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Historic Preservation and Rightsizing
Current Practices and Resources Survey
Prepared for the Right Sizing and Historic Preservation Task Force
Advisory Council on Historic Preservation
May 2012
Cara Bertron and Donovan Rypkema
PlaceEconomics
About the authors
This report was prepared and written by Cara Bertron and Donovan Rypkema. Ber-
tron is Director of the Rightsizing Cities Initiative at PlaceEconomics, a Washington
D.C.-based real estate and economic development consulting firm. She studied
urban planning at Stanford University and holds a master’s degree in historic pres-
ervation from the University of Pennsylvania, where she wrote her thesis on incor-
porating preservation in older industrial cities’ rightsizing strategies. Rypkema is
principal of PlaceEconomics. He is the author of The Economics of Historic Preserva-
tion: A Community Leader’s Guide and an adjunct professor in the Historic Preserva-
tion Program at the University of Pennsylvania. The authors can be contacted at
CBertron@placeeconomics.com and DRypkema@placeeconomics.com.
Report design by Cara Bertron and Jesse Lattig
Cara Bertron and Donovan Rypkema
PlaceEconomics
Historic Preservation and Rightsizing
Current Practices and Resources Survey
Prepared for the Right Sizing and Historic Preservation Task Force
Advisory Council on Historic Preservation
May 2012
1
Introduction
Older industrial cities today face complex challenges. The places
that built America into a financially optimistic middle-class nation
on the move—Detroit, Pittsburgh, Cleveland, Youngstown, Roches-
ter—have been plagued by population loss for decades. The fore-
closure crisis and its consequences have compounded longtime
problems, leaving older industrial cities with struggling downtowns
and commercial corridors, a glut of abandoned houses, and many
associated problems. While some cities are experiencing modest
population upswings, even they still have to deal with the physical
legacy of decades of depopulation and disinvestment.
This report examines how cities are developing responses to this
situation, with an emphasis on rightsizing: the process of reshaping
physical urban fabric to meet the needs of current and anticipated
populations. Rightsizing can be a politically charged term—one
often associated, accurately or not, with demolition or forced re-
location—and many cities use downsizing or long-range planning
instead. By any name, the process is being executed principally by
planning department staff in concert with local housing and rede-
velopment agencies, building inspection/code enforcement de-
partments, parks and recreation, and occasionally school districts.
Elected officials may serve as driving forces or public faces in the
process.
The report provides the results of a survey about the problems as-
sociated with long-term population loss, municipalities’ responses
and use of federal resources, and the current and potential place
of historic preservation in those efforts. The report was developed
for the Right Sizing and Historic Preservation Task Force (RSTF) of
the Advisory Council on Historic Preservation, which seeks creative
ways to use preservation and related tools in stabilizing and revi-
talizing challenged communities. Municipal planners, preservation
planners, and local preservation advocates from the 20 older indus-
trial cities with the highest proportional population loss (1960 to
2000) contributed ideas and information.1
Their responses reveal
that nearly three quarters of cities are engaged in explicit rightsiz-
ing efforts, and nearly all are carrying out actions and strategies
aimed at long-range planning for a smaller city (Fig. 1).
Fig. 1 Cities engaged in
rightsizing
1
The list was drawn from Joseph Schilling and Jonathan Logan’s“Greening the
Rust Belt”in the Journal of the American Planning Association (Autumn 2008,
Vol. 74, No. 4). That list was adapted from a selection of 65 older industrial cities
included in“Restoring Prosperity: The State Role in Revitalizing America’s Older
Industrial Cities,”by Jennifer Vey for The Brookings Institution Metropolitan Policy
Program (2007).
2
The survey included telephone interviews and an online survey and
consisted of:2
•	 22 interviews with preservation planners or preservation ad-
vocates from 20 cities
•	 16 online surveys completed by planners
•	 8 follow-up interviews with planners
•	 5 interviews with State Historic Preservation Office staff, state-
level nonprofit staff, and professionals and scholars focusing
on the intersection of preservation and rightsizing
Survey results suggest broader patterns among other older indus-
trial cities. Information from these 20 cities—the hardest hit, and
likely the most invested in addressing the challenges stemming
from population loss—indicates an urgent need for a comprehen-
sive, locally tailored approach to long-range planning, better fed-
eral tools to support it, and a more effective strategy to integrate
historic preservation into planning decisions.
2
Because of the inherent challenges of small samples, this report should be
viewed as an indication of patterns and trends rather than statistical certainty.
Surveyed Cities
Baltimore
Binghamton
Buffalo
Canton
Cincinnati
Cleveland
Dayton
Detroit
Flint
Harrisburg
Huntington
Newark
Pittsburgh
Rochester
Saginaw
Scranton
St. Louis
Syracuse
Utica
Youngstown
3
Defining the Problems
The most visible consequences of long-term population loss are
evident in once-dense residential neighborhoods now pocked by
vacant houses and lots. However, the effects do not stop with aban-
doned houses—or churches, schools, or commercial properties.
These problems exist on multiple levels, from municipal finances to
development prospects to identity. One of the survey’s key ques-
tions sought information on the challenges stemming from popula-
tion loss, asserting that this knowledge is critical to understanding
responses on the ground and determining if available resources suf-
ficiently support them.
Below are the most frequent responses in the telephone survey.
Vacant Buildings
⊕	 Oversupply of aging, deteriorating houses
⊕	 Vacant, unsafe properties (often residential)
o Depressed real estate market
o Foreclosures
Vacant Land
• Challenge of repurposing vacant land for some use
• No big chunks of developable land, only small infill lots
⊕	 Mentioned frequently
o Mentioned occasionally
• Mentioned once
4
Building Stock
• Low-quality housing
• Functionally obsolete housing
• Expensive to bring historic housing stock up to code
• Aging infrastructure and public facilities
Limited Resources
⊕	 City financially strapped as a result of lower tax revenues and
other factors
⊕	 More problem properties than the City can demolish with ex-
isting funding
• States are cutting resources for older urban areas
• Need to protect neighborhoods where abandonment is occur-
ring
Other
o Loss of identity and challenge of creating new, more positive
images for neighborhoods
o Many rental properties with unresponsive landlords
• Struggling historic commercial corridors
5
Responses
Though cities’ planning responses to these challenges are shaped
by unique local circumstances, notable common goals and ap-
proaches emerged in the survey. The vast majority of surveyed cit-
ies (94 percent) are employing a variety of strategies consistent with
long-range planning, as shown in Figure 2. The most frequently
used strategies are growth-oriented or related to comprehensive
planning. Public meetings around rightsizing are much more rare,
likely reflecting political wariness around the issue. Most cities (88
percent) are demolishing scattered and/or concentrated proper-
ties, and many (75 percent) are also enacting policy changes such
as establishing land banks and strengthening vacant property poli-
cies. Few cities are using voluntary relocation. Transportation was
not specifically included in the survey, but changing transportation
patterns was identified as a strategic tactic during one interview.
