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Serving Research: the RLG Partnership and OCLC Research November 17, 2008 John MacColl European Director RLG Partnership OCLC Research November 2009
OCLC Research
RLG Partners - Geography Japan 1 Middle East 2 Australia and New Zealand 4 UK, Ireland &  Continental Europe 23 North America 100
Our Partners American Academy in Rome    American Antiquarian Society    American Museum of Natural History    American Philosophical Society    American University in Cairo    American University of Sharjah    Amon Carter Museum    Arizona State University    Art Institute of Chicago    Athenaeum of Philadelphia    Bard Graduate Center/Bard College    Bibliothèque nationale de France    Binghamton University, State University of New York    Boston Public Library    Boston University Pappas Law Library    Brandeis University    Brigham Young University    British Library    Brooklyn Museum    John Carter Brown Library at Brown University    California Digital Library    California Historical Society    Canadian Centre for Architecture    Center for Jewish History    Chemical Heritage Foundation    Sterling and Francine Clark Art Institute    Cleveland Museum of Art    Columbia University    Cornell University    Courtauld Institute of Art    Direction des Archives de France    Duke University    Emory University    Fashion Institute of Technology    Florida State University    Folger Shakespeare Library    Fordham University Leo T. Kissam Memorial Law Library    The Frick Collection and Frick Art Reference Library    George Washington University Jacob Burns Law Library    Getty Research Institute    Solomon R. Guggenheim Museum    Hagley Museum and Library    Linda Hall Library of Science, Engineering & Technology    Hebrew Union College - Jewish Institute of Religion    Huntington Library, Art Collections, and Botanical Gardens    Imperial College of Science, Technology, and Medicine    Indiana University Bloomington Institute for Advanced Study    International Institute of Social History (Netherlands)    Keio University    Kimbell Art Museum    King's College London    Library Company of Philadelphia    Library of Congress    Library of Virginia    London School of Economics    Los Angeles County Law Library    Metropolitan Museum of Art    Minnesota Historical Society    Museum of the American West    Museum of Fine Arts, Boston    Museum of Fine Arts, Houston    Museum of Modern Art    National Archives and Records Administration    National Gallery of Art    National Gallery of Canada    National Library of Australia    National Library of New Zealand    National Library of Scotland    Natural History Museum (UK)    Nelson-Atkins Museum of Art    Newberry Library    The New School (university)    New York Academy of Medicine    New York Botanical Garden    New-York Historical Society    New York Public Library    New York State Office of Cultural Education    New York University    Oregon State University    Pennsylvania State University    Philadelphia Museum of Art    Princeton University    Rice University    Rockefeller Archive Center (Rockefeller University)    Royal Botanic Gardens, Kew    Rutgers University    School of Oriental and African Studies    Smithsonian Institution    Southern Methodist University    Underwood Law Library    Stanford University    Stony Brook University, State University of New York    St. Louis Art Museum    Swarthmore College    Swiss National Library    Syracuse University    Temple University    Trinity College Dublin    University of Aberdeen    University of Alberta    University of Arizona    University of British Columbia Asian Library    University of California, Berkeley    University of California, Davis, Law Library    University of California, Los Angeles    University of Cambridge    University of Chicago    University of Edinburgh    University of Florida    University of Glasgow    University of Iowa Law Library    University of Leeds    University of Liverpool    University of Manchester    University of Maryland    University of Melbourne    University of Miami    University of Michigan    University of Minnesota, Twin Cities    University of Oxford    University of Pennsylvania    University of St Andrews    University of Southern California    University of Sydney    University of Texas at Austin    University of Toronto    University of Warwick    University of Washington    Victoria and Albert Museum    Wellcome Library for the History and Understanding of Medicine    Yale University    Yeshiva University   ?
Our business is at risk Legacy Technology Human Resources Value Proposition Durable Goods Intellectual Property  …  a reduced  sense of library relevance from below, above, and within  …  uncertainties about adequate preparation, adaptability, capacity for leadership in face of change  …  changing value of library collections and space; prices go up, value goes down – accounting doesn’t acknowledge the change …  managing and maintaining legacy systems is a challenge; replacement parts are hard to find …  losing some traditional assets to commercial providers (e.g. Google Books) and failing to assume clear ownership stake in others (e.g. local scholarly outputs)
RLG Partnership themes Japan 1 Middle East 2 Australia and New Zealand 4 UK, Ireland &  Continental Europe 23 Noth America 100 Behaviours    Resources      Operations   Aggregation    Scale    Network effects Uniformity Things to stop   Use user power   Research research   Prioritise the unique   Take advantage of aggregation
We are now in a race to remain relevant to researchers ,[object Object],[object Object],[object Object],[object Object],[object Object],?
