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Emerging Trends in Scholarly
           Communication and Impact
             Measures in the Open
            Knowledge Environment
National Institute of Interdisciplinary Science &   Leslie Chan
Technology                                          Center for Critical Development Studies
(NIIST)(CSIR), Pappanamcode, Trivandrum, Dec        Bioline International
. 17, 2012                                          University of Toronto Scarborough
Key issues
• Changing contexts of research discovery and
  dissemination in the digital environment
• Why greater openness is good for science
• Tensions between openness, quality measures,
  impact, and policies
• Collaboration and competition
• Interdisciplinary research
• Deluge of research data
• Interdisciplinary research
Problems
• Current Scholarly Communication system is
  broken
• Emerging tools are not being used effectively
  to serve scholarship
• Need to Re-design Scholarly Communications
  and Impact Measures
The Dysfunctional Economy of Scholarly
          Communications

               • Commodification of
                 public knowledge
               Bundling
               • Oligopoly
               • Artificial scarcity
               • Homogeneity of forms
                 and functions
               • Reputation management
Hacking the bundle
Explore ways by which new practices can be coded
(codified) so that the key functions of scholarly
communication – authoring, certification, quality
control, archiving, and rewarding - can be decoupled
and better served by emerging tools for collaborative
authoring, sharing, and reputation management.
This is not just a technology issue, but
       a socio-political problem.
“Is the scientific paper a fraud?”
    “I mean the scientific paper may be a fraud because
    it misrepresents the processes of thought that
    accompanied or give rise to the work that is
    described in the paper. That is the question and I will
    say right away that my answer to it is ‘yes’. The
    scientific paper in its orthodox form does embody a
    totally mistaken conception, even a travesty, of the
    nature of scientific though”.

    Sir Peter Medawar
    (From a BBC talk, 1964)
http://contanatura-hemeroteca.weblog.com.pt/arquivo/medawar_paper_fraud.pdf
But Open Access is only the Substrate of the
           Research Life Cycle



           Share         Discover




          Create          Gather
Scholarly Primitives

 Discovering                             Annotating                       Comparing




    Referring                              Sampling                       Illustrating



                                                                          “…basic functions common
                                   Representing                           to scholarly activity across
                                                                          disciplines, over time, and
                                                                          independent of theoretical
John Unsworth. "Scholarly Primitives: What Methods Do Humanities
Researchers Have in Common and How Might Our Tools Reflect This?"         orientation.”
"Humanities Computing, Formal Methods, Experimental Practice"
Symposium, Kings College, London, May 13, 2000.
http://jefferson.village.virginia.edu/~jmu2m/Kings.5-00/primitives.html
The JIF is appallingly open to manipulation; mature alt-metrics
systems could be more robust, leveraging the diversity of of alt-
metrics and statistical power of big data to algorithmically detect
and correct for fraudulent activity. This approach already works
for online advertisers, social news sites, Wikipedia, and search
engines.

               http://altmetrics.org/manifesto/
http://impactstory.org/
Opportunities for Digital Scholarship

                                      Public outreach and
                                         engagement
                                                                 New forms of
                    Service
                                                                   “impact”




Student training                                                                  Data sharing




                                                                                     New scholarly
Curation
                                                                                       practices




       Personalization                                                    Experimentations



                                                  Interdisciplinary and
                              Professional
                                                      Collaborative
                              development
                                                        research
Scholarly Primitives and Reputation?


 Discovering                         Annotating                           Comparing       Referring




    Sampling                         Illustrating                               Representing




John Unsworth. "Scholarly Primitives: What Methods Do Humanities
Researchers Have in Common and How Might Our Tools Reflect This?"
"Humanities Computing, Formal Methods, Experimental Practice"
Symposium, Kings College, London, May 13, 2000.
http://jefferson.village.virginia.edu/~jmu2m/Kings.5-00/primitives.html
“Ten years of experience lead us to reaffirm the definition of
OA introduced in the original BOAI:
By “open access” to [peer-reviewed research literature], we
mean its free availability on the public internet, permitting
any users to read, download, copy, distribute, print, search, or
link to the full texts of these articles, crawl them for indexing,
pass them as data to software, or use them for any other
lawful purpose, without financial, legal, or technical barriers
other than those inseparable from gaining access to the
internet itself. The only constraint on reproduction and
distribution, and the only role for copyright in this domain,
should be to give authors control over the integrity of their
work and the right to be properly acknowledged and cited.”
• OA benefits research and researchers, and the lack of OA impedes
  them.

