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Oral Health Quality For Safety Net Dental Programs




                                   Jay R .Anderson, DMD,
                                   MHSA
                                   Director Practice Improvement
                                   DentaQuest Institute
Defining Quality of Care
  • Care: the services rendered by members of the health
    professions for the benefit of a patient

  • Quality of care: the degree to which health services to
    individuals and populations increase the likelihood of
    desired health outcomes and are consistent with current
    professional knowledge




1. Dorland’s Medical Dictionary
2. Medicare: A Strategy for Quality Assurance. IOM, 1990, p.21
Quality Dental Care
• The Institute of Medicine (IOM) outlined six aims for
  changing the health care system. Care must be
   – safe,
   – effective,
   – patient-centered,
   – timely,
   – efficient
   – equitable.
Determinants of Excellence in Dental
                     Health Care

•   structural adequacy,
•   access and availability,
•   technical abilities of practitioners,
•   practitioner communication skills and attitudes,
•   documentation of services provided,
Determinants of Excellence in Dental
                    Health Care
•   coordination and follow-up,
•   patient commitment,
•   adherence to a therapeutic regimen,
•   patient satisfaction,
•   and clinical outcomes.
The Joint Commission on the Accreditation of
             Healthcare Organizations
JCAHO provides the following criteria:
• Efficacy: Is the care/procedure useful?
• Appropriateness: Is it right for this patient?
• Accessibility: If right, can this patient get it?
• Acceptability: If right and available, does this patient
  want it?
• Effectiveness: Is it carried out well?
• Efficiency: Is it carried out in a cost-effective way?
• Continuity: Did it progress without interruption, with
  appropriate follow up, exchange of information and
  referral?
Continuous Quality Improvement (CQI)
A continuous quality improvement model first used and
  promoted by the Hospital Corporation of American is
  known as FOCUS PDSA
F Find a process to improve
O Organize an effort to work on improvement
C Clarify current knowledge of the process
U Understand process variation and capability
S Select a strategy for continued improvement
Continuous Quality Improvement (CQI)
P   Plan the improvement intervention
D   Do the intervention
S   Study the results of what was done
A   Act on these results to improve the intervention
Quality Assurance (QA)
• Quality Assurance is another formal set of activities that
  measure the kind and degree of excellence of health
  care services provided.
• Quality Assurance includes both a measurement phase
  (quality assessment) and corrective actions (quality
  improvement) to remedy any deficiencies identified
  through the quality assessment process.
Quality Measurement (QM)
The measurement phase in a quality assurance program,
  in which pre-established criteria or standards for
  professional performance, with respect to patient,
  administrative, and support services, are compared
  against the health care actually provided is also a
  component of quality care
Dental chart/medical record is used as documentation of
  the care provided.
Outcomes Measurement
Outcomes measurement is the process of systematically
  tracking a patient's clinical treatment and responses to
  that treatment using generally accepted oral health
  outcomes measures, or quality indicators, such as:
• presence or absence of dental disease,
• improved oral health status,
• exposure to preventive care,
• functional status,
• personal disease management,
• and patient satisfaction.
• Patient Safety
UDS Oral Health Measures




               Total Patients: 3,438,340

                    $

            $ 371.65 per patient per year
Sample Metrics from Erie Family Health
         Center in Chicago
         Pediatric oral health patients enrolled in program for 
             at least one year experience no new cavities

  100%

  80%

  60%                 60%                      60%                           60%

  40%                                                                         48%
                                                                      56%
  20%

   0%
                FY09 Q1                    FY09Q3                       FY09Q4

           No New Cavities ‐ Albany Park             No New Cavities ‐ Humboldt Park
           Oral Health Goal
Sample Metrics from Erie Family Health Center in Chicago

             Oral health patients complete treatment plan within 
                                   one year

      100%
                       90%                       90%                       90%
      80%
      60%
                                          94%     97%                97%   90%
      40%        70%
      20%
       0%
                  FY09 Q1                   FY09Q3                    FY09Q4

                             Treatment Plan Complete ‐ Albany Park

                             Treatment Plan Complete ‐ Humboldt
                             Park
                             Oral Health Goal
Productivity Reporting
Sample Metrics from Erie Family Health Center in Chicago
Measure       Description       Numerator              Denominator Measurement                                        DataSource


