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A FRAMEWORK FOR EXPLORING RURAL
  FUTURES THROUGH COLLECTIVE LEARNING
M.E. Wedderburn, T.T. Kingi, A.D. Mackay, M.
Brown, O. Montes de Oca, K. Maani,
R. Burton, H. Campbell, S. Peoples, J Manhire, R.
Dynes, B. Kaye-Blake

AgResearch
University of Otago
University of Queensland
Lincoln University
NZER
COUPLING OF HUMAN CAPABILITY AND NATURAL CAPITAL
(SOCIAL-ECOLOGICAL SYSTEM) IS NEW ZEALAND’S COMPETITIVE
                       ADVANTAGE
GLOBAL INTERCONNECTION
               World Production         NZ% of World Production            World Trade        NZ% of World Trade

                   Million tonne                                            Million tonne


Beef                     61                           1%                                 6            7%

Game Meat                 2                           3%                                 6           42%

Sheep Meat                9                           6%                                 1           38%

Wool                      2                           10%                               0.9          17%

Whole Milk              550                           3%                                 7            1%

Casein                                                                                  0.2          21%

Butter                    7                           6%                                0.8          48%

Cheese                   14                           3%                                1.2          22%

Milk Powder               7                           5%                                2.5          35%

 Source: FAOSTAT & USDA
 Production figures at http://faostat.fao.org/site/569/DesktopDefault.aspx?PageID=569
 Export figures are at http://faostat.fao.org/site/535/DesktopDefault.aspx?PageID=535
LAND USE CHANGE AND FLEXIBILITY
    A KEY CHARACTERISTIC FOR
            SUCCESS

Dairy     Number     Milking            Effective          Cows/          Total Area of
          of Farms   Cows/Farm          Area (ha)          Ha             Pasture in Dairying


1990      13,357     160                67                 2.4            894,919

2007      11,630     337                121                2.81           1,407,230

Sheep &   Number     Total Stock        Effective          Stock          Total Area of
Beef      of Farms   Units per          Area (ha)          Units/         Pasture in Sheep and
                     Farm                                  Ha             Beef farming


1990      21,300     3,155              516                6.5            10,990,800

2007      13,600     4,268              645                6.2            8,772,000

                                   Source: Meat and Wool NZ, Livestock Improvement
RURAL FUTURES OBJECTIVES
• Build capacity to explore, test and develop strategies, policies and
  decisions to address future issues

• The future of systems dynamics research in agriculture lies in the
  integration of biophysical and social elements


• To facilitate the use of quantitative and qualitative information
  produced in the programme in the processes involving stakeholder
  interaction

• To explore participatory modelling and processes during this
  interaction (i.e. systems dynamics, bayesian networks, influence
  diagrams) to stimulate collective learning
Framework for exploring Futures                    Drivers obj 2
                                                   Stakeholder workshops 4
Agent Based model 3
System dynamics 4         Reflect
                             6
                                                      Issues
                                              1       Identification
  Test
  Strategies      5           Collective                         SH workshops 4

  Policies                    learning             Future Scenarios
                                              2
  Decisions
                      4
                                         3
   Evaluation of system           Farm system               Farmer behaviour 1
   performance                    representation
                                                            Biological Libraries 2
                                  and behaviour
                                                            System workshops 4
               Models
               Agent Based model 3
               Stakeholder experience 4
Testing the Framework
Manawatu Study Group
Framework for exploring Futures     Drivers obj 2
                                    Stakeholder workshops 4




                                       Issues
                                1      Identification
                   Collective
                   learning
DRIVERS:INTERNAL MEGA THEMES
•Production efficiency, optimising productivity
  • Efficiency - energy use, inputs e.g. fertiliser, chemicals,
    precision agriculture, organic agriculture
  • New technologies impact – infomatics,
    nanotechnologies, genetic engineering
•Product quality, market signals
  • Production to specification, new markets/products
  • Product – quality, attributes, safety, health
  • From Quality assurance to Environmental Management
    Systems
•Natural resources quality, availability, production impact
  • Decrease negative impacts, enhance resource use
    efficiency, climate change risks
  • Reporting production impacts – traceability
DRIVERS
External Mega Themes
•Biosecurity

