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Comparing the Codes: Zoological and Botantical Nomenclature
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2. SUPRAGENERIC NAME ENDINGS ZOOLOGICAL CODE BOTANICAL CODE -idae Family Subclass -inae Subfamily Subtribe These are very different for equivalent ranks in the two codes. Examples of “homonyms”: ITALICIZATION ZOOLOGICAL CODE: Genus & species ranks only BOTANICAL CODE: All ranks; however, this is not yet mandatory, only encouraged.
3. RANKS COVERED ZOOLOGICAL CODE BOTANICAL CODE (Kingdom) Kingdom (Phylum) Division or Phylum (Class) Class (Order) Order Family Family Tribe Tribe Genus Genus - Section - Series Species Species - Variety - Form [plus sub-categories of all [plus subcategories of all] & super-categories above Genus] [“( )“ indicates: not regulated by the code except for certain basic principles]
4. INFRAGENERIC & INFRASPECIFIC CONNECTING TERMS Because there are multiple infrageneric & infraspecific ranks in Botanical nomenclature, these are specified in the name. E.g.: Saxifraga aizoon subf. surculosa Engl. & Irmsch. Because there are intermediate ranks between subform and species, the taxon can be referred to in full in a combination of ‘name plus classification’ as: Saxifraga aizoon var. aizoon subvar. brevifolia f. multicaulis subf. surculosa Engl. & Irmsch. In Zoological nomenclature, they are unnecessary. Subgenera are placed in round brackets. Infrasubspecific names are not available, unless before 1961 they were termed variety or form, in which case they are deemed subspecific, or unless before 1985 they were adopted as subspecific names.
5. PRINCIPLE OF COORDINATION In Zoological nomenclature: each subordinate rank within a given rank group (family, genus, species) takes the same author & date (the prior one). E.g.: Subfamily Microchoerinae was originally erected as family Microchoeridae Lydekker,1887. The subfamily keeps the same author and date despite its rank being changed by another author. Likewise, if a superfamily Microchoerioidea were to be erected it would also be attributed to Lydekker, 1887 and without brackets. In Botanical nomenclature: priority is established within each rank, with individual authors & dates for each. The Principle of Coordination is not a part of the Botanical Code.
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7. DIFFERENT TERMINOLOGIES ZOOLOGICAL CODE BOTANICAL CODE Junior homonym Later homonym Objective synonym Nomenclatural synonym Subjective synonym Taxonomic synonym Available Validly published Valid name Correct name Specific name Specific epithet Binomen, name of a species Specific name
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9. RECOMBINING AUTHOR ZOOLOGICAL CODE BOTANICAL CODE E.g.: E.g.: Motacilla troglodytes L., 1758 Petrophiloides richardsonii Bowerbank (1840) Viellot (1806) makes recombination: Chandler (1964) makes recombination: Troglodytes troglodytes (L., 1758) Platycarya richardsonii (Bowerbank) Chandler (1964) Original author in ( ) with date, no Original author in ( ) without date, recombining author. recombining author added. [N.B. in botany, brackets round date not mandatory. Abbreviated author not followed by comma.]
10. SQUARE BRACKETS ZOOLOGY CODE: Used to enclose author if cited when external evidence indicates original anonymity. BOTANY CODE: Used to denote pre-starting point authority citation; the starting point for palaeobotany is Sternberg 1820, substantially after the 1753 starting point for modern botany.
11. TAUTONYMY Troglodytes troglodytes , i.e. genus and species with same name not allowed in Botanical Code. If e.g. it resulted from recombination, the species would have to be changed to the next oldest legitimate name.
12. ILLEGITIMACY “ A name of a family, genus or species, unless conserved, or sanctioned, is illegitimate if it is a later homonym, that is, if it is spelled exactly like a name based on a different type that was previously and validly published for a taxon of the same rank” (ICBN Article 53.1). Thus a name can be rejected on the grounds of junior homonymy (and for other reasons), unlike in the Zoological Code.