Cavity Free    Percentage of     Numerator: Number     Denominator:          This can be stratified by age group as   Your practice
                     oral            of oral health        All oral health         needed.
                     health          patients from         patients seen
                     patients        the denominator       in the
                     that are        who are Caries        measurement
                     caries          free.                 year
                     free
Measure         Description       Numerator                      Denominator Measurement                                             DataSource


Annual Dental Visit   The percentage     Numerator: Number        Denominator:            The measure is reported for each of        HEDIS® Measure
                      of patients who    of patients with one     All eligible patients   the following age stratifications and as   – Adapted to
                      had at least one   or more dental visits    served by the           a combined rate.                           include additional
                      dental visit       with a dental            HRSA funded             • 2-3 years                                age groups
                      during the         practitioner during      program.                • 4-6 years                                Note: Visits for
                      measurement        the measurement                                  • 7-10 years                               many 1 year olds
                      year.              year.                                            • 11-14 years                              will be counted
                                                                                          • 15-18 years                              because the
                                                                                          • 19-21 years                              specification
                                                                                          • >21 years                         •      includes children
                                                                                          >65 years                          A       whose second
                                                                                          patient had a dental visit if a            birthday occurs any
                                                                                          submitted claim/encounter contains         time during the
                                                                                          any of the codes in Table ADV-A.           measurement year.
                                                                                          This measure can be expanded to
                                                                                          include adults
Measure         Description        Numerator                 Denominator Measurement                                        DataSource


Annual Dental     The percentage    Numerator: Number        Denominator:         The measure is reported for each of the   HEDIS® Measure –
     Visit              of              of patients with          All eligible         following age stratifications and        Adapted to
                        patients        one or more               patients             as a combined rate.                      include
                        who had         dental visits with        served by the        • 2-3 years                              additional age
                        at least        a dental                  HRSA funded          • 4-6 years                              groups
                        one             practitioner              program.             • 7-10 years                             Note: Visits
                        dental          during the                                     • 11-14 years                            for many 1
                        visit           measurement                                    • 15-18 years                            year olds will
                        during          year.                                          • 19-21 years                            be counted
                        the                                                            • >21 years                              because the
                        measure                                                        • >65 years                              specification
                        ment                                                           A patient had a dental visit if a        includes
                        year.                                                          submitted claim/encounter                children
                                                                                       contains any of the codes in Table       whose second
                                                                                       ADV-A. This measure can be               birthday
                                                                                       expanded to include adults               occurs any
                                                                                                                                time during
                                                                                                                                the
                                                                                                                                measurement
                                                                                                                                year.
Measure       Description        Numerator                    Denominator Measurement                                      DataSource


Documented            Percentage of     Numerator: Number      Denominator:        I. Phase 1 Treatment Plan: *            HRSA Health
     Comprehensive          all             of patients            Number of             Plan for Prevention,                  Disparity
     Treatment Plan         dental          from the               patients that         maintenance and/or elimination        Collaborative
     (Comprehensive         patients        denominator            receive a             of oral pathology from dental         Tested
     dental exam            with a          that have a            comprehensi           caries or periodontal disease.        HAB
     includes               compreh         documented             ve oral exam          Plan includes: oral cancer            OPR
     periodontal            ensive or       treatment plan.        (ADA code             prevention; prevention                ORHP
     assessment as          periodic                               0110) or a            education and services;
     well as                recall                                 periodic              emergency treatment;
     determination          oral                                   recall (ADA           diagnostic services and
     of presence of         exam,                                  code 0120)            treatment planning; restorative
     decay.] (HDC)          for                                    oral exam             treatment; basic periodontal
                            whom                                                         therapy (non surgical); basic
                            the                                                          oral surgery that includes
                            Phase I                                                      simple extractions and biopsy;
                            treatmen                                                     non-surgical endodontic
                            t plan is                                                    therapy; and space maintenance
                            documen                                                      and tooth eruption guidance for
                            ted                                                          transitional dentition.
Phase 1 Treatment Plan
• Plan for Prevention, maintenance and/or elimination
  of oral pathology from dental caries or periodontal
  disease. Plan includes: oral cancer prevention;
  prevention education and services; emergency
  treatment; diagnostic services and treatment
  planning; restorative treatment; basic periodontal
  therapy (non surgical); basic oral surgery that
  includes simple extractions and biopsy; non-surgical
  endodontic therapy; and space maintenance and
  tooth eruption guidance for transitional dentition.
Measure       Description        Numerator               Denominator Measurement                                         DataSource