Fig. 2 Municipal responses
6
Goals
o Identify “centers of activity” or “neighborhoods of choice” and
focus development, form-based code use, and resources there
o Sustainability and market stability
o Find economic or environmental reuse of all the land
o Safe and affordable housing
o Increase population
• Economic growth, not decline
• Engage citizens
• Clean up blight
The approaches can be broadly divided into two categories: strate-
gic and situational actions. Strategic responses take a comprehen-
sive, long-term view of a given challenge and related factors, while
situational actions react to specific instances of problems. While
these instances may not be isolated, a situational action consid-
ers each instance separately—for example, demolishing a vacant
house without reference to a cohesive plan for the entire neighbor-
hood. The following lists are drawn from telephone interviews that
expand on and augment the online survey.
Strategic Actions
⊕	 Developing a comprehensive plan with public engagement
⊕	 City developed or is developing a new zoning code
⊕	 Demolishing vacant properties in a concentrated area
o Establishing a land bank
o Not investing resources in distressed or environmentally sensi-
tive areas
o Selling municipally owned vacant property and buildings in
focus areas to residents
o Talking about returning some areas to undeveloped land or
urban agriculture
o Recognizing historic neighborhoods and properties as attrac-
tions for potential residents
• Focusing financial, administrative, and enforcement resources
in stronger areas/neighborhoods like traditional commercial
corridors and historic, walkable, family-oriented neighbor-
hoods with a strong neighborhood organization and distinct
neighborhood character
• Changing local policy around vacant property (e.g., more strin-
gent demolition by neglect legislation)
• Addressing rightsizing on a neighborhood-by-neighborhood
basis with plans and grants
• Re-visioning neighborhoods as less dense places
• Tracking vacant properties
• Protecting designated historic resources
• Identifying potential historic resources and districts and en-
couraging designation
• Redeveloping streets in central areas as“complete streets”
⊕	 Mentioned frequently
o Mentioned occasionally
• Mentioned once
“ The City isn’t
thinking of right-
sizing as knock-
ing down houses
and putting in
parkland; it’s
looking at where
to reinvest. We’ve
got the real
deal—let’s build
on that.”
7
Situational Actions
⊕	 No comprehensive planning; reactionary efforts to problems
⊕	 Demolishing scattered vacant properties around the city
o Making demolition decisions on a building-by-building basis3
o Selling municipally owned vacant property and buildings to
residents (not in focus areas)
Resources Used
Rightsizing and long-range planning in older industrial cities con-
stitute largely uncharted territory in contemporary planning. In
developing and executing plans and strategies, cities are looking
for advice—and financial resources—from a variety of local, state,
and federal entities in the public and private realms. Over half the
surveyed cities communicate with entities familiar with the com-
munity or rightsizing issues: local organizations, institutions, and of-
ficials or cities in similar situations. Just over 40 percent of the cities
consult with federal agencies (mostly HUD and the EPA; a couple
consult with the Federal Transportation Administration). Just over
30 percent consult with their SHPO.
Fig. 3 Agencies and organizations consulted by municipalities in the rightsizing process
“ I’m worried
about the ‘if we
build it, they will
come’ mentality.
You can’t build
yourself out of
it—you can’t nec-
essarily think that
someone’s going
to come.”
3
Respondents presented this point as both a negative (lack of overall planning)
and a positive (no clearance of entire blocks).
8
Federal Tools Used
As part of this survey, ACHP staff identified 25 federal programs un-
der 6 agencies that could offer support to rightsizing cities. Respon-
dents indicated whether their city used each program for rightsiz-
ing or other activities to the best of their knowledge.
Of the 25programs thatwere identified as potentially usefulin right-
sizing efforts, only five were cited as being used for that purpose
by the surveyed cities (Fig. 4). Even the program most frequently
used for rightsizing (CDBG) was identified by fewer than half the
surveyed cities. Figure 5 lists the usage of the identified federal pro-
grams for any activity. As can be seen, HUD programs are the most
often used. Resources used less frequently or not at all are often not
clearly related to physical planning in cities, such as those offered by
USDA, the Commerce Department, the Economic Development Ad-
ministration, and the departments of Defense, Energy, Education,
and Labor.
Fig. 4 Federal programs used for rightsizing
9
Fig. 5 Federal programs used for any activity
10
Continuing Challenges
Some progress is being made with current approaches and tools.
Nearly three quarters of the surveyed cities are utilizing land banks,
almost half are developing more flexible zoning codes and refram-
ing policy around vacant properties, and many are focusing limited
resources in strategic areas. Still, much remains to be done.
This section presents rightsizing or long-range planning issues
that survey respondents identified as needing new strategies and
resources. Some issues are fiscal, while others focus on important
planning and policy challenges. Other issues such as suburban
sprawl and state funding cannot be addressed by the municipality
alone, but are key parts of a comprehensive approach to rightsizing.
“ There’s not
a large-scale
process to think
about rightsiz-
ing. Everyone’s
still trying to do
what they be-
lieve to be best
for the city within
their own areas
and programs…
There are efforts
in all directions.”
11
⊕	 Mentioned frequently
o Mentioned occasionally
• Mentioned once
Few Municipal Resources
⊕	 A small planning and Landmarks Commission staff stretched
between many daily tasks, with little time for long-range plan-
ning, outreach, and education
o Low and declining tax revenues
o Inadequate code enforcement, largely due to staff cutbacks
• Lack of resources for planning process
• Inadequate demolition funding
• Few resources for people who struggle to maintain and rein-
vest in their homes
Planning Shifts
o How to support transitional neighborhoods
• Existing tools like participatory planning technologies, trans-
portation improvements, and vacant land management prac-
tices are used infrequently and ineffectively
• Funding is disproportionately allocated to demolition
Policy Changes
o Zoning ordinance should be more flexible, streamlined, and
“green”
o Expedited foreclosure process, with more accountability mea-
sures for banks
• How to manage neighborhood character outside historic dis-
tricts
• How to remediate hazardous materials (lead paint, asbestos)
in a preservation-minded way, especially when using federal
funding
• Need mechanisms to help homeowners with repairs (e.g., re-
volving loan funds and grants)
Encouraging and Targeting Growth
• Spurring population growth
• Attracting industry and jobs
• Incentivizing development in areas designated by City plans
Multi-Jurisdictional
o Continuing sprawl and competition with suburbs for business-
es, jobs, and residents
o Long-range regional planning and smart-growth strategies
o Unequal access to funding, compared to suburbs
• Entities like school districts operate independently from the
municipal government, with little information exchanged
about investments
12
Role of Historic Preservation
The role of preservation in the surveyed cities’long-range planning
and rightsizing efforts varies, but it appears to be—with a few ex-
ceptions—very small. Some municipal preservation staff and pres-
ervation advocates are involved in comprehensive planning pro-
cesses, while others are not involved with comprehensive planning
and do not see historic resources included in the results. Many cities’
long-range plans include preservation in one or more elements, but
a number of respondents felt that inclusion starts and stops with a
statement of preservation values.
Surprisingly, only 14 of the 20 cities are Certified Local Governments
(CLGs), with access to the associated technical and financial assis-
tance. The remaining third of the cities may have low municipal
commitment to historic preservation or inadequate fiscal or regula-
tory capacity to meet CLG standards. Lack of CLG status inherently
limits the use of historic preservation as a public strategy in general
and as a rightsizing tool in particular.