• OA for publicly-funded research benefits taxpayers and increases
  the return on their investment in research. It has economic benefits
  as well as academic or scholarly benefits.

• OA amplifies the social value of research, and OA policies amplify
  the social value of funding agencies and research institutions.

• The costs of OA can be recovered without adding more money to
  the current system of scholarly communication.

• OA is consistent with copyright law everywhere in the world, and
  gives both authors and readers more rights than they have under
  conventional publishing agreements.

• OA is consistent with the highest standards of quality.
• 1.5. We discourage the use of journal impact factors as
  surrogates for the quality of journals, articles, or authors.
  We encourage the development of alternative metrics for
  impact and quality which are less simplistic, more reliable,
  and entirely open for use and reuse.
• We encourage research on the accuracy of the new
  metrics. As the research shows them to be useful and
  trustworthy, we encourage their use by universities (when
  evaluating faculty for promotion and tenure), funding
  agencies (when evaluating applicants for funding), research
  assessment programs (when assessing research impact),
  and publishers (when promoting their publications).

                   http://www.soros.org/openaccess/boai-10-recommendations
• 3.14. We encourage experiments with new forms
  of the scholarly research “article” and “book” in
  which texts are integrated in useful ways with
  underlying data, multimedia elements,
  executable code, related literature, and user
  commentary.
• We encourage experiments to take better
  advantage of the digital medium, and digital
  networks, for the benefit of research.

           http://www.soros.org/openaccess/boai-10-recommendations
The IF is negotiable and doesn’t reflect
actual citation counts




http://www.plosmedicine.org/article/info:doi/10.1371/journal.pmed.0030291
The IF cannot be
  reproduced, even if it
reflected actual citations




         http://jcb.rupress.org/content
         /179/6/1091.full
The IF is not statistically sound, even if
  it were reproducible and reflected
            actual citations




  http://www.mathunion.org/fileadmin/IMU/Report/CitationStatistics.pdf
The IF are more eff




http://iai.asm.org/content/early/201
1/08/08/IAI.05661-
11.full.pdf+html?view=long&pmid=2
1825063
http://arxiv.org/abs/1205.4328
http://total-impact.org/
http://impactstory.org/
Reputation is nested in
social network

Understanding influence
and engagement
Scholarly Primitives and the
    Research Life Cycle

    Share        Discover




    Create       Gather
Scholarly Primitives and Reputation?

 Discovering                             Annotating                       Comparing




    Referring                              Sampling                       Illustrating




                                   Representing                           “…basic functions common
                                                                          to scholarly activity across
                                                                          disciplines, over time, and
John Unsworth. "Scholarly Primitives: What Methods Do Humanities
Researchers Have in Common and How Might Our Tools Reflect This?"         independent of theoretical
"Humanities Computing, Formal Methods, Experimental Practice"
Symposium, Kings College, London, May 13, 2000.                           orientation.”
http://jefferson.village.virginia.edu/~jmu2m/Kings.5-00/primitives.html
Boyer’s Scholarship of
PUBLIC
             Discovery



            Engagement
 Teaching                 Integration




            Application
"The scholarship of engagement means
  connecting the rich resources of the university
  to our most pressing social, civic and ethical
  problems, to our children, to our schools, to
  our teachers and to our cities..."
Ernest Boyer in The Scholarship of Engagement
  (1996)
Opportunities for Digital Scholarship

                                      Public outreach and
                                         engagement
                                                                 New forms of
                    Service
                                                                   “impact”




Student training                                                                  Data sharing




                                                                                     New scholarly
Curation
                                                                                       practices




       Personalization                                                    Experimentations