The uniform and the unique (scalar confusion)
The Google bar Yale University ?
Selection has already been done Woodcut from Sebastian Brant,  “ Stultifera…” The ship of fooles… 1570 Edinburgh University Library
Change in Photoduplication Policy As of March 17, 2008, the Ransom Center's policy regarding research copies of items from its collections will change. We will no longer furnish photocopies. For all requests received on or after March 17, our default procedure will be to make digital scans of the originals and furnish PDF files (72 dpi) either by email or on CD-ROM. For patrons who are unable to make use of PDFs, printouts will be available in lieu of digital files. For publication purposes, high-resolution images will still be furnished on the same terms as before. Harry Ransom Center, UT Austin Example: Scan on demand
Combine approaches ?
Be where the (broad) users are Image: informationarchitects.jp/web-trend-map-2008-beta/
January 16 th  2008: LC photographs on Flickr
24 hours later Exposure
Impact: exposure Flickr: Top 50 LC: Top 6000
Contributions How to lose control
Go with it
Feeding back into our work 89 records updated
Innovative mashing ?
Be where the (deep) users are
The workflow layer: uniformity and uniqueness Rick Luce: ARL/CNI presentation on the future support of eResearch, October 2008
User complexity ? accessing assessing chaining disseminating networking Interdisciplinary probing  translating Humanities Sciences direct searching scanning co-authoring coordinating monitoring data-sharing browsing collecting re-reading assembling consulting note-taking Adapted from C. Palmer, L. Teffau, C. Pirmann (2009)
Researcher environments Researcher Domain Institution Tools & Content Assessment Regime Other Researchers
Mobilising Unique Materials ?
Expectation, aggregation
The elephant in the sector
The power of datamining (2005) Rareness is common …
The ‘Cloud Library’ Registry Transfers Borrowing  System Shared Collections Withdrawals Retrievals Commitments Holdings Loans Disclose Aggregate holdings and joint commitments constitute a  shared asset enabling collaborative management strategies Local  Collections Procedures Policies Infrastructure Assets Off-Site Collections ReCAP Digitized Library Collections
Optimisation at the network level
Increase the gravitational power of names ?
Keeping up ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]
Partnership working
Thank You John MacColl [email_address] OCLC Research

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OCLC Research - National Library of Sweden

  • 1. Serving Research: the RLG Partnership and OCLC Research November 17, 2008 John MacColl European Director RLG Partnership OCLC Research November 2009
  • 3. RLG Partners - Geography Japan 1 Middle East 2 Australia and New Zealand 4 UK, Ireland & Continental Europe 23 North America 100
  • 4. Our Partners American Academy in Rome  American Antiquarian Society  American Museum of Natural History  American Philosophical Society  American University in Cairo  American University of Sharjah  Amon Carter Museum  Arizona State University  Art Institute of Chicago  Athenaeum of Philadelphia  Bard Graduate Center/Bard College  Bibliothèque nationale de France  Binghamton University, State University of New York  Boston Public Library  Boston University Pappas Law Library  Brandeis University  Brigham Young University  British Library  Brooklyn Museum  John Carter Brown Library at Brown University  California Digital Library  California Historical Society  Canadian Centre for Architecture  Center for Jewish History  Chemical Heritage Foundation  Sterling and Francine Clark Art Institute  Cleveland Museum of Art  Columbia University  Cornell University  Courtauld Institute of Art  Direction des Archives de France  Duke University  Emory University  Fashion Institute of Technology  Florida State University  Folger Shakespeare Library  Fordham University Leo T. Kissam Memorial Law Library  The Frick Collection and Frick Art Reference Library  George Washington University Jacob Burns Law Library  Getty Research Institute  Solomon R. Guggenheim Museum  Hagley Museum and Library  Linda Hall Library of Science, Engineering & Technology  Hebrew Union College - Jewish Institute of Religion  Huntington Library, Art Collections, and Botanical Gardens  Imperial College of Science, Technology, and Medicine  Indiana University Bloomington Institute for Advanced Study  International Institute of Social History (Netherlands)  Keio University  Kimbell Art Museum  King's College London  Library Company of Philadelphia  Library of Congress  Library of Virginia  London School of Economics  Los Angeles County Law Library  Metropolitan Museum of Art  Minnesota Historical Society  Museum of the American West  Museum of Fine Arts, Boston  Museum of Fine Arts, Houston  Museum of Modern Art  National Archives and Records Administration  National Gallery of Art  National Gallery of Canada  National Library of Australia  National Library of New Zealand  National Library of Scotland  Natural History Museum (UK)  Nelson-Atkins