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The Foreign Policy of the EU


                     Chapter 4
          Policy-making

    Keukeleire, S. and MacNaughtan, J. (2008)
      The Foreign Policy of the European Union,
       Basingstoke: Palgrave Macmillan.

               © Keukeleire and MacNaughtan,
                The Foreign Policy of the EU
Contents
1.   Competences
2.   Decision-making
3.   Policy-making in practice
4.   Financing EU foreign policy
5.   EU foreign policy and consistency
6.   Changes in the Treaty of Lisbon


                   © Keukeleire and MacNaughtan,
                    The Foreign Policy of the EU
1. Competences
Difference between first and second pillar
Basic principle: conferral of powers
EC: general categories of competence
  Exclusive competences
  Shared competences
  Parallel competences
  Competences to support, coordinate or supplement
  actions of the member states
  Flexibility clause (Art. 308 TEC)
                © Keukeleire and MacNaughtan,
                 The Foreign Policy of the EU
1. Competences
  CFSP/ESDP: parallel competences, but of a
  different order

→ Repercussions for institutional balance of power
→ Grey areas between Community and CFSP




                 © Keukeleire and MacNaughtan,
                  The Foreign Policy of the EU
2. Decision-making
        - European Community -
‘Community method’
First pillar policies: procedures depend on policy area
International agreements: different procedures
Complicating factors
  Often need of various legal bases
  ‘Mixed agreements’: EC and member states
Special provisions:
  Art. 301 TEC: adoptions of sanctions
  Art. 308 TEC

                      © Keukeleire and MacNaughtan,
                       The Foreign Policy of the EU
2. Decision-making
             - CFSP/ESDP -
‘Intergovernmental method’
Procedures
  Principles and general guidelines / Common strategies
  Decisions necessary for defining/implementing CFSP
  International agreements
Voting procedures:
  General rule: unanimity
  QMV in some cases
  Constructive abstention
                 © Keukeleire and MacNaughtan,
                  The Foreign Policy of the EU
3. Policy-making in practice
  Basic features:
     Pillar transcending
     Systematic cooperation between member states
     Multilevel & multilocation foreign policy-making
  Foreign policy-making dynamics
     Communitarization
     Commonization
     Segmentation
→ translating declaratory policy into action
                     © Keukeleire and MacNaughtan,
                      The Foreign Policy of the EU
4. Financing EU foreign policy
Complex system of competences & procedures
  Inter-institutional and inter-pillar tensions
  Part of multilevel and multilocation system
Financial Framework 2007-2013:
  ‘Heading 4: European Union as a Global partner’
  53.3 billion (5.7 % of EU budget)
  Main instruments: IPA, ENPI & DCI


                  © Keukeleire and MacNaughtan,
                   The Foreign Policy of the EU
4. Financing EU foreign policy
   - The CFSP/ESDP budget -
CFSP
 Part of Financial Framework
 Limited budget: €1,981 million for 2007-2013
→ Tensions:
 political (2° pillar) versus budgetary (1° pillar)
 Member states’ reluctance
ESDP
   Civilian: through CFSP budget
   Military: by member states + ‘Athena mechanism’
                   © Keukeleire and MacNaughtan,
                    The Foreign Policy of the EU
4. Financing EU foreign policy
  - European Development Fund -
Cotonou Agreement
Special status
  Outside Financial Framework
  Contributions of member states
10th EDF (2008-2013): € 22.7 billion




                © Keukeleire and MacNaughtan,
                 The Foreign Policy of the EU
5. EU foreign policy and consistency
  Multidimensional challenge:
    Horizontal consistency
    Institutional consistency
    Vertical consistency
    Inter-state consistency
  Solutions?
    Lack of effective mechanisms
    Lisbon Treaty?
→ Credibility of EU as international actor?
                    © Keukeleire and MacNaughtan,
                     The Foreign Policy of the EU
Exploring EU Foreign Policy
 See the Website Companion and Online Resource Guide:
          http://www.exploring-europe.eu/foreignpolicy

Guide to the maze of information sources on EU foreign policy for researchers,
students and practitioners
EU-Documents
Official EU-links
Links to sources from international organisations
Links to information from non-governmental organisations, research centres and
think tanks
Latest online news on EU Foreign Policy
Updated tables and PowerPoint presentations
References to recent literature




                           © Keukeleire and MacNaughtan,
                            The Foreign Policy of the EU

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Chapter 4 the eu's foreign policy system - policy-making

  • 1. The Foreign Policy of the EU Chapter 4 Policy-making Keukeleire, S. and MacNaughtan, J. (2008) The Foreign Policy of the European Union, Basingstoke: Palgrave Macmillan. © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 2. Contents 1. Competences 2. Decision-making 3. Policy-making in practice 4. Financing EU foreign policy 5. EU foreign policy and consistency 6. Changes in the Treaty of Lisbon © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 3. 1. Competences Difference between first and second pillar Basic principle: conferral of powers EC: general categories of competence Exclusive competences Shared competences Parallel competences Competences to support, coordinate or supplement actions of the member states Flexibility clause (Art. 308 TEC) © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 4. 1. Competences CFSP/ESDP: parallel competences, but of a different order → Repercussions for institutional balance of power → Grey areas between Community and CFSP © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 5. 2. Decision-making - European Community - ‘Community method’ First pillar policies: procedures depend on policy area International agreements: different procedures Complicating factors Often need of various legal bases ‘Mixed agreements’: EC and member states Special provisions: Art. 301 TEC: adoptions of sanctions Art. 308 TEC © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 6. 2. Decision-making - CFSP/ESDP - ‘Intergovernmental method’ Procedures Principles and general guidelines / Common strategies Decisions necessary for defining/implementing CFSP International agreements Voting procedures: General rule: unanimity QMV in some cases Constructive abstention © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 7. 3. Policy-making in practice Basic features: Pillar transcending Systematic cooperation between member states Multilevel & multilocation foreign policy-making Foreign policy-making dynamics Communitarization Commonization Segmentation → translating declaratory policy into action © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 8. 4. Financing EU foreign policy Complex system of competences & procedures Inter-institutional and inter-pillar tensions Part of multilevel and multilocation system Financial Framework 2007-2013: ‘Heading 4: European Union as a Global partner’ 53.3 billion (5.7 % of EU budget) Main instruments: IPA, ENPI & DCI © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 9. 4. Financing EU foreign policy - The CFSP/ESDP budget - CFSP Part of Financial Framework Limited budget: €1,981 million for 2007-2013 → Tensions: political (2° pillar) versus budgetary (1° pillar) Member states’ reluctance ESDP Civilian: through CFSP budget Military: by member states + ‘Athena mechanism’ © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 10. 4. Financing EU foreign policy - European Development Fund - Cotonou Agreement Special status Outside Financial Framework Contributions of member states 10th EDF (2008-2013): € 22.7 billion © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 11. 5. EU foreign policy and consistency Multidimensional challenge: Horizontal consistency Institutional consistency Vertical consistency Inter-state consistency Solutions? Lack of effective mechanisms Lisbon Treaty? → Credibility of EU as international actor? © Keukeleire and MacNaughtan, The Foreign Policy of the EU
  • 12. Exploring EU Foreign Policy See the Website Companion and Online Resource Guide: http://www.exploring-europe.eu/foreignpolicy Guide to the maze of information sources on EU foreign policy for researchers, students and practitioners EU-Documents Official EU-links Links to sources from international organisations Links to information from non-governmental organisations, research centres and think tanks Latest online news on EU Foreign Policy Updated tables and PowerPoint presentations References to recent literature © Keukeleire and MacNaughtan, The Foreign Policy of the EU