13. PRIORITY RECENT VS. FOSSIL Petrophiloides Bowerbank, 1840 Platycarya Siebold & Zucc., 1843 Priority to Recent & date Hexaprotodon Falconer & Cautley, 1836 Priority to date Choeropsis Leidy, 1853 FOSSIL RECENT
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15. MORPHOTAXA “ Fossil taxa may be treated as morphotaxa. A morphotaxon is defined as a fossil taxon which, for nomenclatural purposes, comprises only the parts, life-history stages, or preservational states represented by the corresponding nomenclatural type.” Spinizonocolpites : pollen of the palm genus Nypa. Araucarioxylon : wood of the family Araucariaceae
16. PRIORITY IN MORPHOTAXA Plant fossil taxa do not compete with modern plant taxa when they are treated as morphotaxa. E.g., if Petrophiloides is treated as a catkin morphogenus of family Juglandaceae (walnuts), it is not synonymised with recent Platycarya . Often, there are several different names for different parts/organs of a fossil plant, e.g. the giant lycopod ‘ Lepidodendron ’: Lepidodendron – stem Knorria – older bark Lepidophylloides – leaves Lepidostrobus – free-sporing mono- or bisporangiate cones Lepidocarpon – megasporangiate cones Stigmaria – rhizophores (roots) Lycospora – microspores. All these different names can be used concurrently even though they may belong to the same organism.
20. PHYLOCODE PRINCIPLES 1) REFERENCE . The primary purpose of taxon names is to provide a means of referring to taxa, as opposed to indicating their characters, relationships, or membership. 2) CLARITY. Taxon names should be unambiguous in their designation of particular taxa. Nomenclatural clarity is achieved through explicit definitions. 3) UNIQUENESS . To promote clarity, each taxon should have only one accepted name, and each accepted name should refer to only one taxon. 4) STABILITY . The names of taxa should not change over time. As a corollary, it must be possible to name newly discovered taxa without changing the names of previously discovered taxa. 5) PHYLOGENETIC CONTEXT . The phylocode is concerned with the naming of taxa and the application of taxon names within a phylogenetic context. 6) The PhyloCode permits freedom of taxonomic opinion with regard to hypotheses about relationships; it only concerns how names are to be applied within the context of a given phylogenetic hypothesis.
21. 3 WAYS OF NAMING A CLADE: Must be defined by at least 2 specifiers (like Linnaean types) NODE-BASED 2 included names APOMORPHY-BASED 1 included name & 1 apomorphy STEM-BASED 1 included & 1 excluded name PHYLOGENY: Forey (2001)
22. NEW HYPOTHESIS: NAMES DON’T CHANGE SYNONYMY with revision NO SYNONYMY Forey (2001) NO HOMONYMY allowed between node-based, stem-based & apomorphy-based methods
23. PERCEIVED PROBLEMS w. LINNAEAN SYSTEM 1) Ranks are artificial groupings, not reflecting exact position in hierarchy. 2) Paraphyletic groups like Reptilia are named. 3) Redundancy of ranks through extinction or asymmetry Forey (2001)
24. PERCEIVED PROBLEMS w. LINNAEAN SYSTEM 4) Ranks cause instability when relationships change. Forey (pers. com.)
27. PROBLEM WITH APOMORPHY-BASED DEFINITIONS IN THE PHYLOCODE Homoplasy by reversal vs convergence. In (a) the apomorphy “fingers & toes” defines a clade. In (b) it reflects polyphyly. Forey (2001)
28. LINNAEAN SYSTEM: SAVING GRACES 1) Even though ranks are artificial, they are useful boxes and much used in modern biodiversity studies. 2) Paraphyletic groups don’t have to be used under the Linnaean system. 3) There is potentially as much instability following revisions with the 3-system naming procedure under the PhyloCode. 4) In the Linnaean system you don’t have to name every rank. New classifications commonly list e.g. a genus undifferentiated within an order. Thus Archaeopteryx need not have its own monotypic infraclass, supercohort, cohort, subcohort and order.
