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C 1: New Investment
         Sub Session C 1.2: Public Private Civil Mechanisms



    Private and public interests:
    Private and public interests:
Farmers’ rights and Breeders’ rights --
Farmers’ rights and Breeders’ rights
         Indian Experience
          Indian Experience
       Malavika Dadlani, Joint Director (Research), IARI, New Delhi
        P L Gautam, Chairperson, PPV&FR Authority, New Delhi
              www.iari.res.in & www.plantauthority.gov.in

                       Punta del Este, Uruguay
                          29 October 2012
                                                                 Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                                   Farmers Rights and breeders Rights, October 2012, Uruguay
The Indian Patent Act, 1970 (and its subsequent amendments in 1999, 2002
and 2005) excluded plants and animals from patentability.

With this exclusion, and having ratified the Agreement on Trade Related Aspects
of Intellectual Property Rights (TRIPS) of WTO, India was obliged to protect these
under a sui generis system as per the mandate of Article 27.3(b) of the TRIPS
Agreement.

The Government of India enacted the Protection of Plant Varieties and Farmers’
Rights (PPV&FR) Act in 2001 (53 of 2001).




                                                                         Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                                           Farmers Rights and breeders Rights, October 2012, Uruguay
Genetic Use Restriction Technology,
Sovereign Rights, ABS, Benefit Sharing
                                                                                Sui generis System
                                          PPV & FR Act
 CBD 1992 Bio-safety Protocol, 2000           2001
 ABS supplementary Protocol, 2010
                                                                WTO / TRIPS 1994
                                         outcome of the
                                          Intensive and          Benefit Sharing, Community
Farmers Right                                                              Rights, Gene Fund
                                            Extensive
    International Treaty on plant                               Biodiversity Act 2002,
          genetic resources
                                             National
                                                                   Seeds Act 1966,
     for food & agriculture, 2004         Consultations
                                                              Seed Control Order, 1983;
                                         and response to     National Seed Development
Breeders Right                            international              Policy, 1988;
                                         developments /           Patent Act,1970,
       UPOV 1961,72, 78, 91                                          GI Act, 1999,
                                           obligations
                                                           National Farmer Policy, 2007 etc.




                                                                     Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                                       Farmers Rights and breeders Rights, October 2012, Uruguay
Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
  Farmers Rights and breeders Rights, October 2012, Uruguay
Breeders’ Rights
•  An exclusive right to produce, sell, market, distribute,
  import or export the variety
• A breeder may authorize any person to produce, sell,
  market or otherwise deal with the variety registered
• Breeder enjoys provisional protection of his variety
  against any abusive act committed by any third party
  during filing of application for registration and decision
  taken by Authority
Researcher’s Rights
• Researcher can use the variety for experiment or
  research for developing other variety
                                                      Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                        Farmers Rights and breeders Rights, October 2012, Uruguay
Farmers’ Rights
  to save use, exchange, share and sell seed of a protected variety
   except as branded seed
  to register traditional varieties & protect new varieties
  to compensation in case of non performance
  benefit sharing from use of traditional varieties
  for protection against infringement
  Exemption on fees
 Community Rights and Benefits
  Recognition of communities in conserving genetic resources and
   landraces and benefit sharing for role in evolution of varieties



Farmers are recognized as cultivators, conservers & breeders
                                                         Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                           Farmers Rights and breeders Rights, October 2012, Uruguay
Category                               Applications
                                         Received
                                                      Registration
                                                       Certificates
                                                            Issued
New Varieties                               1113                     40
Extant Varieties including varieties
notified under Seeds Act and
                                            1735                466
Varieties about which there is a
common knowledge
Farmers Varieties                           1221                          6
Essentially derived varieties                    2                 Nil

