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An Empirical Look at Atkins v. Virginia and its Application in Capital Cases John H. Blume AAIDD Annual Meeting  Providence, RI June
Empirical Survey of Post-Atkins Cases Floodgates and Frivolous Litigation? Prong by Prong:  More Evidence of State Deviations from the Clinical Definitions Race Effects Current Research
I.  Floodgates and Frivolous Litigation?
Justice Scalia in Atkins 	“This newest invention promises to be more effective than any of the others in turning the process of capital trial into a game.  One need only read the definitions of mental retardation to realize that the symptoms of this condition can readily be feigned. 		And whereas the capital defendant who feigns insanity risks commitment to a mental institution until he can be cured (and then tried and executed), the capital defendant who feigns mental retardation risks nothing at all.” Atkins v. Virginia, 536 U.S. 304, 353 (2002) (Scalia, J., dissenting).
“Time will tell . . . .” Prisoners on death row nationwide: approximately 3,300 Capital defendants or death row prisoners filing Atkins claims:  approximately 7%
Atkins Claims vs. Death Row Population
High Success Rates Winning Atkins claims: approximately 40% of filed Atkins claims have won Proportion of death row population found to have MR: approximately 3% actual number may be higher
WIDE STATE VARIATION There is wide state variation among states: North Carolina: 17 of 21 cases have been successful Alabama:  4 of 28 cases have been successful Based on our research, the success rate appears to be linked to The availability of funding The state definition of MR
II.  Prong by Prong:  The Impact of Divergent Applications of the Clinical Definitions
Do States “Generally Conform”? ,[object Object]
Prong 1 – Intellectual functioning
Strict IQ cutoff (“70 or below”)
Failure to account for standard error of measurement or practice effects
Disregarding the Flynn effect
Prong 2 – Adaptive functioning
Focusing on adaptive strengths rather than weaknesses
Giving too much weight to prison behavior and crime “sophisticaton”
Stereotyping
Prong 3 – Onset
Demanding standardized test result as proof of onset,[object Object]
Percent Losses by Prong
Prong 1:  Winning and Losing IQ Are claimants winning with IQ scores over 70? Approximately 15% had an average IQ above 70 ,[object Object],Approximately 60% did not have any IQ scores over 70 ,[object Object],Are claimants losing with IQ scores below 70? In 18% of losing cases (all Prong 1 only), claimant’s average IQ score was below 70, but included a score over 70

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Blume 2010 AAIDD Atkins MR/ID Death Penalty Symposium presentation

  • 1. An Empirical Look at Atkins v. Virginia and its Application in Capital Cases John H. Blume AAIDD Annual Meeting Providence, RI June
  • 2. Empirical Survey of Post-Atkins Cases Floodgates and Frivolous Litigation? Prong by Prong: More Evidence of State Deviations from the Clinical Definitions Race Effects Current Research
  • 3. I. Floodgates and Frivolous Litigation?
  • 4. Justice Scalia in Atkins “This newest invention promises to be more effective than any of the others in turning the process of capital trial into a game. One need only read the definitions of mental retardation to realize that the symptoms of this condition can readily be feigned. And whereas the capital defendant who feigns insanity risks commitment to a mental institution until he can be cured (and then tried and executed), the capital defendant who feigns mental retardation risks nothing at all.” Atkins v. Virginia, 536 U.S. 304, 353 (2002) (Scalia, J., dissenting).
  • 5. “Time will tell . . . .” Prisoners on death row nationwide: approximately 3,300 Capital defendants or death row prisoners filing Atkins claims: approximately 7%
  • 6. Atkins Claims vs. Death Row Population
  • 7. High Success Rates Winning Atkins claims: approximately 40% of filed Atkins claims have won Proportion of death row population found to have MR: approximately 3% actual number may be higher
  • 8. WIDE STATE VARIATION There is wide state variation among states: North Carolina: 17 of 21 cases have been successful Alabama: 4 of 28 cases have been successful Based on our research, the success rate appears to be linked to The availability of funding The state definition of MR
  • 9. II. Prong by Prong: The Impact of Divergent Applications of the Clinical Definitions
  • 10.
  • 11. Prong 1 – Intellectual functioning
  • 12. Strict IQ cutoff (“70 or below”)
  • 13. Failure to account for standard error of measurement or practice effects
  • 15. Prong 2 – Adaptive functioning
  • 16. Focusing on adaptive strengths rather than weaknesses
  • 17. Giving too much weight to prison behavior and crime “sophisticaton”
  • 19. Prong 3 – Onset
  • 20.
  • 22.
  • 23. Prong 2: Skill Areas
  • 24. Prong 2: Behavior in Prison
  • 25.
  • 26. D could “read, write and perform some rudimentary math”
  • 27. D has “adapted to the criminal life”
  • 28. The crime was “too sophisticated” for a mentally retarded person
  • 29. D attempted to “cover up” the crime
  • 30. D lied to the police
  • 31. D gave a detailed confession
  • 32. D married 3 times
  • 34. D had a driver’s license
  • 35. D was never in special education classes
  • 36. D could operate a microwave
  • 37. D read children’s books and the Bible
  • 38. D took notes during trial
  • 39. D’s trial testimony was coherent
  • 40.
  • 41. But, no deficits in adaptive functioning because:
  • 42.
  • 43. III. Race Effects
  • 44. Percent of Atkins Claims by Race
  • 45. AVERAGE IQ SCORES OF ATKINS’ CLAIMANTS African American Inmates – 71 Caucasian Inmates – 73 Hispanic Inmates - 69
  • 46. IV. CURRENT RESEARCH Jury v. Judge – There have been 24 jury determinations of whether a capital defendant is a person with mental retardation (that we are aware of) since Atkins was decided. In 1 case the jury found for the defendant. Juror Interviews Factual Innocence