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FEDERAL ELECTION COMMISSION
                WASHINGTON, D.C. 20463




                                                                     September 6, 2011

Don W. Fox
Acting Director
Office of Government Ethics
1201 New York Avenue, N.W.
Suite 500
Washington, D.C. 20005

Dear Mr. Fox:

       Enclosed are copies of the initial financial disclosure reports filed by 2012
Presidential candidates Newton L. Gingrich, Timothy J. Pawlenty, and W. Mitt Romney
pursuant to the Ethics in Government Act of 1978, as amended. These reports have been
reviewed by this office for apparent compliance with the Federal Election Campaign Act
of 1971, as amended. We understand that final review will be undertaken by your office.

      If you have any questions or need additional information, please contact Kate
Higginbotham, Acting Deputy Ethics Official, at (202) 694-1594.




                                     a ence          vert, r.
                                    Ass .ciate General Counsel for General Law & Advice
                                              Designated Agency Ethics Official

Enclosure
oGEForm278(Rev.o9/2oJo)
5 C.F.R. Part 2634
                                                 Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT                                                                                                                                                          Form Approved.::
                                                                                                                                                                                                                                                                       OMB No. 3209 - 0001
U.S. Office ofGove=ent Ethics
 Dateot'Appointnient,Candidacy,Ele<."tion, Reporting                                               lrncumbent                       Calendar Year                  !New Entrant,             IT_ermination Termin..           (JfAppli-                  Fee for Late Filing
 orNomination(Montb.Da•·. rear)            status    .                                                 D                            Covered by Report               N?mi?ee, or G             F!ler 0      rble)(.1onr:h,Da_ .Yeal               Any individual who is required to file

1
                                                          _(OleckAppropnate
                                                           Boxes)
                                                                                                                                    I                         I     Candidate                                                                  this report and does so more than 30 days
                                                                                                                                                                                                                                               af-rer the date the report is required to be
    Reporting
                                                           Last Name                                                                                                   1First Name and Middle Initial                                          filed, or, if an extension is granted, more
                                                                                                                                                                                                                                               than 30 days after the last day of the
    Individual's Name                                        Romney                                                                                                     .W. Mitt                                                               filing extension period, shall be subject
                                                                                                                                                                                               _                                               to a $200 fee.
                                                           Title of Position                                                                                             Department or Agency (l'f Applicable)
    Position for Which
    Filing                                                    Candidate for President                                                                                     N/A                                                                            Reporting Periods
1
                                                                                                                                                                                                                                               Incumbents: The reporting period is
ILocation of                                               Address (Number, Street, City, Stare, and ZiP Code)                                                                                            No.                     c:or}_e_}.
 Present Office                                               585 Commercial Street Boston MA 021 09                                                                                          857-288-3553                                     where you must also indude the filing
L(or forwarding address)                                                                                                                 '                '                                                                                    year up to the date you file. Part II of
                                                                        Position(s) and Date(s) Held                                                                                                                                           Schedule Dis not applicable.
    Position(s) Held with the Federal
    Government: During the Preceding                                                                                                                                                                                                           Termination Filers: The reporting
    12 Months (If Not Same as Above)                           N/A                                                                                                                                                                             period begins at the end of the period
                                                                                                                                                                                                                                               covered by your previous filing and ends
1                                                                      -..                                                                                                                                                                     at the date of termination. Part II of
                                f Name of Congressional Committee Considering Nomination I Do You Intend to Create a Q!.J.a!ified Diversified Trust?
I          _      _        .
  Presldenttal Nomtnees SubJeCt
                                  N.o! App'·licable
                                                          r -.·. ,. :.· :                                  .                       ...                            . I 0                                  0.                                    ScheduleD is not applicable.

