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doi:10.1093/bjc/azi043                   BRIT. J. CRIMINOL. (2006) 46, 78–96
                                         Advance Access publication 3 May 2005



                    POLICING BEFORE AND AFTER THE POLICE

                The Historical Antecedents of Contemporary Crime Control

                                                      L U C IA Z E D N E R *

The extent and import of changes in contemporary crime control are hotly contested. By setting
these changes in historical perspective, this article challenges claims that we are entering a new era
in policing. Examining the eighteenth-century antecedents of present developments reveals the
explanatory value of historical perspective and the relevance of Enlightenment political theory for
the present governance of policing. Teasing out enduring motifs in crime control suggests that the
symbolic monopoly on policing asserted by the modern criminal justice state may just be a historical
blip in a longer-term pattern of multiple policing providers and markets in security. Loss of this
monopoly only intensifies state responsibility to uphold policing as a public good.


   For well over 100 years, the state has asserted its primary responsibility for policing and
crime control. The institution of the police is synonymous with the modern state and
public policing is one of the defining characteristics of state power. Whether the modern
state’s claim to a monopoly of violence was, in practice, realized through the engine of
the police or was rather a highly effective, though illusory, ideological construction is
open to question. The answer to that question lies at the heart of an important crimino-
logical debate about the extent and nature of contemporary changes in the delivery,
practice and orientation of policing.1 Some interpret these changes as constituting a
radical break with the past. Characteristic is the claim by Bayley and Shearing that ‘[M]
odern democratic countries . . . have reached a watershed in the evolution of their sys-
tems of crime control and law enforcement. Future generations will look back on our era
as a time when one system of policing ended and another took its place’ (Bayley and
Shearing 1996: 585). Others, like Jones and Newburn, doubt the universal applicability of
this transformation. Although they acknowledge that significant shifts have occurred in
public policing and that there has been a substantial expansion in private sector security
services, they argue that criminologists have tended ‘to overstate the novelty and the
“epochal” nature of current trends’ and to overlook continuities with the recent past in
the race to identify new ‘master patterns’ ( Jones and Newburn 2002: 130).
   This paper enters the fray by suggesting an alternate reading that takes issue with the
positions represented respectively by Bayley and Shearing2 and by Jones and Newburn.

   * Corpus Christi College, University of Oxford, Oxford OX1 4JF, UK; email: lucia.zedner@law.ox.ac.uk. I am grateful to Nicola
Lacey, Ian Loader, Tim Newburn, Pat O’Malley, Clifford Shearing, Alison Wakefield, the two anonymous BJC reviewers and partici-
pants at the British Society of Criminology meeting at the London School of Economics for their most helpful comments and sugges-
tions. Thanks are also due to the British Academy, whose award of a two-year Research Readership made possible the writing of this
article.
   1
     The literature is too extensive to cite here; important examples include: Ericson and Haggerty 1997; Garland 2001; Johnston
1999; Braithwaite 2000a; Shearing 2001.
   2
     In another article, Shearing does identify what he terms ‘an emerging “neo-feudalism” ’. However, he uses this term not to draw
parallels with an earlier era but ‘in a limited sense to draw attention to the emergence of domains of mass private property that are
“gated” in various ways’ (Shearing 2001: 211).

                                                                78
© The Author 2005. Published by Oxford University Press on behalf of the Centre for Crime and Justice Studies (ISTD).
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POLICING BEFORE AND AFTER THE POLICE


It identifies significant discontinuities between the modern criminal justice state
and that which is now emerging. But rather than present the emergent trends as
betokening the arrival of a new system of policing, it suggests that they are better
seen as displaying significant links with an earlier era before ‘the police’ in the sense
that we have come to use the term. It explores the possibility that current develop-
ments recall the historical process whereby state responsibility for crime control
grew out of individual responsibility, communal self-help and private provision. In
so doing, it contends that contemporary trends in policing signify less a departure
from historical practice than those who proclaim the arrival of a new epoch
acknowledge.
   Although most commentators overlook these historic parallels, there a few notable
exceptions. Spitzer and Scull observed of the early re-emergence of private policing
‘what is perhaps most intriguing about this movement toward privatization is the way it
parallels the rise of policing for profit in earlier historical periods’ (Spitzer and Scull
1977: 19). And, of more recent shifts, Stenson has suggested that ‘It is not altogether
fanciful to draw some parallels with police science theorists of the seventeenth and
eighteenth centuries’ (Stenson 2001: 107). In what follows, I build on this suggestion to
sketch out some significant similarities between the eighteenth century and the present
day in the concepts, structures and practices of policing. My purpose for so doing is as a
necessary historical precursor to the larger question of how best we regulate policing in
an era ‘after the police’.

                                  Identifying Discontinuities
In so far as tracing master patterns and identifying paradigm shifts in policing is akin to
writing the academic equivalent of tabloid headlines, the value of this kind of criminology
is questionable. Reflecting on parallel academic controversies about whether contem-
porary penal policy can best be explained by reference to the onset of late modernity,
the death throes of modernity, or the advent of post-modernity (Lucken 1998; Pratt
2000; Miller 2001; Garland 2001), Sparks astutely observes such debate ‘is messy and
potentially disorientates us further’ (Sparks 1997). And yet, as an erstwhile historian,
there does seem to be potential explanatory value in trying to distinguish between con-
tinuities and discontinuities.
   Periodization is a tool by which historians divide up the past. By detailed historical
comparison, they seek to identify points of rupture at which discontinuities outweigh
continuities in sufficient measure to make it possible to say that one period has ended
and another begun. Their purpose is not principally to make grand claims about ‘the
end of an era’ or ‘the opening of a new epoch’ (though it is often upon such claims that
reputations are made and lost). Rather, the historian’s interest is analytical. In the activ-
ity of distinguishing required by periodization lies the possibility of discerning the defin-
ing characteristics and qualities that permit generalization and, thereby, the
explanation of historical change. As Carr observed: ‘The division of history into periods
is not a fact, but a necessary hypothesis or tool of thought, valid in so far as it is illumi-
nating, and dependent for its validity on interpretation’ (Carr 1977: 60). Periodization
allows us to explore whether and to what degree the criminal justice state stands
unscathed by changes now occurring by enabling us to interpret the nature and import
of those changes.
                                              79
ZEDNER


                               The Bases of Normative Enquiry
An important motivation for this line of enquiry is that contemporary changes in crime
control raise important ethical and political issues. Although considerable sociological
attention has been paid to changes in policing, less has been directed to the normative
questions that arise directly from them (though see Loader 1997; Loader and Walker
2001; von Hirsch et al. 2000; Zedner 2003b). These questions include: Who ought to
have responsibility for policing? What ethical issues arise where policing is pursued by
agents outside the criminal justice state? What are the political ramifications of changes
in the orientation and goals of the state police? What is the nature of the goods pur-
sued respectively by public and private police? Is policing an irredeemably public good
and, if so, how best can it be protected? As delivery of policing shifts increasingly into
private hands, do we need a new language to talk about what is on offer, to whom, and
at what cost? And finally, it is plausible that private providers can fulfil the larger pur-
poses of policing? Answers to these questions depend not least upon our conception of
the good society and the proper role of policing within it.
   In tackling these questions, we need not only some measure of the changes taking
place, their scope and their ramifications; we also need to identify fitting intellectual
resources with which to furnish apposite answers. If current changes connote the
arrival of a new epoch, they may require new intellectual tools. If, on the other hand,
they are, in significant respects, continuous with an earlier period, might the theoreti-
cal writings of that era furnish insights relevant to the present day? If it is the case that
there are significant parallels between eighteenth- and twenty-first-century modes of
crime control, perhaps Hudson is right to argue that we need to balance the ‘analysis of
the strengthening and deepening penetration of governance in the name of providing
security, with the Enlightenment elaboration of theories of justice and boundaries of
legitimate authority which . . . set limits to governance’ (Hudson 2001: 146). Enlighten-
ment political philosophy begins to look like a potentially fertile intellectual resource,
and not just because this was a period of sophisticated political thought about the
nature and role of the state. It also provides insights from a time when responsibility for
security was distributed among state, local, communal and private bodies in a manner
that, though it certainly does not exactly mirror today, offers suggestive analogies.
   The relationship between normative theory and explanatory enquiry is an enor-
mously complex one that we cannot explore adequately here (see, e.g. Wagner 1994;
Braithwaite 2000b; Bauman 1992: Chapters 1 and 5). Although it would not do to postpone
the normative project until the explanatory issues are settled, without some contextual-
ized analysis, normative theorizing risks creating utopias that are impossible to realize
in practice. As Lacey observes: ‘In normative philosophy, the temptations of elaborate
and elegant theory-construction, of the development of beautiful utopian visions, pro-
vide a substantial incentive to ignore inconvenient obstacles thrown up by the recalci-
trant empirical world’ (Lacey forthcoming). Given that it is unrealistic to expect
philosophers to tool up as sociologists and vice versa, one possible shortcut is to revisit
philosophical literature from a period with at least some empirical resemblances to
present-day developments in the hope that Enlightenment thought might throw light
upon them.
   There has, of course, been considerable interest in eighteenth-century writings on
the birth of the modern police (Emsley 1983; 1996; Rawlings 2003). Reiner provides an

                                             80
POLICING BEFORE AND AFTER THE POLICE


excellent overview of the main schools or ‘orthodox’ and ‘revisionist’ histories of police
formation, before going on to suggest a more nuanced, synthetic account of his own
(Reiner 2000: Chapter 1). There has also been interest in the formulations of various
Enlightenment thinkers for a new science of the police (Kneymeyer 1980) and, more
recently, on the preventive turn of some Enlightenment writings, notably Colquhoun
on policing as prevention (McMullen 1998). But most enquiries have concerned the
manner in which this literature prefigured the development of the modern professional
police rather than Enlightenment thought on policing per se. If I do not share entirely
Dahrendorf’s self-identification (in the introduction to his 1985 Hamlyn lectures on
‘Law and Order’) as ‘an unreconstructed eighteenth century liberal’ (Dahrendorf
1985: xi), I also see more mileage in classical accounts of liberalism than many contem-
porary commentators are minded to admit.

                                                  Notes on Nomenclature
First, in the interests of clarity, a few notes on nomenclature. What does it mean to talk
of ‘Policing before and after the Police’? By ‘the police’, I refer to constables in the
employ of the state, whose task it is to deliver up criminals to the criminal justice system.
This crude oversimplification does damage to the variety of the police and the consid-
erable complexity of their role but it does capture the indissoluble relationship
between the police and the modern state. The state’s claim to sovereignty over crime
control has already been exposed as more myth than unproblematic reality (Garland
1996). And, yet, the publicly employed officers of the state police have been generally
regarded as synonymous with the modern criminal justice state. It now appears increas-
ingly possible that this model of the police may come to be seen as a historical blip in
a more enduring schema of policing as an array of activities undertaken by multiple
private and public agencies, and individual and communal endeavours. In the longer
term, that archetypal modern state venture—the criminal justice system—may itself be
regarded as a historical anomaly. To this extent, to speak of ‘the police’ looks increas-
ingly like a reference to a distinct historical period, with particular characteristics, prac-
tices, orientations, values and goals. And even this may be less a reference to any
empirical reality than to an ideological construct (which itself belied the variegated
sources of social control persisting even at the height of the criminal justice state).
   By ‘before and after the police’, I clearly do not mean that the state police are no
more. At a time when police numbers have reached an all-time high and are increasing
at the rate of around 6,000 every year,3 it would take an act of wilful blindness to deny
their existence and continuing importance. That said, changes on the margins and out-
side the state make it increasingly problematic to think of the police and what they do
as the sole preserve of a single force. Of course, even at the height of the criminal jus-
tice state, the police were never entirely alone.4 Preventing crime, maintaining social
order and even apprehending offenders were tasks shared by private citizens, commu-
nities and private security agents (private detectives, door personnel, in-house security
operatives and so on). Private entrepreneurs continued to ply their trade alongside and
sometimes in partnership with the officially dominant state agents of crime control.