Completed     Percentage of      Numerator: Number      Denominator:          Phase 1 Treatment is completed when:       HRSA Health
    Compre          all dental       of patients from       Number of               Patient has been discharged to           Disparity
    hensive         patients         the denominator        patients that           periodic follow up after all items       Collaborative
    Treatme         for whom         with a completed       receive a               in the phase 1 treatment plan as         Tested
    nt Plan         the Phase        Phase 1*               comprehensive           noted above are completed.               HAB
                    I                treatment within       oral exam               Note: if the patient chooses to          OPR
                    treatment        12 months of           (ADA code               discontinue Phase 1 therapy, then        ORHP
                    plan is          initiation.            0110) or a              the treatment would be considered
                    complete                                periodic recall         complete.
                    d within a                              (ADA code
                    12 month                                0120) oral
                    period.                                 exam within
                                                            the
                                                            measurement
                                                            year
Measure            Description       Numerator                   Denominator Measurement                     DataSource


Topical Fluoride      percentage of         Numerator: number of         Denominator: Number of   Modified
                            patients with       patients with at least        patients with a
                            at least one        one topical fluoride          documented dental
                            topical             treatment during the          visit during the
                            fluoride            report period                 report period
                            treatment
                            during the
                            report period
Measure         Description         Numerator                 Denominator Measurement                         DataSource


Fluoride          Percentage of      Numerator:             Denominator:           Modified from HRSA Oral Health            HRSA Health
      varnish           children         Number of               Number of              Disparity Collaborative to include       Disparity
      applicati         age 12           patients in the         children 1-6           age 6                                    Collaborative
      ons               to72             denominator             years of age                                                    Tested
                        months           with a topical          with a
                        with 1 or        fluoride varnish        documented
                        more             (D1206)                 dental visit in
                        fluoride         documented              the last 12
                        varnish          (within the             months
                        applicatio       previous 12
                        ns               months)
                        document
                        ed
Measure        Description        Numerator                  Denominator Measurement                        DataSource


Dental Sealant   The percentage     Numerator:              Denominator:         Notes: Important at eruption time of the   Measure used by
                       of               The number of            The                   first molar (5-7) and the second          MCHB and
                       children         children between         percentage of         permanent molar(11-13); CHIP              States of
                       between          the ages of 6 and        all children          and MCHB focus on "3rd                    Maine,
                       the ages         21 years who             between the           graders" while service delivery           Kansas, Texas,
                       of 6 and         received at least        ages of 6 and         grantees collect information              Virginia and
                       21 years         a single sealant         21 years who          according CDC and age                     Tennessee
                       who              treatment from a         had a dental          groupings; consensus needed on            with HRSA
                       received         dentist during           visit during          age groups for stratification.            modification
                       at least a       the reporting            the reporting                                                   to age 21
                       single           period.                  period. *
                       sealant
                       treatment
                       from a
                       dentist.
Measure        Description       Numerator                  Denominator Measurement   DataSource


Primary Care    Percentage of     Numerator:             Denominator:
     Provider         children        Children age 12         Children age
     Dental           age 12 to       to 48 months            12 to 48
     Counseli         48              with dental/oral        months seen
     ng:              months          health                  by a primary
     medical          who             counseling by a         care provider
     setting          received        primary care            documented
                      patient         provider                (last 12
                      education       documented              months)
                      and             (last 12 months)
                      anticipat
                      ory
                      guidance
                      for oral
                      health in
                      the
                      medical
                      setting
Measure         Description       Numerator                  Denominator Measurement                       DataSource


Oral health       Percentage of     Numerator:              Denominator:         patients who had only an evaluation or   adapted from
      educatio          oral            Number of oral           Number of             treatment for a dental emergency         HIV/AIDS
      n                 health          health patients          oral health           in the measurement year will be          Bureau
      Service           patients        who received             patients that         excluded.                                Measure
      given by          who             oral health              received a
      a dentist         received        education at             clinical oral
      or dental         oral            least once in the        evaluation at
      hygeinist         health          measurement              least once in
      , dental          education       year.                    the
      assistant         at least                                 measurement
      and/or            once in                                  year.
      dental            the
      case              measure
      manager           ment
                        year.
Measure         Description         Numerator                  Denominator Measurement                      DataSource


