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Coordination and Collaboration
       in Government
         Faculty of Law
       University of Zagreb
         26 September 2012
Questions about coordination & collaboration
   Why this focus?
   • Horizontal, connecting trend
   • Need
   • Frontier question
   Three parts:
   1. Standard types of coordination
   2. Joined-up and horizontal government
   3. Collaborations on challenging problems
      – System-wide and collaboration
1. Basic modes of coordination
• Political coordination
   – Cabinet (about 20 of ministry of 30+) = government
   – Cabinet committees (eg Expediture Review Committee)
   – Prime minsters office
• Central agencies (Australia)
   – Policy, financial management, personnel etc
• Senior officials comittees
   – e.g. Management Advisory Board/Committee
• Interdepartmental committees
Central coordination
•   Weak and strong centres of government
•   Relationship between central agencies and
    with line ministries (or departments and
    agencies)
•   Australian central agencies
    – Department of Prime Minister and Cabinet
    – Department of Finance
    – Public Service Commission
Explanations for & drivers of change
• External
   – Policy challenges & complexities in environment
   – External threat
   – Diffusion - international trends
• Internal
   – Reform correction of new public management
     • Devolution and disaggregation
  – Growing interdependencies
  – Agendas on improving performance, service
    delivery & e-government
Steering & coordination approaches
Strategy                 Feature

1. Integrated            Traditional bureaucracy, strong control of
hierarchical             centre but transactions based

2. Prototype steering & Reconfiguring of roles around strategic
rowing                  centre conception, enhanced political
                        executive
3. Devolved              Department focus & reduced central
                         agency roles
4. Integrated control    Rebalancing of roles; central control
5. Strategic governing   Strategic emphasis, national governing
Australian context - integrated governance
 • Central agency resurrection
    – Budgeting & estimates (DoFA)
    – Monitoring performance & values (APSC)
    – Strategic, integrating & monitoring (PM&C)
 • Central monitoring of delivery
    – Cabinet implementation, gateway & checkpoint
    – Delivery & outcomes
 • Departmentalisation
    – Corporate governance review & reabsorbing agencies
    – Comprehensive ministerial department?
 • Whole of government
    – Inter-organisational
2. Joined-up meanings?
• International:
  – Horizontal, whole-of-government, integrated
    governance
  – Common themes & variations
• Coordination recycled or new forms?
• Questions of joined-up government
  – Centrality to reform program?
  – Central agency driven?
     • Large investment – task forces etc
  – Reporting on initiatives? (eg State of the Service report)
  – Commitment to cultural grounding?
Range of options
• Instruments
  – Taskforces/teams/partnerships
  – Departments/special agencies/networks
• Time dimension
  – Short term exercises & crisis or durable partnerships
• Tasks
  – Policy development, program management & delivery
• Structural solutions
  –   Combining delivery networks (eg benefits)
  –   Combining corporate services (eg shared services)
  –   Merging departments & incorporating agencies
  –   Joint policy & program management
Cases
Case               Description         Boundaries
Avian Flu          Joint action        Federal agencies
                   response to
                   short-term crisis
Centrelink         Seamless service Federal agencies
                   delivery
Indigenous         Delivering on       Federal/state/
service delivery   long-term social    Local/NGOs
                   problems
AGIMO              Central steering    Federal agencies
                   of e-government
Strengths and limitations
Strengths & advantages
• Balancing vertical focus with horizontal
• Addressing intractable problems
• Boundary spanning
• Promoting collaboration
Limitations & challenges
•   Level of commitment required
•   Resource costs
•   Inclinations to obey the functional imperative
•   Top-down, centrally driven
•   Culture as barrier to change
3. Collaboration & shared accountability
• Collaboration
  – Assumption about partners and focus on outcomes
  – the arrangements for specifying responsibilities and
    accountabilities within a collaboration based on a formal
    partnership
• Type of problem: wicked & tame as points on
  continuum
• Five cases based on:
  – nature of coordination, policy problem, basis of
    partnership,
  – outcomes focus, handling of shared accountability
3. Collaboration & shared
               accountability
• Collaboration
  – Assumption about partners and focus on outcomes
  – Arrangements for specifying responsibilities and
    accountabilities within a collaboration based on a
    formal partnership
• Type of problem: wicked & tame as points
  on continuum
• Five cases based on:
  – nature of coordination, policy problem, basis of
    partnership
  – outcomes focus, handling of shared accountability
Complexity as a combination of
          intractability & coordination
                 Coordination problem
Intractability   High                 Low
High             Wicked               Agency-centred
Medium/Low       Range of problems
                 with elements of
                 intractability
Contradictions in accountability
              (Australia and New Zealand)
• Strength of vertical accountability in AU & NZ
• Shared accountability common, becoming
  more formalised in NZ
• Cross-agency arrangements for AU core
  agencies (including depts of state): 1800
  – Service delivery
  – Provision of advice and data
  – Shared services
  – Joined program implementation
  – Governance agreements*
Types and case features
Type                 Case                  Features of             Elements of
                                           coordination            wickedness
Internalisation      Various supra, mega   Depends on efficacy     NA
                     and composite         of internal
                     departments           coordination