Current Role
Traditional preservation tools—designation, rehabilitation and de-
molition review, tax credits, education, and advocacy—are being
used in many cities, but there is broad consensus that they need to
be enhanced, intensified, and supplemented to be more effective.
Long-Range Planning
⊕	 Perception that long-range planning and rightsizing have not
included historic resources
⊕	 Preservationists feel that they are neither informed about nor
involved in municipal planning efforts
⊕	 Preservation staff and advocates participated in or led public
meetings during planning process
o Preservation advocates sat on preservation or steering com-
mittees for comprehensive plan
o Preservation planners incorporated preservation into multiple
sections of the comprehensive plan
o Comprehensive plan raises awareness of preservation
Planning Process
o Preservation staff reviews rehabilitation and demolition pro-
posals and administers Section 106 process
• After demolition, building material is salvaged and sold
“ Preservation-
ists are aware of
what’s happen-
ing, but they’re
doing triage.
They’re not really
in dialogue with
people who are
creatively rethink-
ing the city.”
13
• New zoning code focuses on“livable communities”and allows
mixed use
• Local government could be more supportive of preservation
• City effectively balances preservation with development
Education and Advocacy
o Preservation staff, local preservationists, and community
groups educate homeowners about state historic rehabilita-
tion tax credits (where available)
o Preservation staff and local preservationists nominate historic
properties for landmark or district designation
Preservation’s Potential
Survey respondents discussed a variety of ways that planners, pres-
ervation planners, and grassroots preservation advocates can uti-
lize preservation more effectively to meet their communities’needs.
As can be seen in the following list, their suggestions span daily
planning processes, long-range public and private decisions about
where to reinvest scarce resources and energy, and the significant
opportunity and challenge to change perceptions of neighbor-
hoods and cities.
Planning
⊕	 Identify potential historic resources
o Argue for and employ preservation in the context of environ-
mental and fiscal sustainability
o Discuss how to make long-term preservation and demolition
decisions in distressed neighborhoods and cities
• Require historic preservation to be incorporated in compre-
hensive plan
14
• Include preservation organizations in planning processes
• Give Landmarks Commission enforcement authority
• Increase efficiency and improve homeowner perceptions by
allowing staff to approve minor alterations
• Allow sufficient time to consider the value of buildings and
neighborhoods before choosing demolition
• Use more flexible standards in transitional and distressed
neighborhoods4
Focus Resources
⊕	 Prioritize which historic buildings and areas to fight for
o Focus financial and educational efforts in historic areas to revi-
talize historic areas, attract new residents and businesses
• Figure out intersections of historic resources with other impor-
tant factors (grocery stores, stable schools, transportation) and
prioritize investments in those areas
Look to Historic Neighborhoods and Properties First
o Take advantage of market for downtown residences and small-
er houses
o Capitalize on historic districts’ relative stability (higher levels
of owner occupancy, active community groups, high-quality
construction and materials)
o Preservationists can offer resources (state and federal tax cred-
its, connections with developers, marketing commercial and
residential properties to developers and homeowners)
• Change perceptions of historic neighborhoods located near
amenities and jobs; help build a residential market
• Direct firms to historic industrial sites and downtown buildings
• Assess the feasibility of reusing existing resources (public
buildings, neighborhoods, factories) before deciding on new
construction
• Don’t ignore pleasant, livable older neighborhoods that don’t
meet National Register criteria
Incentives
o Develop more “financial carrots” for preservation (e.g., revolv-
ing loan funds and state-level rehabilitation tax credits that al-
low rehabilitation of historic houses on a larger scale)
o More funding to rehabilitate rather than demolish houses
• Get federal government to allocate money for mothballing
and repair work with historically compatible features
Education and Advocacy
o Present positive vision of how historic buildings can contrib-
ute to stronger neighborhoods and help manage change
⊕	 Mentioned frequently
o Mentioned occasionally
• Mentioned once
4
This comment suggests that applying the Secretary’s Standards in all circum-
stances may be limiting flexibility.
“ At some point,
we will weigh in
on neighborhood
‘tipping point’
questions in
some way. Now,
we’re still work-
ing on a micro
scale.”
15
o Educate people (especially younger homeowners) about prop-
erty maintenance and stewardship
o Develop a list of preservation-friendly affordable contractors
• Build support for preservation in other community organiza-
tions
• Learn from historical development during periods when local
population was similar to contemporary levels
• Use preservation to sustain cultural continuity
Reduce Demolition
o Look at alternatives to demolition, such as mothballing
• Make informed decisions
• Look beyond reflexive short-term solutions like demolition
when responding to resident complaints
• Consider demolition’s impact on historic working-class neigh-
borhoods where the chief significance lies in intact block and
neighborhood fabric
Enforcement and Maintenance
o Proactively enforce maintenance provisions of city and land-
marks ordinances
o Address investor-landlords who neglect rental properties
• Develop a fine system that is high enough to enforce ordi-
nance and lowers the risk of property abandonment
16
Conclusions
After evaluating the statistical and qualitative data, it is possible to
draw four major conclusions.
First, nearly all of the surveyed cities are actively working to tackle
longstanding problems of vacant buildings and land, aging build-
ing stock and infrastructure, and limited municipal staff and fund-
ing. Many of their actions are consistent with rightsizing: develop-
ing comprehensive plans, strengthening strong and transitional
areas, carrying out concentrated demolitions, and using entities
such as land banks to invest strategically.
Second, municipalities’ ability to develop long-range plans, hire or
retain planning and code enforcement staff, and execute plans and
programs is exceptionally limited. Short-term situational responses
to urgent issues are frequent. Many cities recognize the need to
focus demolition and reinvestment resources within a long-range
framework but are pressed for staff time and funds to develop a
comprehensive response. Transportation—especially public trans-
portation—needs to be an integrated part of any rightsizing strat-
egy, but it was not mentioned as a tactic during most interviews.
Third, there appears to be a mismatch between acute municipal
needs and available federal resources. The vast majority of the fed-
eral programs identified as potential resources for rightsizing were
not used for rightsizing. Twenty of the 25 federal programs were
used by less than a third of the cities for any purpose, to the best of
the respondents’ knowledge. This either reflects inadequate com-
munication between federal agencies and municipal governments
or indicates that current federal resources do not meet older indus-
trial cities’needs.
Finally, historic preservation is, at best, on the fringe. Though pres-
ervationists are included in comprehensive planning efforts in
some cities, most feel that their contributions do not substantially
influence the plans. In other cities, preservationists are not even at
the table. Yet both preservationists and planners agree that preser-
vation has an important role to play in strategic planning. Respon-
dents offered many ideas about how preservationists can bring
resources for focused reinvestment; help build and strengthen real
estate markets downtown and in historic neighborhoods, where
cities have an advantage over suburbs; and assist in managing and
prioritizing change in historic environments.
“ For preser-
vationists to be
at the table, we
can’t bring our
usual game plan.
Flexibility, com-
promises, and
hard choices are
necessary.”