 3
     Source: Travis (2004).
 4
     By the 1960s, public police were already outnumbered by private security employees. Source: Jones and Newburn (2002: 133–4).

                                                               81
ZEDNER


Informal and voluntary agents of social control also played an important part in order
maintenance and low-level crime control. And, yet, the symbolic (if not numerical)
dominance of the police since their formation was an emblematic expression of state
authority and important justification for the very being of the modern state.
   None of this is any longer true. The police, at first grudgingly and later with growing
realism, if no little hostility, have conceded that they no longer walk alone. Senior
police officers have moved from denigrating their emergent commercial rivals to
acknowledging that limits to their own capacity create spaces in which commercial
policing inevitably flourishes. Despite their continuing ambivalence, the police have
recognized that private security providers help to meet public and corporate demands
for protection not readily satisfied under conditions of fiscal restraint.5 This reluctant
acknowledgement is evidenced by the fact that police chiefs talk openly about the
‘extended policing family’, ‘light blue policing’, pluralism and partnerships or, more
bitterly, of the ‘Balkanization’ of policing. It is no longer unknown for police chiefs to
ask the previously unthinkable question: ‘Why should the police service retain its
monopoly over policing?’6 The tens of thousands of private security personnel who
now outnumber the police in several Western nations do not replace them (far from it)
but render them but one agency among many. In short, to the extent that it no longer
makes sense to talk of ‘the police’, we might be said to have entered an era ‘after the
police’. Whether it was ever legitimate to talk of the police singular is, as we have
observed, doubtful. Accordingly, it may be that the significant shift lies in the loss of
their previously privileged position of symbolic dominance rather than in structural
change per se.
   Finally, what should we understand by ‘policing’? Whilst it has served us well, the
concept of policing as a state activity is now becoming an intellectual straitjacket. It hin-
ders us from developing concepts apposite to the more diverse, complex sources of
security that are rapidly replacing the police (Johnston 1992; Jones and Newburn
1998). Jones and Newburn have formulated an excellent definition of policing as an
activity that has been widely adopted. In brief, it pertains to ‘those organized forms of
order-maintenance, peacekeeping, rule or law enforcement, crime investigation and
prevention and other forms of investigation and information-brokering’ ( Jones and
Newburn 1998: 18). But if our primary interest is normative, then a descriptive account
of policing as an activity may be less useful than a theoretical conception that identifies
the goods that policing seeks to secure and protect.
   The concept of policing long predates the activities of state officers. In continental
Europe, historically, it had much broader connotations related to ideas of good govern-
ment. In the German tradition, for example, the concept of Polizei combined three dis-
tinct notions: that of the condition of order in the community or the prerequisites to
good order; that of laws whose object was the establishment and maintenance of good
order; and, finally, a more narrowly defined meaning of the contents of specific rules
or legislation pertaining to ‘police matters’ or the regulation of conduct tending to
disorder. To these early concepts of Polizei joined a theological literature of Polizei: ‘the
order of estates’ or the necessary foundations for a well regulated community

  5
   Quite apart from providing lucrative employment for retiring police officers (Johnston 2003: 202).
  6
   A landmark speech given by Sir Ian Blair, Deputy Commissioner of the Metropolitan Police, in 1998 was entitled ‘Where do the
Police fit into Policing?’. See also Childs (2001), cited in Johnston (2003: 199).

                                                             82
POLICING BEFORE AND AFTER THE POLICE


(Kneymeyer 1980: 179). Even more germane to our task is the emergence in the eight-
eenth century of Polizeiwissenschaft, concerned not only with analysing the condition of
communal order but also the means to be deployed in order to achieve this condition.
Polizeiwissenschaft thus combined both descriptions of order and debates about the
practical means and institutions necessary to its realization. Always bearing in mind the
very different historical development of policing in continental Europe and in Britain,
it may be this more expansive definition best furnishes foundations for reflecting not
only upon what policing is but what it ought to be.

                                               Some Historical Juxtapositions
In what follows, I subject claims that we are entering a new era in policing to critical
scrutiny by revealing many current developments to be far from new. I do so by the
ruse of historical juxtaposition between these developments and what might be seen as
their eighteenth-century antecedents. Tracing parallels in this way permits us better to
identify what is really new and what is not.

From thief-takers to the global security market
One of the signatory claims of the modern state was its assumption of primary responsi-
bility for crime control and punishment. Central to this claim was the ideological con-
struction of the state’s monopoly of violence through the twin engines of police and
army. This construction was effectively manufactured and maintained in the face of an
altogether more complicated empirical reality. As we have observed, even at the height
of the modern criminal justice state, sources of crime control were more variegated
and dispersed than the claim to a state monopoly acknowledged.
   Today, through the deliberate stimulation of competition, the neo-liberal state has
substantially relinquished its former claim to dominance of policing. It openly accepts
that it is but one node among many. Its responsibility for crime control is supplemented
by the fostering of a multiplicity of providers of policing services who are invited to
cooperate and, increasingly, to compete with one another. Fostering competition is an
inherent facet of neo-liberalism, with its ideological commitment to the creation of a
market society ‘in which the pursuit of private gain becomes the dominant organizing
principle of social and economic life’ (Currie 1997: 147).
   These re-emerging markets in policing exhibit certain similarities with those that
flourished prior to the formation of the police. Then, as McMullen observes, ‘the market
for private gain in crime control was extensive, innovative, and elastic. It was driven by
the provision of rewards, immunities, and exemptions’ (McMullen 1996: 89; 1998: 99).
Thief-takers and paid watchmen policed not out of public spirit, but for personal gain.
Private informal means of dealing with offenders were both common and, in cases
where the public interest was not great, condoned by magistrates. Payment of rewards
was widely practised, despite legislation making it a capital offence to take a reward for
the return of stolen goods and imposing a £50 fine for advertising such a reward.7 It
was rightly feared that paying rewards to thief-takers encouraged crime rather than pre-
venting it. Since thief-takers commonly paid indigents to thieve in order to claim the

 7
     Legislation of 1717 and 1752, respectively, cited in Beattie (1986: 39).

                                                                  83
ZEDNER


reward for the apprehension of the stolen goods, systems of rewards exacerbated the
very problem they were supposed to solve (Dodsworth 2004: 207). In some areas, thief-
takers enjoyed a virtual monopoly of policing, protected by their clients and effectively
licensed by the manipulation of pardons and rewards to determine which thieves
enjoyed immunity and which did not. Such was their power that Rock observes ‘they
appeared to engage in the business of wholesale crime-farming, carefully reaping the
profits from cultivated areas of rule breaking’ (Rock 1983: 214). It is perhaps surprising
then that in their early proposals for the development of a so-called ‘monied police’,
writers like Fielding promoted ‘real and useful thief-takers’ who, following the model
of their mercenary forebears, would take profits from rewards and privately paid fees
(McMullen 1998: 103).
   The eighteenth-century market in policing was extensive. It reached well beyond the
thief-takers and the monied police to include turnpike keepers, pawnbrokers and inn-
keepers in a complex of policing relations that anticipated the dispersed ‘security net-
works’ that increasingly characterize today’s provision. Rock’s observation that ‘justice
came to resemble a market place in which an elaborate trading economy developed’
(Rock 1983: 203) prefigures similar observations made about the more recent rise (or
re-emergence) of market societies (Taylor 1999). Today, policing is again the acknowl-
edged task of clusters of public, communal and private ventures. The most salient dif-
ference is that whereas pre-industrial markets were small and localized, today’s markets
are global and, at the top end, dominated by multinational conglomerates. Vast private
security companies seek to exploit market opportunities, expand turnover and maxi-
mize returns to their shareholders (South 1988; Johnston 1992). Though the scale is
different, the centrality of the profit motive remains.

From classical economics to rational choice theory
In large part, the present re-emergence of a market in crime control arises from neo-
liberal political thought and from the growing dominance of economic analysis of crime
and crime control. Instead of regarding crime as aberrant—the product of pathology,
delinquency or deviancy—economic analysis re-conceives crime as ‘a routine activity’—
the result of ‘opportunity’ (Clarke 1995: 91), and an ineradicable ‘fact of everyday life’
(Felson 2002: Chapter 11) whose costs can be calculated and risks minimized. The impact
of rational choice theory, in particular, has been described as ‘nothing short of the
invasion of economic man . . . the ultimate imperialist assault of economics on sociology—
the subordination of homo sociologicus to homo economicus’ (Baert 1998: 154). Curiously,
whilst economic analysis has made enormous inroads into academic thought in neigh-
bouring social science disciplines, legal and criminological scholarship in Britain at
least (things look very different in America)8 has been far slower to acknowledge the
degree to which economic thinking drives modern policy making, including crime control.
   Modern economic analysis of crime arguably has more commonality with the
eighteenth-century Weltanschauung than with either nineteenth-century positivist accounts
of crime as the product of degeneracy or pathology, or twentieth-century diagnoses of
delinquency as open to treatment and reform. Although it is undoubtedly more subtle

  8
    Perhaps because, in America, law is studied as a second degree, far more people reach legal studies with a background in
economics.

                                                            84
POLICING BEFORE AND AFTER THE POLICE


and sophisticated, modern economic analysis recalls the classical economic thought
of eighteenth-century political economists. And its implications for policy making
have clear antecedents in Benthamism, itself based upon the economic logic of utility
maximization.
   Reading Home Office policy papers, like the highly influential position paper by
Clarke and Felson, ‘Opportunity Makes the Thief’ (Felson and Clarke 1998), it is hard
to resist drawing parallels with the works of eighteenth-century social commentators.
That paper de-dramatizes crime and presents it as a routine activity, carried out by
ordinary individuals exposed to everyday criminogenic situations. It explains rises in
crime less by reference to changes in demography, social structure or socialization
processes, and instead by reference to the multiplication of opportunity. No wonder
then that when eighteenth-century writings evince an acceptance of the normality of
crime as an ineradicable accompaniment of urban life, it sounds surprisingly modern to
our ears. Take, for example, the observation by William Paley that the growth of English
cities ‘multiply crimes by presenting easier opportunities and more incentive to liber-
tinism . . . by collecting thieves and robbers into the same neighbourhood, which ena-
bles them to form communications and confederacies; but principally by the refuge
they afford to villainy, in means of concealment, and of subsisting in secrecy which
crowded towns supply to men of every description’ (quoted in Philips 1980). Colquhoun,
Chadwick and others likewise dismissed diagnoses of crime as pathological or the result
of socio-economic disadvantage, suggesting that it arose primarily from growing oppor-
tunities to secure property without the effort of labour. A common focus of concern
was the moored ships, with their temptingly stacked cargoes, that lined the River
Thames in London, which, by their mere presence, were said to invite systematic plun-
der by river workers. It may not be too far-fetched to see the building of the West India
Docks as an early experiment in situational crime prevention.