Museum of Art  Newberry Library  The New School (university)  New York Academy of Medicine  New York Botanical Garden  New-York Historical Society  New York Public Library  New York State Office of Cultural Education  New York University  Oregon State University  Pennsylvania State University  Philadelphia Museum of Art  Princeton University  Rice University  Rockefeller Archive Center (Rockefeller University)  Royal Botanic Gardens, Kew  Rutgers University  School of Oriental and African Studies  Smithsonian Institution  Southern Methodist University  Underwood Law Library  Stanford University  Stony Brook University, State University of New York  St. Louis Art Museum  Swarthmore College  Swiss National Library  Syracuse University  Temple University  Trinity College Dublin  University of Aberdeen  University of Alberta  University of Arizona  University of British Columbia Asian Library  University of California, Berkeley  University of California, Davis, Law Library  University of California, Los Angeles  University of Cambridge  University of Chicago  University of Edinburgh  University of Florida  University of Glasgow  University of Iowa Law Library  University of Leeds  University of Liverpool  University of Manchester  University of Maryland  University of Melbourne  University of Miami  University of Michigan  University of Minnesota, Twin Cities  University of Oxford  University of Pennsylvania  University of St Andrews  University of Southern California  University of Sydney  University of Texas at Austin  University of Toronto  University of Warwick  University of Washington  Victoria and Albert Museum  Wellcome Library for the History and Understanding of Medicine  Yale University  Yeshiva University   ?
  • 5. Our business is at risk Legacy Technology Human Resources Value Proposition Durable Goods Intellectual Property … a reduced sense of library relevance from below, above, and within … uncertainties about adequate preparation, adaptability, capacity for leadership in face of change … changing value of library collections and space; prices go up, value goes down – accounting doesn’t acknowledge the change … managing and maintaining legacy systems is a challenge; replacement parts are hard to find … losing some traditional assets to commercial providers (e.g. Google Books) and failing to assume clear ownership stake in others (e.g. local scholarly outputs)
  • 6. RLG Partnership themes Japan 1 Middle East 2 Australia and New Zealand 4 UK, Ireland & Continental Europe 23 Noth America 100 Behaviours Resources Operations Aggregation Scale Network effects Uniformity Things to stop Use user power Research research Prioritise the unique Take advantage of aggregation
  • 7.
  • 8. The uniform and the unique (scalar confusion)
  • 9. The Google bar Yale University ?
  • 10. Selection has already been done Woodcut from Sebastian Brant, “ Stultifera…” The ship of fooles… 1570 Edinburgh University Library
  • 11. Change in Photoduplication Policy As of March 17, 2008, the Ransom Center's policy regarding research copies of items from its collections will change. We will no longer furnish photocopies. For all requests received on or after March 17, our default procedure will be to make digital scans of the originals and furnish PDF files (72 dpi) either by email or on CD-ROM. For patrons who are unable to make use of PDFs, printouts will be available in lieu of digital files. For publication purposes, high-resolution images will still be furnished on the same terms as before. Harry Ransom Center, UT Austin Example: Scan on demand
  • 13. Be where the (broad) users are Image: informationarchitects.jp/web-trend-map-2008-beta/
  • 14. January 16 th 2008: LC photographs on Flickr
  • 15. 24 hours later Exposure
  • 16. Impact: exposure Flickr: Top 50 LC: Top 6000
  • 17. Contributions How to lose control
  • 19. Feeding back into our work 89 records updated
  • 21. Be where the (deep) users are
  • 22. The workflow layer: uniformity and uniqueness Rick Luce: ARL/CNI presentation on the future support of eResearch, October 2008
  • 23. User complexity ? accessing assessing chaining disseminating networking Interdisciplinary probing translating Humanities Sciences direct searching scanning co-authoring coordinating monitoring data-sharing browsing collecting re-reading assembling consulting note-taking Adapted from C. Palmer, L. Teffau, C. Pirmann (2009)
  • 24. Researcher environments Researcher Domain Institution Tools & Content Assessment Regime Other Researchers
  • 27. The elephant in the sector
  • 28. The power of datamining (2005) Rareness is common …
  • 29. The ‘Cloud Library’ Registry Transfers Borrowing System Shared Collections Withdrawals Retrievals Commitments Holdings Loans Disclose Aggregate holdings and joint commitments constitute a shared asset enabling collaborative management strategies Local Collections Procedures Policies Infrastructure Assets Off-Site Collections ReCAP Digitized Library Collections
  • 30. Optimisation at the network level
  • 31. Increase the gravitational power of names ?