Minister-led         Finnish system of     Cross-ministries from   Presumed
groupings            policy programs       specific programs       Explicit

Ministry sectors     NZ social sector      Selected priorities     Specified
                                           within sectors

Lead department      PSA UK                Cross-system            Presumed
for shared targets

Lead agency for      Project Wickenby      Cross-agencies focus    Strong in
shared outcomes                            (international          background (tax
                                           element)                havens)


Multi-level wicked   Coordinator General   Governance element      Indigenous SD
coordination         for Remote Areas      Highly complex          wicked
                                           Cross-agency            Multiple, high
Results by case
Case             Horizontal             Accountability & Issues
                 character              outcomes
Various super    Internalisation of     Vertical. Dependent     Limits to expansion: span of
& composite      problems               on internal program     control
departments                             structure
Finnish policy   Minister-led           Focus on shared         Horizontally weak
programmes       programs               outcomes, but lack of   Design weaknesses
                                        shared accountability
PSA UK           Lead dept for          Explicitly focused on   Multiple weaknesses in
                 shared targets         shared goals &          application
                 across civil service   targets
NZ Ministry      Ministry-led series    Outcomes basis          Indeterminate. Being refined in
for Social       of sector programs                             terms of results. Accountability
Development                                                     specification of partners
Project          Lead agency on         Focus on project       Information & access at wicked
Wickenby         project tasks          outcomes               end
                                        Project accountability
Coordinator      Specialised agency Outcomes focused            Responsiveness of partners
General for      for coordination of Reporting by               Accountability specifications.
Remote Areas     multi-level problem Coordinator General        Outcomes in communities
Issues
• Developing an effective shared accountability
  and outcomes approach
• Implications of mainstreaming
• Envisaging inter-connected, multi-level
  collaborations – national and societal
  dimensions
• Experiments attest to difficulties with
  implementing durable schemes, particularly
  at the systemic (whole of government) level
Conclusions
• International trends support greater
  emphasis on the horizontal because of
  complexity problems faced by governments
• Constraint: centrality of functional principle
  in central government organisation
• More formalised solutions are growing and
  experiments with coordination and
  collaboration can be expected to continue

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Lecture of prof. J. Halligan, Zagreb, 26 September 2012