From social prophylaxis to situational crime prevention
One of the most important effects of modern economic analysis is to foster a prospec-
tive re-orientation towards actuarial calculation and risk reduction. In so doing, it shifts
focus away from the retrospective workings of the criminal process, trial and punish-
ment, and towards the physical environments and opportunity structures in which
crime is committed. The criminal justice process becomes but one tool in an array of
preventive activities undertaken by the community, local authorities and private enter-
prise. State policing clearly remains important but, in significant respects, it too is
moving outside the norms and conventions of the criminal justice process. Whereas
crime prevention was somewhat marginal to the working of the criminal justice state,
the new prospective orientations render prevention central.
   Again, illuminating parallels can be drawn with the eighteenth century. Eighteenth-
century policing experts regarded prevention as more important than the retrospective
functions of arrest, detention and prosecution that later came to characterize modern
policing. The vocabularies of ‘preventive justice’, of ‘social prophylaxis’ and of the ‘pre-
ventive police’ (Chadwick 1829) underscore the degree to which prevention was pre-
ferred over prosecution. Henry Fielding, for example, insisted ‘it is better to prevent
even one man from being a rogue than apprehending and bringing forty to justice’
(cited in McMullen 1998: 102). Blackstone observed ‘Preventive justice is upon every
                                               85
ZEDNER


principle of reason, of humanity, and of sound policy, preferable in all respects to pun-
ishing justice’.9 And Colquhoun has been widely acknowledged by criminologists as the
seminal architect of crime prevention as a direct alternative to the formation of a
unitary state police (Radzinowicz 1956: Chapter 10; Reiner 1988: 142–3; Garland 2001:
31–2). His preferred response was shared responsibility, informal surveillance and the
avoidance of criminal opportunities. An interesting question here is why this notion
of the preventive police was eclipsed by the Peelian professional force to become what
Garland calls the ‘path not taken’ (Garland 2001: 31–2).
   Colquhoun also drew up several extensive inventories of the ‘dangerous classes’ and
a ‘catalogue of Human Depravity’10 that eerily anticipate modern statistical forms and
offender registers. The considerable reliance he placed on these inventories of aggre-
gate suspect populations evokes what Feeley and Simon (perhaps erroneously, as it turns
out) term the ‘New Penology’: ‘ . . . it is actuarial. It is concerned with techniques for
identifying, classifying and managing groups assorted by levels of dangerous’ (Feeley
and Simon 1992; 1994: 173). Modern actuarial techniques, like their eighteenth-
century forebears, rely upon systematized techniques of statistical profiling to identify
and manage putative risks. The sophistication of modem statistical techniques, the power
of computational technologies and information networks is, of course, beyond eight-
eenth-century imagining but the basic logic is not dissimilar.

Pre- and post-Keynesian prudentialism
Another important aspect of the increasingly prospective orientation of present-day
policing is that instead of being managed collectively by social institutions, risks
become the subject of ‘Post-Keynesian Prudentialism’ or the logic of private insurance
(Stenson 1996: 109). Insurance companies can be seen as prime movers in many key
aspects of change, not least the expansion of the private security industry (Ericson et al.
2000; 2003). They provide incentives for investment in security measures through
reductions in insurance premiums; they require corporate and private clients to pur-
chase security equipment and services; and provide advice, propose service providers,
police take-up and monitor quality of installations.11 The insurance industry has
acquired this extraordinary power in part because the state has increasingly relin-
quished its role as underwriter of the hazards of modern life. An important political
assumption of the criminal justice state was that risks should be spread and that social
insurance was the most effective means of ensuring that those least able to bear the
burdens of loss would receive some measure of public protection from them.12 Faced
with the spiraling costs of social insurance, the state now promotes personal responsi-
bility and private insurance (O’Malley 1992). One reason why it has been forced to
retreat in this way is that by setting crime as a central platform of their political man-
date, successive governments created for themselves a fiscal and political black hole.
Whereas in the heyday of the criminal justice state it was assumed that taxation would

  9
    Blackstone, W., Commentaries of the Laws of England, cited in Radzinowicz (1956: 418).
  10
     For example, Colquhoun Treatise on Indigence, Treatise on the Police of the Metropolis etc., cited in ibid. pp. 239–40.
  11
     For example, subscribers to private alarm centres in the Netherlands grew 1100% in the 15 years to 1998 (van Dijk and de
Waard 2001).
  12
     Hence, for example, the establishment of the state-funded Criminal Injuries Compensation Scheme in 1964 to provide limited
recompense to victims of violent crime.

                                                             86
POLICING BEFORE AND AFTER THE POLICE


provide a sufficient base to fund policing, increasing recognition of the limits to state
resources and the political costs of so burdening the taxpayer, in tandem with a pro-
tracted period of conservative political dominance, fostered an eagerness to see others
share the burden of these responsibilities.
   Fiscal restraint is a political value that was also central to eighteenth-century notions
of good government, with its strong emphasis on economic independence and individ-
ual self-reliance. Adam Smith, for example, insisted ‘it is not so much the regulations of
the police which preserves the security of a nation as the custom of having in it as few
servants and dependents as possible. Nothing tends so much to corrupt and enervate
and debase the mind as dependency, and nothing gives such noble and generous
notions of probity as freedom and independency. Commerce is one great preventive of
this custom’ (Smith 1978: 333). Of course, here, the parallels have already been more
explicitly made. The reliance of the Conservative governments of the 1980s and
1990s upon the policy papers of the Adam Smith Institute paid a direct tribute to the
eighteenth-century progenitor of fiscal restraint and laissez faire in domestic policy. This
said, despite a strong political commitment to economy, it is an interesting paradox
that state expenditure on policing has continued to grow considerably and in marked
excess of other areas of state provision.13 Perhaps the stronger parallel, then, is a deep
suspicion of the state and an assumption that minimalism is to be preferred over ‘exces-
sive’ government.

From the spirit of self-help to responsibilization
Changes in policing have important ramifications for the relationship between citizen
and state. Whereas for the period of the criminal justice state, citizens were asked to
have faith in state provision and effectively to cede protection to official hands, prevent-
ing crime is yet again said to be a matter of individual, communal and corporate respon-
sibility. Successive governments have sought to promote active public cooperation with
the formal agencies of crime control. These campaigns invite public participation in
activities once reserved to the police: ‘walking with a purpose’, neighbourhood watch,
citizens’ patrols and community safety initiatives, and, more recently, the disciplinary
role imposed upon the families of those subject to curfew or anti-social behaviour
orders. Described as ‘responsibilization’ strategies, they are commonly understood as
means of deflecting former state obligations onto private citizens (though they can also
be read as corporatist moves to bring them under state control). This shift from the
citizen as passive beneficiary of state provision to responsible subject and active partici-
pant in policing is nowhere more evident than in respect of victims of crime. Once
marginalized as the ‘forgotten actors’ in the criminal justice process whose role or pres-
ence did not extend beyond providing information or serving as prosecution witnesses
in court, victims are increasingly invited, even pressed, into service to write victim state-
ments or participate in restorative justice conferences.
   In the burdens today thrown upon citizens, one can perceive important parallels
with those extant before the formation of the modern police. ‘Responsibilization’ has a

  13
     Expenditure on policing rose by 50 per cent in the decade following the election of Thatcher in 1979. Source: Johnston (1999: 135).
The Conservatives saw nothing paradoxical about this and explicitly stated in their 1979 election manifesto that they intended to
spend more on law and order as they economized elsewhere.

                                                                  87
ZEDNER


more elegantly named forebear in ‘the spirit of self-help’ (Radzinowicz 1956: 100–3).
Self-help was an all-important value at a time when the use of the army to keep the
peace was deeply suspect and a professional police yet a distant prospect. It was widely
accepted that citizens had a duty to take action to protect themselves and their families
by voluntarily coming together in informal networks and bands of mutual protection.
As Rock has observed: ‘throughout the eighteenth century, the state depended on pri-
vate self-interest as its cardinal means of exerting control. People were methodically
bribed, exhorted and coerced to transform themselves into agents of the state’ (Rock 1983:
201). Institutions like the ancient ‘hue and cry’, still in existence in the mid-eighteenth
century, required the men of a Hundred to go in pursuit of a felon once a constable
raised the alarm. The office of constable was unpaid and filled in turn on a voluntary
basis for one year by members of the community. The Posse Comitatus, another ancient
institution, gave the sheriff of a county the power to summon every person above
15 years old and under the degree of a peer to attend under pain of fine and imprison-
ment if they did not render their services. Evidence from court cases is that public help
in apprehending offenders was commonly expected and given (Beattie 1986: 36).
   In the second half of the eighteenth century, however, existing public-spirited, infor-
mal and voluntary systems of social control worked less effectively in the growing towns
and cities where large populations and greater mobility meant that social relations
were more loosely articulated. Those unwilling to take on the burdensome unpaid
office of constable paid deputies to serve in their place. To supplement their incomes,
these deputies sold protective and investigative services and, in so doing, turned a vol-
untary civic duty into a profitable trade (Reynolds 1998). Likewise, magistrates often
accepted that office not out of a sense of duty, but because considerable profits were to
be had from selling their services. According to Hay and Snyder, some ‘were in effect
the security directors of important private interests’, for which claim they give the fol-
lowing example: ‘the great engineering firm of Boulton and Watt near Birmingham
dealt regularly with a few magistrates, who agreed to such convenient expedients as
whipping thieving employees at the factory itself, (Hay and Snyder 1989: 19). As in this
case, protecting the profits of the manufacturers took priority over ensuring that justice
was seen to be done. Many magistrates, or ‘trading justices’ as they were scornfully
known, were, to some degree, corrupt and it was financial gain not justice that moti-
vated their service (Paley 1989: 100). In all these developments, one can identify a com-
modification of justice that has distinct parallels with that occurring in the wider field
of security today (Loader 1999; Zedner 2003a).

From prosecution associations to the clubbing of security
In the later eighteenth century, more formal systems of association came to replace
existing informal communal efforts. As the financial burden of prosecution was a
serious disincentive to bringing offenders to trial, it became common for propertied
men to manufacture a form of mutual insurance by joining together to share costs of
catching and prosecuting offenders (Shubert 1981; Hay and Snyder 1989: 26; King
2000: 53–7). Prosecution associations and felons associations, as they were variously
known, bypassed the parish constable to take the prosecution of offenders into their own
hands. The first documented felons association was formed at Bretherton in Lancashire
in 1744, when 21 people who described themselves as ‘landlords or inhabitants’ contracted
                                                88
POLICING BEFORE AND AFTER THE POLICE


for a period of 21 years to share the costs of prosecuting offenders.14 Such was their
popularity that over the course of the second half of the eighteenth century, hundreds
of such associations were formed in villages, parishes and towns across Britain.
   Prosecution associations were generally devoted to protecting the interests of their
own members alone, with rival felons associations sometimes forming in the same
town. As one historian observes, there was a ‘general lack of co-operation among felons
associations . . . with each association tending its own garden and showing no interest
in fighting crime generally’ (Shubert 1981: 29). Small prosecution associations prolifer-
ated, particularly in the 1780s, when it was thought that crime was being encouraged by
the uncertainty of prosecution. Unusually, in Mortlake, Surrey, in 1784, 45 residents of
the parish pledged total annual contributions of more than £500 to pay rewards for
evidence, whether the theft was from a member of the association or not, and to pay
costs of victims of theft too poor to pay for prosecution themselves (Beattie 1986: 49).
More typically, associations undertook to offer rewards only in respect of crimes
against members and to pay the difference between the costs of prosecution and any
compensation awarded by the courts. That the protection offered by membership of
these associations was, at the time, regarded as an ‘expression of the “clubbability” of
Englishmen so noted by foreigners’ (Hay and Snyder 1989: 27) anticipates the present
transformation of security into what economists term a ‘club good’, namely ‘one that
remains collectively available to members of the “club” but where non-members’ per-
manent access to the good can be wholly or partially denied, controlled or charged’
(Hope 2000: 86).
   Private prosecution associations relied upon an acceptance of communal responsi-
bility and the fostering of bonds of mutuality. They were an important means of assist-
ing their members in apprehending and prosecuting offenders; recovering stolen
goods; gaining reimbursement if they had to bear the burden of prosecution; and also
of providing conviviality and association (King 2000: 53–7). Some joined in the belief
that merely having their name publicized on an association’s membership list provided
protection, since offenders would prefer to steal from non-members (King 2000: 56).
The signalling and displacement effects of membership are not unlike those associated
with membership of neighbourhood watch associations today. Like present-day com-
munal and private security ventures, eighteenth-century prosecution associations were
designed to supplement the existing statutory system rather than replace it and may
have had the effect of bringing more cases into the system. Indeed, there is evidence to
suggest that those areas with active associations tended to create formal police forces
earlier than those without. Although these private associations grew out of dissatisfac-
tion with existing public provision, they served also to foster its growth and found no
difficulty in cooperating with the newly formed public police forces.