Periodontal      Percentage of       Numerator:              Denominator:         Exclusions:                           adapted from
      screenin         oral              Number of oral           Number of            1. Patients who had only an            HIV/AIDS
      g or             health            health patients          oral health          evaluation or treatment for a          Bureau
      examinat         patients          who had                  patients that        dental emergency in the                Measure
      ion              who had a         periodontal              received a           measurement year.
                       periodont         screening or             clinical oral        2. Full denturist patients
                       al                examination at           evaluation at        (This measure may also be very
                       screening         least once in the        least once in        useful for DM, and perinatal?)
                       or                measurement              the
                       examinati         year                     measurement
                       on at least                                year.
                       once in
                       the
                       measure
                       ment
                       year.
Slide Credits
• Dr. Lee Francis, CEO Erie Family Health
  Center, Chicago, Illinois
• HRSA Oral Health Workgroup
Contact Information
• Jay R. Anderson, DMD, MHSA
 Director, Practice Improvement DentaQuest Institute
 Director, DentaQuest Oral Health Center
 jay.anderson@dentaquestinstitute.org
 508-329-2406

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Oral Health Quality for Safety Net Dental Programs

  • 1. Oral Health Quality For Safety Net Dental Programs Jay R .Anderson, DMD, MHSA Director Practice Improvement DentaQuest Institute
  • 2.
  • 3. Defining Quality of Care • Care: the services rendered by members of the health professions for the benefit of a patient • Quality of care: the degree to which health services to individuals and populations increase the likelihood of desired health outcomes and are consistent with current professional knowledge 1. Dorland’s Medical Dictionary 2. Medicare: A Strategy for Quality Assurance. IOM, 1990, p.21
  • 4. Quality Dental Care • The Institute of Medicine (IOM) outlined six aims for changing the health care system. Care must be – safe, – effective, – patient-centered, – timely, – efficient – equitable.
  • 5. Determinants of Excellence in Dental Health Care • structural adequacy, • access and availability, • technical abilities of practitioners, • practitioner communication skills and attitudes, • documentation of services provided,
  • 6. Determinants of Excellence in Dental Health Care • coordination and follow-up, • patient commitment, • adherence to a therapeutic regimen, • patient satisfaction, • and clinical outcomes.
  • 7. The Joint Commission on the Accreditation of Healthcare Organizations JCAHO provides the following criteria: • Efficacy: Is the care/procedure useful? • Appropriateness: Is it right for this patient? • Accessibility: If right, can this patient get it? • Acceptability: If right and available, does this patient want it? • Effectiveness: Is it carried out well? • Efficiency: Is it carried out in a cost-effective way? • Continuity: Did it progress without interruption, with appropriate follow up, exchange of information and referral?
  • 8. Continuous Quality Improvement (CQI) A continuous quality improvement model first used and promoted by the Hospital Corporation of American is known as FOCUS PDSA F Find a process to improve O Organize an effort to work on improvement C Clarify current knowledge of the process U Understand process variation and capability S Select a strategy for continued improvement
  • 9. Continuous Quality Improvement (CQI) P Plan the improvement intervention D Do the intervention S Study the results of what was done A Act on these results to improve the intervention
  • 10. Quality Assurance (QA) • Quality Assurance is another formal set of activities that measure the kind and degree of excellence of health care services provided. • Quality Assurance includes both a measurement phase (quality assessment) and corrective actions (quality improvement) to remedy any deficiencies identified through the quality assessment process.
  • 11. Quality Measurement (QM) The measurement phase in a quality assurance program, in which pre-established criteria or standards for professional performance, with respect to patient, administrative, and support services, are compared against the health care actually provided is also a component of quality care Dental chart/medical record is used as documentation of the care provided.