  • 32.
  • 34. Thank You John MacColl [email_address] OCLC Research

Editor's Notes

  1. We identified five thematic risk clusters that seemed to us to reflect the most important classes of risk. Based on interviews with 15 ARL Directors. 3x as many risks were considered to be “high” – a gauge of the pressure and uncertainties under which research library directors are currently operating. Our study found that the majority of current high risks are results of internal operational weaknesses that can be mitigated or remedied, even if they require continuous monitoring for the foreseeable future.
  2. The Greene-Meissner paper, More product, less process: pragmatically revamping traditional processing approaches to deal with late 20th-century collections, has deeply influenced our thinking in OCLC Research. The priority has become disclosure, creation of proxies via digitisation, and process acceleration. But it is very difficult for libraries - and archives - to change the way they operate, even if they agree with these priorities.
  3. Google is of course one of these transforming forces. Google has completely changed the way libraries have thought about the digitisation of books . We used to think books were the hardest part of library digitisation (with their sequence and hierarchy, hundreds of images, text conversion …) – we didn’t imagine we’d ever digitise all the books. By focusing on quantity over quality, Google has made the seemingly impossible begin to happen. A UK colleague sometimes comments that history will criticise libraries for having let this initiative be taken by a private company. But how could libraries ever have afforded it? Or did we just lack the imagination? Google supplied and changed demand. Now, with millions of books flying off the shelves and ‘into the flow’, research libraries also need to change the way they think about digitisation of special collections. Soon students will only look online -- what’s not there, will not be considered. As we increasingly share a collective collection of books, it is the special collections that will distinguish our institutions. Yet ironically they run the risk of being marginalised. If they aren’t accessible, they aren’t used; if they aren’t used, they go away. Neglect leads to obsolescence. It is our job to offer up these materials to the demand Google has created.
  4. A good tactic: scan on demand. But the Ranson Center has gone further, by collapsing routines - reducing ‘decision friction’ - and compromising on quality. Theirs is a lead for others to follow. Scan when requested for research – HRC Announcement: Scan the whole thing No matter what has been selected Hand the scan to their digital library (72 dpi and a pdf?) With whatever metadata they happen to have No new metadata Also, preserves the originals, save them from repeated copying.
  5. The Archives of American Art at the Smithsonian is using two tactics at one time They’re scanning on demand for reading room requests – if they touch it, they scan it (as at the Ransom Center). Even if the request is only for a page, they scan the whole thing (an entire book or an entire folder of correspondence). They are building quite a resource of materials that, having been requested, are likely to be of interest again. And they’re methodically scanning entire collections according to their archival arrangement – no cherry-picking, no decisions. The result is unprecedented access to the content and context of thousands of documents, photographs, diaries, sketches, writings, and rare published materials.
  6. This is the map our users use to navigate today’s information landscape. It’s the 300 most visited sites on the web, mapped onto the Tokyo train map. It shows where our users are going. Amazon, Yahoo, Google, Wikipedia, and YouTube are dominant, but they’re not overwhelmingly dominant. Is your library or archive in this picture? There are no libraries in this picture. No OCLC, no JISC, no TEL… What does their absence tell us? Libraries deliver services in an environment increasingly dominated by large-scale information hubs. Users bypass the authoritative offerings of libraries in favour of just-in-time information from sources more conveniently embedded in their daily networked lives. DISCOVERY HAPPENS ELSEWHERE – we need to position supply where the demand is. So, ‘winning researchers back to the library’ really means ‘putting the library in front of researchers’ - wherever they might be on this train map!