17
In conclusion, the survey results indicate that much work remains to
be done on the local, regional, state, and federal levels. Older indus-
trial cities are taking various situational and strategic approaches
to address issues stemming from long-term population loss. These
cities have an acute need for additional resources—particularly re-
sources for planning—yet available federal programs are not being
utilized. Similarly, preservationists feel that they can offer assistance
with planning, development, and marketing, but historic preserva-
tion is generally not an integrated part of the planning process.
Historic neighborhoods should be the cornerstones of smaller,
more resilient, more livable cities. As diverse, walkable, existing
environments with unique character, historic neighborhoods and
traditional neighborhood business districts can be sustainable at
environmental, economic, and social levels. These qualities help re-
tain existing populations and attract new residents and businesses.
At this critical point, federal agencies and preservation advocates
have the opportunity to strengthen historic cities by bringing
tools, funding, and technical assistance to long-range planning and
rightsizing efforts. A number of federal programs are available to
promote preservation, including CDBG and NSP funds, as well as
federal rehabilitation tax credits. However, the pressing problems
on the ground and a local desire for urgent responses mean that
interested parties must offer timely, targeted resources; and they
must offer them soon.
18
Appendix
Surveyed Cities
Baltimore
Binghamton
Buffalo
Canton
Cincinnati
Cleveland
Dayton
Detroit
Flint
Harrisburg
Huntington
Newark
Pittsburgh
Rochester
Saginaw
Scranton
St. Louis
Syracuse
Utica
Youngstown
19
Survey Participants
Tarik Abdelazim
Director of Planning, Housing, and Community Development, City
of Binghamton
Michele Alonso
Preservation Specialist, City of Newark
Kate Auwaerter
Preservation Planner, City of Syracuse
James Baldwin
Planner, City of Huntington
Michael Bosak
Landmarks Society of Greater Utica
Betsy Bradley
Cultural Resources Office Director, City of St. Louis
Robert Brown
City Planning Director, City of Cleveland
Ron Campbell
Preservation advocate, Flint
Bill D’Avignon
Director, Community Development Agency and Planning & Zoning,
City of Youngstown
Joe Engel
Executive Director, Canton Preservation Society
Mark Epstein
Department Head, Resource Protection and Review, Ohio Historic
Preservation Office
Emilie Evans
MSHP/MCP, Columbia University
Nancy Finegood
Executive Director, Michigan Historic Preservation Network
20
Michael Fleenor
Director of Preservation Services, Cleveland Restoration Society
Marty Grunzweig
Buffalo Preservation Board Supervisor
John Hankins
Chair, Cabell County Landmarks Commission (Huntington)
Stephanie Harden
Associate Planner, City of Saginaw
Larry Harris
Urban Conservator, City of Cincinnati
Brian Inderrieden
Planning Manager, City of Dayton
Robert Keiser
Secretary, Cleveland Landmarks Commission
Katherine Keough-Jurs
Senior City Planner, City of Cincinnati
Kristine Kidorf
Principal, Kidorf Preservation Consulting, Detroit
Donald King
Planner, City of Scranton
Kathleen Kotarba
Executive Director, Commission for Historical and Architectural
Preservation (CHAP), City of Baltimore
H. Peter L’Orange
Historic Preservation Planner, City of Binghamton
Andrew Maxwell
Director of Planning & Sustainability, City of Syracuse
Susan McBride
Principal Planner/Historic, City of Detroit
Mary Ann Moran-Savakinus
Director, Lackawanna Historical Society (Scranton)
David Morrison
President, Board of Directors, Historic Harrisburg Association
21
Sherri Pierce
Planning and Zoning Coordinator, City of Flint
Ruth Pierpont
Deputy Commissioner, New York State Office of Parks, Recreation
and Historic Preservation
Sarah Quinn
Preservation Planner, City of Pittsburgh
Don Roe
Acting Director of Planning & Urban Design Agency, City of St. Louis
Rebecca Rogers
Historian/Section 106 consultant, Youngstown
Peter Siegrist
Preservation Plannner, City of Rochester
Roane Smothers
Secretary to the Landmarks Commission, City of Dayton
Jack Spaeth
Economic Development Program Specialist, City of Utica
Tom Stosur
Director, Department of Planning, City of Baltimore
Tom Trombley
Deputy Director, The Castle Museum of Saginaw County History
Royce Yeater
National Trust for Historic Preservation
Tom Yots
Executive Director, Preservation Buffalo Niagara
Rick Zengler
Planning Department, City of Canton
22
Survey Questions
1. Is your city in the process of “rightsizing,” or adjusting its physical
fabric to match its current and anticipated population?
	… Yes
	… No
	… Not sure
2. With regard to rightsizing, which of the following has your city done,
is doing, or planning to do?
	… Gathering data in preparation for developing a plan
	… Developing a rightsizing plan or a comprehensive plan that in-
cludes rightsizing
	… Holding public hearings or meetings about rightsizing
	… Demolishing scattered vacant properties around the city
	… Demolishing vacant properties in a concentrated area
	… Focusing financial, administrative, and enforcement resources in
stronger areas/neighborhoods
	… Establishing a land bank
	… Changing local policy around vacant property (e.g., vacant prop-
erty registration ordinances)
	… Encouraging residents to move from weaker to stronger areas/
neighborhoods
	… Working to attract new businesses and residents
	… Other
3. Which of the following agencies or organizations (if any) has your
city consulted in the rightsizing process?
	… Officials or staff from cities in similar situations
	… County officials or administrators
	… Local foundation or nonprofit organization
	… Academic institution
	… Local corporation
	… State legislators
	… State Historic Preservation Office (SHPO)
	… National organization
	… Federal agency (if so, please specify which agency in the box be-
low)
	… Advisory Council on Historic Preservation (ACHP)
	… None
	… Other
4. Has your city used any of the following resources offered by the
Department of Housing and Urban Development (HUD) and the Sus-
tainable Communities Partnership (SC2) for rightsizing planning and
activities?
	… Neighborhood Stabilization Program (NSP, NSP2, NSP3)
	… Community Development Block Grants (CDBG)
	… Choice Neighborhood Initiative
	… TIGER Grants
23
5. Has your city used any of the following resources offered by the De-
partment of Agriculture (USDA) for rightsizing planning and activities?
	… Section 502 homeownership loans, Section 521 rental subsidies,
Section 533 housing preservation grants, and Section 523 and 524
housing site loans
	… Farmers Market Promotion Program
	… Community Food Projects Competitive Grants Program
6. Has your city used any of the following resources offered by the Small
Business Administration (SBA) and Economic Development Administra-
tion (EDA) for rightsizing planning and activities?
	… CDC/504 loans (SBA)
	… Planning Grants and Technical Assistance Grants (EDA)
	… Section 703 Disaster Relief (EDA)
	… Public Works and Economic Adjustment Assistance (EDA)
7. Has your city used any of the following other resources offered by the
Commerce Department for rightsizing planning and activities?
	… Economic Adjustment Assistance
	… Economic Development Support for Planning Organizations
	… Technical Assistance
8. Has your city used any of the following resources offered by the Fed-
eral Transportation Administration (FTA) for rightsizing planning and
activities?
	… Metropolitan and Statewide Planning Grants
	… Urbanized Area Formula Planning Grants
	… Major Capital Investments grants
9. Has your city used any of the following resources offered by the De-
partment of Defense (DOD) for rightsizing planning and activities?