•Market Access

Others
•Farmer capacity development

•Industry development and evolution – power and
relationships: farmers/processors/retailers/consumer
OWNERSHIP SCALE                                           SUCCESSION                                           LABOUR SUPPLY
•Farm amalgamation                                        •Aging farmers                                       •Skilled labour/expertise
•Offshore investment                                      •Farm succession planning                            •Skilled labour & management
•Maori ownership                                          •[ wish to treat children equally either imposing    •Staff
•Ownership                                                high debt on those farming or fragmenting            •Labour
•Form of ownership of farming business                    family farms]                                        •Lack of incentive for people to get into the
                                                                                                               industry

ANIMAL HEALTH                                             BIOSECURITY
                                                          •Biosecurity issues
WELFARE                                                   •Biosecurity incursions such as current clover       SKILLS &
•Changing animal welfare expectations from                root weevil
community or market
•Animal health
                                                          •Disease outbreak (issues) animal                    EDUCATION
                                                                                                               •Education x 2
•Animal welfare                                                                                                •Skills & education
                                                                                                               •Education system
REGULATION                                                 URBAN INFLUENCE                                     •People skills – relevance, availability
•Farm regulatory intervention                              •Urban influence                                    •Increasing difficulty of suitable training for „farm
•“One Plan”                                                •Urban housing                                      cadets‟ and their ilk
•Regulatory hindrances                                     •“reverse sensitivity” i.e. lifestyle blocks with
•Understanding of decision makers
                                                           different expectations of rural environment
•Resource consents, consented activities
•Landscape protection, expectations esp in iconic
areas
                                                                                                                 COST OF CAPITAL
•N-loss                                                                                                          •Availability of finance
•Limits on physical production due to emissions to                                                               •Lack of capital
                                                                                                                 •Interest charges
water & air
• Lack of certainty around private property rights          CLIMATE CHANGE                                       •Interest rates x 2
•Environmental constraints eg nitrogen loss                 •Climate change & international rules                •Do gooders (environmentalists)
•Statute                                                    •Climate changes (weather)
•Govt legislation                                           •Climate change
•Reduced or restricted fertiliser usage and fall off in
                                                            •Climatic conditions
production
                                                            •Weather
•RMA
•Stable planning environment - political                    •Changing climate                                    LAND USE BASE
                                                                                                                 •Land soil type
                                                                                                                 •Land location
                                                                                                                 •Soils – sustainability
                                                                                                                 •Geography
                                                                                                                 •Hill country erosion



                    What are the drivers that influence future farm systems?
R&D funding
                                      S                                       Resulting causal loop diagram

                          S
                                                                                                                  Rural/Urban
 Climate Change          Efficiency and                                                                      O community awareness
                          Production
                                     S                                        S Environment water
                                                                                quality and quantity
                                                                                        S                   Environmental              S
                                                                                                                policy
                                                                                                                                 Regulation
                                                           Management
           Labour                                                 S
                                                On farm                                         S
                                                                                                        S
                                                response                            Attitude Farmer
                                Profitability                                            Values                                               succession
Capital cost of                                                                           S
     land

Land Use                                                                                     Input costs
                          Economic                                                                                    Farm structure
outcomes                                                                                                                                                       Off farm income
                           signals
    S         S                                            S                                           X rate
                                                                                                                                                                     S
           Alternative                                           Industry                                O
            industry                                           organisation                         Trade                       Family and
                     S                                                                                                                                     S
                                 S                                                                                              community
                              Consumer trends                                                                                                     Local community


                                                                                                                                cultural obligations
INSIGHTS
•Stimulated discussion about the interconnectedness
of the system