                         Total           4070              512
                                                           Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                             Farmers Rights and breeders Rights, October 2012, Uruguay
Projects launched by PPV&FR Authority for promoting registration of Farmers’ Varieties
  Projects launched by PPV&FR Authority for promoting registration of Farmers’ Varieties
Characterisation, purification and documentation of Farmers’ varieties (FVs) : A
number of agricultural research institutions and universities are generating data
and assisting in filing of applications for FVs
Rice biodiversity conservation in Jharkhand and Meghalaya: Gene Campaign, an
NGO, is involved in the in-situ and ex-situ conservation and characterisation of agro
biodiversity in the predominantly tribal state of Jharkhand, one of the 22 agro-
biodiversity hotspots.
Conservation of landraces of colocasia from North Eastern Hills, Nagaland: A
survey was conducted by ICAR NEH to collect local landraces of colocasia. Twenty
two accessions were collected and characterised for different traits.
Characterisation and registration of traditional rice varieties in Tamil Nadu:
Focussing on characterization of traditional rice varieties from coastal belt and
cauvery delta of Tamil Nadu, VAANGHAI, an NGO, collected 69 varieties and
submitted application for registration of six varieties to the Authority.

                                                                          Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                                            Farmers Rights and breeders Rights, October 2012, Uruguay
Establishment of National Gene Fund
                  Section 45 of the PPV&FR Act, 2001
                  Section 45 of the PPV&FR Act, 2001


       In Flow                                          Out Flow

Compensation
 Compensation
amount deposited
 amount deposited                                 Reimbursement of
                                                  Reimbursement of
                                                  Benefit shares
                                                  Benefit shares
Contributions from
 Contributions from         National Gene Fund
                             National Gene Fund
National & International
 National & International
Organizations                Constituted by the
                             Constituted by the   Reimbursement of
                                                   Reimbursement of
 Organizations
                            Government of India
                            Government of India   compensation
                                                   compensation
Annual Fee
Annual Fee
                                                  Supporting
                                                   Supporting
Benefit sharing
 Benefit sharing                                  conservation
                                                   conservation
amount deposited
 amount deposited


                                                        Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                          Farmers Rights and breeders Rights, October 2012, Uruguay
Plant Genome Savior Community Award and Recognition

•Plant Genome Savior Community
Awards 2009-10 onwards: 6 communities
awarded

•Plant Genome Savior Community
Recognitions since 2007: 16
communities / individual farmers
recognised

•Protection of Plant Varieties and       22 Agro-biodiversity hotspots
Farmers Rights (Recognition and Reward   distributed over 07 agro-
from the Gene Fund) Rules, 2012          geographical zones of India

                                                       Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                         Farmers Rights and breeders Rights, October 2012, Uruguay
Empowering farmers / farming communities
Farmer Dadaji Khobragade of Chandrapur district, Maharashtra developed rice varieties HMT in
2008 and DRK in 2009, which are registered with the PPV&FR Authority. The Government of
Maharastra has allotted land to enable him to continue his research on improved varieties.

Sanjeevini Rural Development Society, Distt. Vishakapatnam, State. Andhra Pradesh: The
society promotes cultivation of more than 150 traditional crop varieties available in 60 villages.
More than 1200 ha are being cultivated with the conserved varieties of paddy and ragi and
about 800 ha with varieties of pulses, corn and bottle gourd. The communities are maintaining
33 grain banks. The State Biodiversity Board has recognized the services of this society.

National Innovation Foundation (NIF), promotes grass root innovations, assisting in filing of
applications for Patent, Trademark, Design and Plant Variety Registration. Technology
Acquisition Fund Awards were conferred to 24 farmers, for variety development.

Indian Council of Agricultural Research launched a national project to document indigenous
knowledge and also recognises innovative farmers by as Farmer Fellows.

State of Haryana established State Agriculture Innovation Fund for evolution and diffusion of
grassroot indigenous knowledge and innovations in agriculture.                      Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                                                      Farmers Rights and breeders Rights, October 2012, Uruguay
Exemptions provided under the Biological Diversity Act, 2002 (BDA): The Act
provides for certain exemptions to / local people and communities including
traditional practioners and healers for normally traded commodities from the
purview of the Act, subject to overall policy guidelines.

Both BD Act, 2002 and PPV & FR Act, 2001 have provisions for benefit sharing,
exemption has also been provided in Section 6(3) of the BD Act for applicants
seeking protection under the PVP Act in India.