1 to Senate Confirmation             · · ..·                                                   ... · Yes                  · · No                                                                                                               N om i nees, N ew Entrants an d
1                                                                                                                                                                                                                                                            for President and
             Certlflcatlon                                I Signature of Reporting                                                                                                             I Date (Month, Day, Year)                       Vlce President:
    ICERTIFYthatthestatements'!have                                                                                                                                                                                                             Schedule A-The reporting period
    madeonthisform and all attached                                                                r                                                                                              August 12, 2011                              for income (BLOCK C) is the preceding
    schedulesaretrue,completeandcorre<.1.                                                - .A/                                                                                                                                                 calendar year and rhe current calendar
    tothebestofmyknowledge.                                                           ,.. /'/                                                                                                                                                  year up to the date of :flling. Value assets
                                                                                  • ·
                                                            Slgnature of Orher Rev,ewer                                                                                                          Date {1'-'!onrh. Dav Year)                    as of any date you choose that iS within
              Other Review                                                                                                                                                                             ·            -'                         31 days of the date of filing.
              (If desired by
                  agency)
                                                                                                                                                                                                                                                   Schedule B-Not applicable.

                                                                                                                                                                                                                                                Schedule C, Part I (Uabilities)-The
    AgencyEthlcsOfflclal'sOplnlon                                                                                                                                      Official                  Date (Month, Day, Year)                       reporting period is the preceding calendar
               .     .        .         .    .
    teport,Ioonclude1hatthefiler1Smoomp!ianc;o--
                                                  .
                                                                                            !/                                                                                                     &;          . //           J
                                                                                                                                                                                                                                               year and the current calendar year up to
                                                                                                                                                                                                                                               any date vou choose that is v.i.thin 31 days
                                                                                                                                                                                                                                                f       •   fi ·

                                            (/"' I                                                                                                                                             I                                               I
    ,.-;th applicabl•_.Jaws and re&Wations (subj.·¢. ro         /                                           .                                                                                                                                 o the date of ilmg.
    anycommemsmtheboxbelow)._                /                 .                                                                                                                                    .       '3D/ ,
                                                            Signature.                                          l                   -- -/ -                                            7
                                                                                                                                                                                                 Dati(Month, 'i5ay, Year)                       Schedule C, Part II (Agreement.s or
    Office of Government Ethics-                                                                                                        /-                                                                                                     Arrangements)-Show any agreements or
              Use Only                                                                                                                                                                                                                         arrangements as of the dare of filing.

                                                                                                                                                                                                                                                ScheduleD--The reporting period is
     Comments of Reviewing Officials                  (Jf additional                space is required, use che reverse side of this sbeet)                                                                                                     the preceding two calendar years and
                                                                                                                                                                                                                                               the current calendar year up to the date

                                                                                                                                                                                                                                      B'
                                                                                                                                                                                                                                               off'l.ling.
                                                                                    -, ·.:· ,., -j fl q ')
                                                                                       I .. J     ,)[       .J       ••    V
                                                                                                                                             (Check box if Iliing   extension granted &    indiaue number   of days   '1'0        )
                                                                                                               Jn
                                                                                                                u         :!"J-1.::10                                                                                                                        Agency Use Only
                                                               ' " .J .,.' ! '1                •.. t     ·-                   ..J
                                                                                                                          _J ._;
                                                                                                                                                   Reviewed for Apparent       Compliance
                                                                      :s Hd z1                                                                     with the Federal Election Campaign Act
                                                             ry tl                                                                 uoz                            (Check box if comments are continued on th(." reverse side)         D                       OGE Use Only


                                                                        l.        r'l I   .,

                                                                        t         ui                    i i-··.j .
                                                                                                          .             'J
                                                                                                                     IJ '"·
       Supersedes SF 278 Editions.
                                                                                          -u :ViLIU:?.:.i
                                                                             1           ....._;



                                                                                                          r , ·••    ·,'
R. ..'(Kirlilll!                                                                                                                                                                                                                 Page Number
W. Min Romney
                                                                                                                              SCHEDULE A
(W.Min & Ann Romney•(                                                                                                                                                                                                                 1 of 11
                                                                         Valuation of Assets                                       Income Type and Amount If "None (or Jess than S201)" is checked, no
                        Assets and lntome                           at close of reporting period                                   other entry is needed in block C for that item.