•Revealed the different world views of stakeholders

•Not all stakeholders found the building of a
conceptual map intuitive

•Guided the prioritisation of drivers to form
scenarios
Framework for exploring Futures     Drivers obj 2
                                    Stakeholder workshops 4




                                       Issues
                                1      Identification
                   Collective                     SH workshops 4
                   learning         Future Scenarios
                                2
DRIVERS THAT GUIDED DEVELOPMENT
      OF 2020 FARM SYSTEMS

•productivity and profitability,
•labour and staff skills,
•regulation, environmental constraints/limits and
continued well being (survivability).
Current and future 2020 () attributes of dairy and sheep and beef
base model farms in the Horizons region
 Attribute              Dairy                 Sheep and Beef
 Ownership              Owner operated        Owner operated
 Effective area         250ha                 800ha
 Fertiliser N kg/ha     150 (200)             25 (75)
 Imported feed KgDM/cow 450 (2000)
 Stocking Rate          2.8 cows/ha (3.16)    10.3 (11.4) SU/ha
 Productivity           KgMS/cow 950 (1230)   Lambing 125% (138%)
                                              Beef yearling 320kg (350)


                       Lacked Stretch
Framework for exploring Futures                 Drivers obj 2
                                                Stakeholder workshops 4




                                                   Issues
                                           1       Identification
                           Collective                         SH workshops 4
                           learning             Future Scenarios
                                           2

                   4
                                      3
   Evaluation of system        Farm system               Farmer behaviour 1
   performance                 representation
                                                         Biological Libraries 2
                               and behaviour
                                                         System workshops 4
            Models
            Agent Based model 3
            Stakeholder experience 4
Micro                                        Macro

               Farmers   Rural community     Supply chain   Society
- Farmax and   Farm      Catchment- Region   National       International


   Overseer    Weekly    Season              Multi-year     intergenerational
OUTCOMES
•Many of the farm parameters, e.g., stocking rate,
MS per cow and per hectare, were not significantly
pushed beyond the current top performing farms in
the region.

•Agreement that in 10 years’ time the “average”
farmer would continue down a business-as usual-
pathway, shifting to a position that reflected the
current top 10% of the industry.
OK AS FAR AS IT GOES BUT .........
The next generation of tools will require the linking of
human behaviour with economic and environmental
objectives
and the building of stakeholder understanding of the
emergent properties, behaviours and unintended
consequences of farm systems experiencing multiple
drivers required in Steps 4 and 5 of the framework
Variables influencing farmer ability to make changes
                                        1
                                        1
100% = Maximum influence
                         13
                                  100
                                                2
                                                                      1=farm size
                                  90
                                  80                                  2=land class
                                  70                                  3=debt levels
                                  60
                12                                      3
                                                                      4=labour avail
                                  50
                                  40                                  5=gender
                                  30                                  6=knowledge/exp
                                  20
      11                                                       4      7=farm goals
                                  10
                                    0                                 8=sense of place
                                                                      9=networks
                                                                      10=biophysical/cli
           10                                               5         mate
                                                                      11=local economy
                                                                      12=international
                     9                              6         Series1 13=lifestage
                                                               Farmer 1
                                                            Series2
                                                             Farmer 2
                                                            Series3
                              8             7                Farmer 3
Transit/
                                                       Birth and    F/Time     Busin/s              T/over of
Gen C                                                                                    n of
                                                       socialis/n   on farm    expans               farm
                                                                                         respons
                                           Transit/n                                     Transit/
         Birth and    F/Time     Busin/s               T/over of               Busin/s
Gen B                                      of                       Consol/n             n of       Retire/t
         socialis/n   on farm    expans                farm                    expans
                                           respons                                       respons
                                           Transit/n
         T/over of               Busin/s
Gen A                 Consol/n             of          Retire/t
         farm                    expans
                                           respons

