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Accessible Air Travel


CAA review on the implementation of
European legislation on the rights of disabled
and reduced mobility passengers in the UK

www.caa.co.uk/accessibleairtravel
All rights reserved.
Copies of this publication may be reproduced for
personal use, or for use within a company or
organisation, but may not otherwise be reproduced
for publication.


To use or reference CAA publications for any other
purpose, for example within training material for
students, please contact the CAA at the address
below for formal agreement.


March 2010
ISBN 978 0 11792 384 3


Enquiries regarding the content of this publication
should be addressed to:


Civil Aviation Authority
CAA House
45-59 Kingsway
London WC2B 6TE


Further information about CAA is available at
www.caa.co.uk.


Designed by CAA’s Consumer Protection Group.
Contents
Foreword                               3

Executive Summary                      4

Introduction                           8

Legal and Policy Framework            10

Consumer Awareness                    16

Pre-notification                      20

Assistance Provision by Airlines      30

Service Quality at Airports           40

Airport Provision of PRM Service      48

Conclusions and Recommendations       52



Annex A: Endnotes                     56

Annex B: Contributing Organisations   57
2   Accessible Air Travel   CIVIL AVIATION AUTHORITY
3




    Foreword


All consumers have a right to enjoy the benefits and
opportunities that air travel provides. To take advantage of
that opportunity those consumers with a disability or
reduced mobility may require assistance to undertake
their journey. Whilst some airlines have provided
assistance on a voluntary basis for some time, new
European legislation in 2008 provided legal rights to
assistance.
This report looks at the assistance provided to
disabled people and people with reduced mobility
when flying from UK airports in the light of that
new European legislation. We felt it was important
to review how the legislation was working for
consumers and how well industry had
implemented the requirements. We issued a call       Andrew Haines
                                                     Chief Executive
for evidence in 2009 seeking views from              Civil Aviation Authority
stakeholders and would like to thank all those who
have responded and met with us to discuss their
thoughts. We would particularly like to thank the
consumers who took part in the focus groups in
Manchester and Bristol, their opinions on the
practical ways of making the system work better
for consumers were extremely helpful.


In the report we have made a number of
recommendations that we intend to discuss with
stakeholders and we look forward to the
continuing involvement of as many stakeholders as
possible. We want to ensure that a consumer with
a disability or reduced mobility is able to enjoy
good access to commercial air travel.
4   Accessible Air Travel                                                                                        CIVIL AVIATION AUTHORITY




1         Executive Summary




    The aim of European Regulation 1107/2006 is to offer disabled persons
    and persons with reduced mobility (PRMs) access to air travel
    comparable to that of any other passengers flying from airports in the
    European Union (EU) or on a EU based airline.



                                The Regulation came into force in two stages, the      The Regulation represented a considerable change
                                first stage, in July 2007 ensured passengers were
                                                         ,                             in the responsibility for the provision of assistance
                                not refused air travel on the basis of reduced         for PRMs. Airlines had previously provided the
                                mobility1. The second stage came into force in July    assistance to their own passengers based on the
                                2008 and brought in passenger rights to assistance     requirements of voluntary service commitments
                                from airports in the EU at no extra charge.            and the best practice set out in the 2003 DfT Code
                                    The Regulation uses the term “PRM” to              of Practice. This was generally very effective, as
                                include "disabled persons" and "persons with           airlines were able to provide a service to meet the
                                reduced mobility": namely any person whose             expectations of their passengers. The Regulation
                                mobility is reduced due to physical disability         subsequently placed the responsibility on airports
                                (sensory or locomotory, permanent or temporary),       and they are required to provide assistance to
                                intellectual disability or impairment, or any other    passengers when they arrive at the airport for
                                cause of disability, or age. This document uses the    departure – this includes all assistance from a
                                term “PRM” in the same context and also refers to      designated point of arrival at the airport through to
                                “PRM groups” as those representing the interests       the seat on the aircraft. Similarly, airports are
                                of PRMs 2.                                             responsible for providing assistance for arriving
                                    In July 2008, the Department for Transport         passengers – this includes assistance from the
                                (DfT) revised its Code of Practice3 on access to air   seat on the aircraft through to a designated point
                                travel to reflect the requirements of the Regulation   of departure. Because of this change of
                                and to set out industry best practice.                 responsibility, the service provided to PRMs has
                                Representatives from all aspects of the aviation       been affected during the early stages.
                                industry participated in developing and endorsing          Although the total number of PRM movements
                                best practice. The Code provides useful guidance       through UK airports is unknown, since July 2008
                                for industry on all aspects of the passenger           approximately 1.75 million passengers have used
                                journey, and the CAA has noted that the Code is        the dedicated PRM service provided by airports
                                widely used within the UK and interest has also        (around 0.8% of total passengers4 in the UK). Of
                                been expressed by other Member States.                 this, 80% of PRMs travelled through one of the top
                                    In May 2009, the Civil Aviation Authority (CAA)    5 UK airports (Heathrow, Gatwick, Stansted,
                                asked the aviation industry and PRM groups for         Manchester and Luton) and 33% travelled through
                                views on the implementation of the Regulation in       Heathrow.
                                the UK. This Report contains the CAA’s findings on
                                the progress made.
5




There were a wide variety of opinions presented in       This Report provides an outline of the legal and
the responses to the review. Airlines and PRM            policy framework that supports the Regulation and
groups typically suggested that the change of            summarises the implementation activities by
responsibility for service provision had reduced         Government and industry. Subsequent chapters in
service quality. Airports, however, noted that           the report consider a range of themes and reflect
generally the level of service was more consistent       stakeholders’ views on the implementation of the
and saw benefits in the airport taking responsibility.   Regulation.
CAA consumer research indicated that passengers
have had both good and bad experiences since the         These include:
Regulation came into force, but the overall opinion
of consumers was that the quality of service had             consumer awareness of the rights and
not markedly changed. PRM groups and                         responsibilities set down in the Regulation
consumers did, however, note the importance of               (Chapter 4);
the Regulation because it introduced statutory
rights for passengers with reduced mobility to               issues around how passengers pre-notify their
access air travel.                                           requirement for assistance and how requests
                                                             are passed on to airports to enable them to
                                                             plan their service provision (Chapter 5);


                                                             the provision of assistance by airlines, including
                                                             questions raised about seat allocation, safety
                                                             limitations on the number of PRMs carried, the
                                                             carriage of assistance dogs, carriage of mobility
                                                             equipment, the provision of oxygen and
                                                             requirements for doctors’ certificates
                                                             (Chapter 6);


                                                             the quality of service provided at airports
                                                             (Chapter 7); and


                                                             how airports contract and charge for the PRM
                                                             service, (Chapter 8).
6   Accessible Air Travel                                                                                          CIVIL AVIATION AUTHORITY




                            An important consideration is that whilst the term       In seeking to achieve these improvements, the
                            “PRM” is used to describe passengers who                 Report makes a series of recommendations. These
                            require assistance, all passengers are entitled to       recommendations form an integrated series of
                            good customer service throughout their journey. A        activities over the following twelve months that are
                            common theme in feedback to the CAA was that             designed to raise awareness, improve compliance
                            PRMs understand that mistakes can be made and            and drive best practice. The recommendations are
                            problems may arise when the service to facilitate        summarised in Chapter 8 and include:
                            their travel is actually delivered. However, many of
                            these problems could be alleviated through good              the CAA will write to airlines asking them to
                            customer service.                                            demonstrate how they deal with a range of
                                In most cases, PRM service delivery works                issues, including providing accessible guidance
                            relatively well but there are a number of areas              on the carriage of mobility equipment,
                            where improvements can be made.                              providing written justification of refusal of
                                                                                         carriage on safety grounds, the recording and
                            These include:                                               management of complaints and seeking
                                                                                         approval for the carriage of assistance dogs.
                                increasing consumer and industry awareness
                                of their rights and responsibilities under the           following feedback on the recommendations in
                                Regulation;                                              this Report, holding an event or series of
                                                                                         events in 2010, to discuss best practice in
                                increasing the capture of passenger needs at             service provision, identify ways of increasing
                                booking, and to ensure these are effectively             awareness of the Regulation amongst industry
                                passed on to airports;                                   and PRM groups, harmonise pre-notification
                                                                                         procedures and discuss how industry can best
                                ensuring that airlines/tour operators/travel             engage with PRM groups to develop a
                                agents provide sufficient information so that            pan-disability view;
                                passengers can make informed choices about
                                journeys;                                                asking airports to demonstrate how they will
                                                                                         deal with a range of issues, including the
                                ensuring that airports are aiming at a service           development and measurement of service
                                that covers all parts of the passenger journey           standards, taking into account the needs of
                                (including points of arrival at the airport and          passengers with various disabilities, facilitating
                                their journey through the airport after arrival by       the use of assistance dogs in the airport, the
                                air);                                                    pre-notification process and the recording and
                                                                                         management of complaints. If any problems
                                increasing the number of routes available for            are identified, the CAA will work more closely
                                passengers travelling with assistance dogs;              with individual airports and in some cases may
                                and making airports simpler and easier for               consider commissioning an audit of the
                                PRMs to navigate themselves or with                      airport’s activities;
                                assistance from accompanying passengers,
                                e.g. by better signage and provision of audible
                                and visual information to assist blind and deaf
                                passengers.
7




assessing in greater detail the system that has      The recommendations set out above cover some
been implemented to transfer assistance              of the key issues that have been raised in the
requests and the level of pre-notification at the    consultation. The aim of the recommendations is
top 5 airports. If the process is not working        to improve implementation of the Regulation,
efficiently, or pre-notification levels are low or   overall levels of compliance and drive best practice
not improving, the CAA will engage with              to ensure PRM passengers receive a good
airlines, tour operators and the airport asking      standard of service. The CAA intends to work with
them to demonstrate collectively how the pre-        stakeholders to consider possible ways to improve
notification process may be improved;                the service provided to PRMs and agree projects
                                                     that could deliver benefits for consumers and
explore the benefits of developing common            industry. The CAA will also continue to work with
policies on the carriage of mobility equipment       industry over the next year and will review the
and seat allocation across airlines, to minimise     information provided by airports and airlines to
difficulties for passengers. This is particularly    inform its compliance priorities.
important for airlines which code-share or
where passengers purchase a single ticket, but
are travelling with more than one airline. The
CAA will work with airlines and industry
associations to consider this.
8   Accessible Air Travel                                                                                        CIVIL AVIATION AUTHORITY




2       Introduction




    This report considers the Civil Aviation Authority’s (CAA) findings on
    the progress made within the United Kingdom on the implementation
    of EC Regulation (EC 1107/2006) on the rights of disabled persons and
    persons with reduced mobility (PRMs) when travelling by air.



                                The report includes CAA recommendations that           Background to the Regulation
                                could enhance the implementation of the
                                legislation and build on the steps taken by industry   The European Commission published the
                                over the last year. These findings are based on        Regulation on 5 July 2006, announcing it as the
                                evidence the CAA has collected through the             latest element in the Community’s plans to extend
                                responses received from industry and consumers,        and reinforce passenger rights across all forms of
                                as well as its compliance monitoring, the analysis     transport. The intention being that persons placed
                                of industry performance data, passenger surveys        at a disadvantage by reduced mobility, whether
                                and the outcome of the consumer focus groups.          caused by disability, age or another factor, should
                                                                                       have equal opportunities to air travel to those of
                                The intention of this report is to:                    other passengers. The Regulation came into effect
                                                                                       in two parts, with Articles 3 and 4, which relate to
                                    describe how the PRM Regulation has been           non discrimination in relation to booking and
                                    implemented in the UK;                             carriage, coming into force on 26 July 2007 and the
                                                                                       balance of the Regulation, setting out the
                                    identify and describe measures that have           obligations on airports, airlines, tour operators and
                                    worked well;                                       travel agents to manage the process, coming into
                                                                                       effect 12 months later.
                                    identify any issues or problems that have              Prior to the Regulation coming into force, many
                                    arisen since the Regulation came into force;       European airlines and airports were signatories to
                                                                                       the Airline and Airport Passenger Service
                                    provide advice or make recommendations             Commitments5. These voluntary codes, which still
                                    where appropriate, as to how such problems         exist, came into effect in February 2002 and set
                                    could be addressed; and                            out the responsibilities that airports and airlines
                                                                                       shared for passenger service, including a protocol
                                    raise awareness of the issues faced by PRMs.       for services provided to PRMs. The Department
                                                                                       for Transport supplemented the Codes with the
                                                                                       publication of its Code of Practice on Access to Air
                                                                                       Travel in 2003.
                                                                                           In practice, airlines and tour operators
                                                                                       throughout the EU had typically provided a range of
                                                                                       ‘special assistance’ services to passengers to help
                                                                                       facilitate their journey through the airport, as well
                                                                                       as their embarkation and disembarkation from the
                                                                                       aircraft. There was generally a split provision of
                                                                                       services, with airports providing assistance to
                                                                                       PRMs prior to check-in and after baggage reclaim,
9