                           BLOCK A                                             BLOCKB                                                                                               BLOCKC
                                                                                                                                          Trpe                                                    Amount

                                                     0
                                                     o.

                                                      ..
                                                                                          0
                                                                                                   0
                                                                                                   0
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                                                     ""
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                                                                                          0              0                                                                                               0            0
                                                                                                                                                                                                                               Other Income
                                                      c                    0      0
                                                                                                                    ii                                                                                                0

                                                                                                                                                                                                                      ..
                                                                                          0        0  0  0                                                                                               0
                                                                       0   0      0
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                                                                                                                                                                                                         o"           0                           (Mo., Day. Yr.)
                                                     !5         g      0   0
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                                                                                                                                         11                              0      0
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                                                                                                                                                          ]                     0         0                                      & Actual

                                                                                                                              .. 1
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                                                                                                                                                                                                         ;;;;                                     Only if Honoraria
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B OF A CASH ACCOUNTS                                                              X                                                            X                         X
NO APOLOGY: THE CASE FOR AMERICAN GREATNESS, ST.
MARTIN'S PRESS. VAWE NOT ASCERTAINABLE (PROFITS                                                                                                                                                                                                                       I
DONATED TO CHARITY)                                                                                                                       X                                                               X
 MARRIOTT INTERNATIONAL (FOR BOARD SERVICE UNTIL                                                                                                                                                                                 $113,880.73"
 RESIGNATION JAN. 21111)                                                                                                                                                                                                         Director's Fee
 ABBOTT LABORATORIES                                            X                                                                                             X
 FEDERATED GOVERNMENT OBLIGATION FUND                                                 X                              X                         X                                              X
 (S) ROB ROM. LLC. MOORPARK. CA (OWNS HORSES)                                         X                                                                       X

 (S) 22od DISTRICT AGRICULTURAL ASS'N, DEL MAR. CA
                                                                                                                                                                                                                                    Prize for
                                                                                                                                                                                                                                     Horse
 GOLD                                                                             X                                                                           X

                                                                                                                                                                                                                                  $35,771.37 "
 QUEST EDUCATIONAL FOUNDATION, NAPLES, FL                                                                                                                                                                                         Soeake(s Fee February 26, 20 I0
 RIVERSIDE THEATRE. VERO BEACH. FL                                                                                                                                                                                                $20,000.00 "
                                                                                                                                                                                                                                  Speaker's Fee   AprilS, 2010
                                                                                                                                                                                                                                  $11,475.00 "
 CLAREMONT McKENNA COLLEGE, CLAREMONT. CA                                                                                                                                                                                         Speake(s Fee   Aorill5,2010
                                                                                                                                                                                                                                  $29,750.00 "
 GET MOTIVATED SEMINARS. via SAT LINK. BOSTON. MA                                                                                                                                                                                 Speake(s Fee    Mav20, 2010
                                                                                                                                                                                                                                  $32,831.25 "
 HP HEALTHCARE SERVICES, DALLAS. TX                                                                                                                                                                                               Soeake(s Fee    May 25.2010
                                                                                                                                                                                                                                  $66,000.00 "
 CLARK CONSULTING, HALF MOON BAY, CA                                                                                                                                                                                              Sneake(s Fee September 23, 20 10
                                                                                                                                                                                                                                  $68,000.00 "
 GOLDENTREE ASSET MGT. NEW YORK. NY                                                                                                                                                                                               Sneake(s Fee November 4, 20 I 0
                                                                                                                                                                                                                                  $68,000.00 "
 INTERNATIONAL FRANCHISE ASSOC .• LAS VEGAS, NV                                                                                                                                                                                   Sneake(s Fee February 16, 20 II
                                                                                                                                                                                                                                  $42,500.00 "
  BARCLAY'S BANK. WASHINGTON. DC                                                                                                                                                                                                  Sneaker's Fee Februarv 20 2011

