, extra-regional efforts should acknowledge inter- agreements may be needed regional dependencies The world’s libraries. Connected.
  • 19. In conclusion • SoCal print book collection is a vital regional resource • It delivers value within the SoCal region • It complements and enriches other regional collections • Pressures on academic libraries will continue to destabilize current preservation ecosystem • Strategic planning on a (mega-) regional scale is a reasonable place to start; it builds on existing infrastructure and networks of supply and demand The world’s libraries. Connected.