and assistance provided directly by airline staff, or    The Regulation has two main goals:
by companies contracted to the airline to provide a
range of ground handling services, for the rest of           to provide a PRM access to air travel on a fair
the time.                                                    and equal basis to other passengers; and
    Airlines and tour operators had therefore
implemented systems to deal with special                     to guarantee the provision of assistance free of
assistance requests and to transfer information to           charge.
their service providers at the airport. Larger
airlines and tour operators had set up specialist        The Regulation provides a legal definition of
departments that dealt with assistance requests          "disabled person" or "person with reduced mobility":
and staff had access to medical advice, when             namely any person whose mobility is reduced due
necessary.                                               to physical disability (sensory or locomotory,
    In 2004, the issue of the ‘special assistance’       permanent or temporary), intellectual disability or
provided to facilitate air travel received significant   impairment, or any other cause of disability, or age.
public attention, after a court case in the United       Further, the Regulation mandates that appropriate
Kingdom found that reasonable adjustments must           services be made available to PRMs7.
be made for disabled persons to facilitate their             In the UK, the CAA has been nominated as the
travel by air6. Furthermore, the Appeal Court found      National Enforcement Body for the Regulation. As
that airports and airlines were both responsible for     part of its ongoing compliance and enforcement
ensuring disabled passengers could move from             role, the CAA undertook to review implementation
check-in to the aircraft. The Appeal Court also          of the Regulation after its first year to help inform
found that by making Mr Ross pay for the                 its work.
assistance provision, he was being treated less
favourably because of his disability.                    Review Process
    At the same time as the court case in the
United Kingdom developed, the European                   The CAA commenced a review on 18 May 2009 in
Commission was considering a range of issues             which it sought the views of industry stakeholders
associated with the rights of passengers travelling      (airports, airlines, tour operators, travel agents and
by air. This led to the Commission introducing the       industry organisations), PRM groups, European
Regulation.                                              enforcement bodies and other interested parties.
                                                         In addition to submissions received during the ‘call
Scope                                                    for evidence’, the CAA met with a wide range of
                                                         stakeholder groups. The CAA has also drawn on
The Regulation represented a considerable change         its own survey data and commissioned consultants
in the provision of assistance for PRMs. The airport     specialising in consumer market research to
managing body now has a legal obligation to              provide the evidence base used to support this
provide assistance to facilitate PRM passengers          report.
when they arrive at the airport for departure – this         The CAA received 48 submissions to the
includes all assistance from a designated point of       review and held 20 meetings with a range of
arrival at the airport through to the seat on the        stakeholders. A full list of respondents is at
aircraft. Similarly, airports are responsible for        Annex B, and non-confidential responses are
providing assistance to passengers who arrive by         available on the CAA website at:
air – this includes assistance from the seat on the      www.caa.co.uk/prmresponses.
aircraft through to a designated point of departure.
As noted above, in the past, provision of such
services was generally split between airlines and
airports.
10    Accessible Air Travel                                                                                        CIVIL AVIATION AUTHORITY




3        Legal & Policy Framework



    This chapter sets out the European policy and legal framework within
    which the PRM Regulation sits, as well as an overview of the specific
    elements of the Regulation itself. It outlines the work of the relevant
    enforcement and complaints handling bodies in implementing the
    legislation and summarises the actions taken by industry. It concludes
    by setting out the issues that will be considered in further detail.


                                  European Policy Framework                               European Passenger Rights Framework


                                  One of the founding principles of the EU is the         The EU has passed a number of pieces of
                                  elimination of discrimination, and the promotion of     legislation to strengthen the rights of passengers.
                                  equality, based on the principle of social inclusion.   These include:
                                  The Treaty of Amsterdam provides the basic legal
                                  structure that ensures equality of rights and               The Package Travel Regulations8 came
                                  treatment of all people in the EU. Improving                into force in 1992 and set out tour operators’
                                  access to air travel has been a key component of a          responsibilities to their customers, including
                                  suite of Regulations designed to ensure equality of         financial protection;
                                  rights and treatment for air passengers. In 2000,
                                  the European Commission and the European Civil              The Denied Boarding Regulation9 came
                                  Aviation Conference (ECAC) set up an                        into force in 2005 and gives passengers the
                                  industry/consumer task force to develop voluntary           right to assistance and compensation in
                                  agreements for airports and airlines. The voluntary         situations of cancellation, denial of boarding
                                  commitments came into force in February 2002                and long delay. This Regulation requires that
                                  and included a specific protocol concerning PRMs            priority is given to assist PRMs in situations of
                                  setting out their basic rights as travellers and            disruption;
                                  stating that they should not be charged directly for
                                  assistance. The DfT also produced a Code of                 The Carrier Identity Regulation10 came into
                                  Practice in 2003 that set out best practice in the          force in 2007 and requires passengers to be
                                  provision of assistance to PRMs.                            told before departure which airline they are
                                        The European Commission began to consider a           flying with;
                                  proposal for legislation in 2004 with the aim of
                                  providing PRMs with a consistent service that was           The PRM Regulation came into force in two
                                  free of charge at the point of use. The UK                  parts – the first in 2007 and the remainder in
                                  Government gave priority to progressing the new             2008; and
                                  rights for passengers during its Presidency of the
                                  EU.                                                         The Air Services Regulation11 came into force
                                                                                              in 2008 and requires airline ticket prices to be
                                                                                              inclusive of all taxes, fees and charges.
11




What does 1107/2006, the PRM Regulation, say?          Transmission of Passenger Information


Scope                                                  Airlines, their agents and tour operators, must take
                                                       requests for assistance from PRMs at all points of
The Regulation captures the entire air transport       sale, including the Internet and via call centres.
supply chain. The Regulation applies to any            When a request is received at least 48 hours
commercial air service that departs from, transits     before the published departure time, the airline is
through, or arrives at an airport situated in the      responsible for providing details of the assistance
European Economic Area     (EEA)12   (hereafter        requested to the airport. The airline must inform
described as the “Community”). The Regulation          the destination airport, if that airport is within the
also applies to passengers arriving into the           Community, of the number of PRMs requiring
Community from third countries where the               assistance on a flight and the nature of that
operating carrier is based in the EEA.                 assistance.


Non-Discrimination                                     Assistance Provided by Airports


The Regulation imposes obligations on airlines,        Airports must provide assistance for PRMs to
their agents, or tour operators not to refuse on the   ensure that they are able to take their flight. An
grounds of disability, a reservation or boarding.      accompanying person should be allowed to assist a
However, these obligations do not apply if carriage    PRM. If no advance notification is given, then the
would be unsafe or the size of the aircraft or its     airport shall nevertheless make all reasonable
doors make carriage of the PRM physically              efforts to provide assistance.
impossible. If a PRM is denied embarkation for             The assistance offered by airports should cover
these reasons, they must be provided                   the whole of the PRM’s journey through the
reimbursement or re-routing, as provided for in the    airport, from arrival, moving through the airport
Denied Boarding Regulation. PRMs have the right        (including check-in and security search) to the seat
to request written justification of the reasons why    on the aircraft. On landing, the assistance offered
they have been denied boarding and this should be      is from the aircraft seat, disembarking the aircraft
provided within five working days from the date of     and, through baggage collection, immigration and
request.                                               customs to departure from the airport at a
                                                       designated exit point. PRMs should also be
Consultation with stakeholders to identify             offered assistance when transferring between
arrival and departure points at the airport            flights at an airport (including between terminals).
                                                       A PRM can request assistance for some or all of
Airports are obliged to designate (in cooperation      their journey through the airport.
with airlines and organisations representing PRMs)         When required, airports must also handle
points of arrival and departure, both inside and       mobility equipment and assistance dogs,
outside the terminal at which PRMs can announce        temporarily replace damaged or lost equipment,
their arrival at the airport and request assistance.   and communicate information needed to take
                                                       flights in accessible formats.
12   Accessible Air Travel                                                                                         CIVIL AVIATION AUTHORITY




                             Service Quality Standards                               formal legal status, gives guidance on how industry
                                                                                     can meet its requirements and also sets out
                             Airports must set service quality standards in          agreed industry best practice.
                             consultation with airport users and organisations
                             representing PRMs. Airports with more than              CAA
                             150,000 annual passengers must publish their
                             service standards.                                      The CAA established a Working Group in early
                                                                                     2007 that included representatives from across the
                             Assistance provided by airlines                         CAA, the DfT and the Disability Rights
                                                                                     Commission, its successor the EHRC joined later
                             Airlines must provide assistance without any            that year. The CAA met with representatives of
                             additional charge. Assistance includes carriage of      DPTAC and attended regular committee meetings
                             assistance dogs, medical equipment and up to two        to ensure it was well informed on the issues faced
                             pieces of mobility equipment. Airlines must make        by PRMs in air travel. The group discussed issues,
                             reasonable efforts to arrange seating that meets        including safety regulation, interpretation of the
                             the requirements of the individual PRM, subject to      Regulation, guidelines for the carriage of PRMs,
                             safety requirements and availability. When a PRM        complaints handling, enforcement and sanctions.
                             is travelling with someone to provide them with         The group continues to meet regularly and the
                             assistance, the airline must make reasonable            CCNI joined in April 2008. The group continues to
                             efforts to seat that person next to the PRM.            consider issues of interpretation, including those
                                                                                     that arise from specific cases, issues of
                             Implementation in the United Kingdom                    implementation, and publicising the requirements
                                                                                     of and rights under the Regulation.
                             Department for Transport                                    Before the Regulation came into force, the
                                                                                     CAA wrote to airports, airlines, travel agents and
                             The DfT consulted widely in 2007 on how it would        tour operators (including all ATOL holders) advising
                             implement the Regulation in the UK. The DfT             them of their obligations. The CAA met a range of
                             sought stakeholder views on who should be the           stakeholders to gain a better understanding of the
                             complaint handling and enforcement bodies;              practical matters involved in providing assistance to
                             sanctions for infringements of the Regulations; and     PRMs. The CAA has continued its engagement
                             set out the Government’s approach to compliance         with industry, particularly over issues of
                             and enforcement. The consultation led to the Civil      interpretation relating to airline carriage of PRMs or
                             Aviation (Access to Air Travel for Disabled persons     the quality of assistance provided by airports to
                             and persons with Reduced Mobility) Regulations          PRMs. The CAA published on its website a note to
                             2007) that were laid before Parliament on 3 July        industry which set out the actions required by the
                             2007 In those Regulations, the CAA was
                                 .                                                   Regulation with CAA contacts on PRM issues.
                             designated as the enforcement body in the UK, the           The DfT Code of Practice is guidance material
                             Equality and Human Rights Commission (EHRC)             and is not legally binding. In order to assist
                             was designated as the complaints handler in             industry, the CAA advised that the DfT Code of
                             England, Scotland and Wales, while the Consumer         Practice was an acceptable means of compliance
                             Council for Northern Ireland (CCNI) was designated      with the Regulation. This has been of assistance
                             as the complaints handler in Northern Ireland.          to industry when the requirements of the EC
                                 The DfT set up a working group to update its        Regulation differ from regulations imposed by other
                             Code of Practice. The working group included            non-EU National Aviation Authorities. Guidance
                             representatives from airlines, airports, the Disabled   was also provided to allow airlines to determine
                             Persons Transport Advisory Committee (DPTAC),           the numbers of PRMs they could carry on board.
                             CAA, EHRC, Health and Safety Executive, and the         The guidance material relating to the carriage of
                             devolved administrations. The revised Code was          guide dogs had been in place for a number of years
                             published in July 2008, and, although it has no         and was already being used by UK airlines.
13




Prior to the introduction of EU-OPS (the current       focus on service quality, the impact of the service
safety regulations that have to be complied with by    on aircraft turnaround and the overall level of
all EU operators) in 2008, the CAA was able to         charges levied by the airport. In these cases, the
make temporary exemptions from the Air                 CAA has worked jointly with the airport and airlines
Navigation Order so that, if necessary, alternative    to identify and clarify the nature of the complaint.
supplementary harnesses could be used to safely        This work has identified a number of issues that
secure PRMs in an aircraft seat. Also, the CAA         are addressed in more detail in this report
was approached by the Spinal Injuries Association          There is a Memorandum of Understanding
to consider allowing the use of gel type cushions in   between the DfT, CAA and EHRC and a separate
order to facilitate the comfort and avoid injury to    MoU with the CCNI, setting out the roles of each
passengers with spinal injuries. Some airlines         party. The CAA enforces the legislation based on
were concerned about their compatibility with the      trends of non-compliance identified in consumer
aircraft seat belt and there were possible security    complaints received by EHRC and CCNI. The CAA
issues due to the current limitations on liquids,      also carries out compliance monitoring through its
gels and pastes. In order to assist in both areas,     own active monitoring of the experiences of air
the CAA issued guidance to all airlines to allow the   passengers; through reviews of the media,
use of such supplementary restraint devices, gel       consumer websites and complaints it receives
type cushions and also on the process to be            directly from consumers and from industry and
followed in the event that the PRM could not be        through undertaking informal inspections. Where
adequately secured in accordance with regulations.     issues have been identified, the CAA has taken
    Following a request from the Secretary of          compliance action. Such action includes: requiring
State for Transport, the CAA carried out research in   changes to specific company policies and in the
2008 on the passenger experience at the four           management of PRM needs, changes to the
largest airports in the UK. The work concentrated      handling of complaints and appropriate corrective
on better co-ordination between service providers      training.
to improve the passenger journey. Assistance
provision to PRMs was identified as one of the         EHRC
areas to be considered and the CAA has been
working with industry at Heathrow during 2009.         The EHRC has put in place procedures for handling
The CAA intends to read across the lessons             complaints about the Regulation, and for advising
learned at Heathrow to Gatwick and Stansted.           the public of their rights when travelling by air. It
    Where there have been implementation issues        has a helpline for passengers in England, Scotland
at specific airports, the CAA has attended             and Wales to answer questions about their rights
meetings with the airport, airlines, service           and what they can expect at the airport and on
providers and, in some cases, organisations            board the aircraft. The helpline also allows PRMs
representing PRMs. The CAA has also attended           to complain about their treatment by airlines,
meetings held by the European Commission and           airports, travel agents or tour operators.
ECAC in relation to implementation of the                  The EHRC has received approximately 3907
Regulation. The CAA has focused its activities on      calls in the first year of the Regulation. Of these,
compliance, including a range of ad hoc                3089 were publication requests, 395 relate to
inspections and airport visits throughout the UK, as   advice requests and 423 were potential
well as working with both airports and airlines to     infringements relevant to the Regulation. The
clarify the requirements of the Regulation. For        EHRC is developing a process to improve its
example, the CAA worked with airlines and airports     capacity to identify trends in the complaints that it
to clarify the requirements for the provision of       can refer to the CAA.
services for passengers travelling with guide dogs.        The EHRC initially advises the complainant on
    The CAA has received a number of complaints        how to raise the matter with the airport, airline,
from airlines about airports since the Regulation      tour operator or travel agent, for example through
was introduced. These complaints have tended to        the use of template letters. If the complainant is
14   Accessible Air Travel                                                                                          CIVIL AVIATION AUTHORITY