                                                                                                                                                                                                                --    --    -
lh.,mning            Namt:                                                                                                                                                                                                                                                                                       Page Number
W. Mitt Romney
                                                                                                                                                                                    SCHEDULE A
(W. Milt Romney Blind Trusl                                                                                                                                                                                                                                                                                          2 of 11

                                                                                                        Valuation of Assets                                                                      Income Type and Amount If "None {or less than $101)" is checked, no
                         Assets and Income                                                         at close of reporting period                                                                  other entry is needed in block C for that item.

                                BLOCK A                                                                           BLOCKB                                                                                                                                        BLOCKC
                                                                                                                                                                                                         T '(Je                                                             Amount
'

                                                                   0                                                                                           0            .,                                                                                                                                                     Date
I
                                                                   ...
                                                                   o.
                                                                                                                          0
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                                                                                                                                                                                                                                                                                                  0
                                                                                                                                                                                                                                                                                                  0
                                                                                                                                                                                                                                                                                                  0
                                                                                                                                                                                                                                                                                                                 Other Income
                                                                                                                                                                                                                                                                                                                                 {Mo., Day,
                                                                                                  0
                                                                                                          0
                                                                                                          0
                                                                                                                  0
                                                                                                                  0       o.                0       0          o.            5                                                 "'
                                                                                                                                                                                                                              ,...                                          0       o.            ci                               Yr.)

                                                                                                                                            ... ... ...
                                                                                                                                                    0                                                                                                                                             0
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                                                                                                                                                                                                                              ""'                                                                                {SpecifY Type
                                                                                                                                                     .
                                                                                       0          0               0       0                                    0                                                                                                    0       0       0

                                                                                                                                                                                                                                                                                                  ...
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                                                                                                                  0                                                                 7;5                                                                                     0

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    GS PRIVATE CLIENT PORTFOLIO (NOTE I AND ATTACHMENT
    PAGES 1·2)                                                                                                                                  X                                                  X             X                                                              X
    FORD MOTOR COMPANY                                                                                                X                                                                                                           X
    BNP PARI BAS LNK TO BRIC +IT VS JPY (FX) 0% COUPON DUE
    )/22120 II STRUCTURED NOTE
    0                                                                                                 X                                                                                                                           X
    BNP PARI BAS LNKD TO BASKET OF 6 COM MOD FUT 0%
    COUPON DUE NOV 21,2014 STRUCTURED NOTE                                                                                                      X                                                                                 X
    BNP PARIBAS LNKD TO EUROSTOXX 50 DIV PTS 0% COUPON
    DUE 12129/2014 STRUCTURED NOTE                                                                                    X                                                                                                           X
    FFCB 4.875000% 12116/2015 JD                                                                                                                X                                                                 X                                                     X

    FHLB 1.0% 121211/21lll JD                                                                                                                   X                                                                 X                             X

    FHLB 1.5% 01/!(>121ll3 JJ                                                                                                 X                                                                                   X                             X

    fHLB 1.625% 0!)/2(J20ll MS                                                                                                X                                                                                   X                                     X
    fHLB 1.75% OS/2212012 FA                                                                                                                    X                                                                                 X
    FHLB 1.875% O<o/21/2013 JD                                                                                                X                                                                                                   X
    fHLB 3.625%05/29/2013 MN                                                                                                                    X                                                                 X                                                     X
    FHLB 3.625%09/1612011 MS                                                                                                                    X                                                                 X                                             X
    FHLB 4.50001Kl% 09/1(>12013 MS                                                                                            X                                                                                   X                                             X
    FHLB4.625% l<VI0/2012 AO                                                                                                                    X                                                                 X                                             X
    FHLB 4.75% 1211(>12016 JD                                                                                                                   X                                                                 X                                     X