PPV&FR Act, 2001 and Biological Diversity Act have close similarities,
particularly, in policies framed for protection of the rights of indigenous
communities in conserving and developing genetic resources.

 State level and (SBB) / local ( BMC) committees play an important role in helping
farmers in filing and forwarding applications of farmers’ varieties for
registration.
                                                                          Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                                            Farmers Rights and breeders Rights, October 2012, Uruguay
Suggested elements for the road map

• Public-Private sector partnership: value addition and
  promotion of the useful farmers’ varieties in the respective
  areas of adaptation.
• Partnership in enabling farmers for protection of traditional
  varieties and also in commercialisation
• Partnership in research, participatory plant breeding and
  sharing of benefits
• Institutional mechanism for protecting farmers’ and
  breeders rights

                                                      Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                        Farmers Rights and breeders Rights, October 2012, Uruguay
………. suggested elements


   • Ensuring the protection of traditional knowledge, the
     participation in equitable benefit sharing and farmers'
     participation in decision making with regard to genetic
     resources
   • Creating awareness on the importance of Farmers'
     and Breeder’s Rights
   • Also generate awareness among farmers about
     Breeders rights and its ultimate benefits



                                                     Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                       Farmers Rights and breeders Rights, October 2012, Uruguay
Challenges
•Improving farmer- public-private cooperation in
agricultural research for development
•To create an enabling environment of mutual trust
among various stakeholdrs
•To create awareness about public-private-civil
partnerships in agricultural research
•To generate public awareness and capacity building of
all stakeholders
•Promoting conservation and sustainable utilisation
                                            Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                              Farmers Rights and breeders Rights, October 2012, Uruguay
For greater impact
• Support research in evaluation and improvement of
  farmers’ varieties
• Evolve an effective model / platform for promoting use
  of farmers’ varieties for crop improvement and
  commercialisation
• Create databases of farmers’ varieties and associated
  traditional knowledge
• Provide incentives to the industry/civil societies for
  supporting conservation and sustainable use of farmers’
  varieties                                  Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                               Farmers Rights and breeders Rights, October 2012, Uruguay
Way forward
• Responsive R&D efforts and sensitation of researchers
• Ensuring quality seed and planting material through
  public- private partnership with farmers
• Equitable flow of benefits to different stakeholders
• Conservation of farmers varieties, land races, wild
  relatives etc. by involving local bodies
• Bringing different stakeholders together to work in
  synergy supported by enabling policies for PPP
• Undertake an evaluation of the benefits of providing
  rights to the farmers

                                                  Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                    Farmers Rights and breeders Rights, October 2012, Uruguay
Successful partnership entails
• Trust amongst partners
• Enabling policies
• Adequate funding support
• Dynamic R&D
• Effective value chain

This will lead to a win-win situation for farmers’,
breeder’s, communities and industries
                                                Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
                                                  Farmers Rights and breeders Rights, October 2012, Uruguay
Farmers Rights and breeders Rights, 2929 October 2012, Uruguay
  Farmers Rights and breeders Rights, October 2012, Uruguay

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C1.2. Private and public interests: farmers' rights and breeders' rights. Indian experience