                             unable to reach a satisfactory outcome, the EHRC         quality and customer information at Gatwick
                             will assess the information available to determine       Airport. The airport has since resolved these
                             whether it can provide further assistance.               issues.
                                 The EHRC can offer a conciliation service,               The CCNI has been particularly active in
                             subject to both parties (consumer and the                bringing stakeholders, airports, airlines and
                             company concerned) agreeing to participate. This         disability groups together in Northern Ireland to
                             is managed by an independent specialist                  discuss issues of implementation, and review
                             conciliation provider. If agreement is reached, this     developments and service provision within the
                             results in a signed agreement which is legally           three Northern Ireland airports. The CCNI also
                             enforceable. The conciliation service has been used      meets specifically with each of the airports on a
                             in six cases. If conciliation fails, a passenger may     quarterly basis to discuss any issues surrounding
                             wish to take civil action; the EHRC has the ability      the implementation of the Regulation. The CCNI
                             to support a PRM’s case.                                 reports on cases to the CAA, showing which
                                                                                      issues and industry players are involved. The CCNI
                             CCNI                                                     received 70 complaints and enquiries in the first
                                                                                      year of the Regulation.
                             The CCNI has also established procedures for
                             handling complaints about PRM services, and has          Stakeholders
                             publicised the Regulation in Northern Ireland. It
                             also advises consumers on how to complain to the         As required under the Regulation, airports have
                             service provider. If consumers are unable to             taken responsibility for providing services to PRMs.
                             resolve their complaint the CCNI is able to take up      The transfer of responsibility for provision of the
                             the complaint with the relevant service provider         PRM service to airports resulted in considerable
                             and seek to obtain redress for the consumer.             changes in contracting, with some airports
                                 The CCNI has received 151 calls, of which 142        providing the service themselves and others
                             were requests for advice and nine were                   contracting with a service provider. At larger
                             complaints. CCNI’s records provide details of            airports the PRM operation is more complicated,
                             trends in Northern Ireland and identify any service      and airports have had to gain an understanding of
                             providers that are regularly the cause for complaint.    the different business models of airlines, in
                             The CCNI has referred a series of cases to the           particular the requirement of “no-frills” and short
                                                                                                                              ,
                             CAA where it considered that the actions of the          haul carriers, for faster turnarounds at airports.
                             airline concerned did not meet the requirements of       Airports have also had to consider more fully
                             the Regulation, or where its policies in the             cultural issues around differing views on the
                             application of the Regulation was unclear or             treatment of older people and disabled people.
                             inconsistent. In each of those cases the CAA                 Service providers have generally employed
                             undertook its own investigation and, where               staff that worked for the airline’s ground handlers.
                             appropriate, required corrective action by the airline   They have had to ensure they complied with the
                             concerned. The CAA has also responded to a               Transfer of Undertakings (Protection of
                             number of referred complaints relating to service        Employment) Regulations (TUPE) that involved
15




complex and lengthy processes to re-contract staff.   Implementation Issues
They have also been required to put in place staff
training courses and purchase new equipment,          In its work, whether through complaints received
such as airport buggies and ambulifts to provide      by the EHRC and CCNI, its direct observation and
the service. Some airlines and tour operators have    engagement with stakeholders, and issues raised
made changes to their websites to improve the         by DfT, the CAA has identified a number of issues
prominence given to assistance available and to       that have caused concern or need resolution for
improve the booking process to allow PRMs to          PRMs to receive a better and more consistent
notify their assistance requirements on-line.         service from airports and airlines. These issues are
    The Association of British Travel Agents (ABTA)   also those that have been highlighted in the
set up a PRM Group to bring together industry         responses as needing attention.
representatives, CAA, DfT, EHRC and a DPTAC
member to consider practical implementation           These issues are:
issues faced by its tour operator and travel agent
members. The Group concentrates on the transfer           the level of awareness of the requirements in
of information from the passenger through to the          the Regulation amongst consumers and
airport and how pre-notification of PRM assistance        industry;
requirements can be improved. ABTA has also
produced guidance for its members, including a            the need for passengers to pre-notify their
checklist for travel agents that can be used during       requirement for assistance and for pre-
the booking process to capture required                   notifications to be passed on to airports to
assistance.                                               enable them to plan their service provision;
    PRM groups have carried out their own
research on the service that is provided to               the provision of assistance by airlines, including
passengers. The British Lung Foundation campaign          clarification about seat allocation, safety
about the disproportionate costs of oxygen led to a       limitations on the number of PRMs carried, the
Parliamentary debate on the matter and to a               carriage of assistance dogs, carriage of mobility
number of airlines, including Emirates and                equipment, the provision of oxygen and
Thomson Airways, abolishing charges for supplying         requirements for doctors’ certificates;
oxygen or allowing passengers to provide their
own oxygen.                                               the quality of assistance provided at airports,
                                                          particularly at larger and more complex airports;
                                                          and


                                                          contractual issues between the airport and
                                                          service provider, including the oversight of
                                                          safety, and the level of charges levied by
                                                          airports on airlines.
16   Accessible Air Travel                                                                                       CIVIL AVIATION AUTHORITY




4        Consumer Awareness



    This chapter outlines the degree to which consumers are aware of the
    Regulation and how well they understand their rights and
    responsibilities. The provision of assistance is not new and many
    consumers have benefited from airlines making arrangements as a
    customer service. The PRM Regulation is intended to make such
    provision more consistent and ensure that access is available to all.


                                 What does the Regulation say?                          What did we ask in the ‘call for evidence’?
                                                                                        How aware are the travelling public of their rights
                                 Article 15                                             and responsibilities under the Regulation?
                                                                                        What advice do you provide to passengers on the
                                 The Regulation requires Member States to take          assistance that they might require (i.e. distances at
                                 measures to inform PRMs of their rights and of the     airports) or request (i.e. what mobility equipment
                                 possibility of complaint to the designated body.       they can take)?


                                 Memorandum of Understanding                            What did the call for evidence tell us?


                                 The responsibility for raising consumer awareness          The following details regarding consumer
                                 and handling complaints has been set out in the        awareness of the Regulation are based on the
                                 Memorandum of Understanding (MoU) between              opinions of the respondents to the call for
                                 the DfT, CAA and EHRC that includes measures for       evidence. These opinions differed, with some
                                 complaints handling in England, Scotland and           airlines and airports stating that awareness was
                                 Wales, and the MoU between the DfT, CAA and            high, based on passengers ‘quoting their rights’
                                 CCNI that covers complaints handling in Northern       when seeking assistance, while others believed it
                                 Ireland.                                               to be very low, citing as evidence a lack of
                                     The policy statement, which introduces the         reference to statutory rights when making
                                 MoUs says that the EHRC/CCNI will support DfT in       complaints.
                                 promoting awareness of the Regulation to the               Some industry respondents identified a lack of
                                 public. The MoU includes a statement that the          understanding of the passenger’s role in the
                                 CAA will advise industry of the requirements of the    process and a marked difference in awareness
                                 Regulation, and the EHRC/CCNI will advise              between passengers with long- term disabilities
                                 passengers of their rights. It also states that the    and those affected by age or temporary
                                 DfT, CAA and EHRC/CCNI will co-ordinate their          impairments.
                                 respective activities in order to ensure consistency       The pan-disability group Leonard Cheshire
                                 and the promotion of the requirements of the           Disability conducts its own research on access
                                 Regulation to the widest possible audience.            rights. In its response, it stated that 50% of
                                                                                        respondents were aware of the Regulation, which
                                 DfT Code of Practice                                   is an improvement on the awareness of their
                                                                                        previous (limited) rights before the Regulation
                                     Section 3 of the Code, which covers the pre-       came into force. Responses from all consumer
                                 journey provisions, recommends that travel agents,     organisations, however, stated that the general
                                 tour operators and airlines should make available      level of awareness remained low. Groups such as
                                 specific information, in accessible formats, about     DPTAC, RNIB and Guide Dogs for the Blind made
                                 services or arrangements for PRMs.                     these observations based on calls from the public
                                                                                        enquiring about their rights. RNID identified a key
                                                                                        obstacle to awareness in its response when it
17




stated that, generally, people with hearing loss or    marketing campaign using numerous channels to
impairment do not view themselves as disabled.         further promote the Regulation and its role in
    It is also possible that the awareness reported    handling complaints from PRMs (this resulted in a
is of a perceived right to equal treatment rather      significant increase in calls to the helpline). The
than the specific provisions of the Regulation. The    EHRC has distributed around 85,000 copies of the
CAA engaged SHM Productions Ltd (SHM)13 to             guide to passengers, airports, airlines, tour
carry out two focus groups considering consumer        operators, travel agents and PRM groups.
experience of the PRM service and their                    The increased awareness reported by Leonard
expectations. Their full report is published at        Cheshire Disability is in part due to these activities.
www.caa.co.uk/accessibleairtravel. SHM                 Awareness, however, remains generally low.
suggested that expectations of what service            Responses from PRM groups suggest, however,
should be provided is not based on awareness of        that most consumers seek advice on their rights
legislative detail, but on what would enable PRMs      after they have had an unsatisfactory experience.
to feel like ‘equal’ passengers.                       This supports the view reported above that
    The responses from industry suggest that the       passengers increasingly understand that they have
vast majority of information is conveyed to            rights but that they do not know the legislation and
passengers online. This has the potential benefit of   specific provisions which protect these rights.
reaching a wide audience and allows a high level of
detail to be provided but it relies on the passenger   CAA Analysis
actively seeking this information. The positioning
of the information on different websites varies, and   The CAA agrees it is important that consumers are
terminology and iconography used has been              aware of their rights and responsibilities and know
criticised by some as suggesting that the              how to complain if problems arise. The booking
information is only relevant to specific passengers,   process is an important way of informing
most commonly wheelchair users.                        consumers and encouraging them to pre-book their
    The level of information provided and the          assistance. The language and symbols used may
accessibility of that information also varies          deter people from booking assistance, as they may
between websites. DPTAC and ABTA stated that it        suggest it is purely a wheelchair service and we
would be helpful if the information provided by the    would like to explore how this might be changed.
industry were to be presented more consistently.       Encouraging more consistency in the booking
    The role of the complaints handlers, EHRC and      process would also make it easier for consumers
CCNI, includes the promotion of the Regulation to      to find the information they need. We plan to
consumers. The CCNI has published a document,          begin a discussion with industry and PRM groups
‘Access to Air Travel’ aimed at consumers which        to develop a best practice framework that could be
was launched by the Minister for Regional              used to improve consumer awareness and
Development in July 2009. This was produced in         encourage passengers to pre-notify. We will also
conjunction with the DfT and EHRC and supported        explore with ABTA and DPTAC whether this project
by a planned media campaign. Over 5000 copies          could be taken forward in one of their existing
of the document have been distributed through a        working groups.
number of charities, voluntary organisations,              As well as using websites, passengers also
Citizens Advice Bureaux and travel agencies            book flights (and holidays) by telephone or through
throughout Northern Ireland. It is also available on   travel agents. The CAA believes that this part of the
its own website and via links from local disability    booking process provides an ideal opportunity for
groups’ websites14.                                    reservation staff to discover whether passengers
    The DfT/EHRC document, ‘Your Rights To             have specific requirements and to make them
Fly’15, is also widely linked to a number of other     aware of the scope of the Regulation. However,
websites. Both this document and the CCNI’s            this requires a level of understanding from the staff
publication were presented to stakeholders at a        member and a consistent set of questions to
launch, with the EHRC conducting a month long          identify passengers’ needs.
18   Accessible Air Travel                                                                                          CIVIL AVIATION AUTHORITY




                                 The consumer research and focus groups               of their rights in regard to cancelled or delayed
                             showed that passengers wished to feel in control         flights was at a similar level, however, this
                             of their journey. In some cases, passengers,             legislation had been in force for three years at the
                             particularly older people and disabled passengers        time of the survey. Given the PRM legislation has
                             who value their independence, may be reluctant to        only been in full force for a year, the achievement
                             use PRM services. In other cases, for instance           of a 50% level of awareness is encouraging.
                             that of deaf people, the assistance may only be          However, the CAA recognises the importance that
                             required in particular circumstances such as when        the legislation places on consumers pre-notifying
                             flight details are changed. The CAA would like to        their assistance requests to guarantee service
                             consider the information that airports could provide     delivery at the airport. It therefore considers that
                             to consumers, such as airport layout, walking            improving levels of consumer awareness is key to
                             distances, and the need to use stairs. This is often     encouraging consumers to request assistance
                             provided in the departure lounge but is not always       when they make their booking.
                             available prior to that. Such information would              The CAA also notes that the misconceptions
                             allow all consumers to make informed decisions           amongst consumers that access rights apply
                             about whether they require assistance. A                 exclusively to those with permanent physical
                             consistent format would benefit all users and            disabilities or just to wheelchair users are also
                             enable airlines, tour operators and travel agents to     shared by some in the industry. This creates a
                             provide more information to their customers. This        further barrier to consumer awareness, as the
                             issue will be discussed with stakeholders and the        passenger is often reliant on the staff member for
                             CAA will also write to UK airports requesting            advice. The responses received indicated that such
                             details of the information currently provided. It will   misconceptions are common and the CAA
                             also write to the passenger sub-committees of            considers that this is an important area where
                             Airport Consultative Committees asking for their         improvements could be made. ABTA’s production
                             views of how to improve the information provided         of a checklist that can be filled in by passengers to
                             to consumers.                                            capture any assistance requirements is a good
                                 Airports could also consider measures that           example of assisting passenger and staff
                             assist PRMs who want to travel through the airport       awareness.
                             independently, for instance through appropriate              EHRC is developing and funding an on-line
                             facilities (lifts, travelators and escalators), and      training module for staff in conjunction with ABTA.
                             better signage with more use of clearly                  This module will form part of ABTA’s Accredited
                             understandable symbols and clear information on          Training Programme and will be rolled out to ABTA
                             walking distances. This would allow all passengers       members in Spring/Summer 2010. This is an
                             (including non-English speakers) to plan how to          important way forward to increasing staff
                             spend their time in the airport and to allow enough      awareness of travel agents and tour operators. The
                             time to walk to the departure gate. For older            CAA recognises that this is an important stage in
                             passengers this would be particularly helpful as it      the booking process and increased staff awareness
                             would allow them to be in control of their journey       should lead to greater passenger awareness.
                             and to allow sufficient time to walk to the gate at      Further details on training can be found in Chapters
                             their own pace. It may also be helpful in designing      6 and 7 The CAA agrees with the points made by
                                                                                             .
                             PRM services to enable passengers to request             PRM groups that a bad experience can have a
                             limited assistance for particular stages of the          significant impact on some passengers, who may
                             journey, for example in boarding the plane if they       be discouraged from flying again. It therefore
                             are unable to walk up stairs easily.                     supports increased publicity and awareness for
                             The CAA notes the advice from PRM groups that            both passengers and staff to inspire confidence in
                             approximately 50% of passengers are aware of             these passengers that there is definitive regulation
                             their rights under the Regulation. As part of a 2008     in place and to encourage them to travel again.
                             survey, the CAA found that consumer awareness
19




     Case Study


     The CAA received a complaint about the advice an airport was providing to consumers
     when they requested PRM assistance.