	… Small Business Technology Transfer (STTR) and Small Business In-
novation Research (SBIR) grants
	… Community Base Reuse Plans grants
	… Community Economic Adjustment Planning Assistance
10. Has your city used any of the following resources offered by other
federal agencies for rightsizing planning and activities?
	… Energy Efficiency Conservation Block Grants offered by the Depart-
ment of Energy
	… Impact Aid School Construction Funds offered by the Department
of Education
	… Education Stabilization Funds offered by the Department of Edu-
cation
	… Urban and Community Forestry grants offered by the Forest Ser-
vice
	… The Department of Labor’s Job Corps
11. What other resources does your city use for rightsizing planning and
activities, if any?
24
Online Survey Data
25
26
PlaceEconomics Rightsizing Cities Initiative
1785 Massachusetts Avenue, NW
Washington, DC 20036
www.placeeconomics.com/services/rightsizing

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Achp rightsizing-report

  • 1. Historic Preservation and Rightsizing Current Practices and Resources Survey Prepared for the Right Sizing and Historic Preservation Task Force Advisory Council on Historic Preservation May 2012 Cara Bertron and Donovan Rypkema PlaceEconomics
  • 2. About the authors This report was prepared and written by Cara Bertron and Donovan Rypkema. Ber- tron is Director of the Rightsizing Cities Initiative at PlaceEconomics, a Washington D.C.-based real estate and economic development consulting firm. She studied urban planning at Stanford University and holds a master’s degree in historic pres- ervation from the University of Pennsylvania, where she wrote her thesis on incor- porating preservation in older industrial cities’ rightsizing strategies. Rypkema is principal of PlaceEconomics. He is the author of The Economics of Historic Preserva- tion: A Community Leader’s Guide and an adjunct professor in the Historic Preserva- tion Program at the University of Pennsylvania. The authors can be contacted at CBertron@placeeconomics.com and DRypkema@placeeconomics.com. Report design by Cara Bertron and Jesse Lattig
  • 3. Cara Bertron and Donovan Rypkema PlaceEconomics Historic Preservation and Rightsizing Current Practices and Resources Survey Prepared for the Right Sizing and Historic Preservation Task Force Advisory Council on Historic Preservation May 2012
  • 4.
  • 5. 1 Introduction Older industrial cities today face complex challenges. The places that built America into a financially optimistic middle-class nation on the move—Detroit, Pittsburgh, Cleveland, Youngstown, Roches- ter—have been plagued by population loss for decades. The fore- closure crisis and its consequences have compounded longtime problems, leaving older industrial cities with struggling downtowns and commercial corridors, a glut of abandoned houses, and many associated problems. While some cities are experiencing modest population upswings, even they still have to deal with the physical legacy of decades of depopulation and disinvestment. This report examines how cities are developing responses to this situation, with an emphasis on rightsizing: the process of reshaping physical urban fabric to meet the needs of current and anticipated populations. Rightsizing can be a politically charged term—one often associated, accurately or not, with demolition or forced re- location—and many cities use downsizing or long-range planning instead. By any name, the process is being executed principally by planning department staff in concert with local housing and rede- velopment agencies, building inspection/code enforcement de- partments, parks and recreation, and occasionally school districts. Elected officials may serve as driving forces or public faces in the process. The report provides the results of a survey about the problems as- sociated with long-term population loss, municipalities’ responses and use of federal resources, and the current and potential place of historic preservation in those efforts. The report was developed for the Right Sizing and Historic Preservation Task Force (RSTF) of the Advisory Council on Historic Preservation, which seeks creative ways to use preservation and related tools in stabilizing and revi- talizing challenged communities. Municipal planners, preservation planners, and local preservation advocates from the 20 older indus- trial cities with the highest proportional population loss (1960 to 2000) contributed ideas and information.1 Their responses reveal that nearly three quarters of cities are engaged in explicit rightsiz- ing efforts, and nearly all are carrying out actions and strategies aimed at long-range planning for a smaller city (Fig. 1). Fig. 1 Cities engaged in rightsizing 1 The list was drawn from Joseph Schilling and Jonathan Logan’s“Greening the Rust Belt”in the Journal of the American Planning Association (Autumn 2008, Vol. 74, No. 4). That list was adapted from a selection of 65 older industrial cities included in“Restoring Prosperity: The State Role in Revitalizing America’s Older Industrial Cities,”by Jennifer Vey for The Brookings Institution Metropolitan Policy Program (2007).
  • 6. 2 The survey included telephone interviews and an online survey and consisted of:2 • 22 interviews with preservation planners or preservation ad- vocates from 20 cities • 16 online surveys completed by planners • 8 follow-up interviews with planners • 5 interviews with State Historic Preservation Office staff, state- level nonprofit staff, and professionals and scholars focusing on the intersection of preservation and rightsizing Survey results suggest broader patterns among other older indus- trial cities. Information from these 20 cities—the hardest hit, and likely the most invested in addressing the challenges stemming from population loss—indicates an urgent need for a comprehen- sive, locally tailored approach to long-range planning, better fed- eral tools to support it, and a more effective strategy to integrate historic preservation into planning decisions. 2 Because of the inherent challenges of small samples, this report should be viewed as an indication of patterns and trends rather than statistical certainty. Surveyed Cities Baltimore Binghamton Buffalo Canton Cincinnati Cleveland Dayton Detroit Flint Harrisburg Huntington Newark Pittsburgh Rochester Saginaw Scranton St. Louis Syracuse Utica Youngstown
  • 7. 3 Defining the Problems The most visible consequences of long-term population loss are evident in once-dense residential neighborhoods now pocked by vacant houses and lots. However, the effects do not stop with aban- doned houses—or churches, schools, or commercial properties. These problems exist on multiple levels, from municipal finances to development prospects to identity. One of the survey’s key ques- tions sought information on the challenges stemming from popula- tion loss, asserting that this knowledge is critical to understanding responses on the ground and determining if available resources suf- ficiently support them. Below are the most frequent responses in the telephone survey. Vacant Buildings ⊕ Oversupply of aging, deteriorating houses ⊕ Vacant, unsafe properties (often residential) o Depressed real estate market o Foreclosures Vacant Land • Challenge of repurposing vacant land for some use • No big chunks of developable land, only small infill lots ⊕ Mentioned frequently o Mentioned occasionally • Mentioned once
  • 8. 4 Building Stock • Low-quality housing • Functionally obsolete housing • Expensive to bring historic housing stock up to code • Aging infrastructure and public facilities Limited Resources ⊕ City financially strapped as a result of lower tax revenues and other factors ⊕ More problem properties than the City can demolish with ex- isting funding • States are cutting resources for older urban areas • Need to protect neighborhoods where abandonment is occur- ring Other o Loss of identity and challenge of creating new, more positive images for neighborhoods o Many rental properties with unresponsive landlords • Struggling historic commercial corridors
  • 9. 5 Responses Though cities’ planning responses to these challenges are shaped by unique local circumstances, notable common goals and ap- proaches emerged in the survey. The vast majority of surveyed cit- ies (94 percent) are employing a variety of strategies consistent with long-range planning, as shown in Figure 2. The most frequently used strategies are growth-oriented or related to comprehensive planning. Public meetings around rightsizing are much more rare, likely reflecting political wariness around the issue. Most cities (88 percent) are demolishing scattered and/or concentrated proper- ties, and many (75 percent) are also enacting policy changes such as establishing land banks and strengthening vacant property poli- cies. Few cities are using voluntary relocation. Transportation was not specifically included in the survey, but changing transportation patterns was identified as a strategic tactic during one interview. Fig. 2 Municipal responses