  • 1. C 1: New Investment Sub Session C 1.2: Public Private Civil Mechanisms Private and public interests: Private and public interests: Farmers’ rights and Breeders’ rights -- Farmers’ rights and Breeders’ rights Indian Experience Indian Experience Malavika Dadlani, Joint Director (Research), IARI, New Delhi P L Gautam, Chairperson, PPV&FR Authority, New Delhi www.iari.res.in & www.plantauthority.gov.in Punta del Este, Uruguay 29 October 2012 Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 2. The Indian Patent Act, 1970 (and its subsequent amendments in 1999, 2002 and 2005) excluded plants and animals from patentability. With this exclusion, and having ratified the Agreement on Trade Related Aspects of Intellectual Property Rights (TRIPS) of WTO, India was obliged to protect these under a sui generis system as per the mandate of Article 27.3(b) of the TRIPS Agreement. The Government of India enacted the Protection of Plant Varieties and Farmers’ Rights (PPV&FR) Act in 2001 (53 of 2001). Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 3. Genetic Use Restriction Technology, Sovereign Rights, ABS, Benefit Sharing Sui generis System PPV & FR Act CBD 1992 Bio-safety Protocol, 2000 2001 ABS supplementary Protocol, 2010 WTO / TRIPS 1994 outcome of the Intensive and Benefit Sharing, Community Farmers Right Rights, Gene Fund Extensive International Treaty on plant Biodiversity Act 2002, genetic resources National Seeds Act 1966, for food & agriculture, 2004 Consultations Seed Control Order, 1983; and response to National Seed Development Breeders Right international Policy, 1988; developments / Patent Act,1970, UPOV 1961,72, 78, 91 GI Act, 1999, obligations National Farmer Policy, 2007 etc. Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 4. Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 5. Breeders’ Rights • An exclusive right to produce, sell, market, distribute, import or export the variety • A breeder may authorize any person to produce, sell, market or otherwise deal with the variety registered • Breeder enjoys provisional protection of his variety against any abusive act committed by any third party during filing of application for registration and decision taken by Authority Researcher’s Rights • Researcher can use the variety for experiment or research for developing other variety Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 6. Farmers’ Rights  to save use, exchange, share and sell seed of a protected variety except as branded seed  to register traditional varieties & protect new varieties  to compensation in case of non performance  benefit sharing from use of traditional varieties  for protection against infringement  Exemption on fees Community Rights and Benefits  Recognition of communities in conserving genetic resources and landraces and benefit sharing for role in evolution of varieties Farmers are recognized as cultivators, conservers & breeders Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 7. Category Applications Received Registration Certificates Issued New Varieties 1113 40 Extant Varieties including varieties notified under Seeds Act and 1735 466 Varieties about which there is a common knowledge Farmers Varieties 1221 6 Essentially derived varieties 2 Nil Total 4070 512 Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 8. Projects launched by PPV&FR Authority for promoting registration of Farmers’ Varieties Projects launched by PPV&FR Authority for promoting registration of Farmers’ Varieties Characterisation, purification and documentation of Farmers’ varieties (FVs) : A number of agricultural research institutions and universities are generating data and assisting in filing of applications for FVs Rice biodiversity conservation in Jharkhand and Meghalaya: Gene Campaign, an NGO, is involved in the in-situ and ex-situ conservation and characterisation of agro biodiversity in the predominantly tribal state of Jharkhand, one of the 22 agro- biodiversity hotspots. Conservation of landraces of colocasia from North Eastern Hills, Nagaland: A survey was conducted by ICAR NEH to collect local landraces of colocasia. Twenty two accessions were collected and characterised for different traits. Characterisation and registration of traditional rice varieties in Tamil Nadu: Focussing on characterization of traditional rice varieties from coastal belt and cauvery delta of Tamil Nadu, VAANGHAI, an NGO, collected 69 varieties and submitted application for registration of six varieties to the Authority. Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 9. Establishment of National Gene Fund Section 45 of the PPV&FR Act, 2001 Section 45 of the PPV&FR Act, 2001 In Flow Out Flow Compensation Compensation amount deposited amount deposited Reimbursement of Reimbursement of Benefit shares Benefit shares Contributions from Contributions from National Gene Fund National Gene Fund National & International National & International Organizations Constituted by the Constituted by the Reimbursement of Reimbursement of Organizations Government of India Government of India compensation compensation Annual Fee Annual Fee Supporting Supporting Benefit sharing Benefit sharing conservation conservation amount deposited amount deposited Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 10. Plant Genome Savior Community Award and Recognition •Plant Genome Savior Community Awards 2009-10 onwards: 6 communities awarded •Plant Genome Savior Community Recognitions since 2007: 16 communities / individual farmers