     The Airport Customer Service Team advised the passenger (who was blind) that the PRM
     service was only for blind passengers requiring the assistance of a wheelchair or buggy.
     Blind passengers who want to walk through the airport need to seek assistance from the
     airline. The advice was based on the policy of the service provider at the airport. The
     airport suggested the passenger talk to the relevant airline.


     The CAA contacted the airport. The airport thought that it was following the
     requirements of the Regulation and agreed to review its staff training to ensure this issue
     was picked up.




Recommendations                                         The CAA will discuss with ABTA and DPTAC the
                                                        possibility of taking forward a project on
The CAA plans to hold initial discussions on some       developing a more consistent and inclusive
of the ideas raised to improve consumer                 approach to the booking process in one of their
awareness with stakeholders in Spring 2010.             existing working groups.
These will include:                                         The CAA will write to UK airports and the
                                                        passenger sub-committees of Airport Consultative
    encouraging booking processes that use              Committees seeking views on the information
    inclusive and consistent language to assist         provided by airports on layout, facilities etc.
    passengers with a range of disabilities, older
    passengers and those with a temporary
    disability to pre-notify;


    encouraging airports to provide more
    information to consumers, airlines, tour
    operators and travel agents including waiting
    times, walking distances, stairs and the types
    of passenger movement equipment that is
    available at the airport. Information should be
    available at the point of booking and directly
    available to consumers as well as at the airport;
    and


    taking forward with PRM group activities
    to increase consumer awareness, particularly
    amongst groups where awareness appears to
    be lowest.
20    Accessible Air Travel                                                                                              CIVIL AVIATION AUTHORITY




5        Pre-notification




    This Chapter concentrates on the issues raised in the call for evidence
    regarding pre-notification of assistance requests. This is an important
    part of ensuring that passengers receive the requested assistance and
    enabling airports to plan resources. Many see this as key to making
    the legislation work effectively.


                                  The Regulation places an obligation on passengers        What does the Regulation Say?
                                  to pre-notify their assistance request at least 48
                                  hours before the time of their flight. If they fail to   Article 6
                                  provide notification, the airport is still required to
                                  make all reasonable efforts to provide the               The Regulation requires airlines, their agents and
                                  assistance and enable them to catch their flight.        tour operators to be able to accept assistance
                                  Airlines, travel agents and tour operators are also      requests from their passengers at the point of sale.
                                  required to make it as easy as possible for              This includes bookings made in person, over the
                                  passengers to notify the assistance required.            telephone or on the Internet.
                                      In the past, airlines were responsible for               When the airline, its agent or a tour operator
                                  providing assistance to their own passengers to          receives notification of the assistance required by
                                  transit the airport and there was no requirement for     the passenger at least 48 hours prior to departure,
                                  them to pass information to the airport. The             it must pass the information on to the airline or
                                  Regulation has therefore introduced a new step in        airport at least 36 hours before departure.
                                  the process, and a requirement for systems to be         Notifications should be made to the airport of
                                  put in place to share information. This has provided     departure, arrival and transit.
                                  some challenges to industry in implementing IT               This Article also requires airlines to confirm to
                                  solutions and achieving a consistent approach.           the destination airport the number of PRMs on board
                                  There are also issues with the transfer of               the flight, and the assistance required, to the
                                  information from travel agents and how                   destination airport as soon as possible after the
                                  passengers can be assured their assistance has           aircraft has taken off.
                                  been booked.
                                                                                           Article 7


                                                                                           Passengers are entitled to assistance at the airport if
                                                                                           they have notified their airline, travel agent or tour
                                                                                           operator of their assistance requirements within 48
                                                                                           hours of departure to guarantee assistance.
                                                                                           However, if passengers have not provided any
                                                                                           notification, the airport is required to make
                                                                                           reasonable efforts to provide the required assistance.
                                                                                               The Article also says that passengers should
                                                                                           arrive at check-in or at a designated arrival point at
                                                                                           the time stipulated by their airline, agent or tour
                                                                                           operator. Where no time has been stipulated, they
                                                                                           should arrive at check-in at least one hour prior to
                                                                                           departure or at an arrival point at least two hours
                                                                                           prior to departure.
21




DfT Code of Practice                                       Organisations representing PRMs


The Code states that booking staff should ask              Accepting that all reasonable efforts should be
customers during the booking process whether there         made to provide a service to all PRMs, there have
is anyone in their party that would require assistance.    been circumstances where, due to the high
    When an assistance request has been made it            numbers of non-pre notified passengers, the
should be recorded and transmitted to the airline or       service cannot be provided to meet all requests. In
the airport using the internationally agreed codes and     those circumstances, do you think that where
in IATA’s standard format for Passenger Assistance         passengers' needs have been pre-notified to the
Lists (PAL).                                               airport their assistance needs should be prioritised
    The Code also notes that it is good practice for       over those whose needs have not?
tour operators and airlines to provide confirmation that
the passenger’s assistance request has been received       Airlines
and actioned. Industry is also advised to keep
records to demonstrate that they have passed on the        How do passengers notify you of their assistance
request.                                                   needs?


What did we ask in the ‘call for evidence’?                How have the number of PRMs requesting
                                                           assistance changed since the Regulation was
Airports                                                   introduced? Have numbers increased over and
                                                           above the levels of PRMs when airlines were
Do you differentiate the service between pre-              responsible?
notified and non-pre notified passengers? If not,
would you consider doing so?                               Are passengers who have pre-notified their
    Since the Regulation was introduced, what              assistance needs prioritised over those who have
percentage of requests for pre-notification are            not pre-notified? If not, should they be? If so, how?
passed to you by airlines or tour operators at least       Since the Regulation was introduced, what
36 hours before the published departure time for           percentage of your customers inform you of
the flight? How are you notified?                          requirements for assistance at least 48 hours
    How have the number of PRM assistance                  before the published departure times of the flight?
requests changed since the Regulation was
introduced? Were your forecasted PRM numbers               How are you pre-notified? Does this pre-notification
accurate? What steps have you taken to increase            impose any costs on the passenger?
the number of timely pre-notifications you receive?
Do you have any problems with the way in which             What measures have you taken to try to increase
airlines and tour operators pass on pre-notifications      the number of pre-notifications for assistance from
to you?                                                    passengers?


                                                           Have you had any problems in passing on pre-
                                                           notifications to airports? What problems have you
                                                           identified? How have you addressed them?
22   Accessible Air Travel                                                                                          CIVIL AVIATION AUTHORITY




                             What did the call for evidence tell us?                  increased since the Regulation came into force.
                                                                                      Many said that the numbers had stayed about the
                             General                                                  same. Of the airlines that mentioned increases,
                                                                                      one noted that in its experience these had tended
                             The data provided by industry showed that levels         to be year on year increases unrelated to the
                             of pre-notification remain relatively low and vary       introduction of the Regulation. Only one airline
                             widely across airports and airlines, although levels     commented on the level of increase, noting an
                             have improved over the first year of full                increase in numbers from 1% of total passengers
                             implementation. Industry has been taking steps to        to 2%.
                             improve the level of pre-notification by improving           The information provided by airports suggests
                             booking processes and making information more            that passengers requesting PRM assistance
                             prominent. Problems still remain and some groups         (including passengers who did not pre-notify) make
                             of passengers, particularly older people, do not         up between 0.3% to 1.3% of total airport
                             seem to be aware of their rights and are not pre-        passenger traffic. It has not been possible to
                             notifying. Airports have also been working with          measure the total number of passengers in the UK
                             airlines to improve the level of pre-notification        that may require assistance at the airport. It was
                             provided to them.                                        noted that while some airports forecast the total
                                 There was also general agreement that in             number of PRMs fairly accurately, others had
                             principle pre-notified passengers should be              significantly under-estimated the total number of
                             prioritised at the airport subject to improving          PRMs using the airport. Information from airports
                             awareness, booking processes and transfer of             also identified that there could be significant
                             information across service providers. The                monthly differences between the forecast and
                             European Commission has also recommended that            actual levels. The following table sets out the data
                             priority should be given to pre-notified passengers.     on actual PRMs carried and the percentage this
                                                                                      forms of total passengers carried.
                             Number of PRMs travelling                                    The weighted average of the data provided by
                                                                                      the airports above would suggest that
                             Airports have not historically held data on the          approximately 0.8% of total passenger traffic in the
                             number of PRMs travelling, as the service was            UK used the PRM service in the first year of the
                             previously provided by airlines. When airports took      Regulation. Reflecting the volatility in the demand
                             over the service, they sought information from the       for the service, several airports noted that during
                             largest airlines (or their service providers) flying     peak periods the number of PRMs as a percentage
                             from that airport for the purposes of forecasting        of total traffic at an airport could almost double –
                             the likely numbers of PRMs using the service. The        up to 1.3% of total passengers in some cases.
                             accuracy and availability of information to support          Total passenger traffic in the UK in the first
                             PRM forecasting differs at each airport. As part of      year of the Regulation was approximately 221
                             the review, several airports provided details of the     million passenger movements. PRM passengers
                             PRM passenger forecasts used to define the scope         are therefore likely to have accounted for
                             and resources likely to be required to deliver the       approximately 1.75 million passenger movements,
                             service. This information was made available to          of which around 80% (1.3 million PRMs) will have
                             bidders for the PRM service contract at the airport.     departed or arrived from one of the top 5 airports
                             Several airports said that the forecasts for the total   in the UK - Heathrow, Gatwick, Stansted,
                             number of passengers had been reasonably                 Manchester or Luton.
                             accurate, but others had found it difficult to obtain        It has not been possible to obtain a clear
                             statistics on the previous number of PRMs carried,       picture of whether the number of PRMs using the
                             and as a result forecasts varied significantly from      service has increased since the Regulation came
                             actual PRM passenger movements.                          into force. Airports have told us that although they
                                 Airlines had a mixed view on whether the             have seen a general fall in passenger numbers,
                             number of passengers requesting assistance had           they have not seen such a decline in the number of
23




                     Data provided by Airports for the first 12 months of operation

      Airports                                          Actual PRM’s            % of total passengers

      Belfast International                                    28,000                                0.55

      Cardiff                                                   14,400                               0.73

      East Midlands                                            40,000                                0.70

      Glasgow                                                  56,000                                0.70

      Liverpool John Lennon                                    21,000                                0.38

      London Gatwick                                          323,625                                0.93

      London Heathrow                                         650,000                                0.95

      London Stansted                                          75,000                                0.32

      Luton                                                    58,000                                0.54

      Manchester                                              181,000                                0.84



PRMs travelling. In some cases they have noted          range from 25% up to 80%
an increase in PRMs.                                        The data provided by airports also showed
                                                        widely varying levels of pre-notification, at 36 hours
Levels of pre-notification                              before departure ranging from as low as 17% to
                                                        around 85%. Many have found it a challenge to
The level of pre-notifications differs widely across    bring the levels above 50%.     It should be noted
airlines and airports and some respondents were         that the airport that told us they receive 17% of
unable to provide exact percentages.                    pre-notifications has since moved to a system
    One airline told us that information provided by    where it relies more heavily on historic data to plan
passengers 48 hours before departure is rarely a        for provision of assistance.
true reflection of the number requesting assistance         Discussions with some airlines suggest that
on the day. This can be due to differing flight         they believe airports are placing too much
profiles such as particular destinations or             emphasis on pre-notification. They believe it will be
passenger demographics, with some airlines being        impossible to drastically improve the rates at which
more prone to assistance requests made on the           passengers pre-notify, and airports should take
day. This can have significant knock on effects,        more account of historic data and consider
with airports having to divert resources at short       passenger trends. In their view, reviewing flight
notice to address the issue to the possible             profiles and identifying those that tend to carry
detriment of pre-notified passengers travelling with    high numbers of PRMs would help airports to
other carriers. This would seem to be a particular      improve their planning and to roster staff
problem for non-EU based airlines from, for             accordingly.
example, the Caribbean and Asia, where
passengers may be unaware of the need to pre-           Booking process
notify, since the Regulation does not apply to
carriers entering the Community.                        Trade associations and PRM groups expressed
    Five airlines provided information on the           concerns that passengers may not have enough
percentage of passengers who pre-notify their           information about the assistance available and
required assistance at least 48 hours before the        were not therefore encouraged to pre-notify. They
departure of their flight. The levels vary widely and   commented that passengers could be very reticent
24   Accessible Air Travel                                                                                        CIVIL AVIATION AUTHORITY