         MODERATE     LIMITED    HIGH      LIMITED     MODERATE     LIMITED    HIGH      LIMITED    MODERATE
Change   CHANGE       CHANGE     CHANGE    CHANGE      CHANGE       CHANGE     CHANGE    CHANGE     CHANGE




   Farmer life cycle: traditional succession and impacts on
                              change
AGENT BASED MODEL FARM DESCRIPTIONS
AGENT BASED MODEL FARMER TYPES
INSIGHTS ON FRAMEWORK
•Need a diversity of world views
•Participants expanding their perceptions and the
knowledge they will need to take into consideration
when strategic planning.

•Allows the exploration of multiple pressures
simultaneously
• It is generic but is anchored in context and place.
REFLECTIONS BY THE RESEARCH TEAM

•Ability to apply models to systems
•Building interdisciplinarity
•Developing the ability to have conversations across
social and biophysical
•Joined up view
•Tackling complexity and uncertainty
CHARACTERISTICS OF THE TEAM
            MEMBERS
•Abundance mentality (no hoarding)
•Connectors
•Good discipline science
•Confident enough to simplify and bring into a
context
•Translator
•Leadership
•Shared goal
Thanks to the funder
FRST

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A framework for exploring rural futures through collective learning. M Wedderburn

  • 1. A FRAMEWORK FOR EXPLORING RURAL FUTURES THROUGH COLLECTIVE LEARNING M.E. Wedderburn, T.T. Kingi, A.D. Mackay, M. Brown, O. Montes de Oca, K. Maani, R. Burton, H. Campbell, S. Peoples, J Manhire, R. Dynes, B. Kaye-Blake AgResearch University of Otago University of Queensland Lincoln University NZER
  • 2. COUPLING OF HUMAN CAPABILITY AND NATURAL CAPITAL (SOCIAL-ECOLOGICAL SYSTEM) IS NEW ZEALAND’S COMPETITIVE ADVANTAGE
  • 3. GLOBAL INTERCONNECTION World Production NZ% of World Production World Trade NZ% of World Trade Million tonne Million tonne Beef 61 1% 6 7% Game Meat 2 3% 6 42% Sheep Meat 9 6% 1 38% Wool 2 10% 0.9 17% Whole Milk 550 3% 7 1% Casein 0.2 21% Butter 7 6% 0.8 48% Cheese 14 3% 1.2 22% Milk Powder 7 5% 2.5 35% Source: FAOSTAT & USDA Production figures at http://faostat.fao.org/site/569/DesktopDefault.aspx?PageID=569 Export figures are at http://faostat.fao.org/site/535/DesktopDefault.aspx?PageID=535
  • 4. LAND USE CHANGE AND FLEXIBILITY A KEY CHARACTERISTIC FOR SUCCESS Dairy Number Milking Effective Cows/ Total Area of of Farms Cows/Farm Area (ha) Ha Pasture in Dairying 1990 13,357 160 67 2.4 894,919 2007 11,630 337 121 2.81 1,407,230 Sheep & Number Total Stock Effective Stock Total Area of Beef of Farms Units per Area (ha) Units/ Pasture in Sheep and Farm Ha Beef farming 1990 21,300 3,155 516 6.5 10,990,800 2007 13,600 4,268 645 6.2 8,772,000 Source: Meat and Wool NZ, Livestock Improvement
  • 5. RURAL FUTURES OBJECTIVES • Build capacity to explore, test and develop strategies, policies and decisions to address future issues • The future of systems dynamics research in agriculture lies in the integration of biophysical and social elements • To facilitate the use of quantitative and qualitative information produced in the programme in the processes involving stakeholder interaction • To explore participatory modelling and processes during this interaction (i.e. systems dynamics, bayesian networks, influence diagrams) to stimulate collective learning
  • 6. Framework for exploring Futures Drivers obj 2 Stakeholder workshops 4 Agent Based model 3 System dynamics 4 Reflect 6 Issues 1 Identification Test Strategies 5 Collective SH workshops 4 Policies learning Future Scenarios 2 Decisions 4 3 Evaluation of system Farm system Farmer behaviour 1 performance representation Biological Libraries 2 and behaviour System workshops 4 Models Agent Based model 3 Stakeholder experience 4