recognised •Protection of Plant Varieties and 22 Agro-biodiversity hotspots Farmers Rights (Recognition and Reward distributed over 07 agro- from the Gene Fund) Rules, 2012 geographical zones of India Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 11. Empowering farmers / farming communities Farmer Dadaji Khobragade of Chandrapur district, Maharashtra developed rice varieties HMT in 2008 and DRK in 2009, which are registered with the PPV&FR Authority. The Government of Maharastra has allotted land to enable him to continue his research on improved varieties. Sanjeevini Rural Development Society, Distt. Vishakapatnam, State. Andhra Pradesh: The society promotes cultivation of more than 150 traditional crop varieties available in 60 villages. More than 1200 ha are being cultivated with the conserved varieties of paddy and ragi and about 800 ha with varieties of pulses, corn and bottle gourd. The communities are maintaining 33 grain banks. The State Biodiversity Board has recognized the services of this society. National Innovation Foundation (NIF), promotes grass root innovations, assisting in filing of applications for Patent, Trademark, Design and Plant Variety Registration. Technology Acquisition Fund Awards were conferred to 24 farmers, for variety development. Indian Council of Agricultural Research launched a national project to document indigenous knowledge and also recognises innovative farmers by as Farmer Fellows. State of Haryana established State Agriculture Innovation Fund for evolution and diffusion of grassroot indigenous knowledge and innovations in agriculture. Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 12. Exemptions provided under the Biological Diversity Act, 2002 (BDA): The Act provides for certain exemptions to / local people and communities including traditional practioners and healers for normally traded commodities from the purview of the Act, subject to overall policy guidelines. Both BD Act, 2002 and PPV & FR Act, 2001 have provisions for benefit sharing, exemption has also been provided in Section 6(3) of the BD Act for applicants seeking protection under the PVP Act in India. PPV&FR Act, 2001 and Biological Diversity Act have close similarities, particularly, in policies framed for protection of the rights of indigenous communities in conserving and developing genetic resources. State level and (SBB) / local ( BMC) committees play an important role in helping farmers in filing and forwarding applications of farmers’ varieties for registration. Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 13. Suggested elements for the road map • Public-Private sector partnership: value addition and promotion of the useful farmers’ varieties in the respective areas of adaptation. • Partnership in enabling farmers for protection of traditional varieties and also in commercialisation • Partnership in research, participatory plant breeding and sharing of benefits • Institutional mechanism for protecting farmers’ and breeders rights Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 14. ………. suggested elements • Ensuring the protection of traditional knowledge, the participation in equitable benefit sharing and farmers' participation in decision making with regard to genetic resources • Creating awareness on the importance of Farmers' and Breeder’s Rights • Also generate awareness among farmers about Breeders rights and its ultimate benefits Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 15. Challenges •Improving farmer- public-private cooperation in agricultural research for development •To create an enabling environment of mutual trust among various stakeholdrs •To create awareness about public-private-civil partnerships in agricultural research •To generate public awareness and capacity building of all stakeholders •Promoting conservation and sustainable utilisation Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 16. For greater impact • Support research in evaluation and improvement of farmers’ varieties • Evolve an effective model / platform for promoting use of farmers’ varieties for crop improvement and commercialisation • Create databases of farmers’ varieties and associated traditional knowledge • Provide incentives to the industry/civil societies for supporting conservation and sustainable use of farmers’ varieties Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 17. Way forward • Responsive R&D efforts and sensitation of researchers • Ensuring quality seed and planting material through public- private partnership with farmers • Equitable flow of benefits to different stakeholders • Conservation of farmers varieties, land races, wild relatives etc. by involving local bodies • Bringing different stakeholders together to work in synergy supported by enabling policies for PPP • Undertake an evaluation of the benefits of providing rights to the farmers Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 18. Successful partnership entails • Trust amongst partners • Enabling policies • Adequate funding support • Dynamic R&D • Effective value chain This will lead to a win-win situation for farmers’, breeder’s, communities and industries Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay
  • 19. Farmers Rights and breeders Rights, 2929 October 2012, Uruguay Farmers Rights and breeders Rights, October 2012, Uruguay

Notas do Editor

  1. PPVFR Act enacted after long consultation, taking elements from various legislations, national and international
  2. Especially with UPOV convention