                                                  Interdisciplinary and
                              Professional
                                                      Collaborative
                              development
                                                        research
Conclusions
• Open access is only the substrate for digital
  scholarship, but an essential one
• The academic reward system (citations) will slowly
  evolve to include data citations and software
  citations, as soon as they become as easy to
  handle as today's paper citations
• Collaboration will be the norm, and apportionment
  of credit will be key
• Participation in scholarly exchanges will be far
  more inclusive and democratic

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Emerging Trends in Scholarly Communication and Impact Measures in the Open Knowledge Environment

  • 1. Emerging Trends in Scholarly Communication and Impact Measures in the Open Knowledge Environment National Institute of Interdisciplinary Science & Leslie Chan Technology Center for Critical Development Studies (NIIST)(CSIR), Pappanamcode, Trivandrum, Dec Bioline International . 17, 2012 University of Toronto Scarborough
  • 2. Key issues • Changing contexts of research discovery and dissemination in the digital environment • Why greater openness is good for science • Tensions between openness, quality measures, impact, and policies • Collaboration and competition • Interdisciplinary research • Deluge of research data • Interdisciplinary research
  • 3. Problems • Current Scholarly Communication system is broken • Emerging tools are not being used effectively to serve scholarship • Need to Re-design Scholarly Communications and Impact Measures
  • 4.
  • 5.
  • 6. The Dysfunctional Economy of Scholarly Communications • Commodification of public knowledge Bundling • Oligopoly • Artificial scarcity • Homogeneity of forms and functions • Reputation management
  • 7. Hacking the bundle Explore ways by which new practices can be coded (codified) so that the key functions of scholarly communication – authoring, certification, quality control, archiving, and rewarding - can be decoupled and better served by emerging tools for collaborative authoring, sharing, and reputation management.
  • 8. This is not just a technology issue, but a socio-political problem.
  • 9. “Is the scientific paper a fraud?” “I mean the scientific paper may be a fraud because it misrepresents the processes of thought that accompanied or give rise to the work that is described in the paper. That is the question and I will say right away that my answer to it is ‘yes’. The scientific paper in its orthodox form does embody a totally mistaken conception, even a travesty, of the nature of scientific though”. Sir Peter Medawar (From a BBC talk, 1964) http://contanatura-hemeroteca.weblog.com.pt/arquivo/medawar_paper_fraud.pdf
  • 10. But Open Access is only the Substrate of the Research Life Cycle Share Discover Create Gather
  • 11. Scholarly Primitives Discovering Annotating Comparing Referring Sampling Illustrating “…basic functions common Representing to scholarly activity across disciplines, over time, and independent of theoretical John Unsworth. "Scholarly Primitives: What Methods Do Humanities Researchers Have in Common and How Might Our Tools Reflect This?" orientation.” "Humanities Computing, Formal Methods, Experimental Practice" Symposium, Kings College, London, May 13, 2000. http://jefferson.village.virginia.edu/~jmu2m/Kings.5-00/primitives.html
  • 12. The JIF is appallingly open to manipulation; mature alt-metrics systems could be more robust, leveraging the diversity of of alt- metrics and statistical power of big data to algorithmically detect and correct for fraudulent activity. This approach already works for online advertisers, social news sites, Wikipedia, and search engines. http://altmetrics.org/manifesto/
  • 14. Opportunities for Digital Scholarship Public outreach and engagement New forms of Service “impact” Student training Data sharing New scholarly Curation practices Personalization Experimentations Interdisciplinary and Professional Collaborative development research
  • 15. Scholarly Primitives and Reputation? Discovering Annotating Comparing Referring Sampling Illustrating Representing John Unsworth. "Scholarly Primitives: What Methods Do Humanities Researchers Have in Common and How Might Our Tools Reflect This?" "Humanities Computing, Formal Methods, Experimental Practice" Symposium, Kings College, London, May 13, 2000. http://jefferson.village.virginia.edu/~jmu2m/Kings.5-00/primitives.html
  • 16. “Ten years of experience lead us to reaffirm the definition of OA introduced in the original BOAI: By “open access” to [peer-reviewed research literature], we mean its free availability on the public internet, permitting any users to read, download, copy, distribute, print, search, or link to the full texts of these articles, crawl them for indexing, pass them as data to software, or use them for any other lawful purpose, without financial, legal, or technical barriers other than those inseparable from gaining access to the internet itself. The only constraint on reproduction and distribution, and the only role for copyright in this domain, should be to give authors control over the integrity of their work and the right to be properly acknowledged and cited.”