                             to provide notification of their assistance needs,     Steps to increase pre-notification
                             particularly older people who may not consider
                             they are entitled to assistance. PRM groups also       Airlines have updated their websites to improve
                             said that many passengers would not consider           the location, design and visibility of pre-notification
                             themselves disabled in their daily lives, but faced    options within the booking process. In some
                             with the unfamiliar airport environment could          cases, passengers can request assistance on-line,
                             require assistance of some sort.                       but some airlines require passengers to contact
                                 PRM groups raised the issue of the differing       them by telephone so that they can provide more
                             pre-booking processes used by airlines and said        detail of the assistance required. Others
                             that a number of airlines did not allow on-line pre-   mentioned that they now actively encouraged
                             notification. A number of PRM groups noted that        passengers to pre-notify and had also adapted the
                             PRMs often had to use premium rate phone               wording used by their reservation staff to ensure
                             numbers to advise airlines of their assistance         that it was not just focused on wheelchair
                             needs, because they could not do so by any other       passengers. Most airlines said that they did not
                             means (e.g. websites were inaccessible). This          impose a charge for booking assistance, and where
                             meant they faced an extra charge that other            they required the passenger to make a telephone
                             passengers did not have to bear. One PRM group         call, this was on a standard or low rate number.
                             also said that providing passengers with a booking         A number of airlines mentioned the work ABTA
                             reference or simple confirmation that their            had undertaken to improve the levels of pre-
                             notification of assistance had been acknowledged       notifications obtained by travel agents and tour
                             and booked would be very helpful.                      operators. They saw this as being very useful in
                                 The consumer focus groups agreed that it was       driving best practice. ABTA had provided guidance
                             essential that there was a clear opportunity to        to its members and had produced a checklist that
                             confirm the assistance required during the booking     could be used by passengers to ensure that their
                             process without incurring additional cost. They        assistance request had been recorded correctly.
                             raised concerns about some airlines using                  Airports have also taken steps to improve the
                             premium rate phone lines. They also reported           level of pre-notifications provided to them by
                             frustration with the apparent disconnection            airlines. In general, airports have set up regular
                             between the booking process and the later stages       meetings with airlines and service providers to
                             of the customer journey. They felt that information    review service performance and to share data on
                             provided at the booking stage was not used and         the level of pre-notifications. Some airports have
                             acted upon when they arrived at the airport.           also worked with airlines individually to tackle
                                 The focus groups thought that providing            specific problems that have been identified.
                             passengers with a confirmation of the assistance       Airports have also incorporated passenger
                             they requested at the booking stage was a              information on their websites to encourage pre-
                             reasonable expectation and would provide               notification. One airport asks passengers if they
                             reassurance. Passengers recounted their                have a return flight and ensures that the assistance
                             experience of telephoning several times to check       request for their return flight is recorded.
                             assistance had been booked, which took time and
                             could result in additional costs. They also raised
                             concerns that when they arrived at the airport they
                             often had to recount their assistance request to
                             several people. A simple booking reference, which
                             pulled up their request, was suggested.
                                 An industry association pointed out difficulties
                             with the IATA codes and the problems travel
                             agents have in correctly allocating the codes based
                             on the passenger’s assistance request.
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Accessible Air Travel