                     The Demand for Protection, Entrepreneurs, and the Role of the State
Generalized insecurity and mounting demands for protection are also common features
of both periods. In both, larger political and socio-economic anxieties coalesce around
and are articulated through expressions of fear of crime. As Bauman observes of the
present day: ‘ . . . genuine problems of insecurity and uncertainty have condensed into

 14
      Interestingly, the costs were shared in proportion to the rates charged on their lands for poor relief (Shubert 1981: 26).

                                                                  89
ZEDNER


the anxiety about safety’ (Bauman 1998: 117). In the late eighteenth century, the sense
of the ungovernability of urban society became all the more strongly felt in the after-
math of the Gordon Riots that shook London in 1780. In the face of the palpable failure
of government, the need for self-help was pressing. As the legal theorist, Sir Samuel
Romilly, observed: ‘ . . . it had become necessary for every man to trust to himself for his
security’ (cited in Radzinowicz 1956: 100). As a result, several ‘Voluntary Associations for
Defence’ were formed, which went beyond merely funding prosecution to undertake
detection and apprehension functions. For example, inhabitants in the Billingsgate
Ward in London joined together to form a voluntary defence association ‘for the Pro-
tection of their Neighbours’ and their own Property, by the Exertion of every effectual
legal Method in the Assistance of the Civil Power, for the Preservation of the Public
Peace of this City’ (Radzinowicz 1956: 101). Although these self-help initiatives arose in
a very different environment from that which pertains today, certain parallels with the
present may be drawn. Members of voluntary initiatives tend to be propertied, articu-
late, able to mobilize themselves, and ready to defend their interests. Those with greatest
need of protection are often least able to muster the necessary resources, most likely to
be excluded from communal initiatives and, hence, to suffer the displacement effects
of not being so protected (Hope 2000).
    Whereas, at least in its heyday, state policing tended to assume that its dominance
relied upon the suppression of private initiative, the rapid post-war growth of the volun-
tary and private sectors has proven by no means inconsistent with the expansion of
state crime control. The activities of communal and private entrepreneurs tend to stim-
ulate demand for new forms of social control and, paradoxically, to fuel state activity so
that, as Feeley observes, although ‘privatization is promoted as a way of reducing the scope
of government activities, yet privatized penal policies have had precisely the opposite
effect. When successful, private efforts have increased not decreased the reach of gov-
ernment. In the long run they have expanded, not contracted public social control’
(Feeley 2002: 322). This perhaps unexpected consequence arises from the fact that entre-
preneurial energies foster innovation and, with it, new forms of social control, responsi-
bility for which is, typically, then assumed by the state. Feeley thus shows that, historically,
private entrepreneurship has been ‘the single most important source of innovation’
(Feeley 2002: 324). Many of the central institutions of the modern criminal justice state
arose out of initiatives originally promoted by voluntary associations or private contrac-
tors. As this historical analysis makes clear, those who presently predict the ‘end of the
police’ fail to observe the extent to which the expansion of private security is fomenting a
parallel expansion both in the raw numbers of state police and in the range and scope of
their activities. To the extent that we can talk about ‘policing after the police’, therefore,
it is in the sense that multiple forces—commercial, communal and voluntary15—signify a
material change that lays open to question the symbolic dominance of the state police.

                                                    The Path to Anomia?
Many commentators identify contemporary developments as late or post-modern (e.g.
Reiner 1992; Garland 2001). Others identify reversions to what they term ‘pre-modern
penality’. For example, in the re-emergence of forms of degrading physical labour,

 15
      Or what Crawford et al. describe as the mixed economy of policing (Crawford et al. 2005).

                                                                90
POLICING BEFORE AND AFTER THE POLICE


such as ‘punitive work orders’ introduced in Australia’s Northern Territory, Pratt finds
a direct and disturbing parallel with the ‘wheelbarrow men’, who, in antebellum
United States, ‘ironed and chained, with shaved heads and coarse uniforms lettered to
indicate the crime committed . . . cleaned and repaired the streets of Philadelphia’
(Pratt 2000: 128). For Pratt, such developments signal the more general renewal of
interest in solutions derived from pre-modern penal repertoires. Likewise, the increas-
ing use of imprisonment as a form of custodial warehousing (Simon 1999) has been
said to resemble more closely the pre-Panopticon forebears of the modern prison than
the nineteenth-century ‘reformed penitentiary’ and its successors. Whether or to what
degree the labels pre- or post-modern aid our understanding is debatable, however.
   Tracing master patterns in a bid to make larger epochal claims is sociologically ques-
tionable. Understanding contemporary developments requires a more subtle apprecia-
tion of continuities and discontinuities between past and present. The eighteenth
century—indeed, the past in general—is a different country (Bosworth 2001). It would
not do to overplay its resemblances to the present day or to overlook significant points
of divergence. Modern trends in policing take place in the shadow of the modern state
and in the altered context of increasingly globalized social and economic relations,
mass media and extraordinary technological development—to name just a few of the
more obvious differences. Although the present market in policing, like its eighteenth-
century precursor, is chiefly characterized by small-scale, local concerns,16 there are sig-
nificant outliers in the form of multinational corporations whose size, wealth and
power dwarf anything previously seen. A few are vast conglomerates like Securitas AB,
who employ over 210,000 personnel, and Group4 Falk A/S, who employ over 115,000.
The rapid growth of these global security companies arises from a steady round of take-
overs and mergers that result in corporations, each with enormous turnovers, power
and political clout. Curiously, little attention has yet been paid to their influence on
policing at global, national and local levels.17
   We may be returning to a market in policing but the remarkable bifurcation in the
size and scale of security operations creates a much more differentiated market than
that which pertained two centuries ago. Although an overarching normative frame-
work is highly desirable, it is questionable whether a single regulatory apparatus could
effectively be applied to such divergent operations. For example, large operators enjoy
economies of scale that permit them to bear the burdens of compliance with security
regulations that would likely push smaller operators out of business. It would appear
that the biggest operators positively welcome and encourage regulatory oversight for
precisely this reason.18
   Aside from remarkable increases in the numbers of people employed in the private
security industry, another significant development is the growth of security tech-
nologies including the manufacture, retailing and installation of locks, bolts, bars, alarm
systems, CCTV and other high-tech surveillance equipment. Clearly, the proliferation
of surveillance technologies raises new considerations and yet the implications of these
security technologies for civil liberties, for the differential protection that their purchase

  16
     Jones and Newburn conducted a national survey that suggested that 51 per cent of private security firms employed five or fewer
people; another 37 per cent employed between 5 and 50 people (Jones and Newburn 1998: 80).
  17
     On the limits and inconsistent findings of such research as there is on the private security industry, see Wakefield (2003: Chapter 4).
  18
     An impression endorsed by speeches made by the presidents of large security conglomerates represented at a Law Commission
of Canada conference ‘In Search of Security’, Montreal, February 2003.

                                                                    91
ZEDNER


provides and for the displacement of crime are hardly new. Protecting justice, fairness,
accountability, privacy, freedom and autonomy from the threats posed by the prolifera-
tion of private security technologies may possibly be served by revisiting Enlightenment
elaborations of these fundamental goods.
   To date, criminologists and sociologists have focused their attention on mapping
and explaining contemporary changes in policing. They have been rather less interes-
ted in the political and ethical implications of these changes. Fewer scholars have tried
to develop theoretical resources with which to determine what costs are consequent
upon these changes and how to minimize them.19 Part of the reason may be that, as
Braithwaite has observed: ‘while criminologists take explanatory theory very seriously,
they do not take normative theory seriously at all’ (Braithwaite 2000b: 87). Normative
theory has been long regarded as the province of jurisprudence, moral philosophy and
political theory, with the result that, with the notable exception of penal theory, crimi-
nologists have not tended to regard normative theorizing as lying within their province.
   If it is the case that the modernist project of promoting policing as a public good is
being replaced by something akin to eighteenth-century notions of policing and pro-
tection as club goods or tradable commodities, then worrisome consequences follow.
Although the practice of state policing never fulfilled its collectivist pretensions, it did
profess, at least, to provide a public service available to all. To the extent that it failed to
fulfil this idea, as fail it did, its failing could be measured, criticized and sanctioned.20
Private providers make no such claim but avowedly seek to protect the partisan interests
(whether individual, communal or commercial) of those who pay. No surprise here: it
is central to the logic of market societies that goods be distributed not according to
need, but to the ability of the consumer to buy.
   Most grievously, the freedom of the market so triumphantly promoted by neo-liberalism
has worrisome implications for the maintenance of norms. As Dahrendorf observes:
‘Freedom to choose means almost by definition the absence of normative constraints
on our actions’ (Dahrendorf 1985: 43). If a central function of policing and punish-
ment is the upholding of norms through the authoritative imposition of sanctions on
transgressors,21 then ceding policing to the private sphere raises the spectre of a rapid
descent to Anomia—a state of society best described as the opposite condition to social
order (Dahrendorf 1985: Chapter 1: ‘The Road to Anomia’). When security services
are increasingly provided by private, commercial organizations, as well as communal
and voluntary endeavour, is the reassertion of policing as a public good no more than
an attempt, as Crawford suggests, ‘to try to put the genie back in the bottle (if there
ever was one in the first instance)’?22
   Distinguishing between the delivery of policing services and their governance provides
one way out of this conundrum. With policing increasingly shared amongst individual,
communal and private providers, the state can no longer claim a monopoly over polic-
ing. It can, nonetheless, insist upon its right to delineate and uphold the normative
structures essential both to protect the public interest in policing and to maintain the

  19
     Notable exceptions are Loader (1997), Loader and Walker (2001) and Hudson (2003).
  20
     For example, the Macpherson Enquiry (following the death of black teenager, Stephen Lawrence) infamously condemned the
police for their failure to provide adequate protection to members of ethnic minority communities (Macpherson 1999).
  21
     One does not need to be a fully fledged Durkheimian to accept that these are important functions of the criminal justice state.
See Durkheim (1984) and Lukes and Scull (1983: Chapters 3 and 4).
  22
     Crawford (2003: 162); on policing as a public good, see Loader and Walker (2001).