  • 1. Coordination and Collaboration in Government Faculty of Law University of Zagreb 26 September 2012
  • 2. Questions about coordination & collaboration Why this focus? • Horizontal, connecting trend • Need • Frontier question Three parts: 1. Standard types of coordination 2. Joined-up and horizontal government 3. Collaborations on challenging problems – System-wide and collaboration
  • 3. 1. Basic modes of coordination • Political coordination – Cabinet (about 20 of ministry of 30+) = government – Cabinet committees (eg Expediture Review Committee) – Prime minsters office • Central agencies (Australia) – Policy, financial management, personnel etc • Senior officials comittees – e.g. Management Advisory Board/Committee • Interdepartmental committees
  • 4. Central coordination • Weak and strong centres of government • Relationship between central agencies and with line ministries (or departments and agencies) • Australian central agencies – Department of Prime Minister and Cabinet – Department of Finance – Public Service Commission
  • 5. Explanations for & drivers of change • External – Policy challenges & complexities in environment – External threat – Diffusion - international trends • Internal – Reform correction of new public management • Devolution and disaggregation – Growing interdependencies – Agendas on improving performance, service delivery & e-government
  • 6. Steering & coordination approaches Strategy Feature 1. Integrated Traditional bureaucracy, strong control of hierarchical centre but transactions based 2. Prototype steering & Reconfiguring of roles around strategic rowing centre conception, enhanced political executive 3. Devolved Department focus & reduced central agency roles 4. Integrated control Rebalancing of roles; central control 5. Strategic governing Strategic emphasis, national governing
  • 7. Australian context - integrated governance • Central agency resurrection – Budgeting & estimates (DoFA) – Monitoring performance & values (APSC) – Strategic, integrating & monitoring (PM&C) • Central monitoring of delivery – Cabinet implementation, gateway & checkpoint – Delivery & outcomes • Departmentalisation – Corporate governance review & reabsorbing agencies – Comprehensive ministerial department? • Whole of government – Inter-organisational
  • 8. 2. Joined-up meanings? • International: – Horizontal, whole-of-government, integrated governance – Common themes & variations • Coordination recycled or new forms? • Questions of joined-up government – Centrality to reform program? – Central agency driven? • Large investment – task forces etc – Reporting on initiatives? (eg State of the Service report) – Commitment to cultural grounding?
  • 9. Range of options • Instruments – Taskforces/teams/partnerships – Departments/special agencies/networks • Time dimension – Short term exercises & crisis or durable partnerships • Tasks – Policy development, program management & delivery • Structural solutions – Combining delivery networks (eg benefits) – Combining corporate services (eg shared services) – Merging departments & incorporating agencies – Joint policy & program management
  • 10. Cases Case Description Boundaries Avian Flu Joint action Federal agencies response to short-term crisis Centrelink Seamless service Federal agencies delivery Indigenous Delivering on Federal/state/ service delivery long-term social Local/NGOs problems AGIMO Central steering Federal agencies of e-government
  • 11. Strengths and limitations Strengths & advantages • Balancing vertical focus with horizontal • Addressing intractable problems • Boundary spanning • Promoting collaboration Limitations & challenges • Level of commitment required • Resource costs • Inclinations to obey the functional imperative • Top-down, centrally driven • Culture as barrier to change
  • 12. 3. Collaboration & shared accountability • Collaboration – Assumption about partners and focus on outcomes – the arrangements for specifying responsibilities and accountabilities within a collaboration based on a formal partnership • Type of problem: wicked & tame as points on continuum • Five cases based on: – nature of coordination, policy problem, basis of partnership, – outcomes focus, handling of shared accountability
  • 13. 3. Collaboration & shared accountability • Collaboration – Assumption about partners and focus on outcomes – Arrangements for specifying responsibilities and accountabilities within a collaboration based on a formal partnership • Type of problem: wicked & tame as points on continuum • Five cases based on: – nature of coordination, policy problem, basis of partnership – outcomes focus, handling of shared accountability
  • 14. Complexity as a combination of intractability & coordination Coordination problem Intractability High Low High Wicked Agency-centred Medium/Low Range of problems with elements of intractability
  • 15. Contradictions in accountability (Australia and New Zealand) • Strength of vertical accountability in AU & NZ • Shared accountability common, becoming more formalised in NZ • Cross-agency arrangements for AU core agencies (including depts of state): 1800 – Service delivery – Provision of advice and data – Shared services – Joined program implementation – Governance agreements*
  • 16. Types and case features Type Case Features of Elements of coordination wickedness Internalisation Various supra, mega Depends on efficacy NA and composite of internal departments coordination Minister-led Finnish system of Cross-ministries from Presumed groupings policy programs specific programs Explicit Ministry sectors NZ social sector Selected priorities Specified within sectors Lead department PSA UK Cross-system Presumed for shared targets Lead agency for Project Wickenby Cross-agencies focus Strong in shared outcomes (international background (tax element) havens) Multi-level wicked Coordinator General Governance element Indigenous SD coordination for Remote Areas Highly complex wicked Cross-agency Multiple, high
  • 17. Results by case Case Horizontal Accountability & Issues character outcomes Various super Internalisation of Vertical. Dependent Limits to expansion: span of & composite problems on internal program control departments structure Finnish policy Minister-led Focus on shared Horizontally weak programmes programs outcomes, but lack of Design weaknesses shared accountability PSA UK Lead dept for Explicitly focused on Multiple weaknesses in shared targets shared goals & application across civil service targets NZ Ministry Ministry-led series Outcomes basis Indeterminate. Being refined in for Social of sector programs terms of results. Accountability Development specification of partners Project Lead agency on Focus on project Information & access at wicked Wickenby project tasks outcomes end Project accountability Coordinator Specialised agency Outcomes focused Responsiveness of partners General for for coordination of Reporting by Accountability specifications. Remote Areas multi-level problem Coordinator General Outcomes in communities
  • 18. Issues • Developing an effective shared accountability and outcomes approach • Implications of mainstreaming • Envisaging inter-connected, multi-level collaborations – national and societal dimensions • Experiments attest to difficulties with implementing durable schemes, particularly at the systemic (whole of government) level
  • 19. Conclusions • International trends support greater emphasis on the horizontal because of complexity problems faced by governments • Constraint: centrality of functional principle in central government organisation • More formalised solutions are growing and experiments with coordination and collaboration can be expected to continue