  • 1. Accessible Air Travel CAA review on the implementation of European legislation on the rights of disabled and reduced mobility passengers in the UK www.caa.co.uk/accessibleairtravel
  • 2. All rights reserved. Copies of this publication may be reproduced for personal use, or for use within a company or organisation, but may not otherwise be reproduced for publication. To use or reference CAA publications for any other purpose, for example within training material for students, please contact the CAA at the address below for formal agreement. March 2010 ISBN 978 0 11792 384 3 Enquiries regarding the content of this publication should be addressed to: Civil Aviation Authority CAA House 45-59 Kingsway London WC2B 6TE Further information about CAA is available at www.caa.co.uk. Designed by CAA’s Consumer Protection Group.
  • 3. Contents Foreword 3 Executive Summary 4 Introduction 8 Legal and Policy Framework 10 Consumer Awareness 16 Pre-notification 20 Assistance Provision by Airlines 30 Service Quality at Airports 40 Airport Provision of PRM Service 48 Conclusions and Recommendations 52 Annex A: Endnotes 56 Annex B: Contributing Organisations 57
  • 4. 2 Accessible Air Travel CIVIL AVIATION AUTHORITY
  • 5. 3 Foreword All consumers have a right to enjoy the benefits and opportunities that air travel provides. To take advantage of that opportunity those consumers with a disability or reduced mobility may require assistance to undertake their journey. Whilst some airlines have provided assistance on a voluntary basis for some time, new European legislation in 2008 provided legal rights to assistance. This report looks at the assistance provided to disabled people and people with reduced mobility when flying from UK airports in the light of that new European legislation. We felt it was important to review how the legislation was working for consumers and how well industry had implemented the requirements. We issued a call Andrew Haines Chief Executive for evidence in 2009 seeking views from Civil Aviation Authority stakeholders and would like to thank all those who have responded and met with us to discuss their thoughts. We would particularly like to thank the consumers who took part in the focus groups in Manchester and Bristol, their opinions on the practical ways of making the system work better for consumers were extremely helpful. In the report we have made a number of recommendations that we intend to discuss with stakeholders and we look forward to the continuing involvement of as many stakeholders as possible. We want to ensure that a consumer with a disability or reduced mobility is able to enjoy good access to commercial air travel.
  • 6. 4 Accessible Air Travel CIVIL AVIATION AUTHORITY 1 Executive Summary The aim of European Regulation 1107/2006 is to offer disabled persons and persons with reduced mobility (PRMs) access to air travel comparable to that of any other passengers flying from airports in the European Union (EU) or on a EU based airline. The Regulation came into force in two stages, the The Regulation represented a considerable change first stage, in July 2007 ensured passengers were , in the responsibility for the provision of assistance not refused air travel on the basis of reduced for PRMs. Airlines had previously provided the mobility1. The second stage came into force in July assistance to their own passengers based on the 2008 and brought in passenger rights to assistance requirements of voluntary service commitments from airports in the EU at no extra charge. and the best practice set out in the 2003 DfT Code The Regulation uses the term “PRM” to of Practice. This was generally very effective, as include "disabled persons" and "persons with airlines were able to provide a service to meet the reduced mobility": namely any person whose expectations of their passengers. The Regulation mobility is reduced due to physical disability subsequently placed the responsibility on airports (sensory or locomotory, permanent or temporary), and they are required to provide assistance to intellectual disability or impairment, or any other passengers when they arrive at the airport for cause of disability, or age. This document uses the departure – this includes all assistance from a term “PRM” in the same context and also refers to designated point of arrival at the airport through to “PRM groups” as those representing the interests the seat on the aircraft. Similarly, airports are of PRMs 2. responsible for providing assistance for arriving In July 2008, the Department for Transport passengers – this includes assistance from the (DfT) revised its Code of Practice3 on access to air seat on the aircraft through to a designated point travel to reflect the requirements of the Regulation of departure. Because of this change of and to set out industry best practice. responsibility, the service provided to PRMs has Representatives from all aspects of the aviation been affected during the early stages. industry participated in developing and endorsing Although the total number of PRM movements best practice. The Code provides useful guidance through UK airports is unknown, since July 2008 for industry on all aspects of the passenger approximately 1.75 million passengers have used journey, and the CAA has noted that the Code is the dedicated PRM service provided by airports widely used within the UK and interest has also (around 0.8% of total passengers4 in the UK). Of been expressed by other Member States. this, 80% of PRMs travelled through one of the top In May 2009, the Civil Aviation Authority (CAA) 5 UK airports (Heathrow, Gatwick, Stansted, asked the aviation industry and PRM groups for Manchester and Luton) and 33% travelled through views on the implementation of the Regulation in Heathrow. the UK. This Report contains the CAA’s findings on the progress made.
  • 7. 5 There were a wide variety of opinions presented in This Report provides an outline of the legal and the responses to the review. Airlines and PRM policy framework that supports the Regulation and groups typically suggested that the change of summarises the implementation activities by responsibility for service provision had reduced Government and industry. Subsequent chapters in service quality. Airports, however, noted that the report consider a range of themes and reflect generally the level of service was more consistent stakeholders’ views on the implementation of the and saw benefits in the airport taking responsibility. Regulation. CAA consumer research indicated that passengers have had both good and bad experiences since the These include: Regulation came into force, but the overall opinion of consumers was that the quality of service had consumer awareness of the rights and not markedly changed. PRM groups and responsibilities set down in the Regulation consumers did, however, note the importance of (Chapter 4); the Regulation because it introduced statutory rights for passengers with reduced mobility to issues around how passengers pre-notify their access air travel. requirement for assistance and how requests are passed on to airports to enable them to plan their service provision (Chapter 5); the provision of assistance by airlines, including questions raised about seat allocation, safety limitations on the number of PRMs carried, the carriage of assistance dogs, carriage of mobility equipment, the provision of oxygen and requirements for doctors’ certificates (Chapter 6); the quality of service provided at airports (Chapter 7); and how airports contract and charge for the PRM service, (Chapter 8).
  • 8. 6 Accessible Air Travel CIVIL AVIATION AUTHORITY An important consideration is that whilst the term In seeking to achieve these improvements, the “PRM” is used to describe passengers who Report makes a series of recommendations. These require assistance, all passengers are entitled to recommendations form an integrated series of good customer service throughout their journey. A activities over the following twelve months that are common theme in feedback to the CAA was that designed to raise awareness, improve compliance PRMs understand that mistakes can be made and and drive best practice. The recommendations are problems may arise when the service to facilitate summarised in Chapter 8 and include: their travel is actually delivered. However, many of these problems could be alleviated through good the CAA will write to airlines asking them to customer service. demonstrate how they deal with a range of In most cases, PRM service delivery works issues, including providing accessible guidance relatively well but there are a number of areas on the carriage of mobility equipment, where improvements can be made. providing written justification of refusal of carriage on safety grounds, the recording and These include: management of complaints and seeking approval for the carriage of assistance dogs. increasing consumer and industry awareness of their rights and responsibilities under the following feedback on the recommendations in Regulation; this Report, holding an event or series of events in 2010, to discuss best practice in increasing the capture of passenger needs at service provision, identify ways of increasing booking, and to ensure these are effectively awareness of the Regulation amongst industry passed on to airports; and PRM groups, harmonise pre-notification procedures and discuss how industry can best ensuring that airlines/tour operators/travel engage with PRM groups to develop a agents provide sufficient information so that pan-disability view; passengers can make informed choices about journeys; asking airports to demonstrate how they will deal with a range of issues, including the ensuring that airports are aiming at a service development and measurement of service that covers all parts of the passenger journey standards, taking into account the needs of (including points of arrival at the airport and passengers with various disabilities, facilitating their journey through the airport after arrival by the use of assistance dogs in the airport, the air); pre-notification process and the recording and management of complaints. If any problems increasing the number of routes available for are identified, the CAA will work more closely passengers travelling with assistance dogs; with individual airports and in some cases may and making airports simpler and easier for consider commissioning an audit of the PRMs to navigate themselves or with airport’s activities; assistance from accompanying passengers, e.g. by better signage and provision of audible and visual information to assist blind and deaf passengers.
  • 9. 7 assessing in greater detail the system that has The recommendations set out above cover some been implemented to transfer assistance of the key issues that have been raised in the requests and the level of pre-notification at the consultation. The aim of the recommendations is top 5 airports. If the process is not working to improve implementation of the Regulation, efficiently, or pre-notification levels are low or overall levels of compliance and drive best practice not improving, the CAA will engage with to ensure PRM passengers receive a good airlines, tour operators and the airport asking standard of service. The CAA intends to work with them to demonstrate collectively how the pre- stakeholders to consider possible ways to improve notification process may be improved; the service provided to PRMs and agree projects that could deliver benefits for consumers and explore the benefits of developing common industry. The CAA will also continue to work with policies on the carriage of mobility equipment industry over the next year and will review the and seat allocation across airlines, to minimise information provided by airports and airlines to difficulties for passengers. This is particularly inform its compliance priorities. important for airlines which code-share or where passengers purchase a single ticket, but are travelling with more than one airline. The CAA will work with airlines and industry associations to consider this.
  • 10. 8 Accessible Air Travel CIVIL AVIATION AUTHORITY 2 Introduction This report considers the Civil Aviation Authority’s (CAA) findings on the progress made within the United Kingdom on the implementation of EC Regulation (EC 1107/2006) on the rights of disabled persons and persons with reduced mobility (PRMs) when travelling by air. The report includes CAA recommendations that Background to the Regulation could enhance the implementation of the legislation and build on the steps taken by industry The European Commission published the over the last year. These findings are based on Regulation on 5 July 2006, announcing it as the evidence the CAA has collected through the latest element in the Community’s plans to extend responses received from industry and consumers, and reinforce passenger rights across all forms of as well as its compliance monitoring, the analysis transport. The intention being that persons placed of industry performance data, passenger surveys at a disadvantage by reduced mobility, whether and the outcome of the consumer focus groups. caused by disability, age or another factor, should have equal opportunities to air travel to those of The intention of this report is to: other passengers. The Regulation came into effect in two parts, with Articles 3 and 4, which relate to describe how the PRM Regulation has been non discrimination in relation to booking and implemented in the UK; carriage, coming into force on 26 July 2007 and the balance of the Regulation, setting out the identify and describe measures that have obligations on airports, airlines, tour operators and worked well; travel agents to manage the process, coming into effect 12 months later. identify any issues or problems that have Prior to the Regulation coming into force, many arisen since the Regulation came into force; European airlines and airports were signatories to the Airline and Airport Passenger Service provide advice or make recommendations Commitments5. These voluntary codes, which still where appropriate, as to how such problems exist, came into effect in February 2002 and set could be addressed; and out the responsibilities that airports and airlines shared for passenger service, including a protocol raise awareness of the issues faced by PRMs. for services provided to PRMs. The Department for Transport supplemented the Codes with the publication of its Code of Practice on Access to Air Travel in 2003. In practice, airlines and tour operators throughout the EU had typically provided a range of ‘special assistance’ services to passengers to help facilitate their journey through the airport, as well as their embarkation and disembarkation from the aircraft. There was generally a split provision of services, with airports providing assistance to PRMs prior to check-in and after baggage reclaim,
  • 11. 9 and assistance provided directly by airline staff, or The Regulation has two main goals: by companies contracted to the airline to provide a range of ground handling services, for the rest of to provide a PRM access to air travel on a fair the time. and equal basis to other passengers; and Airlines and tour operators had therefore implemented systems to deal with special to guarantee the provision of assistance free of assistance requests and to transfer information to charge. their service providers at the airport. Larger airlines and tour operators had set up specialist The Regulation provides a legal definition of departments that dealt with assistance requests "disabled person" or "person with reduced mobility": and staff had access to medical advice, when namely any person whose mobility is reduced due necessary. to physical disability (sensory or locomotory, In 2004, the issue of the ‘special assistance’ permanent or temporary), intellectual disability or provided to facilitate air travel received significant impairment, or any other cause of disability, or age. public attention, after a court case in the United Further, the Regulation mandates that appropriate Kingdom found that reasonable adjustments must services be made available to PRMs7. be made for disabled persons to facilitate their In the UK, the CAA has been nominated as the travel by air6. Furthermore, the Appeal Court found National Enforcement Body for the Regulation. As that airports and airlines were both responsible for part of its ongoing compliance and enforcement ensuring disabled passengers could move from role, the CAA undertook to review implementation check-in to the aircraft. The Appeal Court also of the Regulation after its first year to help inform found that by making Mr Ross pay for the its work. assistance provision, he was being treated less favourably because of his disability. Review Process At the same time as the court case in the United Kingdom developed, the European The CAA commenced a review on 18 May 2009 in Commission was considering a range of issues which it sought the views of industry stakeholders associated with the rights of passengers travelling (airports, airlines, tour operators, travel agents and by air. This led to the Commission introducing the industry organisations), PRM groups, European Regulation. enforcement bodies and other interested parties. In addition to submissions received during the ‘call Scope for evidence’, the CAA met with a wide range of stakeholder groups. The CAA has also drawn on The Regulation represented a considerable change its own survey data and commissioned consultants in the provision of assistance for PRMs. The airport specialising in consumer market research to managing body now has a legal obligation to provide the evidence base used to support this provide assistance to facilitate PRM passengers report. when they arrive at the airport for departure – this The CAA received 48 submissions to the includes all assistance from a designated point of review and held 20 meetings with a range of arrival at the airport through to the seat on the stakeholders. A full list of respondents is at aircraft. Similarly, airports are responsible for Annex B, and non-confidential responses are providing assistance to passengers who arrive by available on the CAA website at: air – this includes assistance from the seat on the www.caa.co.uk/prmresponses. aircraft through to a designated point of departure. As noted above, in the past, provision of such services was generally split between airlines and airports.
  • 12. 10 Accessible Air Travel CIVIL AVIATION AUTHORITY 3 Legal & Policy Framework This chapter sets out the European policy and legal framework within which the PRM Regulation sits, as well as an overview of the specific elements of the Regulation itself. It outlines the work of the relevant enforcement and complaints handling bodies in implementing the legislation and summarises the actions taken by industry. It concludes by setting out the issues that will be considered in further detail. European Policy Framework European Passenger Rights Framework One of the founding principles of the EU is the The EU has passed a number of pieces of elimination of discrimination, and the promotion of legislation to strengthen the rights of passengers. equality, based on the principle of social inclusion. These include: The Treaty of Amsterdam provides the basic legal structure that ensures equality of rights and The Package Travel Regulations8 came treatment of all people in the EU. Improving into force in 1992 and set out tour operators’ access to air travel has been a key component of a responsibilities to their customers, including suite of Regulations designed to ensure equality of financial protection; rights and treatment for air passengers. In 2000, the European Commission and the European Civil The Denied Boarding Regulation9 came Aviation Conference (ECAC) set up an into force in 2005 and gives passengers the industry/consumer task force to develop voluntary right to assistance and compensation in agreements for airports and airlines. The voluntary situations of cancellation, denial of boarding commitments came into force in February 2002 and long delay. This Regulation requires that and included a specific protocol concerning PRMs priority is given to assist PRMs in situations of setting out their basic rights as travellers and disruption; stating that they should not be charged directly for assistance. The DfT also produced a Code of The Carrier Identity Regulation10 came into Practice in 2003 that set out best practice in the force in 2007 and requires passengers to be provision of assistance to PRMs. told before departure which airline they are The European Commission began to consider a flying with; proposal for legislation in 2004 with the aim of providing PRMs with a consistent service that was The PRM Regulation came into force in two free of charge at the point of use. The UK parts – the first in 2007 and the remainder in Government gave priority to progressing the new 2008; and rights for passengers during its Presidency of the EU. The Air Services Regulation11 came into force in 2008 and requires airline ticket prices to be inclusive of all taxes, fees and charges.
  • 13. 11 What does 1107/2006, the PRM Regulation, say? Transmission of Passenger Information Scope Airlines, their agents and tour operators, must take requests for assistance from PRMs at all points of The Regulation captures the entire air transport sale, including the Internet and via call centres. supply chain. The Regulation applies to any When a request is received at least 48 hours commercial air service that departs from, transits before the published departure time, the airline is through, or arrives at an airport situated in the responsible for providing details of the assistance European Economic Area (EEA)12 (hereafter requested to the airport. The airline must inform described as the “Community”). The Regulation the destination airport, if that airport is within the also applies to passengers arriving into the Community, of the number of PRMs requiring Community from third countries where the assistance on a flight and the nature of that operating carrier is based in the EEA. assistance. Non-Discrimination Assistance Provided by Airports The Regulation imposes obligations on airlines, Airports must provide assistance for PRMs to their agents, or tour operators not to refuse on the ensure that they are able to take their flight. An grounds of disability, a reservation or boarding. accompanying person should be allowed to assist a However, these obligations do not apply if carriage PRM. If no advance notification is given, then the would be unsafe or the size of the aircraft or its airport shall nevertheless make all reasonable doors make carriage of the PRM physically efforts to provide assistance. impossible. If a PRM is denied embarkation for The assistance offered by airports should cover these reasons, they must be provided the whole of the PRM’s journey through the reimbursement or re-routing, as provided for in the airport, from arrival, moving through the airport Denied Boarding Regulation. PRMs have the right (including check-in and security search) to the seat to request written justification of the reasons why on the aircraft. On landing, the assistance offered they have been denied boarding and this should be is from the aircraft seat, disembarking the aircraft provided within five working days from the date of and, through baggage collection, immigration and request. customs to departure from the airport at a designated exit point. PRMs should also be Consultation with stakeholders to identify offered assistance when transferring between arrival and departure points at the airport flights at an airport (including between terminals). A PRM can request assistance for some or all of Airports are obliged to designate (in cooperation their journey through the airport. with airlines and organisations representing PRMs) When required, airports must also handle points of arrival and departure, both inside and mobility equipment and assistance dogs, outside the terminal at which PRMs can announce temporarily replace damaged or lost equipment, their arrival at the airport and request assistance. and communicate information needed to take flights in accessible formats.