    FHLB 4.875%0511712017 MN                                                                                                                    X                                                                 X                                                     X
    FHLB 5.2.5tlUOO% llMIM/2014 JD                                                                                                              X                                                                 X                                                     X
    FHLB5.375%05/18/2U1Ci MN                                                                                                  X                                                                                   X                                     X
    FHLB 5.5%08/13/2014 FA                                                                                                                      X                                                                 X                                             X
    FHLB SER: 312 5.750000%0511512012 MN                                                                                                        X                                                                 X                                                     X
    FHLB SER: 421 3.875000% 0(>114/2013 JO                                                                                                      X                                                                 X                                             X
    GOLDMAN SACHS SMALL CAP VALUE CLASS I                                                                                     X                                               X                     X                                           X
    GOLDMAN SACHS TRUST GS INFLATION PROTECTED
    SECURITIES FUND· INSTL SHS                                                                                        X                                                       X                     X                                           X
    GS STRATEGIC INCOME FUND CLASS I                                                                                                            X                             X                     X                                                   X
    !SHARES TR-ISHARES MSCI EAFE INDEX FUND ETF                                                                                                 X                             X                     X                                                   X


    RABOBANK NEDERLAND, UTRECHT LNKD TO !SHARES
    FTSEICHINA 0% COUPON DUE 5nl2011 STRUCTURED NOTE                                                          X                                                                                                                    X
    SPDR S&P 500 ETF TRUST SPDR                                                                                                                 X                               X                   X                                                   X
    TV A 6. 79% 0512312012 MN                                                                                                 X                                                                                    X                                            X
    CASH- GS ACCOUNT                 ---     ---------- · - - -   0 ..      -          --     -
                                                                                                  ___!_   ,_              --          ---           -                                                                              X
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure
Romney personal finance disclosure

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Romney personal finance disclosure

