Aml&kyc 1

Know Your Customer & Anti Money Laundering

KYC - Preamble ,[object Object],[object Object],[object Object]

KYC - Preamble ,[object Object]

KYC - Preamble ,[object Object],[object Object]

KYC - Preamble ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

KYC - Preamble ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Objective of the Policy ,[object Object],[object Object],[object Object],[object Object],[object Object]

Who is a Customer? ,[object Object],[object Object],[object Object],[object Object]

KYC – Policy Guidelines ,[object Object],[object Object],[object Object],[object Object]

CAP Guidelines ,[object Object],[object Object],[object Object],[object Object]

CAP Guidelines ,[object Object],[object Object]

CAP Guidelines ,[object Object]

Customer Identification Process (CIP) ,[object Object]

CIP – When to be done? ,[object Object],[object Object],[object Object],[object Object],[object Object]

CIP – To be done for Whom ,[object Object],[object Object],[object Object],[object Object]

CIP – Natural Persons – What are needed? ,[object Object],[object Object],[object Object],[object Object]

CIP – Entities – What are needed? ,[object Object],[object Object],[object Object],[object Object]

Monitoring of Transactions ,[object Object],[object Object],[object Object]

Risk Management ,[object Object],[object Object],[object Object],[object Object],[object Object]

Roles and Responsibilities – KYC Verification ,[object Object],[object Object],[object Object],[object Object],[object Object]

Customer Awareness ,[object Object],[object Object],[object Object]

KYC - Tech Products ,[object Object],[object Object],[object Object],[object Object],[object Object]

KYC – Existing Accounts ,[object Object],[object Object],[object Object]

[object Object],[object Object],[object Object],Risk Profiling – Low Risk

[object Object],[object Object],Risk Profiling – Medium Risk

Risk Profiling – High Risk ,[object Object],[object Object],[object Object],[object Object],[object Object]

Profile Sheet - Individuals ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Profile Sheet – Non Individuals ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

What is Money Laundering? ,[object Object],[object Object],[object Object],[object Object]

Money Laundering - Definition ,[object Object]

What is Crime Money? ,[object Object],[object Object],[object Object],[object Object]

Where this Money is Placed? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Money Laundering Process ,[object Object],[object Object],[object Object],Smurfing Pizza trick Casino Etc. Small denominations € 20 €50 No Paper Trail

How this money is ‘Layered’? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

What are the Characteristics of this money? ,[object Object],[object Object],[object Object]

How is this money ‘Integrated’? ,[object Object],[object Object],[object Object]

Financial Impact Dec 2003 Abbey National $ 3.5 m Jan 2004 Bank of Scotland $ 2.2 m Mar 2004 Hudson United Bank $ 5 m Apr 2004 Raiffeisen Zentralbank $ 0.3 m May 2004 Riggs Bank $ 25 m UBS $ 100 m Jul 2004 Morgan Stanley $ 2.2 m Sep 2004 Bank of Ireland $0.67 m

Who is Guilty of Money Laundering? ,[object Object]

Punishment for Money Laundering ,[object Object],[object Object],[object Object],[object Object]

Obligations of the bank ,[object Object],[object Object],[object Object],[object Object]

Penalties for Bank ,[object Object]

Transactions to be Reported - CTR ,[object Object],[object Object]

Transactions to be Reported - STR ,[object Object],[object Object],[object Object]

Time Period for Submission ,[object Object],[object Object],[object Object]

Who is a Prudent Banker? ,[object Object]

Do your Eyebrows raise when ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Do you ask these questions? ,[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object]

Do You Know what risks do we take if we do not adhere to KYC - AML ? ,[object Object],[object Object],[object Object],[object Object]

Aml&kyc 1

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Aml&kyc 1