  • 8. Framework for exploring Futures Drivers obj 2 Stakeholder workshops 4 Issues 1 Identification Collective learning
  • 9. DRIVERS:INTERNAL MEGA THEMES •Production efficiency, optimising productivity • Efficiency - energy use, inputs e.g. fertiliser, chemicals, precision agriculture, organic agriculture • New technologies impact – infomatics, nanotechnologies, genetic engineering •Product quality, market signals • Production to specification, new markets/products • Product – quality, attributes, safety, health • From Quality assurance to Environmental Management Systems •Natural resources quality, availability, production impact • Decrease negative impacts, enhance resource use efficiency, climate change risks • Reporting production impacts – traceability
  • 10. DRIVERS External Mega Themes •Biosecurity •Market Access Others •Farmer capacity development •Industry development and evolution – power and relationships: farmers/processors/retailers/consumer
  • 11. OWNERSHIP SCALE SUCCESSION LABOUR SUPPLY •Farm amalgamation •Aging farmers •Skilled labour/expertise •Offshore investment •Farm succession planning •Skilled labour & management •Maori ownership •[ wish to treat children equally either imposing •Staff •Ownership high debt on those farming or fragmenting •Labour •Form of ownership of farming business family farms] •Lack of incentive for people to get into the industry ANIMAL HEALTH BIOSECURITY •Biosecurity issues WELFARE •Biosecurity incursions such as current clover SKILLS & •Changing animal welfare expectations from root weevil community or market •Animal health •Disease outbreak (issues) animal EDUCATION •Education x 2 •Animal welfare •Skills & education •Education system REGULATION URBAN INFLUENCE •People skills – relevance, availability •Farm regulatory intervention •Urban influence •Increasing difficulty of suitable training for „farm •“One Plan” •Urban housing cadets‟ and their ilk •Regulatory hindrances •“reverse sensitivity” i.e. lifestyle blocks with •Understanding of decision makers different expectations of rural environment •Resource consents, consented activities •Landscape protection, expectations esp in iconic areas COST OF CAPITAL •N-loss •Availability of finance •Limits on physical production due to emissions to •Lack of capital •Interest charges water & air • Lack of certainty around private property rights CLIMATE CHANGE •Interest rates x 2 •Environmental constraints eg nitrogen loss •Climate change & international rules •Do gooders (environmentalists) •Statute •Climate changes (weather) •Govt legislation •Climate change •Reduced or restricted fertiliser usage and fall off in •Climatic conditions production •Weather •RMA •Stable planning environment - political •Changing climate LAND USE BASE •Land soil type •Land location •Soils – sustainability •Geography •Hill country erosion What are the drivers that influence future farm systems?
  • 12. R&D funding S Resulting causal loop diagram S Rural/Urban Climate Change Efficiency and O community awareness Production S S Environment water quality and quantity S Environmental S policy Regulation Management Labour S On farm S S response Attitude Farmer Profitability Values succession Capital cost of S land Land Use Input costs Economic Farm structure outcomes Off farm income signals S S S X rate S Alternative Industry O industry organisation Trade Family and S S S community Consumer trends Local community cultural obligations
  • 13. INSIGHTS •Stimulated discussion about the interconnectedness of the system •Revealed the different world views of stakeholders •Not all stakeholders found the building of a conceptual map intuitive •Guided the prioritisation of drivers to form scenarios
