CSI Anti - Money Laundering Presentation in Shanghai

1. a privately funded non-for-profit Certified System Investigator Certification Body C.S.I. World Headquarters

2. Certified System Investigator Certification www.csi-worldhq.org Developing a risk averse culture without affecting profitability C.S.I. World Headquarters

3. The Spectrum of Risk Copyright (c)2006 www.cfe-in-practice.net What is Risk ? Operational Risk Liquidity Risk Credit Risk Market Risk Reputational Risk B E C D A

4. Copyright (c)2006 www.cfe-in-practice.net Trinity of Controls Internal Audit CPA(CIA) CSI, CISA Compliance CPA,LLB, CSI Risk Management CPA,CFA CSI Financial Control

5. Certified System Investigator Certification www.csi-worldhq.org System support C.S.I. World Headquarters

6. Certified System Investigator Certification www.csi-worldhq.org Is this really the way to go ? C.S.I. World Headquarters

7. Certified System Investigator Certification www.csi-worldhq.org Training and awareness programs C.S.I. World Headquarters

8. Certified System Investigator Certification www.csi-worldhq.org C.S.I. World Headquarters

9. Certified System Investigator Certification www.csi-worldhq.org Ensuring compliance— roles and responsibilities of staff in combating money laundering and terrorism financing C.S.I. World Headquarters

10. Certified System Investigator Certification www.csi-worldhq.org Possible Solution : S.E.A.T.A. to AML A proven and tested methodology Freely* available to all CSI members C.S.I. World Headquarters

11. Questions? Copyright (c)2006 www.cfe-in-practice.net Integrity and Virtue are the weapons of good men

12. www.cfe-in-practice.org Thank You ! CONTACT INFORMATION: Tommy Seah, CFE, CSI, FCPA www.cfe-in-practice.org [email_address] Phone : + (65) 91069872 a privately funded non-for-profit Certified System Investigator Certification Body