  7. Kudos to the National Galleries!
  8. Lending/sharing special collections Copyright and risk taking in digitisation Best practices around library and user scanning and digital photography Archival collections standardisation of management and desciption
  9. Last copies – characterizing content and distribution of unique book holdings Examining system-wide holdings for shared collection and community profiles This is a good example of datamining for evidence This research was done in 2005, and there are many more holdings in the database now. This kind of work is a good example of the RLG partnership getting the advantage of the full force of OCLC Research. Economics 101: Asset valuation (Courant) Balance sheet: print collections = an institutional asset digital collections = liability In reality, digital collections deliver greater value to users; print collections represent a continuing cost with little direct return Must recalibrate the university administration’s understanding of how collections deliver value to research institutions and users Value of collections will be maximized when they are effectively concentrated (jointly owned and managed) and diffused (into the network) Assessing overlap and characterizing uniqueness in system-wide holdings, enabling institutions to make better informed decisions about the disposition of local holdings Source: Books without Boundaries: A Brief Tour of the System-wide Print Book Collection Roger C. Schonfeld, Brian F. Lavoie Ann Arbor, MI: Scholarly Publishing Office, University of Michigan, University Library vol. 9, no. 2, Summer 2006 URL: http://hdl.handle.net/2027/spo.3336451.0009.208
  10. A system diagram. As Andrew suggested yesterday, we already have reasonably good infrastructure to support ‘virtual’ shared collections via inter-lending and document delivery. What we lack is view of the assets that are locked up in digital repositories and off-site storage. To make the cloud library work, we need to make the preservation status and availability of this content more available for collection management decision making. Case study: NYU – motivated customer Acute space pressures; major library renovation Limited mandate to build local collection of record ReCAP – supplier Large-scale shared academic storage collection HathiTrust – supplier Large-scale shared digital repository OCLC Research and CLIR – consultants & convener Goals Implementation framework to maximize value of Hathi & ReCAP Model costs and benefits of deeper reliance on extramural coll’ns Requirements for sustainable business partnerships This is what we mean by the ‘cloud library’ – increased reliance on a network of collections and services with a robust underpinning of shared policy and service infrastructures that are jointly owned by participating libraries. The intersection between NYU and Hathi Trust holdings creates opportunities for changed management of physical inventory at NYU (and other institutions); … as does the intersection between NYU and ReCAP holdings. The nature of the opportunity varies according to the relatively ‘availability’ of content in digital or print form as well as local demand patterns. The intersection of NYU/Hathi/ReCAP collections represents a particularly significant opportunity: titles in the public domain can be sourced from Hathi; titles in copyright can be discovered and searched in Hathi and delivered from ReCAP. Note that ReCAP and Hathi collections are growing at a faster pace than NYU’s own holdings, accelerating the rate at which NYU can increase its reliance on the shared repositories.
  11. WorldCat Identities leverages both the vocabularies that catalogers have been including in bibliographic records and OCLC Research’s datamining techniques to provide much richer information about persons and organizations than you can find in the LC/NACO Authority File – or the national authority files from other countries. WorldCat Identities is mined from all the names in catalog records, not just the controlled names, linked to and from the publications. The number of different works and titles in different languages and worldwide holdings at the top comes from WorldCat. The publication timeline differentiates works by the person (including those published posthumously) and works about the person. Note that in the “Alternate Names” section in the right frame we have a number of names represented in non-Latin scripts – Sun Yat-sen’s name as it appears in Chinese, Japanese, and Hebrew-language publications. These are alternate forms not yet in the LC/NACO Authority file – we will be using these forms datamined from WorldCat to pre-populate the LC/NACO Authority files when all NACO nodes start supporting non-Latin scripts in April 2008. This is also an example of RLG Programs working with OCLC Research colleagues – 95 staff from 21 RLG Programs partners beta-tested an earlier version of WorldCat identities in February – April 2007, and made good suggestions that were incorporated. A version of WorldCat Identities is being incorporated into WorldCat.org. Programs and Research is looking at what else is needed to make the Identities resource available as a Web service that other applications can use.
  12. VIAF: Virtual International Authority File The Deutsche Nationalbibliothek, the Library of Congress, the Bibliothèque nationale de France, and OCLC are jointly conducting a project to match and link the authority records for personal names in their retrospective personal name authority files . This relates to (and builds on?) earlier TEL LEAF work. Recently, a number of additional national libraries have decided to join: the Czech Republic, Portugal, Sweden, Spain, Italy, Denmark, Norway, Slovenia, China, Japan and Israel.