  • 1. FEDERAL ELECTION COMMISSION WASHINGTON, D.C. 20463 September 6, 2011 Don W. Fox Acting Director Office of Government Ethics 1201 New York Avenue, N.W. Suite 500 Washington, D.C. 20005 Dear Mr. Fox: Enclosed are copies of the initial financial disclosure reports filed by 2012 Presidential candidates Newton L. Gingrich, Timothy J. Pawlenty, and W. Mitt Romney pursuant to the Ethics in Government Act of 1978, as amended. These reports have been reviewed by this office for apparent compliance with the Federal Election Campaign Act of 1971, as amended. We understand that final review will be undertaken by your office. If you have any questions or need additional information, please contact Kate Higginbotham, Acting Deputy Ethics Official, at (202) 694-1594. a ence vert, r. Ass .ciate General Counsel for General Law & Advice Designated Agency Ethics Official Enclosure
  • 2. oGEForm278(Rev.o9/2oJo) 5 C.F.R. Part 2634 Executive Branch Personnel PUBLIC FINANCIAL DISCLOSURE REPORT Form Approved.:: OMB No. 3209 - 0001 U.S. Office ofGove=ent Ethics Dateot'Appointnient,Candidacy,Ele<."tion, Reporting lrncumbent Calendar Year !New Entrant, IT_ermination Termin.. (JfAppli- Fee for Late Filing orNomination(Montb.Da•·. rear) status . D Covered by Report N?mi?ee, or G F!ler 0 rble)(.1onr:h,Da_ .Yeal Any individual who is required to file 1 _(OleckAppropnate Boxes) I I Candidate this report and does so more than 30 days af-rer the date the report is required to be Reporting Last Name 1First Name and Middle Initial filed, or, if an extension is granted, more than 30 days after the last day of the Individual's Name Romney .W. Mitt filing extension period, shall be subject _ to a $200 fee. Title of Position Department or Agency (l'f Applicable) Position for Which Filing Candidate for President N/A Reporting Periods 1 Incumbents: The reporting period is ILocation of Address (Number, Street, City, Stare, and ZiP Code) No. c:or}_e_}. Present Office 585 Commercial Street Boston MA 021 09 857-288-3553 where you must also indude the filing L(or forwarding address) ' ' year up to the date you file. Part II of Position(s) and Date(s) Held Schedule Dis not applicable. Position(s) Held with the Federal Government: During the Preceding Termination Filers: The reporting 12 Months (If Not Same as Above) N/A period begins at the end of the period covered by your previous filing and ends 1 -.. at the date of termination. Part II of f Name of Congressional Committee Considering Nomination I Do You Intend to Create a Q!.J.a!ified Diversified Trust? I _ _ . Presldenttal Nomtnees SubJeCt N.o! App'·licable r -.·. ,. :.· : . ... . I 0 0. ScheduleD is not applicable. 1 to Senate Confirmation · · ..· ... · Yes · · No N om i nees, N ew Entrants an d 1 for President and Certlflcatlon I Signature of Reporting I Date (Month, Day, Year) Vlce President: ICERTIFYthatthestatements'!have Schedule A-The reporting period madeonthisform and all attached r August 12, 2011 for income (BLOCK C) is the preceding schedulesaretrue,completeandcorre<.1. - .A/ calendar year and rhe current calendar tothebestofmyknowledge. ,.. /'/ year up to the date of :flling. Value assets • · Slgnature of Orher Rev,ewer Date {1'-'!onrh. Dav Year) as of any date you choose that iS within Other Review · -' 31 days of the date of filing. (If desired by agency) Schedule B-Not applicable. Schedule C, Part I (Uabilities)-The AgencyEthlcsOfflclal'sOplnlon Official Date (Month, Day, Year) reporting period is the preceding calendar . . . . . teport,Ioonclude1hatthefiler1Smoomp!ianc;o-- . !