  • 12. Outcomes Measurement Outcomes measurement is the process of systematically tracking a patient's clinical treatment and responses to that treatment using generally accepted oral health outcomes measures, or quality indicators, such as: • presence or absence of dental disease, • improved oral health status, • exposure to preventive care, • functional status, • personal disease management, • and patient satisfaction. • Patient Safety
  • 13. UDS Oral Health Measures Total Patients: 3,438,340 $ $ 371.65 per patient per year
  • 14. Sample Metrics from Erie Family Health Center in Chicago Pediatric oral health patients enrolled in program for  at least one year experience no new cavities 100% 80% 60% 60% 60% 60% 40% 48% 56% 20% 0% FY09 Q1 FY09Q3 FY09Q4 No New Cavities ‐ Albany Park No New Cavities ‐ Humboldt Park Oral Health Goal
  • 15. Sample Metrics from Erie Family Health Center in Chicago Oral health patients complete treatment plan within  one year 100% 90% 90% 90% 80% 60% 94% 97% 97% 90% 40% 70% 20% 0% FY09 Q1 FY09Q3 FY09Q4 Treatment Plan Complete ‐ Albany Park Treatment Plan Complete ‐ Humboldt Park Oral Health Goal
  • 16. Productivity Reporting Sample Metrics from Erie Family Health Center in Chicago
  • 17. Measure Description Numerator Denominator Measurement DataSource Cavity Free Percentage of Numerator: Number Denominator: This can be stratified by age group as Your practice oral of oral health All oral health needed. health patients from patients seen patients the denominator in the that are who are Caries measurement caries free. year free
  • 18. Measure Description Numerator Denominator Measurement DataSource Annual Dental Visit The percentage Numerator: Number Denominator: The measure is reported for each of HEDIS® Measure of patients who of patients with one All eligible patients the following age stratifications and as – Adapted to had at least one or more dental visits served by the a combined rate. include additional dental visit with a dental HRSA funded • 2-3 years age groups during the practitioner during program. • 4-6 years Note: Visits for measurement the measurement • 7-10 years many 1 year olds year. year. • 11-14 years will be counted • 15-18 years because the • 19-21 years specification • >21 years • includes children >65 years A whose second patient had a dental visit if a birthday occurs any submitted claim/encounter contains time during the any of the codes in Table ADV-A. measurement year. This measure can be expanded to include adults
  • 19. Measure Description Numerator Denominator Measurement DataSource Annual Dental The percentage Numerator: Number Denominator: The measure is reported for each of the HEDIS® Measure – Visit of of patients with All eligible following age stratifications and Adapted to patients one or more patients as a combined rate. include who had dental visits with served by the • 2-3 years additional age at least a dental HRSA funded • 4-6 years groups one practitioner program. • 7-10 years Note: Visits dental during the • 11-14 years for many 1 visit measurement • 15-18 years year olds will during year. • 19-21 years be counted the • >21 years because the measure • >65 years specification ment A patient had a dental visit if a includes year. submitted claim/encounter children contains any of the codes in Table whose second ADV-A. This measure can be birthday expanded to include adults occurs any time during the measurement year.
  • 20. Measure Description Numerator Denominator Measurement DataSource Documented Percentage of Numerator: Number Denominator: I. Phase 1 Treatment Plan: * HRSA Health Comprehensive all of patients Number of Plan for Prevention, Disparity Treatment Plan dental from the patients that maintenance and/or elimination Collaborative (Comprehensive patients denominator receive a of oral pathology from dental Tested dental exam with a that have a comprehensi caries or periodontal disease. HAB includes compreh documented ve oral exam Plan includes: oral cancer OPR periodontal ensive or treatment plan. (ADA code prevention; prevention ORHP assessment as periodic 0110) or a education and services; well as recall periodic emergency treatment; determination oral recall (ADA diagnostic services and of presence of exam, code 0120) treatment planning; restorative decay.] (HDC) for oral exam treatment; basic periodontal whom therapy (non surgical); basic the oral surgery that includes Phase I simple extractions and biopsy; treatmen non-surgical endodontic t plan is therapy; and space maintenance documen and tooth eruption guidance for ted transitional dentition.
  • 21. Phase 1 Treatment Plan • Plan for Prevention, maintenance and/or elimination of oral pathology from dental caries or periodontal disease. Plan includes: oral cancer prevention; prevention education and services; emergency treatment; diagnostic services and treatment planning; restorative treatment; basic periodontal therapy (non surgical); basic oral surgery that includes simple extractions and biopsy; non-surgical endodontic therapy; and space maintenance and tooth eruption guidance for transitional dentition.