                                                                92
POLICING BEFORE AND AFTER THE POLICE


ligatures of civil society. Defending policing as a public good accords strongly with the
eighteenth-century neo-classical belief in policing as an integral aspect of civic virtue
and a necessary precondition of liberty. According to this ideal, active engagement in
the maintenance of liberty was a duty laid upon every citizen. Contemporary calls for
‘community engagement’, ‘active civic participation’ and ‘local capacity building’23
might just signal a renaissance of this classical notion of civic virtue.

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STENSON, K. (1996), ‘Communal Security as Government: The British Experience’, in
  W. Hammersicht, ed., Jahrbuch für Rechts- und Kriminalsoziologie. Baden-Baden: Nomos.
                                               95
ZEDNER


———(2001), ‘Reconstructing the Government of Crime’, in G. Pavlich, ed., Rethinking
  Law, Society and Governance: Foucault’s Bequest, 93–108. Oxford: Hart Publishing.
TAYLOR, I. (1999), Crime in Context: A Critical Criminology of Market Societies. Cambridge: Polity
  Press.
TRAVIS, A. (2004), ‘Police Numbers Reach Record’, The Guardian, 3 February.
VAN DIJK, F. and DE WAARD, J. (2001), ‘The Private Security Industry in the Netherlands’, in F.
  Pakes and I. K. McKenzie, eds, Law, Power and Justice in the Netherlands. Westport:
  Greenwood.
VON HIRSCH, A., GARLAND, D. and WAKEFIELD, A., eds (2000), Ethical and Social Perspectives on
  Situational Crime Prevention. Oxford: Hart Publishing.
WAGNER, P. (1994), A Sociology of Modernity: Liberty and Discipline. London: Routledge.
WAKEFIELD, A. (2003), Selling Security: The Private Policing of Public Space. Cullompton, Devon:
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ZEDNER, L. (2003a), ‘The Concept of Security: An Agenda for Comparative Analysis’, Legal
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                                               96

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Zedner- Historical antecedents of contemporary crime control