  • 10. 6 Goals o Identify “centers of activity” or “neighborhoods of choice” and focus development, form-based code use, and resources there o Sustainability and market stability o Find economic or environmental reuse of all the land o Safe and affordable housing o Increase population • Economic growth, not decline • Engage citizens • Clean up blight The approaches can be broadly divided into two categories: strate- gic and situational actions. Strategic responses take a comprehen- sive, long-term view of a given challenge and related factors, while situational actions react to specific instances of problems. While these instances may not be isolated, a situational action consid- ers each instance separately—for example, demolishing a vacant house without reference to a cohesive plan for the entire neighbor- hood. The following lists are drawn from telephone interviews that expand on and augment the online survey. Strategic Actions ⊕ Developing a comprehensive plan with public engagement ⊕ City developed or is developing a new zoning code ⊕ Demolishing vacant properties in a concentrated area o Establishing a land bank o Not investing resources in distressed or environmentally sensi- tive areas o Selling municipally owned vacant property and buildings in focus areas to residents o Talking about returning some areas to undeveloped land or urban agriculture o Recognizing historic neighborhoods and properties as attrac- tions for potential residents • Focusing financial, administrative, and enforcement resources in stronger areas/neighborhoods like traditional commercial corridors and historic, walkable, family-oriented neighbor- hoods with a strong neighborhood organization and distinct neighborhood character • Changing local policy around vacant property (e.g., more strin- gent demolition by neglect legislation) • Addressing rightsizing on a neighborhood-by-neighborhood basis with plans and grants • Re-visioning neighborhoods as less dense places • Tracking vacant properties • Protecting designated historic resources • Identifying potential historic resources and districts and en- couraging designation • Redeveloping streets in central areas as“complete streets” ⊕ Mentioned frequently o Mentioned occasionally • Mentioned once “ The City isn’t thinking of right- sizing as knock- ing down houses and putting in parkland; it’s looking at where to reinvest. We’ve got the real deal—let’s build on that.”
  • 11. 7 Situational Actions ⊕ No comprehensive planning; reactionary efforts to problems ⊕ Demolishing scattered vacant properties around the city o Making demolition decisions on a building-by-building basis3 o Selling municipally owned vacant property and buildings to residents (not in focus areas) Resources Used Rightsizing and long-range planning in older industrial cities con- stitute largely uncharted territory in contemporary planning. In developing and executing plans and strategies, cities are looking for advice—and financial resources—from a variety of local, state, and federal entities in the public and private realms. Over half the surveyed cities communicate with entities familiar with the com- munity or rightsizing issues: local organizations, institutions, and of- ficials or cities in similar situations. Just over 40 percent of the cities consult with federal agencies (mostly HUD and the EPA; a couple consult with the Federal Transportation Administration). Just over 30 percent consult with their SHPO. Fig. 3 Agencies and organizations consulted by municipalities in the rightsizing process “ I’m worried about the ‘if we build it, they will come’ mentality. You can’t build yourself out of it—you can’t nec- essarily think that someone’s going to come.” 3 Respondents presented this point as both a negative (lack of overall planning) and a positive (no clearance of entire blocks).
  • 12. 8 Federal Tools Used As part of this survey, ACHP staff identified 25 federal programs un- der 6 agencies that could offer support to rightsizing cities. Respon- dents indicated whether their city used each program for rightsiz- ing or other activities to the best of their knowledge. Of the 25programs thatwere identified as potentially usefulin right- sizing efforts, only five were cited as being used for that purpose by the surveyed cities (Fig. 4). Even the program most frequently used for rightsizing (CDBG) was identified by fewer than half the surveyed cities. Figure 5 lists the usage of the identified federal pro- grams for any activity. As can be seen, HUD programs are the most often used. Resources used less frequently or not at all are often not clearly related to physical planning in cities, such as those offered by USDA, the Commerce Department, the Economic Development Ad- ministration, and the departments of Defense, Energy, Education, and Labor. Fig. 4 Federal programs used for rightsizing
  • 13. 9 Fig. 5 Federal programs used for any activity
  • 14. 10 Continuing Challenges Some progress is being made with current approaches and tools. Nearly three quarters of the surveyed cities are utilizing land banks, almost half are developing more flexible zoning codes and refram- ing policy around vacant properties, and many are focusing limited resources in strategic areas. Still, much remains to be done. This section presents rightsizing or long-range planning issues that survey respondents identified as needing new strategies and resources. Some issues are fiscal, while others focus on important planning and policy challenges. Other issues such as suburban sprawl and state funding cannot be addressed by the municipality alone, but are key parts of a comprehensive approach to rightsizing. “ There’s not a large-scale process to think about rightsiz- ing. Everyone’s still trying to do what they be- lieve to be best for the city within their own areas and programs… There are efforts in all directions.”
  • 15. 11 ⊕ Mentioned frequently o Mentioned occasionally • Mentioned once Few Municipal Resources ⊕ A small planning and Landmarks Commission staff stretched between many daily tasks, with little time for long-range plan- ning, outreach, and education o Low and declining tax revenues o Inadequate code enforcement, largely due to staff cutbacks • Lack of resources for planning process • Inadequate demolition funding • Few resources for people who struggle to maintain and rein- vest in their homes Planning Shifts o How to support transitional neighborhoods • Existing tools like participatory planning technologies, trans- portation improvements, and vacant land management prac- tices are used infrequently and ineffectively • Funding is disproportionately allocated to demolition Policy Changes o Zoning ordinance should be more flexible, streamlined, and “green” o Expedited foreclosure process, with more accountability mea- sures for banks • How to manage neighborhood character outside historic dis- tricts • How to remediate hazardous materials (lead paint, asbestos) in a preservation-minded way, especially when using federal funding • Need mechanisms to help homeowners with repairs (e.g., re- volving loan funds and grants) Encouraging and Targeting Growth • Spurring population growth • Attracting industry and jobs • Incentivizing development in areas designated by City plans Multi-Jurisdictional o Continuing sprawl and competition with suburbs for business- es, jobs, and residents o Long-range regional planning and smart-growth strategies o Unequal access to funding, compared to suburbs • Entities like school districts operate independently from the municipal government, with little information exchanged about investments
  • 16. 12 Role of Historic Preservation The role of preservation in the surveyed cities’long-range planning and rightsizing efforts varies, but it appears to be—with a few ex- ceptions—very small. Some municipal preservation staff and pres- ervation advocates are involved in comprehensive planning pro- cesses, while others are not involved with comprehensive planning and do not see historic resources included in the results. Many cities’ long-range plans include preservation in one or more elements, but a number of respondents felt that inclusion starts and stops with a statement of preservation values. Surprisingly, only 14 of the 20 cities are Certified Local Governments (CLGs), with access to the associated technical and financial assis- tance. The remaining third of the cities may have low municipal commitment to historic preservation or inadequate fiscal or regula- tory capacity to meet CLG standards. Lack of CLG status inherently limits the use of historic preservation as a public strategy in general and as a rightsizing tool in particular. Current Role Traditional preservation tools—designation, rehabilitation and de- molition review, tax credits, education, and advocacy—are being used in many cities, but there is broad consensus that they need to be enhanced, intensified, and supplemented to be more effective. Long-Range Planning ⊕ Perception that long-range planning and rightsizing have not included historic resources ⊕ Preservationists feel that they are neither informed about nor involved in municipal planning efforts ⊕ Preservation staff and advocates participated in or led public meetings during planning process o Preservation advocates sat on preservation or steering com- mittees for comprehensive plan o Preservation planners incorporated preservation into multiple sections of the comprehensive plan o Comprehensive plan raises awareness of preservation Planning Process o Preservation staff reviews rehabilitation and demolition pro- posals and administers Section 106 process • After demolition, building material is salvaged and sold “ Preservation- ists are aware of what’s happen- ing, but they’re doing triage. They’re not really in dialogue with people who are creatively rethink- ing the city.”