  • 22. Measure Description Numerator Denominator Measurement DataSource Completed Percentage of Numerator: Number Denominator: Phase 1 Treatment is completed when: HRSA Health Compre all dental of patients from Number of Patient has been discharged to Disparity hensive patients the denominator patients that periodic follow up after all items Collaborative Treatme for whom with a completed receive a in the phase 1 treatment plan as Tested nt Plan the Phase Phase 1* comprehensive noted above are completed. HAB I treatment within oral exam Note: if the patient chooses to OPR treatment 12 months of (ADA code discontinue Phase 1 therapy, then ORHP plan is initiation. 0110) or a the treatment would be considered complete periodic recall complete. d within a (ADA code 12 month 0120) oral period. exam within the measurement year
  • 23. Measure Description Numerator Denominator Measurement DataSource Topical Fluoride percentage of Numerator: number of Denominator: Number of Modified patients with patients with at least patients with a at least one one topical fluoride documented dental topical treatment during the visit during the fluoride report period report period treatment during the report period
  • 24. Measure Description Numerator Denominator Measurement DataSource Fluoride Percentage of Numerator: Denominator: Modified from HRSA Oral Health HRSA Health varnish children Number of Number of Disparity Collaborative to include Disparity applicati age 12 patients in the children 1-6 age 6 Collaborative ons to72 denominator years of age Tested months with a topical with a with 1 or fluoride varnish documented more (D1206) dental visit in fluoride documented the last 12 varnish (within the months applicatio previous 12 ns months) document ed
  • 25. Measure Description Numerator Denominator Measurement DataSource Dental Sealant The percentage Numerator: Denominator: Notes: Important at eruption time of the Measure used by of The number of The first molar (5-7) and the second MCHB and children children between percentage of permanent molar(11-13); CHIP States of between the ages of 6 and all children and MCHB focus on "3rd Maine, the ages 21 years who between the graders" while service delivery Kansas, Texas, of 6 and received at least ages of 6 and grantees collect information Virginia and 21 years a single sealant 21 years who according CDC and age Tennessee who treatment from a had a dental groupings; consensus needed on with HRSA received dentist during visit during age groups for stratification. modification at least a the reporting the reporting to age 21 single period. period. * sealant treatment from a dentist.
  • 26. Measure Description Numerator Denominator Measurement DataSource Primary Care Percentage of Numerator: Denominator: Provider children Children age 12 Children age Dental age 12 to to 48 months 12 to 48 Counseli 48 with dental/oral months seen ng: months health by a primary medical who counseling by a care provider setting received primary care documented patient provider (last 12 education documented months) and (last 12 months) anticipat ory guidance for oral health in the medical setting
  • 27. Measure Description Numerator Denominator Measurement DataSource Oral health Percentage of Numerator: Denominator: patients who had only an evaluation or adapted from educatio oral Number of oral Number of treatment for a dental emergency HIV/AIDS n health health patients oral health in the measurement year will be Bureau Service patients who received patients that excluded. Measure given by who oral health received a a dentist received education at clinical oral or dental oral least once in the evaluation at hygeinist health measurement least once in , dental education year. the assistant at least measurement and/or once in year. dental the case measure manager ment year.
  • 28. Measure Description Numerator Denominator Measurement DataSource Periodontal Percentage of Numerator: Denominator: Exclusions: adapted from screenin oral Number of oral Number of 1. Patients who had only an HIV/AIDS g or health health patients oral health evaluation or treatment for a Bureau examinat patients who had patients that dental emergency in the Measure ion who had a periodontal received a measurement year. periodont screening or clinical oral 2. Full denturist patients al examination at evaluation at (This measure may also be very screening least once in the least once in useful for DM, and perinatal?) or measurement the examinati year measurement on at least year. once in the measure ment year.
  • 29. Slide Credits • Dr. Lee Francis, CEO Erie Family Health Center, Chicago, Illinois • HRSA Oral Health Workgroup
  • 30. Contact Information • Jay R. Anderson, DMD, MHSA Director, Practice Improvement DentaQuest Institute Director, DentaQuest Oral Health Center jay.anderson@dentaquestinstitute.org 508-329-2406