  • 1. doi:10.1093/bjc/azi043 BRIT. J. CRIMINOL. (2006) 46, 78–96 Advance Access publication 3 May 2005 POLICING BEFORE AND AFTER THE POLICE The Historical Antecedents of Contemporary Crime Control L U C IA Z E D N E R * The extent and import of changes in contemporary crime control are hotly contested. By setting these changes in historical perspective, this article challenges claims that we are entering a new era in policing. Examining the eighteenth-century antecedents of present developments reveals the explanatory value of historical perspective and the relevance of Enlightenment political theory for the present governance of policing. Teasing out enduring motifs in crime control suggests that the symbolic monopoly on policing asserted by the modern criminal justice state may just be a historical blip in a longer-term pattern of multiple policing providers and markets in security. Loss of this monopoly only intensifies state responsibility to uphold policing as a public good. For well over 100 years, the state has asserted its primary responsibility for policing and crime control. The institution of the police is synonymous with the modern state and public policing is one of the defining characteristics of state power. Whether the modern state’s claim to a monopoly of violence was, in practice, realized through the engine of the police or was rather a highly effective, though illusory, ideological construction is open to question. The answer to that question lies at the heart of an important crimino- logical debate about the extent and nature of contemporary changes in the delivery, practice and orientation of policing.1 Some interpret these changes as constituting a radical break with the past. Characteristic is the claim by Bayley and Shearing that ‘[M] odern democratic countries . . . have reached a watershed in the evolution of their sys- tems of crime control and law enforcement. Future generations will look back on our era as a time when one system of policing ended and another took its place’ (Bayley and Shearing 1996: 585). Others, like Jones and Newburn, doubt the universal applicability of this transformation. Although they acknowledge that significant shifts have occurred in public policing and that there has been a substantial expansion in private sector security services, they argue that criminologists have tended ‘to overstate the novelty and the “epochal” nature of current trends’ and to overlook continuities with the recent past in the race to identify new ‘master patterns’ ( Jones and Newburn 2002: 130). This paper enters the fray by suggesting an alternate reading that takes issue with the positions represented respectively by Bayley and Shearing2 and by Jones and Newburn. * Corpus Christi College, University of Oxford, Oxford OX1 4JF, UK; email: lucia.zedner@law.ox.ac.uk. I am grateful to Nicola Lacey, Ian Loader, Tim Newburn, Pat O’Malley, Clifford Shearing, Alison Wakefield, the two anonymous BJC reviewers and partici- pants at the British Society of Criminology meeting at the London School of Economics for their most helpful comments and sugges- tions. Thanks are also due to the British Academy, whose award of a two-year Research Readership made possible the writing of this article. 1 The literature is too extensive to cite here; important examples include: Ericson and Haggerty 1997; Garland 2001; Johnston 1999; Braithwaite 2000a; Shearing 2001. 2 In another article, Shearing does identify what he terms ‘an emerging “neo-feudalism” ’. However, he uses this term not to draw parallels with an earlier era but ‘in a limited sense to draw attention to the emergence of domains of mass private property that are “gated” in various ways’ (Shearing 2001: 211). 78 © The Author 2005. Published by Oxford University Press on behalf of the Centre for Crime and Justice Studies (ISTD). All rights reserved. For permissions, please e-mail: journals.permissions@oupjournals.org
  • 2. POLICING BEFORE AND AFTER THE POLICE It identifies significant discontinuities between the modern criminal justice state and that which is now emerging. But rather than present the emergent trends as betokening the arrival of a new system of policing, it suggests that they are better seen as displaying significant links with an earlier era before ‘the police’ in the sense that we have come to use the term. It explores the possibility that current develop- ments recall the historical process whereby state responsibility for crime control grew out of individual responsibility, communal self-help and private provision. In so doing, it contends that contemporary trends in policing signify less a departure from historical practice than those who proclaim the arrival of a new epoch acknowledge. Although most commentators overlook these historic parallels, there a few notable exceptions. Spitzer and Scull observed of the early re-emergence of private policing ‘what is perhaps most intriguing about this movement toward privatization is the way it parallels the rise of policing for profit in earlier historical periods’ (Spitzer and Scull 1977: 19). And, of more recent shifts, Stenson has suggested that ‘It is not altogether fanciful to draw some parallels with police science theorists of the seventeenth and eighteenth centuries’ (Stenson 2001: 107). In what follows, I build on this suggestion to sketch out some significant similarities between the eighteenth century and the present day in the concepts, structures and practices of policing. My purpose for so doing is as a necessary historical precursor to the larger question of how best we regulate policing in an era ‘after the police’. Identifying Discontinuities In so far as tracing master patterns and identifying paradigm shifts in policing is akin to writing the academic equivalent of tabloid headlines, the value of this kind of criminology is questionable. Reflecting on parallel academic controversies about whether contem- porary penal policy can best be explained by reference to the onset of late modernity, the death throes of modernity, or the advent of post-modernity (Lucken 1998; Pratt 2000; Miller 2001; Garland 2001), Sparks astutely observes such debate ‘is messy and potentially disorientates us further’ (Sparks 1997). And yet, as an erstwhile historian, there does seem to be potential explanatory value in trying to distinguish between con- tinuities and discontinuities. Periodization is a tool by which historians divide up the past. By detailed historical comparison, they seek to identify points of rupture at which discontinuities outweigh continuities in sufficient measure to make it possible to say that one period has ended and another begun. Their purpose is not principally to make grand claims about ‘the end of an era’ or ‘the opening of a new epoch’ (though it is often upon such claims that reputations are made and lost). Rather, the historian’s interest is analytical. In the activ- ity of distinguishing required by periodization lies the possibility of discerning the defin- ing characteristics and qualities that permit generalization and, thereby, the explanation of historical change. As Carr observed: ‘The division of history into periods is not a fact, but a necessary hypothesis or tool of thought, valid in so far as it is illumi- nating, and dependent for its validity on interpretation’ (Carr 1977: 60). Periodization allows us to explore whether and to what degree the criminal justice state stands unscathed by changes now occurring by enabling us to interpret the nature and import of those changes. 79
  • 3. ZEDNER The Bases of Normative Enquiry An important motivation for this line of enquiry is that contemporary changes in crime control raise important ethical and political issues. Although considerable sociological attention has been paid to changes in policing, less has been directed to the normative questions that arise directly from them (though see Loader 1997; Loader and Walker 2001; von Hirsch et al. 2000; Zedner 2003b). These questions include: Who ought to have responsibility for policing? What ethical issues arise where policing is pursued by agents outside the criminal justice state? What are the political ramifications of changes in the orientation and goals of the state police? What is the nature of the goods pur- sued respectively by public and private police? Is policing an irredeemably public good and, if so, how best can it be protected? As delivery of policing shifts increasingly into private hands, do we need a new language to talk about what is on offer, to whom, and at what cost? And finally, it is plausible that private providers can fulfil the larger pur- poses of policing? Answers to these questions depend not least upon our conception of the good society and the proper role of policing within it. In tackling these questions, we need not only some measure of the changes taking place, their scope and their ramifications; we also need to identify fitting intellectual resources with which to furnish apposite answers. If current changes connote the arrival of a new epoch, they may require new intellectual tools. If, on the other hand, they are, in significant respects, continuous with an earlier period, might the theoreti- cal writings of that era furnish insights relevant to the present day? If it is the case that there are significant parallels between eighteenth- and twenty-first-century modes of crime control, perhaps Hudson is right to argue that we need to balance the ‘analysis of the strengthening and deepening penetration of governance in the name of providing security, with the Enlightenment elaboration of theories of justice and boundaries of legitimate authority which . . . set limits to governance’ (Hudson 2001: 146). Enlighten- ment political philosophy begins to look like a potentially fertile intellectual resource, and not just because this was a period of sophisticated political thought about the nature and role of the state. It also provides insights from a time when responsibility for security was distributed among state, local, communal and private bodies in a manner that, though it certainly does not exactly mirror today, offers suggestive analogies. The relationship between normative theory and explanatory enquiry is an enor- mously complex one that we cannot explore adequately here (see, e.g. Wagner 1994; Braithwaite 2000b; Bauman 1992: Chapters 1 and 5). Although it would not do to postpone the normative project until the explanatory issues are settled, without some contextual- ized analysis, normative theorizing risks creating utopias that are impossible to realize in practice. As Lacey observes: ‘In normative philosophy, the temptations of elaborate and elegant theory-construction, of the development of beautiful utopian visions, pro- vide a substantial incentive to ignore inconvenient obstacles thrown up by the recalci- trant empirical world’ (Lacey forthcoming). Given that it is unrealistic to expect philosophers to tool up as sociologists and vice versa, one possible shortcut is to revisit philosophical literature from a period with at least some empirical resemblances to present-day developments in the hope that Enlightenment thought might throw light upon them. There has, of course, been considerable interest in eighteenth-century writings on the birth of the modern police (Emsley 1983; 1996; Rawlings 2003). Reiner provides an 80
  • 4. POLICING BEFORE AND AFTER THE POLICE excellent overview of the main schools or ‘orthodox’ and ‘revisionist’ histories of police formation, before going on to suggest a more nuanced, synthetic account of his own (Reiner 2000: Chapter 1). There has also been interest in the formulations of various Enlightenment thinkers for a new science of the police (Kneymeyer 1980) and, more recently, on the preventive turn of some Enlightenment writings, notably Colquhoun on policing as prevention (McMullen 1998). But most enquiries have concerned the manner in which this literature prefigured the development of the modern professional police rather than Enlightenment thought on policing per se. If I do not share entirely Dahrendorf’s self-identification (in the introduction to his 1985 Hamlyn lectures on ‘Law and Order’) as ‘an unreconstructed eighteenth century liberal’ (Dahrendorf 1985: xi), I also see more mileage in classical accounts of liberalism than many contem- porary commentators are minded to admit. Notes on Nomenclature First, in the interests of clarity, a few notes on nomenclature. What does it mean to talk of ‘Policing before and after the Police’? By ‘the police’, I refer to constables in the employ of the state, whose task it is to deliver up criminals to the criminal justice system. This crude oversimplification does damage to the variety of the police and the consid- erable complexity of their role but it does capture the indissoluble relationship between the police and the modern state. The state’s claim to sovereignty over crime control has already been exposed as more myth than unproblematic reality (Garland 1996). And, yet, the publicly employed officers of the state police have been generally regarded as synonymous with the modern criminal justice state. It now appears increas- ingly possible that this model of the police may come to be seen as a historical blip in a more enduring schema of policing as an array of activities undertaken by multiple private and public agencies, and individual and communal endeavours. In the longer term, that archetypal modern state venture—the criminal justice system—may itself be regarded as a historical anomaly. To this extent, to speak of ‘the police’ looks increas- ingly like a reference to a distinct historical period, with particular characteristics, prac- tices, orientations, values and goals. And even this may be less a reference to any empirical reality than to an ideological construct (which itself belied the variegated sources of social control persisting even at the height of the criminal justice state). By ‘before and after the police’, I clearly do not mean that the state police are no more. At a time when police numbers have reached an all-time high and are increasing at the rate of around 6,000 every year,3 it would take an act of wilful blindness to deny their existence and continuing importance. That said, changes on the margins and out- side the state make it increasingly problematic to think of the police and what they do as the sole preserve of a single force. Of course, even at the height of the criminal jus- tice state, the police were never entirely alone.4 Preventing crime, maintaining social order and even apprehending offenders were tasks shared by private citizens, commu- nities and private security agents (private detectives, door personnel, in-house security operatives and so on). Private entrepreneurs continued to ply their trade alongside and sometimes in partnership with the officially dominant state agents of crime control. 3 Source: Travis (2004). 4 By the 1960s, public police were already outnumbered by private security employees. Source: Jones and Newburn (2002: 133–4). 81
  • 5. ZEDNER Informal and voluntary agents of social control also played an important part in order maintenance and low-level crime control. And, yet, the symbolic (if not numerical) dominance of the police since their formation was an emblematic expression of state authority and important justification for the very being of the modern state. None of this is any longer true. The police, at first grudgingly and later with growing realism, if no little hostility, have conceded that they no longer walk alone. Senior police officers have moved from denigrating their emergent commercial rivals to acknowledging that limits to their own capacity create spaces in which commercial policing inevitably flourishes. Despite their continuing ambivalence, the police have recognized that private security providers help to meet public and corporate demands for protection not readily satisfied under conditions of fiscal restraint.5 This reluctant acknowledgement is evidenced by the fact that police chiefs talk openly about the ‘extended policing family’, ‘light blue policing’, pluralism and partnerships or, more bitterly, of the ‘Balkanization’ of policing. It is no longer unknown for police chiefs to ask the previously unthinkable question: ‘Why should the police service retain its monopoly over policing?’6 The tens of thousands of private security personnel who now outnumber the police in several Western nations do not replace them (far from it) but render them but one agency among many. In short, to the extent that it no longer makes sense to talk of ‘the police’, we might be said to have entered an era ‘after the police’. Whether it was ever legitimate to talk of the police singular is, as we have observed, doubtful. Accordingly, it may be that the significant shift lies in the loss of their previously privileged position of symbolic dominance rather than in structural change per se. Finally, what should we understand by ‘policing’? Whilst it has served us well, the concept of policing as a state activity is now becoming an intellectual straitjacket. It hin- ders us from developing concepts apposite to the more diverse, complex sources of security that are rapidly replacing the police (Johnston 1992; Jones and Newburn 1998). Jones and Newburn have formulated an excellent definition of policing as an activity that has been widely adopted. In brief, it pertains to ‘those organized forms of order-maintenance, peacekeeping, rule or law enforcement, crime investigation and prevention and other forms of investigation and information-brokering’ ( Jones and Newburn 1998: 18). But if our primary interest is normative, then a descriptive account of policing as an activity may be less useful than a theoretical conception that identifies the goods that policing seeks to secure and protect. The concept of policing long predates the activities of state officers. In continental Europe, historically, it had much broader connotations related to ideas of good govern- ment. In the German tradition, for example, the concept of Polizei combined three dis- tinct notions: that of the condition of order in the community or the prerequisites to good order; that of laws whose object was the establishment and maintenance of good order; and, finally, a more narrowly defined meaning of the contents of specific rules or legislation pertaining to ‘police matters’ or the regulation of conduct tending to disorder. To these early concepts of Polizei joined a theological literature of Polizei: ‘the order of estates’ or the necessary foundations for a well regulated community 5 Quite apart from providing lucrative employment for retiring police officers (Johnston 2003: 202). 6 A landmark speech given by Sir Ian Blair, Deputy Commissioner of the Metropolitan Police, in 1998 was entitled ‘Where do the Police fit into Policing?’. See also Childs (2001), cited in Johnston (2003: 199). 82