  • 14. 12 Accessible Air Travel CIVIL AVIATION AUTHORITY Service Quality Standards formal legal status, gives guidance on how industry can meet its requirements and also sets out Airports must set service quality standards in agreed industry best practice. consultation with airport users and organisations representing PRMs. Airports with more than CAA 150,000 annual passengers must publish their service standards. The CAA established a Working Group in early 2007 that included representatives from across the Assistance provided by airlines CAA, the DfT and the Disability Rights Commission, its successor the EHRC joined later Airlines must provide assistance without any that year. The CAA met with representatives of additional charge. Assistance includes carriage of DPTAC and attended regular committee meetings assistance dogs, medical equipment and up to two to ensure it was well informed on the issues faced pieces of mobility equipment. Airlines must make by PRMs in air travel. The group discussed issues, reasonable efforts to arrange seating that meets including safety regulation, interpretation of the the requirements of the individual PRM, subject to Regulation, guidelines for the carriage of PRMs, safety requirements and availability. When a PRM complaints handling, enforcement and sanctions. is travelling with someone to provide them with The group continues to meet regularly and the assistance, the airline must make reasonable CCNI joined in April 2008. The group continues to efforts to seat that person next to the PRM. consider issues of interpretation, including those that arise from specific cases, issues of Implementation in the United Kingdom implementation, and publicising the requirements of and rights under the Regulation. Department for Transport Before the Regulation came into force, the CAA wrote to airports, airlines, travel agents and The DfT consulted widely in 2007 on how it would tour operators (including all ATOL holders) advising implement the Regulation in the UK. The DfT them of their obligations. The CAA met a range of sought stakeholder views on who should be the stakeholders to gain a better understanding of the complaint handling and enforcement bodies; practical matters involved in providing assistance to sanctions for infringements of the Regulations; and PRMs. The CAA has continued its engagement set out the Government’s approach to compliance with industry, particularly over issues of and enforcement. The consultation led to the Civil interpretation relating to airline carriage of PRMs or Aviation (Access to Air Travel for Disabled persons the quality of assistance provided by airports to and persons with Reduced Mobility) Regulations PRMs. The CAA published on its website a note to 2007) that were laid before Parliament on 3 July industry which set out the actions required by the 2007 In those Regulations, the CAA was . Regulation with CAA contacts on PRM issues. designated as the enforcement body in the UK, the The DfT Code of Practice is guidance material Equality and Human Rights Commission (EHRC) and is not legally binding. In order to assist was designated as the complaints handler in industry, the CAA advised that the DfT Code of England, Scotland and Wales, while the Consumer Practice was an acceptable means of compliance Council for Northern Ireland (CCNI) was designated with the Regulation. This has been of assistance as the complaints handler in Northern Ireland. to industry when the requirements of the EC The DfT set up a working group to update its Regulation differ from regulations imposed by other Code of Practice. The working group included non-EU National Aviation Authorities. Guidance representatives from airlines, airports, the Disabled was also provided to allow airlines to determine Persons Transport Advisory Committee (DPTAC), the numbers of PRMs they could carry on board. CAA, EHRC, Health and Safety Executive, and the The guidance material relating to the carriage of devolved administrations. The revised Code was guide dogs had been in place for a number of years published in July 2008, and, although it has no and was already being used by UK airlines.
  • 15. 13 Prior to the introduction of EU-OPS (the current focus on service quality, the impact of the service safety regulations that have to be complied with by on aircraft turnaround and the overall level of all EU operators) in 2008, the CAA was able to charges levied by the airport. In these cases, the make temporary exemptions from the Air CAA has worked jointly with the airport and airlines Navigation Order so that, if necessary, alternative to identify and clarify the nature of the complaint. supplementary harnesses could be used to safely This work has identified a number of issues that secure PRMs in an aircraft seat. Also, the CAA are addressed in more detail in this report was approached by the Spinal Injuries Association There is a Memorandum of Understanding to consider allowing the use of gel type cushions in between the DfT, CAA and EHRC and a separate order to facilitate the comfort and avoid injury to MoU with the CCNI, setting out the roles of each passengers with spinal injuries. Some airlines party. The CAA enforces the legislation based on were concerned about their compatibility with the trends of non-compliance identified in consumer aircraft seat belt and there were possible security complaints received by EHRC and CCNI. The CAA issues due to the current limitations on liquids, also carries out compliance monitoring through its gels and pastes. In order to assist in both areas, own active monitoring of the experiences of air the CAA issued guidance to all airlines to allow the passengers; through reviews of the media, use of such supplementary restraint devices, gel consumer websites and complaints it receives type cushions and also on the process to be directly from consumers and from industry and followed in the event that the PRM could not be through undertaking informal inspections. Where adequately secured in accordance with regulations. issues have been identified, the CAA has taken Following a request from the Secretary of compliance action. Such action includes: requiring State for Transport, the CAA carried out research in changes to specific company policies and in the 2008 on the passenger experience at the four management of PRM needs, changes to the largest airports in the UK. The work concentrated handling of complaints and appropriate corrective on better co-ordination between service providers training. to improve the passenger journey. Assistance provision to PRMs was identified as one of the EHRC areas to be considered and the CAA has been working with industry at Heathrow during 2009. The EHRC has put in place procedures for handling The CAA intends to read across the lessons complaints about the Regulation, and for advising learned at Heathrow to Gatwick and Stansted. the public of their rights when travelling by air. It Where there have been implementation issues has a helpline for passengers in England, Scotland at specific airports, the CAA has attended and Wales to answer questions about their rights meetings with the airport, airlines, service and what they can expect at the airport and on providers and, in some cases, organisations board the aircraft. The helpline also allows PRMs representing PRMs. The CAA has also attended to complain about their treatment by airlines, meetings held by the European Commission and airports, travel agents or tour operators. ECAC in relation to implementation of the The EHRC has received approximately 3907 Regulation. The CAA has focused its activities on calls in the first year of the Regulation. Of these, compliance, including a range of ad hoc 3089 were publication requests, 395 relate to inspections and airport visits throughout the UK, as advice requests and 423 were potential well as working with both airports and airlines to infringements relevant to the Regulation. The clarify the requirements of the Regulation. For EHRC is developing a process to improve its example, the CAA worked with airlines and airports capacity to identify trends in the complaints that it to clarify the requirements for the provision of can refer to the CAA. services for passengers travelling with guide dogs. The EHRC initially advises the complainant on The CAA has received a number of complaints how to raise the matter with the airport, airline, from airlines about airports since the Regulation tour operator or travel agent, for example through was introduced. These complaints have tended to the use of template letters. If the complainant is
  • 16. 14 Accessible Air Travel CIVIL AVIATION AUTHORITY unable to reach a satisfactory outcome, the EHRC quality and customer information at Gatwick will assess the information available to determine Airport. The airport has since resolved these whether it can provide further assistance. issues. The EHRC can offer a conciliation service, The CCNI has been particularly active in subject to both parties (consumer and the bringing stakeholders, airports, airlines and company concerned) agreeing to participate. This disability groups together in Northern Ireland to is managed by an independent specialist discuss issues of implementation, and review conciliation provider. If agreement is reached, this developments and service provision within the results in a signed agreement which is legally three Northern Ireland airports. The CCNI also enforceable. The conciliation service has been used meets specifically with each of the airports on a in six cases. If conciliation fails, a passenger may quarterly basis to discuss any issues surrounding wish to take civil action; the EHRC has the ability the implementation of the Regulation. The CCNI to support a PRM’s case. reports on cases to the CAA, showing which issues and industry players are involved. The CCNI CCNI received 70 complaints and enquiries in the first year of the Regulation. The CCNI has also established procedures for handling complaints about PRM services, and has Stakeholders publicised the Regulation in Northern Ireland. It also advises consumers on how to complain to the As required under the Regulation, airports have service provider. If consumers are unable to taken responsibility for providing services to PRMs. resolve their complaint the CCNI is able to take up The transfer of responsibility for provision of the the complaint with the relevant service provider PRM service to airports resulted in considerable and seek to obtain redress for the consumer. changes in contracting, with some airports The CCNI has received 151 calls, of which 142 providing the service themselves and others were requests for advice and nine were contracting with a service provider. At larger complaints. CCNI’s records provide details of airports the PRM operation is more complicated, trends in Northern Ireland and identify any service and airports have had to gain an understanding of providers that are regularly the cause for complaint. the different business models of airlines, in The CCNI has referred a series of cases to the particular the requirement of “no-frills” and short , CAA where it considered that the actions of the haul carriers, for faster turnarounds at airports. airline concerned did not meet the requirements of Airports have also had to consider more fully the Regulation, or where its policies in the cultural issues around differing views on the application of the Regulation was unclear or treatment of older people and disabled people. inconsistent. In each of those cases the CAA Service providers have generally employed undertook its own investigation and, where staff that worked for the airline’s ground handlers. appropriate, required corrective action by the airline They have had to ensure they complied with the concerned. The CAA has also responded to a Transfer of Undertakings (Protection of number of referred complaints relating to service Employment) Regulations (TUPE) that involved
  • 17. 15 complex and lengthy processes to re-contract staff. Implementation Issues They have also been required to put in place staff training courses and purchase new equipment, In its work, whether through complaints received such as airport buggies and ambulifts to provide by the EHRC and CCNI, its direct observation and the service. Some airlines and tour operators have engagement with stakeholders, and issues raised made changes to their websites to improve the by DfT, the CAA has identified a number of issues prominence given to assistance available and to that have caused concern or need resolution for improve the booking process to allow PRMs to PRMs to receive a better and more consistent notify their assistance requirements on-line. service from airports and airlines. These issues are The Association of British Travel Agents (ABTA) also those that have been highlighted in the set up a PRM Group to bring together industry responses as needing attention. representatives, CAA, DfT, EHRC and a DPTAC member to consider practical implementation These issues are: issues faced by its tour operator and travel agent members. The Group concentrates on the transfer the level of awareness of the requirements in of information from the passenger through to the the Regulation amongst consumers and airport and how pre-notification of PRM assistance industry; requirements can be improved. ABTA has also produced guidance for its members, including a the need for passengers to pre-notify their checklist for travel agents that can be used during requirement for assistance and for pre- the booking process to capture required notifications to be passed on to airports to assistance. enable them to plan their service provision; PRM groups have carried out their own research on the service that is provided to the provision of assistance by airlines, including passengers. The British Lung Foundation campaign clarification about seat allocation, safety about the disproportionate costs of oxygen led to a limitations on the number of PRMs carried, the Parliamentary debate on the matter and to a carriage of assistance dogs, carriage of mobility number of airlines, including Emirates and equipment, the provision of oxygen and Thomson Airways, abolishing charges for supplying requirements for doctors’ certificates; oxygen or allowing passengers to provide their own oxygen. the quality of assistance provided at airports, particularly at larger and more complex airports; and contractual issues between the airport and service provider, including the oversight of safety, and the level of charges levied by airports on airlines.
  • 18. 16 Accessible Air Travel CIVIL AVIATION AUTHORITY 4 Consumer Awareness This chapter outlines the degree to which consumers are aware of the Regulation and how well they understand their rights and responsibilities. The provision of assistance is not new and many consumers have benefited from airlines making arrangements as a customer service. The PRM Regulation is intended to make such provision more consistent and ensure that access is available to all. What does the Regulation say? What did we ask in the ‘call for evidence’? How aware are the travelling public of their rights Article 15 and responsibilities under the Regulation? What advice do you provide to passengers on the The Regulation requires Member States to take assistance that they might require (i.e. distances at measures to inform PRMs of their rights and of the airports) or request (i.e. what mobility equipment possibility of complaint to the designated body. they can take)? Memorandum of Understanding What did the call for evidence tell us? The responsibility for raising consumer awareness The following details regarding consumer and handling complaints has been set out in the awareness of the Regulation are based on the Memorandum of Understanding (MoU) between opinions of the respondents to the call for the DfT, CAA and EHRC that includes measures for evidence. These opinions differed, with some complaints handling in England, Scotland and airlines and airports stating that awareness was Wales, and the MoU between the DfT, CAA and high, based on passengers ‘quoting their rights’ CCNI that covers complaints handling in Northern when seeking assistance, while others believed it Ireland. to be very low, citing as evidence a lack of The policy statement, which introduces the reference to statutory rights when making MoUs says that the EHRC/CCNI will support DfT in complaints. promoting awareness of the Regulation to the Some industry respondents identified a lack of public. The MoU includes a statement that the understanding of the passenger’s role in the CAA will advise industry of the requirements of the process and a marked difference in awareness Regulation, and the EHRC/CCNI will advise between passengers with long- term disabilities passengers of their rights. It also states that the and those affected by age or temporary DfT, CAA and EHRC/CCNI will co-ordinate their impairments. respective activities in order to ensure consistency The pan-disability group Leonard Cheshire and the promotion of the requirements of the Disability conducts its own research on access Regulation to the widest possible audience. rights. In its response, it stated that 50% of respondents were aware of the Regulation, which DfT Code of Practice is an improvement on the awareness of their previous (limited) rights before the Regulation Section 3 of the Code, which covers the pre- came into force. Responses from all consumer journey provisions, recommends that travel agents, organisations, however, stated that the general tour operators and airlines should make available level of awareness remained low. Groups such as specific information, in accessible formats, about DPTAC, RNIB and Guide Dogs for the Blind made services or arrangements for PRMs. these observations based on calls from the public enquiring about their rights. RNID identified a key obstacle to awareness in its response when it
  • 19. 17 stated that, generally, people with hearing loss or marketing campaign using numerous channels to impairment do not view themselves as disabled. further promote the Regulation and its role in It is also possible that the awareness reported handling complaints from PRMs (this resulted in a is of a perceived right to equal treatment rather significant increase in calls to the helpline). The than the specific provisions of the Regulation. The EHRC has distributed around 85,000 copies of the CAA engaged SHM Productions Ltd (SHM)13 to guide to passengers, airports, airlines, tour carry out two focus groups considering consumer operators, travel agents and PRM groups. experience of the PRM service and their The increased awareness reported by Leonard expectations. Their full report is published at Cheshire Disability is in part due to these activities. www.caa.co.uk/accessibleairtravel. SHM Awareness, however, remains generally low. suggested that expectations of what service Responses from PRM groups suggest, however, should be provided is not based on awareness of that most consumers seek advice on their rights legislative detail, but on what would enable PRMs after they have had an unsatisfactory experience. to feel like ‘equal’ passengers. This supports the view reported above that The responses from industry suggest that the passengers increasingly understand that they have vast majority of information is conveyed to rights but that they do not know the legislation and passengers online. This has the potential benefit of specific provisions which protect these rights. reaching a wide audience and allows a high level of detail to be provided but it relies on the passenger CAA Analysis actively seeking this information. The positioning of the information on different websites varies, and The CAA agrees it is important that consumers are terminology and iconography used has been aware of their rights and responsibilities and know criticised by some as suggesting that the how to complain if problems arise. The booking information is only relevant to specific passengers, process is an important way of informing most commonly wheelchair users. consumers and encouraging them to pre-book their The level of information provided and the assistance. The language and symbols used may accessibility of that information also varies deter people from booking assistance, as they may between websites. DPTAC and ABTA stated that it suggest it is purely a wheelchair service and we would be helpful if the information provided by the would like to explore how this might be changed. industry were to be presented more consistently. Encouraging more consistency in the booking The role of the complaints handlers, EHRC and process would also make it easier for consumers CCNI, includes the promotion of the Regulation to to find the information they need. We plan to consumers. The CCNI has published a document, begin a discussion with industry and PRM groups ‘Access to Air Travel’ aimed at consumers which to develop a best practice framework that could be was launched by the Minister for Regional used to improve consumer awareness and Development in July 2009. This was produced in encourage passengers to pre-notify. We will also conjunction with the DfT and EHRC and supported explore with ABTA and DPTAC whether this project by a planned media campaign. Over 5000 copies could be taken forward in one of their existing of the document have been distributed through a working groups. number of charities, voluntary organisations, As well as using websites, passengers also Citizens Advice Bureaux and travel agencies book flights (and holidays) by telephone or through throughout Northern Ireland. It is also available on travel agents. The CAA believes that this part of the its own website and via links from local disability booking process provides an ideal opportunity for groups’ websites14. reservation staff to discover whether passengers The DfT/EHRC document, ‘Your Rights To have specific requirements and to make them Fly’15, is also widely linked to a number of other aware of the scope of the Regulation. However, websites. Both this document and the CCNI’s this requires a level of understanding from the staff publication were presented to stakeholders at a member and a consistent set of questions to launch, with the EHRC conducting a month long identify passengers’ needs.