/ &; . // J year and the current calendar year up to any date vou choose that is v.i.thin 31 days f • fi · (/"' I I I ,.-;th applicabl•_.Jaws and re&Wations (subj.·¢. ro / . o the date of ilmg. anycommemsmtheboxbelow)._ / . . '3D/ , Signature. l -- -/ - 7 Dati(Month, 'i5ay, Year) Schedule C, Part II (Agreement.s or Office of Government Ethics- /- Arrangements)-Show any agreements or Use Only arrangements as of the dare of filing. ScheduleD--The reporting period is Comments of Reviewing Officials (Jf additional space is required, use che reverse side of this sbeet) the preceding two calendar years and the current calendar year up to the date B' off'l.ling. -, ·.:· ,., -j fl q ') I .. J ,)[ .J •• V (Check box if Iliing extension granted & indiaue number of days '1'0 ) Jn u :!"J-1.::10 Agency Use Only ' " .J .,.' ! '1 •.. t ·- ..J _J ._; Reviewed for Apparent Compliance :s Hd z1 with the Federal Election Campaign Act ry tl uoz (Check box if comments are continued on th(." reverse side) D OGE Use Only l. r'l I ., t ui i i-··.j . . 'J IJ '"· Supersedes SF 278 Editions. -u :ViLIU:?.:.i 1 ....._; r , ·•• ·,'
  • 3. R. ..'(Kirlilll! Page Number W. Min Romney SCHEDULE A (W.Min & Ann Romney•( 1 of 11 Valuation of Assets Income Type and Amount If "None (or Jess than S201)" is checked, no Assets and lntome at close of reporting period other entry is needed in block C for that item. BLOCK A BLOCKB BLOCKC Trpe Amount 0 o. .. 0 0 0 0 0 o. o. 0 0 0 0 0 "' c &! ..a 0 "' 0 0 0 Date "" .. 0 0 0 0 Other Income c 0 0 ii 0 .. 0 0 0 0 0 0 0 0 0 0 o. 0 0 o" 0 (Mo., Day. Yr.) !5 g 0 0 * 0 o. 0 ..c 0 0 * (Specify Type g ::4 l;;J "' o. .E 1- 0 0 0 o. 0 0 g""' 0 o. 0 0 11 0 0 0 0 0 0 0 0 0 o. 0 0 .,; 0 0 rl ] 0 0 & Actual .. 1 "' ;;;; g 0 0 o. 0 0 l;;J 0 0 0 ;;;; Only if Honoraria ::4 ;;;; - "' "' ., .., ;> ;;;; .. c 0 -' "" 0 o.- c 0 1- ·;;; 0 0 ...r N" ::4 g 0 0 0 Amount) 8 "" o. d- g.. 0 0 5- 0 0 0 "' ] "' . 0 "" 0 0 0 0 ' ' 0:: 0 ' 0 0 l 0 0 0 ;;;; 0 0 0 c "" .,.. 0 .,; 0 0 ll 0 "' I - 0 "1! .. "' ·s: :! 0 0 0 0 "' 0 0 " 0 ;;;; 0 0 - = o. 8 0 0 "' " 0 0 0 0 :z ...... "' "' - "' ., "" "' "' .,; ... "" tLl ;;;; .,; "'0 0 l( = 0' l5 c 0 :z 0 "' "" 0 ;;;; N" "' ... 0 .,; ;;;; "' ;;;; 0 5- 0 "" 0 "' !! ;> B OF A CASH ACCOUNTS X X X NO APOLOGY: THE CASE FOR AMERICAN GREATNESS, ST. MARTIN'S PRESS. VAWE NOT ASCERTAINABLE (PROFITS I DONATED TO CHARITY) X X MARRIOTT INTERNATIONAL (FOR BOARD SERVICE UNTIL $113,880.73" RESIGNATION JAN. 21111) Director's Fee ABBOTT LABORATORIES X X FEDERATED GOVERNMENT OBLIGATION FUND X X X X (S) ROB ROM. LLC. MOORPARK. CA (OWNS HORSES) X X (S) 22od DISTRICT AGRICULTURAL ASS'N, DEL MAR. CA Prize for Horse GOLD X X $35,771.37 " QUEST EDUCATIONAL FOUNDATION, NAPLES, FL Soeake(s Fee February 26, 20 I0 RIVERSIDE THEATRE. VERO BEACH. FL $20,000.00 " Speaker's Fee AprilS, 2010 $11,475.00 " CLAREMONT McKENNA COLLEGE, CLAREMONT. CA Speake(s Fee Aorill5,2010 $29,750.00 " GET MOTIVATED SEMINARS. via SAT LINK. BOSTON. MA Speake(s Fee Mav20, 2010 $32,831.25 " HP HEALTHCARE SERVICES, DALLAS. TX Soeake(s Fee May 25.2010 $66,000.00 " CLARK CONSULTING, HALF MOON BAY, CA Sneake(s Fee September 23, 20 10 $68,000.00 " GOLDENTREE ASSET MGT. NEW YORK. NY Sneake(s Fee November 4, 20 I 0 $68,000.00 " INTERNATIONAL FRANCHISE ASSOC .