  • 6. POLICING BEFORE AND AFTER THE POLICE (Kneymeyer 1980: 179). Even more germane to our task is the emergence in the eight- eenth century of Polizeiwissenschaft, concerned not only with analysing the condition of communal order but also the means to be deployed in order to achieve this condition. Polizeiwissenschaft thus combined both descriptions of order and debates about the practical means and institutions necessary to its realization. Always bearing in mind the very different historical development of policing in continental Europe and in Britain, it may be this more expansive definition best furnishes foundations for reflecting not only upon what policing is but what it ought to be. Some Historical Juxtapositions In what follows, I subject claims that we are entering a new era in policing to critical scrutiny by revealing many current developments to be far from new. I do so by the ruse of historical juxtaposition between these developments and what might be seen as their eighteenth-century antecedents. Tracing parallels in this way permits us better to identify what is really new and what is not. From thief-takers to the global security market One of the signatory claims of the modern state was its assumption of primary responsi- bility for crime control and punishment. Central to this claim was the ideological con- struction of the state’s monopoly of violence through the twin engines of police and army. This construction was effectively manufactured and maintained in the face of an altogether more complicated empirical reality. As we have observed, even at the height of the modern criminal justice state, sources of crime control were more variegated and dispersed than the claim to a state monopoly acknowledged. Today, through the deliberate stimulation of competition, the neo-liberal state has substantially relinquished its former claim to dominance of policing. It openly accepts that it is but one node among many. Its responsibility for crime control is supplemented by the fostering of a multiplicity of providers of policing services who are invited to cooperate and, increasingly, to compete with one another. Fostering competition is an inherent facet of neo-liberalism, with its ideological commitment to the creation of a market society ‘in which the pursuit of private gain becomes the dominant organizing principle of social and economic life’ (Currie 1997: 147). These re-emerging markets in policing exhibit certain similarities with those that flourished prior to the formation of the police. Then, as McMullen observes, ‘the market for private gain in crime control was extensive, innovative, and elastic. It was driven by the provision of rewards, immunities, and exemptions’ (McMullen 1996: 89; 1998: 99). Thief-takers and paid watchmen policed not out of public spirit, but for personal gain. Private informal means of dealing with offenders were both common and, in cases where the public interest was not great, condoned by magistrates. Payment of rewards was widely practised, despite legislation making it a capital offence to take a reward for the return of stolen goods and imposing a £50 fine for advertising such a reward.7 It was rightly feared that paying rewards to thief-takers encouraged crime rather than pre- venting it. Since thief-takers commonly paid indigents to thieve in order to claim the 7 Legislation of 1717 and 1752, respectively, cited in Beattie (1986: 39). 83
  • 7. ZEDNER reward for the apprehension of the stolen goods, systems of rewards exacerbated the very problem they were supposed to solve (Dodsworth 2004: 207). In some areas, thief- takers enjoyed a virtual monopoly of policing, protected by their clients and effectively licensed by the manipulation of pardons and rewards to determine which thieves enjoyed immunity and which did not. Such was their power that Rock observes ‘they appeared to engage in the business of wholesale crime-farming, carefully reaping the profits from cultivated areas of rule breaking’ (Rock 1983: 214). It is perhaps surprising then that in their early proposals for the development of a so-called ‘monied police’, writers like Fielding promoted ‘real and useful thief-takers’ who, following the model of their mercenary forebears, would take profits from rewards and privately paid fees (McMullen 1998: 103). The eighteenth-century market in policing was extensive. It reached well beyond the thief-takers and the monied police to include turnpike keepers, pawnbrokers and inn- keepers in a complex of policing relations that anticipated the dispersed ‘security net- works’ that increasingly characterize today’s provision. Rock’s observation that ‘justice came to resemble a market place in which an elaborate trading economy developed’ (Rock 1983: 203) prefigures similar observations made about the more recent rise (or re-emergence) of market societies (Taylor 1999). Today, policing is again the acknowl- edged task of clusters of public, communal and private ventures. The most salient dif- ference is that whereas pre-industrial markets were small and localized, today’s markets are global and, at the top end, dominated by multinational conglomerates. Vast private security companies seek to exploit market opportunities, expand turnover and maxi- mize returns to their shareholders (South 1988; Johnston 1992). Though the scale is different, the centrality of the profit motive remains. From classical economics to rational choice theory In large part, the present re-emergence of a market in crime control arises from neo- liberal political thought and from the growing dominance of economic analysis of crime and crime control. Instead of regarding crime as aberrant—the product of pathology, delinquency or deviancy—economic analysis re-conceives crime as ‘a routine activity’— the result of ‘opportunity’ (Clarke 1995: 91), and an ineradicable ‘fact of everyday life’ (Felson 2002: Chapter 11) whose costs can be calculated and risks minimized. The impact of rational choice theory, in particular, has been described as ‘nothing short of the invasion of economic man . . . the ultimate imperialist assault of economics on sociology— the subordination of homo sociologicus to homo economicus’ (Baert 1998: 154). Curiously, whilst economic analysis has made enormous inroads into academic thought in neigh- bouring social science disciplines, legal and criminological scholarship in Britain at least (things look very different in America)8 has been far slower to acknowledge the degree to which economic thinking drives modern policy making, including crime control. Modern economic analysis of crime arguably has more commonality with the eighteenth-century Weltanschauung than with either nineteenth-century positivist accounts of crime as the product of degeneracy or pathology, or twentieth-century diagnoses of delinquency as open to treatment and reform. Although it is undoubtedly more subtle 8 Perhaps because, in America, law is studied as a second degree, far more people reach legal studies with a background in economics. 84
  • 8. POLICING BEFORE AND AFTER THE POLICE and sophisticated, modern economic analysis recalls the classical economic thought of eighteenth-century political economists. And its implications for policy making have clear antecedents in Benthamism, itself based upon the economic logic of utility maximization. Reading Home Office policy papers, like the highly influential position paper by Clarke and Felson, ‘Opportunity Makes the Thief’ (Felson and Clarke 1998), it is hard to resist drawing parallels with the works of eighteenth-century social commentators. That paper de-dramatizes crime and presents it as a routine activity, carried out by ordinary individuals exposed to everyday criminogenic situations. It explains rises in crime less by reference to changes in demography, social structure or socialization processes, and instead by reference to the multiplication of opportunity. No wonder then that when eighteenth-century writings evince an acceptance of the normality of crime as an ineradicable accompaniment of urban life, it sounds surprisingly modern to our ears. Take, for example, the observation by William Paley that the growth of English cities ‘multiply crimes by presenting easier opportunities and more incentive to liber- tinism . . . by collecting thieves and robbers into the same neighbourhood, which ena- bles them to form communications and confederacies; but principally by the refuge they afford to villainy, in means of concealment, and of subsisting in secrecy which crowded towns supply to men of every description’ (quoted in Philips 1980). Colquhoun, Chadwick and others likewise dismissed diagnoses of crime as pathological or the result of socio-economic disadvantage, suggesting that it arose primarily from growing oppor- tunities to secure property without the effort of labour. A common focus of concern was the moored ships, with their temptingly stacked cargoes, that lined the River Thames in London, which, by their mere presence, were said to invite systematic plun- der by river workers. It may not be too far-fetched to see the building of the West India Docks as an early experiment in situational crime prevention. From social prophylaxis to situational crime prevention One of the most important effects of modern economic analysis is to foster a prospec- tive re-orientation towards actuarial calculation and risk reduction. In so doing, it shifts focus away from the retrospective workings of the criminal process, trial and punish- ment, and towards the physical environments and opportunity structures in which crime is committed. The criminal justice process becomes but one tool in an array of preventive activities undertaken by the community, local authorities and private enter- prise. State policing clearly remains important but, in significant respects, it too is moving outside the norms and conventions of the criminal justice process. Whereas crime prevention was somewhat marginal to the working of the criminal justice state, the new prospective orientations render prevention central. Again, illuminating parallels can be drawn with the eighteenth century. Eighteenth- century policing experts regarded prevention as more important than the retrospective functions of arrest, detention and prosecution that later came to characterize modern policing. The vocabularies of ‘preventive justice’, of ‘social prophylaxis’ and of the ‘pre- ventive police’ (Chadwick 1829) underscore the degree to which prevention was pre- ferred over prosecution. Henry Fielding, for example, insisted ‘it is better to prevent even one man from being a rogue than apprehending and bringing forty to justice’ (cited in McMullen 1998: 102). Blackstone observed ‘Preventive justice is upon every 85
  • 9. ZEDNER principle of reason, of humanity, and of sound policy, preferable in all respects to pun- ishing justice’.9 And Colquhoun has been widely acknowledged by criminologists as the seminal architect of crime prevention as a direct alternative to the formation of a unitary state police (Radzinowicz 1956: Chapter 10; Reiner 1988: 142–3; Garland 2001: 31–2). His preferred response was shared responsibility, informal surveillance and the avoidance of criminal opportunities. An interesting question here is why this notion of the preventive police was eclipsed by the Peelian professional force to become what Garland calls the ‘path not taken’ (Garland 2001: 31–2). Colquhoun also drew up several extensive inventories of the ‘dangerous classes’ and a ‘catalogue of Human Depravity’10 that eerily anticipate modern statistical forms and offender registers. The considerable reliance he placed on these inventories of aggre- gate suspect populations evokes what Feeley and Simon (perhaps erroneously, as it turns out) term the ‘New Penology’: ‘ . . . it is actuarial. It is concerned with techniques for identifying, classifying and managing groups assorted by levels of dangerous’ (Feeley and Simon 1992; 1994: 173). Modern actuarial techniques, like their eighteenth- century forebears, rely upon systematized techniques of statistical profiling to identify and manage putative risks. The sophistication of modem statistical techniques, the power of computational technologies and information networks is, of course, beyond eight- eenth-century imagining but the basic logic is not dissimilar. Pre- and post-Keynesian prudentialism Another important aspect of the increasingly prospective orientation of present-day policing is that instead of being managed collectively by social institutions, risks become the subject of ‘Post-Keynesian Prudentialism’ or the logic of private insurance (Stenson 1996: 109). Insurance companies can be seen as prime movers in many key aspects of change, not least the expansion of the private security industry (Ericson et al. 2000; 2003). They provide incentives for investment in security measures through reductions in insurance premiums; they require corporate and private clients to pur- chase security equipment and services; and provide advice, propose service providers, police take-up and monitor quality of installations.11 The insurance industry has acquired this extraordinary power in part because the state has increasingly relin- quished its role as underwriter of the hazards of modern life. An important political assumption of the criminal justice state was that risks should be spread and that social insurance was the most effective means of ensuring that those least able to bear the burdens of loss would receive some measure of public protection from them.12 Faced with the spiraling costs of social insurance, the state now promotes personal responsi- bility and private insurance (O’Malley 1992). One reason why it has been forced to retreat in this way is that by setting crime as a central platform of their political man- date, successive governments created for themselves a fiscal and political black hole. Whereas in the heyday of the criminal justice state it was assumed that taxation would 9 Blackstone, W., Commentaries of the Laws of England, cited in Radzinowicz (1956: 418). 10 For example, Colquhoun Treatise on Indigence, Treatise on the Police of the Metropolis etc., cited in ibid. pp. 239–40. 11 For example, subscribers to private alarm centres in the Netherlands grew 1100% in the 15 years to 1998 (van Dijk and de Waard 2001). 12 Hence, for example, the establishment of the state-funded Criminal Injuries Compensation Scheme in 1964 to provide limited recompense to victims of violent crime. 86
  • 10. POLICING BEFORE AND AFTER THE POLICE provide a sufficient base to fund policing, increasing recognition of the limits to state resources and the political costs of so burdening the taxpayer, in tandem with a pro- tracted period of conservative political dominance, fostered an eagerness to see others share the burden of these responsibilities. Fiscal restraint is a political value that was also central to eighteenth-century notions of good government, with its strong emphasis on economic independence and individ- ual self-reliance. Adam Smith, for example, insisted ‘it is not so much the regulations of the police which preserves the security of a nation as the custom of having in it as few servants and dependents as possible. Nothing tends so much to corrupt and enervate and debase the mind as dependency, and nothing gives such noble and generous notions of probity as freedom and independency. Commerce is one great preventive of this custom’ (Smith 1978: 333). Of course, here, the parallels have already been more explicitly made. The reliance of the Conservative governments of the 1980s and 1990s upon the policy papers of the Adam Smith Institute paid a direct tribute to the eighteenth-century progenitor of fiscal restraint and laissez faire in domestic policy. This said, despite a strong political commitment to economy, it is an interesting paradox that state expenditure on policing has continued to grow considerably and in marked excess of other areas of state provision.13 Perhaps the stronger parallel, then, is a deep suspicion of the state and an assumption that minimalism is to be preferred over ‘exces- sive’ government. From the spirit of self-help to responsibilization Changes in policing have important ramifications for the relationship between citizen and state. Whereas for the period of the criminal justice state, citizens were asked to have faith in state provision and effectively to cede protection to official hands, prevent- ing crime is yet again said to be a matter of individual, communal and corporate respon- sibility. Successive governments have sought to promote active public cooperation with the formal agencies of crime control. These campaigns invite public participation in activities once reserved to the police: ‘walking with a purpose’, neighbourhood watch, citizens’ patrols and community safety initiatives, and, more recently, the disciplinary role imposed upon the families of those subject to curfew or anti-social behaviour orders. Described as ‘responsibilization’ strategies, they are commonly understood as means of deflecting former state obligations onto private citizens (though they can also be read as corporatist moves to bring them under state control). This shift from the citizen as passive beneficiary of state provision to responsible subject and active partici- pant in policing is nowhere more evident than in respect of victims of crime. Once marginalized as the ‘forgotten actors’ in the criminal justice process whose role or pres- ence did not extend beyond providing information or serving as prosecution witnesses in court, victims are increasingly invited, even pressed, into service to write victim state- ments or participate in restorative justice conferences. In the burdens today thrown upon citizens, one can perceive important parallels with those extant before the formation of the modern police. ‘Responsibilization’ has a 13 Expenditure on policing rose by 50 per cent in the decade following the election of Thatcher in 1979. Source: Johnston (1999: 135). The Conservatives saw nothing paradoxical about this and explicitly stated in their 1979 election manifesto that they intended to spend more on law and order as they economized elsewhere. 87