  • 17. 13 • New zoning code focuses on“livable communities”and allows mixed use • Local government could be more supportive of preservation • City effectively balances preservation with development Education and Advocacy o Preservation staff, local preservationists, and community groups educate homeowners about state historic rehabilita- tion tax credits (where available) o Preservation staff and local preservationists nominate historic properties for landmark or district designation Preservation’s Potential Survey respondents discussed a variety of ways that planners, pres- ervation planners, and grassroots preservation advocates can uti- lize preservation more effectively to meet their communities’needs. As can be seen in the following list, their suggestions span daily planning processes, long-range public and private decisions about where to reinvest scarce resources and energy, and the significant opportunity and challenge to change perceptions of neighbor- hoods and cities. Planning ⊕ Identify potential historic resources o Argue for and employ preservation in the context of environ- mental and fiscal sustainability o Discuss how to make long-term preservation and demolition decisions in distressed neighborhoods and cities • Require historic preservation to be incorporated in compre- hensive plan
  • 18. 14 • Include preservation organizations in planning processes • Give Landmarks Commission enforcement authority • Increase efficiency and improve homeowner perceptions by allowing staff to approve minor alterations • Allow sufficient time to consider the value of buildings and neighborhoods before choosing demolition • Use more flexible standards in transitional and distressed neighborhoods4 Focus Resources ⊕ Prioritize which historic buildings and areas to fight for o Focus financial and educational efforts in historic areas to revi- talize historic areas, attract new residents and businesses • Figure out intersections of historic resources with other impor- tant factors (grocery stores, stable schools, transportation) and prioritize investments in those areas Look to Historic Neighborhoods and Properties First o Take advantage of market for downtown residences and small- er houses o Capitalize on historic districts’ relative stability (higher levels of owner occupancy, active community groups, high-quality construction and materials) o Preservationists can offer resources (state and federal tax cred- its, connections with developers, marketing commercial and residential properties to developers and homeowners) • Change perceptions of historic neighborhoods located near amenities and jobs; help build a residential market • Direct firms to historic industrial sites and downtown buildings • Assess the feasibility of reusing existing resources (public buildings, neighborhoods, factories) before deciding on new construction • Don’t ignore pleasant, livable older neighborhoods that don’t meet National Register criteria Incentives o Develop more “financial carrots” for preservation (e.g., revolv- ing loan funds and state-level rehabilitation tax credits that al- low rehabilitation of historic houses on a larger scale) o More funding to rehabilitate rather than demolish houses • Get federal government to allocate money for mothballing and repair work with historically compatible features Education and Advocacy o Present positive vision of how historic buildings can contrib- ute to stronger neighborhoods and help manage change ⊕ Mentioned frequently o Mentioned occasionally • Mentioned once 4 This comment suggests that applying the Secretary’s Standards in all circum- stances may be limiting flexibility. “ At some point, we will weigh in on neighborhood ‘tipping point’ questions in some way. Now, we’re still work- ing on a micro scale.”
  • 19. 15 o Educate people (especially younger homeowners) about prop- erty maintenance and stewardship o Develop a list of preservation-friendly affordable contractors • Build support for preservation in other community organiza- tions • Learn from historical development during periods when local population was similar to contemporary levels • Use preservation to sustain cultural continuity Reduce Demolition o Look at alternatives to demolition, such as mothballing • Make informed decisions • Look beyond reflexive short-term solutions like demolition when responding to resident complaints • Consider demolition’s impact on historic working-class neigh- borhoods where the chief significance lies in intact block and neighborhood fabric Enforcement and Maintenance o Proactively enforce maintenance provisions of city and land- marks ordinances o Address investor-landlords who neglect rental properties • Develop a fine system that is high enough to enforce ordi- nance and lowers the risk of property abandonment
  • 20. 16 Conclusions After evaluating the statistical and qualitative data, it is possible to draw four major conclusions. First, nearly all of the surveyed cities are actively working to tackle longstanding problems of vacant buildings and land, aging build- ing stock and infrastructure, and limited municipal staff and fund- ing. Many of their actions are consistent with rightsizing: develop- ing comprehensive plans, strengthening strong and transitional areas, carrying out concentrated demolitions, and using entities such as land banks to invest strategically. Second, municipalities’ ability to develop long-range plans, hire or retain planning and code enforcement staff, and execute plans and programs is exceptionally limited. Short-term situational responses to urgent issues are frequent. Many cities recognize the need to focus demolition and reinvestment resources within a long-range framework but are pressed for staff time and funds to develop a comprehensive response. Transportation—especially public trans- portation—needs to be an integrated part of any rightsizing strat- egy, but it was not mentioned as a tactic during most interviews. Third, there appears to be a mismatch between acute municipal needs and available federal resources. The vast majority of the fed- eral programs identified as potential resources for rightsizing were not used for rightsizing. Twenty of the 25 federal programs were used by less than a third of the cities for any purpose, to the best of the respondents’ knowledge. This either reflects inadequate com- munication between federal agencies and municipal governments or indicates that current federal resources do not meet older indus- trial cities’needs. Finally, historic preservation is, at best, on the fringe. Though pres- ervationists are included in comprehensive planning efforts in some cities, most feel that their contributions do not substantially influence the plans. In other cities, preservationists are not even at the table. Yet both preservationists and planners agree that preser- vation has an important role to play in strategic planning. Respon- dents offered many ideas about how preservationists can bring resources for focused reinvestment; help build and strengthen real estate markets downtown and in historic neighborhoods, where cities have an advantage over suburbs; and assist in managing and prioritizing change in historic environments. “ For preser- vationists to be at the table, we can’t bring our usual game plan. Flexibility, com- promises, and hard choices are necessary.”