• LAS VEGAS, NV Sneake(s Fee February 16, 20 II $42,500.00 " BARCLAY'S BANK. WASHINGTON. DC Sneaker's Fee Februarv 20 2011 -- -- -
  • 4. lh.,mning Namt: Page Number W. Mitt Romney SCHEDULE A (W. Milt Romney Blind Trusl 2 of 11 Valuation of Assets Income Type and Amount If "None {or less than $101)" is checked, no Assets and Income at close of reporting period other entry is needed in block C for that item. BLOCK A BLOCKB BLOCKC T '(Je Amount ' 0 0 ., Date I ... o. 0 0 0 0 o. 0 0 o. 0 0 o. 0 0 "' ..;: ... 0 "' c 0 0 0 0 0 Other Income {Mo., Day, 0 0 0 0 0 o. 0 0 o. 5 "' ,... 0 o. ci Yr.) ... ... ... 0 0 o. 0 ""' {SpecifY Type . 0 0 0 0 0 0 0 0 ... 0 o. ci 0 * o. .,.. .§ q * 0 0 0 0 "' "' 0 £ 0 0 0 0 0 o. ... ... ... o. "' .,.. 5- 0 0 N o. :l 0 0 0 0 0 0 &Actual .,.; .,.. 0 7;5 0 ... ;;;; 0 ... - ::- - 0 .,.; .,.. o. ,... :l 0 5; 0 0 o" 0 .... o. 0 Only if ... ... ... ;;;; 0 0 0 0 ....l ;;;; ;;;; "' 0 0 0 0 0 0 0 0 o. > ., ., ..5 2 ., ., "' ·;;; ....l 0 o. ...... 0 0 0 0 0 ci 0 Amount) Honomria ... 0 0 8 0 0 0 0 0 0 0 o..... 0 o. 0 q 0 0 0 "' £ .E fr .., ., " ii ,:.:: "<! 0 0 g 0 0 0 .,.. 0 .,.; 0 0 0 ... 5- o. .,.. .... " o. o. ci ci .,.. 0 0 0 fr ·s: ·a 0 o. ci 0 ... ... .,.; 0 .,.. 0 o. ;;;; ... ;;;; "' .,.. o. ... ... o. .,.. "C ... ... ... ... ;;;; ... o. ... o• <> <> 0 § ...... .,.; 0 0 z ;;;; "' "' 0 0 0 0 ;;;; N 0 > Jj Jj :::> 0 i5 " ,:.:: ..:; "' u N ;;;; > 0 > 0 GS PRIVATE CLIENT PORTFOLIO (NOTE I AND ATTACHMENT PAGES 1·2) X X X X FORD MOTOR COMPANY X X BNP PARI BAS LNK TO BRIC +IT VS JPY (FX) 0% COUPON DUE )/22120 II STRUCTURED NOTE 0 X X BNP PARI BAS LNKD TO BASKET OF 6 COM MOD FUT 0% COUPON DUE NOV 21,2014 STRUCTURED NOTE X X BNP PARIBAS LNKD TO EUROSTOXX 50 DIV PTS 0% COUPON DUE 12129/2014 STRUCTURED NOTE X X FFCB 4.875000% 12116/2015 JD X X X FHLB 1.0% 121211/21lll JD X X X FHLB 1.5% 01/!(>121ll3 JJ X X X fHLB 1.625% 0!)/2(J20ll MS X X X fHLB 1.75% OS/2212012 FA X X FHLB 1.875% O<o/21/2013 JD X X fHLB 3.625%05/29/2013 MN X X X FHLB 3.625%09/1612011 MS X X X FHLB 4.50001Kl% 09/1(>12013 MS X X X FHLB4.625% l<VI0/2012 AO X X X FHLB 4.75% 1211(>12016 JD X X X FHLB 4.875%0511712017 MN X X X FHLB 5.2.5tlUOO% llMIM/2014 JD X X X FHLB5.375%05/18/2U1Ci MN X X X FHLB 5.5%08/13/2014 FA X X X FHLB SER: 312 5.750000%0511512012 MN X X X FHLB SER: 421 3.875000% 0(>114/2013 JO X X X GOLDMAN SACHS SMALL CAP VALUE CLASS I X X X X GOLDMAN SACHS TRUST GS INFLATION PROTECTED SECURITIES FUND· INSTL SHS X X X X GS STRATEGIC INCOME FUND CLASS I X X X X !SHARES TR-ISHARES MSCI EAFE INDEX FUND ETF X X X X RABOBANK NEDERLAND, UTRECHT LNKD TO !SHARES FTSEICHINA 0% COUPON DUE 5nl2011 STRUCTURED NOTE X X SPDR S&P 500 ETF TRUST SPDR X X X X TV A 6. 79% 0512312012 MN X X X CASH- GS ACCOUNT --- ---------- · - - - 0 .. - -- - ___!_ ,_ -- --- - X