  • 14. Framework for exploring Futures Drivers obj 2 Stakeholder workshops 4 Issues 1 Identification Collective SH workshops 4 learning Future Scenarios 2
  • 15. DRIVERS THAT GUIDED DEVELOPMENT OF 2020 FARM SYSTEMS •productivity and profitability, •labour and staff skills, •regulation, environmental constraints/limits and continued well being (survivability).
  • 16. Current and future 2020 () attributes of dairy and sheep and beef base model farms in the Horizons region Attribute Dairy Sheep and Beef Ownership Owner operated Owner operated Effective area 250ha 800ha Fertiliser N kg/ha 150 (200) 25 (75) Imported feed KgDM/cow 450 (2000) Stocking Rate 2.8 cows/ha (3.16) 10.3 (11.4) SU/ha Productivity KgMS/cow 950 (1230) Lambing 125% (138%) Beef yearling 320kg (350) Lacked Stretch
  • 17. Framework for exploring Futures Drivers obj 2 Stakeholder workshops 4 Issues 1 Identification Collective SH workshops 4 learning Future Scenarios 2 4 3 Evaluation of system Farm system Farmer behaviour 1 performance representation Biological Libraries 2 and behaviour System workshops 4 Models Agent Based model 3 Stakeholder experience 4
  • 18. Micro Macro Farmers Rural community Supply chain Society - Farmax and Farm Catchment- Region National International Overseer Weekly Season Multi-year intergenerational
  • 19. OUTCOMES •Many of the farm parameters, e.g., stocking rate, MS per cow and per hectare, were not significantly pushed beyond the current top performing farms in the region. •Agreement that in 10 years’ time the “average” farmer would continue down a business-as usual- pathway, shifting to a position that reflected the current top 10% of the industry.
  • 20. OK AS FAR AS IT GOES BUT ......... The next generation of tools will require the linking of human behaviour with economic and environmental objectives and the building of stakeholder understanding of the emergent properties, behaviours and unintended consequences of farm systems experiencing multiple drivers required in Steps 4 and 5 of the framework
  • 21. Variables influencing farmer ability to make changes 1 1 100% = Maximum influence 13 100 2 1=farm size 90 80 2=land class 70 3=debt levels 60 12 3 4=labour avail 50 40 5=gender 30 6=knowledge/exp 20 11 4 7=farm goals 10 0 8=sense of place 9=networks 10=biophysical/cli 10 5 mate 11=local economy 12=international 9 6 Series1 13=lifestage Farmer 1 Series2 Farmer 2 Series3 8 7 Farmer 3
  • 22. Transit/ Birth and F/Time Busin/s T/over of Gen C n of socialis/n on farm expans farm respons Transit/n Transit/ Birth and F/Time Busin/s T/over of Busin/s Gen B of Consol/n n of Retire/t socialis/n on farm expans farm expans respons respons Transit/n T/over of Busin/s Gen A Consol/n of Retire/t farm expans respons MODERATE LIMITED HIGH LIMITED MODERATE LIMITED HIGH LIMITED MODERATE Change CHANGE CHANGE CHANGE CHANGE CHANGE CHANGE CHANGE CHANGE CHANGE Farmer life cycle: traditional succession and impacts on change
  • 23. AGENT BASED MODEL FARM DESCRIPTIONS
  • 24. AGENT BASED MODEL FARMER TYPES
  • 25. INSIGHTS ON FRAMEWORK •Need a diversity of world views •Participants expanding their perceptions and the knowledge they will need to take into consideration when strategic planning. •Allows the exploration of multiple pressures simultaneously • It is generic but is anchored in context and place.
  • 26. REFLECTIONS BY THE RESEARCH TEAM •Ability to apply models to systems •Building interdisciplinarity •Developing the ability to have conversations across social and biophysical •Joined up view •Tackling complexity and uncertainty
  • 27. CHARACTERISTICS OF THE TEAM MEMBERS •Abundance mentality (no hoarding) •Connectors •Good discipline science •Confident enough to simplify and bring into a context •Translator •Leadership •Shared goal
  • 28. Thanks to the funder FRST