29. METHODS OF NAMING IN THE PHYLOCODE The PhyloCode proposes a registration system whereby clade names are submitted electronically. The following information is needed: 1) DEFINITION TYPE: node- stem- or apomorphy-based (mandatory) 2) PHYLOGENETIC DEFINITION: (mandatory) 3) LIST OF SPECIFIERS: (at least 2 mandatory) 4) QUALIFYING CLAUSE 5) REFERENCE PHYLOGENY: bibliographic reference, URL, or accession no. in public repository
30. Linnaean names already being published according to PhyloCode guidelines (Wyss & Flynn 1993). New node-based homonyms of superfamilies Ursoidea Fischer de Waldheim, 1817 & Phocoidea Gray, 1821. Superfamily Arctoidea Flower, 1869 with node-based definition at different hierarchical position. Stem-based definition for Carnivoramorpha
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32. PhyloCode: 2 out of 3 ways of defining a taxon excludes characters PROBLEMS FOR CHARACTER DIAGNOSES Cladistics: stresses synapomorphies. Diagnosis could differentiate types of characters. E.g.:
36. REFERENCES Bengtson, P. 1988. Open nomenclature. Palaeontology , 31: 223-227. Candolle, Alph. De. 1867 . Lois de la Nomenclature Botanique adoptées par le Congrès International de Botanique tenu à Paris en août, 1867, suivies à un deuxième édition de l’introduction historique et du commentaire qui accompagnaient la rédaction préparatoire présentée au Congrès . H. Georg, Genève & Bale; J.-B. Baillière et fils, Paris, 64 pp. Forey, P.L. 2001. The PhyloCode: description and commentary. Bulletin of Zoological Nomenclature , 58: 81-96. Greuter, W. et al. 2000 . International Code of Botanical Nomenclature (St Louis Code). Regnum Vegetabile 138, Koeltz Scientific Books, Königstein. Hughes, N.F. 1989 . Fossils as Information; New recording and Stratal Correlation Techniques . Cambridge, Cambridge University Press, 136 pp. International Commission on Zoological Nomenclature. 1999 . International Code of Zoological Nomenclature , 4th ed., ITZN c/o NHM, London, 306 pp. Linnaeus, C. 1753. Species Plantarum . Vol. 1, Laurentius Salvius, Stockholm, 560 pp. Linnaeus, C. 1758. Systema Naturae. Vol. 1, Regnum Animale, 10th ed., revised. Laurentius Salvius, Stockholm, 824 pp. Madella, M., Alexandre, A. & Ball, T. 2005 . International Code for Phytolith Nomenclature 1.0. Annals of Botany , 96 : 253-260. Matthews, S.C. 1973. Notes on open nomenclature and on synonymy lists. Palaeontology , 16: 713-719. Opinion 1894. 1998. Regnum Animale …, Ed. 2 (M.J. Brisson, 1762): rejected for nomenclatural purposes, with the conservation of the mammalian generic names Philander (Marsupialia), Pteropus (Chiroptera), Glis , Cuniculus and Hydrochoerus (Rodentia), Meles, Lutra and Hyaena (Carnivora), Tapirus (Perissodactyla), Tragulus and Giraffa (Artiodactyla). Bulletin of Zoological Nomenclature , 55: 64-71. Strickland, H.E., Darwin, C., Owen, R. & Westwood, J.O. 1843 . Series of propositions for rendering the nomenclature of zoology uniform and permanent, being the report of a committee for the consideration of the subject, appointed by the British Association for the Advancement of Science. Annals & Magazine of natural History , (1) 11: 259-275. Wyss, A.R. & Flynn, J.J. 1993 . A phylogenetic analysis and definition of the Carnivora. In : Szalay, F.S., Novacek, M.J. & McKenna, M.C. (eds), Mammal Phylogeny, 2: Placentals . New York, Springer: 32-52.