  • 20. 18 Accessible Air Travel CIVIL AVIATION AUTHORITY The consumer research and focus groups of their rights in regard to cancelled or delayed showed that passengers wished to feel in control flights was at a similar level, however, this of their journey. In some cases, passengers, legislation had been in force for three years at the particularly older people and disabled passengers time of the survey. Given the PRM legislation has who value their independence, may be reluctant to only been in full force for a year, the achievement use PRM services. In other cases, for instance of a 50% level of awareness is encouraging. that of deaf people, the assistance may only be However, the CAA recognises the importance that required in particular circumstances such as when the legislation places on consumers pre-notifying flight details are changed. The CAA would like to their assistance requests to guarantee service consider the information that airports could provide delivery at the airport. It therefore considers that to consumers, such as airport layout, walking improving levels of consumer awareness is key to distances, and the need to use stairs. This is often encouraging consumers to request assistance provided in the departure lounge but is not always when they make their booking. available prior to that. Such information would The CAA also notes that the misconceptions allow all consumers to make informed decisions amongst consumers that access rights apply about whether they require assistance. A exclusively to those with permanent physical consistent format would benefit all users and disabilities or just to wheelchair users are also enable airlines, tour operators and travel agents to shared by some in the industry. This creates a provide more information to their customers. This further barrier to consumer awareness, as the issue will be discussed with stakeholders and the passenger is often reliant on the staff member for CAA will also write to UK airports requesting advice. The responses received indicated that such details of the information currently provided. It will misconceptions are common and the CAA also write to the passenger sub-committees of considers that this is an important area where Airport Consultative Committees asking for their improvements could be made. ABTA’s production views of how to improve the information provided of a checklist that can be filled in by passengers to to consumers. capture any assistance requirements is a good Airports could also consider measures that example of assisting passenger and staff assist PRMs who want to travel through the airport awareness. independently, for instance through appropriate EHRC is developing and funding an on-line facilities (lifts, travelators and escalators), and training module for staff in conjunction with ABTA. better signage with more use of clearly This module will form part of ABTA’s Accredited understandable symbols and clear information on Training Programme and will be rolled out to ABTA walking distances. This would allow all passengers members in Spring/Summer 2010. This is an (including non-English speakers) to plan how to important way forward to increasing staff spend their time in the airport and to allow enough awareness of travel agents and tour operators. The time to walk to the departure gate. For older CAA recognises that this is an important stage in passengers this would be particularly helpful as it the booking process and increased staff awareness would allow them to be in control of their journey should lead to greater passenger awareness. and to allow sufficient time to walk to the gate at Further details on training can be found in Chapters their own pace. It may also be helpful in designing 6 and 7 The CAA agrees with the points made by . PRM services to enable passengers to request PRM groups that a bad experience can have a limited assistance for particular stages of the significant impact on some passengers, who may journey, for example in boarding the plane if they be discouraged from flying again. It therefore are unable to walk up stairs easily. supports increased publicity and awareness for The CAA notes the advice from PRM groups that both passengers and staff to inspire confidence in approximately 50% of passengers are aware of these passengers that there is definitive regulation their rights under the Regulation. As part of a 2008 in place and to encourage them to travel again. survey, the CAA found that consumer awareness
  • 21. 19 Case Study The CAA received a complaint about the advice an airport was providing to consumers when they requested PRM assistance. The Airport Customer Service Team advised the passenger (who was blind) that the PRM service was only for blind passengers requiring the assistance of a wheelchair or buggy. Blind passengers who want to walk through the airport need to seek assistance from the airline. The advice was based on the policy of the service provider at the airport. The airport suggested the passenger talk to the relevant airline. The CAA contacted the airport. The airport thought that it was following the requirements of the Regulation and agreed to review its staff training to ensure this issue was picked up. Recommendations The CAA will discuss with ABTA and DPTAC the possibility of taking forward a project on The CAA plans to hold initial discussions on some developing a more consistent and inclusive of the ideas raised to improve consumer approach to the booking process in one of their awareness with stakeholders in Spring 2010. existing working groups. These will include: The CAA will write to UK airports and the passenger sub-committees of Airport Consultative encouraging booking processes that use Committees seeking views on the information inclusive and consistent language to assist provided by airports on layout, facilities etc. passengers with a range of disabilities, older passengers and those with a temporary disability to pre-notify; encouraging airports to provide more information to consumers, airlines, tour operators and travel agents including waiting times, walking distances, stairs and the types of passenger movement equipment that is available at the airport. Information should be available at the point of booking and directly available to consumers as well as at the airport; and taking forward with PRM group activities to increase consumer awareness, particularly amongst groups where awareness appears to be lowest.
  • 22. 20 Accessible Air Travel CIVIL AVIATION AUTHORITY 5 Pre-notification This Chapter concentrates on the issues raised in the call for evidence regarding pre-notification of assistance requests. This is an important part of ensuring that passengers receive the requested assistance and enabling airports to plan resources. Many see this as key to making the legislation work effectively. The Regulation places an obligation on passengers What does the Regulation Say? to pre-notify their assistance request at least 48 hours before the time of their flight. If they fail to Article 6 provide notification, the airport is still required to make all reasonable efforts to provide the The Regulation requires airlines, their agents and assistance and enable them to catch their flight. tour operators to be able to accept assistance Airlines, travel agents and tour operators are also requests from their passengers at the point of sale. required to make it as easy as possible for This includes bookings made in person, over the passengers to notify the assistance required. telephone or on the Internet. In the past, airlines were responsible for When the airline, its agent or a tour operator providing assistance to their own passengers to receives notification of the assistance required by transit the airport and there was no requirement for the passenger at least 48 hours prior to departure, them to pass information to the airport. The it must pass the information on to the airline or Regulation has therefore introduced a new step in airport at least 36 hours before departure. the process, and a requirement for systems to be Notifications should be made to the airport of put in place to share information. This has provided departure, arrival and transit. some challenges to industry in implementing IT This Article also requires airlines to confirm to solutions and achieving a consistent approach. the destination airport the number of PRMs on board There are also issues with the transfer of the flight, and the assistance required, to the information from travel agents and how destination airport as soon as possible after the passengers can be assured their assistance has aircraft has taken off. been booked. Article 7 Passengers are entitled to assistance at the airport if they have notified their airline, travel agent or tour operator of their assistance requirements within 48 hours of departure to guarantee assistance. However, if passengers have not provided any notification, the airport is required to make reasonable efforts to provide the required assistance. The Article also says that passengers should arrive at check-in or at a designated arrival point at the time stipulated by their airline, agent or tour operator. Where no time has been stipulated, they should arrive at check-in at least one hour prior to departure or at an arrival point at least two hours prior to departure.
  • 23. 21 DfT Code of Practice Organisations representing PRMs The Code states that booking staff should ask Accepting that all reasonable efforts should be customers during the booking process whether there made to provide a service to all PRMs, there have is anyone in their party that would require assistance. been circumstances where, due to the high When an assistance request has been made it numbers of non-pre notified passengers, the should be recorded and transmitted to the airline or service cannot be provided to meet all requests. In the airport using the internationally agreed codes and those circumstances, do you think that where in IATA’s standard format for Passenger Assistance passengers' needs have been pre-notified to the Lists (PAL). airport their assistance needs should be prioritised The Code also notes that it is good practice for over those whose needs have not? tour operators and airlines to provide confirmation that the passenger’s assistance request has been received Airlines and actioned. Industry is also advised to keep records to demonstrate that they have passed on the How do passengers notify you of their assistance request. needs? What did we ask in the ‘call for evidence’? How have the number of PRMs requesting assistance changed since the Regulation was Airports introduced? Have numbers increased over and above the levels of PRMs when airlines were Do you differentiate the service between pre- responsible? notified and non-pre notified passengers? If not, would you consider doing so? Are passengers who have pre-notified their Since the Regulation was introduced, what assistance needs prioritised over those who have percentage of requests for pre-notification are not pre-notified? If not, should they be? If so, how? passed to you by airlines or tour operators at least Since the Regulation was introduced, what 36 hours before the published departure time for percentage of your customers inform you of the flight? How are you notified? requirements for assistance at least 48 hours How have the number of PRM assistance before the published departure times of the flight? requests changed since the Regulation was introduced? Were your forecasted PRM numbers How are you pre-notified? Does this pre-notification accurate? What steps have you taken to increase impose any costs on the passenger? the number of timely pre-notifications you receive? Do you have any problems with the way in which What measures have you taken to try to increase airlines and tour operators pass on pre-notifications the number of pre-notifications for assistance from to you? passengers? Have you had any problems in passing on pre- notifications to airports? What problems have you identified? How have you addressed them?
  • 24. 22 Accessible Air Travel CIVIL AVIATION AUTHORITY What did the call for evidence tell us? increased since the Regulation came into force. Many said that the numbers had stayed about the General same. Of the airlines that mentioned increases, one noted that in its experience these had tended The data provided by industry showed that levels to be year on year increases unrelated to the of pre-notification remain relatively low and vary introduction of the Regulation. Only one airline widely across airports and airlines, although levels commented on the level of increase, noting an have improved over the first year of full increase in numbers from 1% of total passengers implementation. Industry has been taking steps to to 2%. improve the level of pre-notification by improving The information provided by airports suggests booking processes and making information more that passengers requesting PRM assistance prominent. Problems still remain and some groups (including passengers who did not pre-notify) make of passengers, particularly older people, do not up between 0.3% to 1.3% of total airport seem to be aware of their rights and are not pre- passenger traffic. It has not been possible to notifying. Airports have also been working with measure the total number of passengers in the UK airlines to improve the level of pre-notification that may require assistance at the airport. It was provided to them. noted that while some airports forecast the total There was also general agreement that in number of PRMs fairly accurately, others had principle pre-notified passengers should be significantly under-estimated the total number of prioritised at the airport subject to improving PRMs using the airport. Information from airports awareness, booking processes and transfer of also identified that there could be significant information across service providers. The monthly differences between the forecast and European Commission has also recommended that actual levels. The following table sets out the data priority should be given to pre-notified passengers. on actual PRMs carried and the percentage this forms of total passengers carried. Number of PRMs travelling The weighted average of the data provided by the airports above would suggest that Airports have not historically held data on the approximately 0.8% of total passenger traffic in the number of PRMs travelling, as the service was UK used the PRM service in the first year of the previously provided by airlines. When airports took Regulation. Reflecting the volatility in the demand over the service, they sought information from the for the service, several airports noted that during largest airlines (or their service providers) flying peak periods the number of PRMs as a percentage from that airport for the purposes of forecasting of total traffic at an airport could almost double – the likely numbers of PRMs using the service. The up to 1.3% of total passengers in some cases. accuracy and availability of information to support Total passenger traffic in the UK in the first PRM forecasting differs at each airport. As part of year of the Regulation was approximately 221 the review, several airports provided details of the million passenger movements. PRM passengers PRM passenger forecasts used to define the scope are therefore likely to have accounted for and resources likely to be required to deliver the approximately 1.75 million passenger movements, service. This information was made available to of which around 80% (1.3 million PRMs) will have bidders for the PRM service contract at the airport. departed or arrived from one of the top 5 airports Several airports said that the forecasts for the total in the UK - Heathrow, Gatwick, Stansted, number of passengers had been reasonably Manchester or Luton. accurate, but others had found it difficult to obtain It has not been possible to obtain a clear statistics on the previous number of PRMs carried, picture of whether the number of PRMs using the and as a result forecasts varied significantly from service has increased since the Regulation came actual PRM passenger movements. into force. Airports have told us that although they Airlines had a mixed view on whether the have seen a general fall in passenger numbers, number of passengers requesting assistance had they have not seen such a decline in the number of
  • 25. 23 Data provided by Airports for the first 12 months of operation Airports Actual PRM’s % of total passengers Belfast International 28,000 0.55 Cardiff 14,400 0.73 East Midlands 40,000 0.70 Glasgow 56,000 0.70 Liverpool John Lennon 21,000 0.38 London Gatwick 323,625 0.93 London Heathrow 650,000 0.95 London Stansted 75,000 0.32 Luton 58,000 0.54 Manchester 181,000 0.84 PRMs travelling. In some cases they have noted range from 25% up to 80% an increase in PRMs. The data provided by airports also showed widely varying levels of pre-notification, at 36 hours Levels of pre-notification before departure ranging from as low as 17% to around 85%. Many have found it a challenge to The level of pre-notifications differs widely across bring the levels above 50%. It should be noted airlines and airports and some respondents were that the airport that told us they receive 17% of unable to provide exact percentages. pre-notifications has since moved to a system One airline told us that information provided by where it relies more heavily on historic data to plan passengers 48 hours before departure is rarely a for provision of assistance. true reflection of the number requesting assistance Discussions with some airlines suggest that on the day. This can be due to differing flight they believe airports are placing too much profiles such as particular destinations or emphasis on pre-notification. They believe it will be passenger demographics, with some airlines being impossible to drastically improve the rates at which more prone to assistance requests made on the passengers pre-notify, and airports should take day. This can have significant knock on effects, more account of historic data and consider with airports having to divert resources at short passenger trends. In their view, reviewing flight notice to address the issue to the possible profiles and identifying those that tend to carry detriment of pre-notified passengers travelling with high numbers of PRMs would help airports to other carriers. This would seem to be a particular improve their planning and to roster staff problem for non-EU based airlines from, for accordingly. example, the Caribbean and Asia, where passengers may be unaware of the need to pre- Booking process notify, since the Regulation does not apply to carriers entering the Community. Trade associations and PRM groups expressed Five airlines provided information on the concerns that passengers may not have enough percentage of passengers who pre-notify their information about the assistance available and required assistance at least 48 hours before the were not therefore encouraged to pre-notify. They departure of their flight. The levels vary widely and commented that passengers could be very reticent
  • 26. 24 Accessible Air Travel CIVIL AVIATION AUTHORITY to provide notification of their assistance needs, Steps to increase pre-notification particularly older people who may not consider they are entitled to assistance. PRM groups also Airlines have updated their websites to improve said that many passengers would not consider the location, design and visibility of pre-notification themselves disabled in their daily lives, but faced options within the booking process. In some with the unfamiliar airport environment could cases, passengers can request assistance on-line, require assistance of some sort. but some airlines require passengers to contact PRM groups raised the issue of the differing them by telephone so that they can provide more pre-booking processes used by airlines and said detail of the assistance required. Others that a number of airlines did not allow on-line pre- mentioned that they now actively encouraged notification. A number of PRM groups noted that passengers to pre-notify and had also adapted the PRMs often had to use premium rate phone wording used by their reservation staff to ensure numbers to advise airlines of their assistance that it was not just focused on wheelchair needs, because they could not do so by any other passengers. Most airlines said that they did not means (e.g. websites were inaccessible). This impose a charge for booking assistance, and where meant they faced an extra charge that other they required the passenger to make a telephone passengers did not have to bear. One PRM group call, this was on a standard or low rate number. also said that providing passengers with a booking A number of airlines mentioned the work ABTA reference or simple confirmation that their had undertaken to improve the levels of pre- notification of assistance had been acknowledged notifications obtained by travel agents and tour and booked would be very helpful. operators. They saw this as being very useful in The consumer focus groups agreed that it was driving best practice. ABTA had provided guidance essential that there was a clear opportunity to to its members and had produced a checklist that confirm the assistance required during the booking could be used by passengers to ensure that their process without incurring additional cost. They assistance request had been recorded correctly. raised concerns about some airlines using Airports have also taken steps to improve the premium rate phone lines. They also reported level of pre-notifications provided to them by frustration with the apparent disconnection airlines. In general, airports have set up regular between the booking process and the later stages meetings with airlines and service providers to of the customer journey. They felt that information review service performance and to share data on provided at the booking stage was not used and the level of pre-notifications. Some airports have acted upon when they arrived at the airport. also worked with airlines individually to tackle The focus groups thought that providing specific problems that have been identified. passengers with a confirmation of the assistance Airports have also incorporated passenger they requested at the booking stage was a information on their websites to encourage pre- reasonable expectation and would provide notification. One airport asks passengers if they reassurance. Passengers recounted their have a return flight and ensures that the assistance experience of telephoning several times to check request for their return flight is recorded. assistance had been booked, which took time and could result in additional costs. They also raised concerns that when they arrived at the airport they often had to recount their assistance request to several people. A simple booking reference, which pulled up their request, was suggested. An industry association pointed out difficulties with the IATA codes and the problems travel agents have in correctly allocating the codes based on the passenger’s assistance request.