  • 11. ZEDNER more elegantly named forebear in ‘the spirit of self-help’ (Radzinowicz 1956: 100–3). Self-help was an all-important value at a time when the use of the army to keep the peace was deeply suspect and a professional police yet a distant prospect. It was widely accepted that citizens had a duty to take action to protect themselves and their families by voluntarily coming together in informal networks and bands of mutual protection. As Rock has observed: ‘throughout the eighteenth century, the state depended on pri- vate self-interest as its cardinal means of exerting control. People were methodically bribed, exhorted and coerced to transform themselves into agents of the state’ (Rock 1983: 201). Institutions like the ancient ‘hue and cry’, still in existence in the mid-eighteenth century, required the men of a Hundred to go in pursuit of a felon once a constable raised the alarm. The office of constable was unpaid and filled in turn on a voluntary basis for one year by members of the community. The Posse Comitatus, another ancient institution, gave the sheriff of a county the power to summon every person above 15 years old and under the degree of a peer to attend under pain of fine and imprison- ment if they did not render their services. Evidence from court cases is that public help in apprehending offenders was commonly expected and given (Beattie 1986: 36). In the second half of the eighteenth century, however, existing public-spirited, infor- mal and voluntary systems of social control worked less effectively in the growing towns and cities where large populations and greater mobility meant that social relations were more loosely articulated. Those unwilling to take on the burdensome unpaid office of constable paid deputies to serve in their place. To supplement their incomes, these deputies sold protective and investigative services and, in so doing, turned a vol- untary civic duty into a profitable trade (Reynolds 1998). Likewise, magistrates often accepted that office not out of a sense of duty, but because considerable profits were to be had from selling their services. According to Hay and Snyder, some ‘were in effect the security directors of important private interests’, for which claim they give the fol- lowing example: ‘the great engineering firm of Boulton and Watt near Birmingham dealt regularly with a few magistrates, who agreed to such convenient expedients as whipping thieving employees at the factory itself, (Hay and Snyder 1989: 19). As in this case, protecting the profits of the manufacturers took priority over ensuring that justice was seen to be done. Many magistrates, or ‘trading justices’ as they were scornfully known, were, to some degree, corrupt and it was financial gain not justice that moti- vated their service (Paley 1989: 100). In all these developments, one can identify a com- modification of justice that has distinct parallels with that occurring in the wider field of security today (Loader 1999; Zedner 2003a). From prosecution associations to the clubbing of security In the later eighteenth century, more formal systems of association came to replace existing informal communal efforts. As the financial burden of prosecution was a serious disincentive to bringing offenders to trial, it became common for propertied men to manufacture a form of mutual insurance by joining together to share costs of catching and prosecuting offenders (Shubert 1981; Hay and Snyder 1989: 26; King 2000: 53–7). Prosecution associations and felons associations, as they were variously known, bypassed the parish constable to take the prosecution of offenders into their own hands. The first documented felons association was formed at Bretherton in Lancashire in 1744, when 21 people who described themselves as ‘landlords or inhabitants’ contracted 88
  • 12. POLICING BEFORE AND AFTER THE POLICE for a period of 21 years to share the costs of prosecuting offenders.14 Such was their popularity that over the course of the second half of the eighteenth century, hundreds of such associations were formed in villages, parishes and towns across Britain. Prosecution associations were generally devoted to protecting the interests of their own members alone, with rival felons associations sometimes forming in the same town. As one historian observes, there was a ‘general lack of co-operation among felons associations . . . with each association tending its own garden and showing no interest in fighting crime generally’ (Shubert 1981: 29). Small prosecution associations prolifer- ated, particularly in the 1780s, when it was thought that crime was being encouraged by the uncertainty of prosecution. Unusually, in Mortlake, Surrey, in 1784, 45 residents of the parish pledged total annual contributions of more than £500 to pay rewards for evidence, whether the theft was from a member of the association or not, and to pay costs of victims of theft too poor to pay for prosecution themselves (Beattie 1986: 49). More typically, associations undertook to offer rewards only in respect of crimes against members and to pay the difference between the costs of prosecution and any compensation awarded by the courts. That the protection offered by membership of these associations was, at the time, regarded as an ‘expression of the “clubbability” of Englishmen so noted by foreigners’ (Hay and Snyder 1989: 27) anticipates the present transformation of security into what economists term a ‘club good’, namely ‘one that remains collectively available to members of the “club” but where non-members’ per- manent access to the good can be wholly or partially denied, controlled or charged’ (Hope 2000: 86). Private prosecution associations relied upon an acceptance of communal responsi- bility and the fostering of bonds of mutuality. They were an important means of assist- ing their members in apprehending and prosecuting offenders; recovering stolen goods; gaining reimbursement if they had to bear the burden of prosecution; and also of providing conviviality and association (King 2000: 53–7). Some joined in the belief that merely having their name publicized on an association’s membership list provided protection, since offenders would prefer to steal from non-members (King 2000: 56). The signalling and displacement effects of membership are not unlike those associated with membership of neighbourhood watch associations today. Like present-day com- munal and private security ventures, eighteenth-century prosecution associations were designed to supplement the existing statutory system rather than replace it and may have had the effect of bringing more cases into the system. Indeed, there is evidence to suggest that those areas with active associations tended to create formal police forces earlier than those without. Although these private associations grew out of dissatisfac- tion with existing public provision, they served also to foster its growth and found no difficulty in cooperating with the newly formed public police forces. The Demand for Protection, Entrepreneurs, and the Role of the State Generalized insecurity and mounting demands for protection are also common features of both periods. In both, larger political and socio-economic anxieties coalesce around and are articulated through expressions of fear of crime. As Bauman observes of the present day: ‘ . . . genuine problems of insecurity and uncertainty have condensed into 14 Interestingly, the costs were shared in proportion to the rates charged on their lands for poor relief (Shubert 1981: 26). 89
  • 13. ZEDNER the anxiety about safety’ (Bauman 1998: 117). In the late eighteenth century, the sense of the ungovernability of urban society became all the more strongly felt in the after- math of the Gordon Riots that shook London in 1780. In the face of the palpable failure of government, the need for self-help was pressing. As the legal theorist, Sir Samuel Romilly, observed: ‘ . . . it had become necessary for every man to trust to himself for his security’ (cited in Radzinowicz 1956: 100). As a result, several ‘Voluntary Associations for Defence’ were formed, which went beyond merely funding prosecution to undertake detection and apprehension functions. For example, inhabitants in the Billingsgate Ward in London joined together to form a voluntary defence association ‘for the Pro- tection of their Neighbours’ and their own Property, by the Exertion of every effectual legal Method in the Assistance of the Civil Power, for the Preservation of the Public Peace of this City’ (Radzinowicz 1956: 101). Although these self-help initiatives arose in a very different environment from that which pertains today, certain parallels with the present may be drawn. Members of voluntary initiatives tend to be propertied, articu- late, able to mobilize themselves, and ready to defend their interests. Those with greatest need of protection are often least able to muster the necessary resources, most likely to be excluded from communal initiatives and, hence, to suffer the displacement effects of not being so protected (Hope 2000). Whereas, at least in its heyday, state policing tended to assume that its dominance relied upon the suppression of private initiative, the rapid post-war growth of the volun- tary and private sectors has proven by no means inconsistent with the expansion of state crime control. The activities of communal and private entrepreneurs tend to stim- ulate demand for new forms of social control and, paradoxically, to fuel state activity so that, as Feeley observes, although ‘privatization is promoted as a way of reducing the scope of government activities, yet privatized penal policies have had precisely the opposite effect. When successful, private efforts have increased not decreased the reach of gov- ernment. In the long run they have expanded, not contracted public social control’ (Feeley 2002: 322). This perhaps unexpected consequence arises from the fact that entre- preneurial energies foster innovation and, with it, new forms of social control, responsi- bility for which is, typically, then assumed by the state. Feeley thus shows that, historically, private entrepreneurship has been ‘the single most important source of innovation’ (Feeley 2002: 324). Many of the central institutions of the modern criminal justice state arose out of initiatives originally promoted by voluntary associations or private contrac- tors. As this historical analysis makes clear, those who presently predict the ‘end of the police’ fail to observe the extent to which the expansion of private security is fomenting a parallel expansion both in the raw numbers of state police and in the range and scope of their activities. To the extent that we can talk about ‘policing after the police’, therefore, it is in the sense that multiple forces—commercial, communal and voluntary15—signify a material change that lays open to question the symbolic dominance of the state police. The Path to Anomia? Many commentators identify contemporary developments as late or post-modern (e.g. Reiner 1992; Garland 2001). Others identify reversions to what they term ‘pre-modern penality’. For example, in the re-emergence of forms of degrading physical labour, 15 Or what Crawford et al. describe as the mixed economy of policing (Crawford et al. 2005). 90
  • 14. POLICING BEFORE AND AFTER THE POLICE such as ‘punitive work orders’ introduced in Australia’s Northern Territory, Pratt finds a direct and disturbing parallel with the ‘wheelbarrow men’, who, in antebellum United States, ‘ironed and chained, with shaved heads and coarse uniforms lettered to indicate the crime committed . . . cleaned and repaired the streets of Philadelphia’ (Pratt 2000: 128). For Pratt, such developments signal the more general renewal of interest in solutions derived from pre-modern penal repertoires. Likewise, the increas- ing use of imprisonment as a form of custodial warehousing (Simon 1999) has been said to resemble more closely the pre-Panopticon forebears of the modern prison than the nineteenth-century ‘reformed penitentiary’ and its successors. Whether or to what degree the labels pre- or post-modern aid our understanding is debatable, however. Tracing master patterns in a bid to make larger epochal claims is sociologically ques- tionable. Understanding contemporary developments requires a more subtle apprecia- tion of continuities and discontinuities between past and present. The eighteenth century—indeed, the past in general—is a different country (Bosworth 2001). It would not do to overplay its resemblances to the present day or to overlook significant points of divergence. Modern trends in policing take place in the shadow of the modern state and in the altered context of increasingly globalized social and economic relations, mass media and extraordinary technological development—to name just a few of the more obvious differences. Although the present market in policing, like its eighteenth- century precursor, is chiefly characterized by small-scale, local concerns,16 there are sig- nificant outliers in the form of multinational corporations whose size, wealth and power dwarf anything previously seen. A few are vast conglomerates like Securitas AB, who employ over 210,000 personnel, and Group4 Falk A/S, who employ over 115,000. The rapid growth of these global security companies arises from a steady round of take- overs and mergers that result in corporations, each with enormous turnovers, power and political clout. Curiously, little attention has yet been paid to their influence on policing at global, national and local levels.17 We may be returning to a market in policing but the remarkable bifurcation in the size and scale of security operations creates a much more differentiated market than that which pertained two centuries ago. Although an overarching normative frame- work is highly desirable, it is questionable whether a single regulatory apparatus could effectively be applied to such divergent operations. For example, large operators enjoy economies of scale that permit them to bear the burdens of compliance with security regulations that would likely push smaller operators out of business. It would appear that the biggest operators positively welcome and encourage regulatory oversight for precisely this reason.18 Aside from remarkable increases in the numbers of people employed in the private security industry, another significant development is the growth of security tech- nologies including the manufacture, retailing and installation of locks, bolts, bars, alarm systems, CCTV and other high-tech surveillance equipment. Clearly, the proliferation of surveillance technologies raises new considerations and yet the implications of these security technologies for civil liberties, for the differential protection that their purchase 16 Jones and Newburn conducted a national survey that suggested that 51 per cent of private security firms employed five or fewer people; another 37 per cent employed between 5 and 50 people (Jones and Newburn 1998: 80). 17 On the limits and inconsistent findings of such research as there is on the private security industry, see Wakefield (2003: Chapter 4). 18 An impression endorsed by speeches made by the presidents of large security conglomerates represented at a Law Commission of Canada conference ‘In Search of Security’, Montreal, February 2003. 91
  • 15. ZEDNER provides and for the displacement of crime are hardly new. Protecting justice, fairness, accountability, privacy, freedom and autonomy from the threats posed by the prolifera- tion of private security technologies may possibly be served by revisiting Enlightenment elaborations of these fundamental goods. To date, criminologists and sociologists have focused their attention on mapping and explaining contemporary changes in policing. They have been rather less interes- ted in the political and ethical implications of these changes. Fewer scholars have tried to develop theoretical resources with which to determine what costs are consequent upon these changes and how to minimize them.19 Part of the reason may be that, as Braithwaite has observed: ‘while criminologists take explanatory theory very seriously, they do not take normative theory seriously at all’ (Braithwaite 2000b: 87). Normative theory has been long regarded as the province of jurisprudence, moral philosophy and political theory, with the result that, with the notable exception of penal theory, crimi- nologists have not tended to regard normative theorizing as lying within their province. If it is the case that the modernist project of promoting policing as a public good is being replaced by something akin to eighteenth-century notions of policing and pro- tection as club goods or tradable commodities, then worrisome consequences follow. Although the practice of state policing never fulfilled its collectivist pretensions, it did profess, at least, to provide a public service available to all. To the extent that it failed to fulfil this idea, as fail it did, its failing could be measured, criticized and sanctioned.20 Private providers make no such claim but avowedly seek to protect the partisan interests (whether individual, communal or commercial) of those who pay. No surprise here: it is central to the logic of market societies that goods be distributed not according to need, but to the ability of the consumer to buy. Most grievously, the freedom of the market so triumphantly promoted by neo-liberalism has worrisome implications for the maintenance of norms. As Dahrendorf observes: ‘Freedom to choose means almost by definition the absence of normative constraints on our actions’ (Dahrendorf 1985: 43). If a central function of policing and punish- ment is the upholding of norms through the authoritative imposition of sanctions on transgressors,21 then ceding policing to the private sphere raises the spectre of a rapid descent to Anomia—a state of society best described as the opposite condition to social order (Dahrendorf 1985: Chapter 1: ‘The Road to Anomia’). When security services are increasingly provided by private, commercial organizations, as well as communal and voluntary endeavour, is the reassertion of policing as a public good no more than an attempt, as Crawford suggests, ‘to try to put the genie back in the bottle (if there ever was one in the first instance)’?22 Distinguishing between the delivery of policing services and their governance provides one way out of this conundrum. With policing increasingly shared amongst individual, communal and private providers, the state can no longer claim a monopoly over polic- ing. It can, nonetheless, insist upon its right to delineate and uphold the normative structures essential both to protect the public interest in policing and to maintain the 19 Notable exceptions are Loader (1997), Loader and Walker (2001) and Hudson (2003). 20 For example, the Macpherson Enquiry (following the death of black teenager, Stephen Lawrence) infamously condemned the police for their failure to provide adequate protection to members of ethnic minority communities (Macpherson 1999). 21 One does not need to be a fully fledged Durkheimian to accept that these are important functions of the criminal justice state. See Durkheim (1984) and Lukes and Scull (1983: Chapters 3 and 4). 22 Crawford (2003: 162); on policing as a public good, see Loader and Walker (2001). 92
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