  • 17. • OA benefits research and researchers, and the lack of OA impedes them. • OA for publicly-funded research benefits taxpayers and increases the return on their investment in research. It has economic benefits as well as academic or scholarly benefits. • OA amplifies the social value of research, and OA policies amplify the social value of funding agencies and research institutions. • The costs of OA can be recovered without adding more money to the current system of scholarly communication. • OA is consistent with copyright law everywhere in the world, and gives both authors and readers more rights than they have under conventional publishing agreements. • OA is consistent with the highest standards of quality.
  • 18. • 1.5. We discourage the use of journal impact factors as surrogates for the quality of journals, articles, or authors. We encourage the development of alternative metrics for impact and quality which are less simplistic, more reliable, and entirely open for use and reuse. • We encourage research on the accuracy of the new metrics. As the research shows them to be useful and trustworthy, we encourage their use by universities (when evaluating faculty for promotion and tenure), funding agencies (when evaluating applicants for funding), research assessment programs (when assessing research impact), and publishers (when promoting their publications). http://www.soros.org/openaccess/boai-10-recommendations
  • 19. • 3.14. We encourage experiments with new forms of the scholarly research “article” and “book” in which texts are integrated in useful ways with underlying data, multimedia elements, executable code, related literature, and user commentary. • We encourage experiments to take better advantage of the digital medium, and digital networks, for the benefit of research. http://www.soros.org/openaccess/boai-10-recommendations
  • 20. The IF is negotiable and doesn’t reflect actual citation counts http://www.plosmedicine.org/article/info:doi/10.1371/journal.pmed.0030291
  • 21. The IF cannot be reproduced, even if it reflected actual citations http://jcb.rupress.org/content /179/6/1091.full
  • 22. The IF is not statistically sound, even if it were reproducible and reflected actual citations http://www.mathunion.org/fileadmin/IMU/Report/CitationStatistics.pdf
  • 23. The IF are more eff http://iai.asm.org/content/early/201 1/08/08/IAI.05661- 11.full.pdf+html?view=long&pmid=2 1825063
  • 25.
  • 28. Reputation is nested in social network Understanding influence and engagement
  • 29. Scholarly Primitives and the Research Life Cycle Share Discover Create Gather
  • 30. Scholarly Primitives and Reputation? Discovering Annotating Comparing Referring Sampling Illustrating Representing “…basic functions common to scholarly activity across disciplines, over time, and John Unsworth. "Scholarly Primitives: What Methods Do Humanities Researchers Have in Common and How Might Our Tools Reflect This?" independent of theoretical "Humanities Computing, Formal Methods, Experimental Practice" Symposium, Kings College, London, May 13, 2000. orientation.” http://jefferson.village.virginia.edu/~jmu2m/Kings.5-00/primitives.html
  • 31. Boyer’s Scholarship of PUBLIC Discovery Engagement Teaching Integration Application
  • 32. "The scholarship of engagement means connecting the rich resources of the university to our most pressing social, civic and ethical problems, to our children, to our schools, to our teachers and to our cities..." Ernest Boyer in The Scholarship of Engagement (1996)
  • 33. Opportunities for Digital Scholarship Public outreach and engagement New forms of Service “impact” Student training Data sharing New scholarly Curation practices Personalization Experimentations Interdisciplinary and Professional Collaborative development research
  • 34. Conclusions • Open access is only the substrate for digital scholarship, but an essential one • The academic reward system (citations) will slowly evolve to include data citations and software citations, as soon as they become as easy to handle as today's paper citations • Collaboration will be the norm, and apportionment of credit will be key • Participation in scholarly exchanges will be far more inclusive and democratic

Editor's Notes

  1. Open access models are proliferating, not only for sharing traditional forms of scholarly production (peer-reviewed papers), but also among new forms of content, especially databases and media archives.Data are increasingly born digital
  2. Open access models are proliferating, not only for sharing traditional forms of scholarly production (peer-reviewed papers), but also among new forms of content, especially databases and media archives.Data are increasingly born digital