  • 21. 17 In conclusion, the survey results indicate that much work remains to be done on the local, regional, state, and federal levels. Older indus- trial cities are taking various situational and strategic approaches to address issues stemming from long-term population loss. These cities have an acute need for additional resources—particularly re- sources for planning—yet available federal programs are not being utilized. Similarly, preservationists feel that they can offer assistance with planning, development, and marketing, but historic preserva- tion is generally not an integrated part of the planning process. Historic neighborhoods should be the cornerstones of smaller, more resilient, more livable cities. As diverse, walkable, existing environments with unique character, historic neighborhoods and traditional neighborhood business districts can be sustainable at environmental, economic, and social levels. These qualities help re- tain existing populations and attract new residents and businesses. At this critical point, federal agencies and preservation advocates have the opportunity to strengthen historic cities by bringing tools, funding, and technical assistance to long-range planning and rightsizing efforts. A number of federal programs are available to promote preservation, including CDBG and NSP funds, as well as federal rehabilitation tax credits. However, the pressing problems on the ground and a local desire for urgent responses mean that interested parties must offer timely, targeted resources; and they must offer them soon.
  • 23. 19 Survey Participants Tarik Abdelazim Director of Planning, Housing, and Community Development, City of Binghamton Michele Alonso Preservation Specialist, City of Newark Kate Auwaerter Preservation Planner, City of Syracuse James Baldwin Planner, City of Huntington Michael Bosak Landmarks Society of Greater Utica Betsy Bradley Cultural Resources Office Director, City of St. Louis Robert Brown City Planning Director, City of Cleveland Ron Campbell Preservation advocate, Flint Bill D’Avignon Director, Community Development Agency and Planning & Zoning, City of Youngstown Joe Engel Executive Director, Canton Preservation Society Mark Epstein Department Head, Resource Protection and Review, Ohio Historic Preservation Office Emilie Evans MSHP/MCP, Columbia University Nancy Finegood Executive Director, Michigan Historic Preservation Network
  • 24. 20 Michael Fleenor Director of Preservation Services, Cleveland Restoration Society Marty Grunzweig Buffalo Preservation Board Supervisor John Hankins Chair, Cabell County Landmarks Commission (Huntington) Stephanie Harden Associate Planner, City of Saginaw Larry Harris Urban Conservator, City of Cincinnati Brian Inderrieden Planning Manager, City of Dayton Robert Keiser Secretary, Cleveland Landmarks Commission Katherine Keough-Jurs Senior City Planner, City of Cincinnati Kristine Kidorf Principal, Kidorf Preservation Consulting, Detroit Donald King Planner, City of Scranton Kathleen Kotarba Executive Director, Commission for Historical and Architectural Preservation (CHAP), City of Baltimore H. Peter L’Orange Historic Preservation Planner, City of Binghamton Andrew Maxwell Director of Planning & Sustainability, City of Syracuse Susan McBride Principal Planner/Historic, City of Detroit Mary Ann Moran-Savakinus Director, Lackawanna Historical Society (Scranton) David Morrison President, Board of Directors, Historic Harrisburg Association
  • 25. 21 Sherri Pierce Planning and Zoning Coordinator, City of Flint Ruth Pierpont Deputy Commissioner, New York State Office of Parks, Recreation and Historic Preservation Sarah Quinn Preservation Planner, City of Pittsburgh Don Roe Acting Director of Planning & Urban Design Agency, City of St. Louis Rebecca Rogers Historian/Section 106 consultant, Youngstown Peter Siegrist Preservation Plannner, City of Rochester Roane Smothers Secretary to the Landmarks Commission, City of Dayton Jack Spaeth Economic Development Program Specialist, City of Utica Tom Stosur Director, Department of Planning, City of Baltimore Tom Trombley Deputy Director, The Castle Museum of Saginaw County History Royce Yeater National Trust for Historic Preservation Tom Yots Executive Director, Preservation Buffalo Niagara Rick Zengler Planning Department, City of Canton
  • 26. 22 Survey Questions 1. Is your city in the process of “rightsizing,” or adjusting its physical fabric to match its current and anticipated population? … Yes … No … Not sure 2. With regard to rightsizing, which of the following has your city done, is doing, or planning to do? … Gathering data in preparation for developing a plan … Developing a rightsizing plan or a comprehensive plan that in- cludes rightsizing … Holding public hearings or meetings about rightsizing … Demolishing scattered vacant properties around the city … Demolishing vacant properties in a concentrated area … Focusing financial, administrative, and enforcement resources in stronger areas/neighborhoods … Establishing a land bank … Changing local policy around vacant property (e.g., vacant prop- erty registration ordinances) … Encouraging residents to move from weaker to stronger areas/ neighborhoods … Working to attract new businesses and residents … Other 3. Which of the following agencies or organizations (if any) has your city consulted in the rightsizing process? … Officials or staff from cities in similar situations … County officials or administrators … Local foundation or nonprofit organization … Academic institution … Local corporation … State legislators … State Historic Preservation Office (SHPO) … National organization … Federal agency (if so, please specify which agency in the box be- low) … Advisory Council on Historic Preservation (ACHP) … None … Other 4. Has your city used any of the following resources offered by the Department of Housing and Urban Development (HUD) and the Sus- tainable Communities Partnership (SC2) for rightsizing planning and activities? … Neighborhood Stabilization Program (NSP, NSP2, NSP3) … Community Development Block Grants (CDBG) … Choice Neighborhood Initiative … TIGER Grants
  • 27. 23 5. Has your city used any of the following resources offered by the De- partment of Agriculture (USDA) for rightsizing planning and activities? … Section 502 homeownership loans, Section 521 rental subsidies, Section 533 housing preservation grants, and Section 523 and 524 housing site loans … Farmers Market Promotion Program … Community Food Projects Competitive Grants Program 6. Has your city used any of the following resources offered by the Small Business Administration (SBA) and Economic Development Administra- tion (EDA) for rightsizing planning and activities? … CDC/504 loans (SBA) … Planning Grants and Technical Assistance Grants (EDA) … Section 703 Disaster Relief (EDA) … Public Works and Economic Adjustment Assistance (EDA) 7. Has your city used any of the following other resources offered by the Commerce Department for rightsizing planning and activities? … Economic Adjustment Assistance … Economic Development Support for Planning Organizations … Technical Assistance 8. Has your city used any of the following resources offered by the Fed- eral Transportation Administration (FTA) for rightsizing planning and activities? … Metropolitan and Statewide Planning Grants … Urbanized Area Formula Planning Grants … Major Capital Investments grants 9. Has your city used any of the following resources offered by the De- partment of Defense (DOD) for rightsizing planning and activities? … Small Business Technology Transfer (STTR) and Small Business In- novation Research (SBIR) grants … Community Base Reuse Plans grants … Community Economic Adjustment Planning Assistance 10. Has your city used any of the following resources offered by other federal agencies for rightsizing planning and activities? … Energy Efficiency Conservation Block Grants offered by the Depart- ment of Energy … Impact Aid School Construction Funds offered by the Department of Education … Education Stabilization Funds offered by the Department of Edu- cation … Urban and Community Forestry grants offered by the Forest Ser- vice … The Department of Labor’s Job Corps 11. What other resources does your city use for rightsizing planning and activities, if any?
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  • 32. PlaceEconomics Rightsizing Cities Initiative 1785 Massachusetts Avenue, NW Washington, DC 20036 www.placeeconomics.com/services/rightsizing