Quick1FR makes 1FR reporting easy by using the same data provided by the FCM to the CFTC daily to produce online reports on the FCMs website, upload documents, provide complete tracking for compliance purposes, email alerts to prevent failure to comply with the rule, and the ability to create compliance and financial reports for management.
Easily fulfills the CFTC rule 1FR requirement (specifically CFTC rule 1.55(0)(1)) of publically posting the required financial information and notices to your website by using an export of the data already being entered daily into CFTC’s WinJammer.
2. Gate 39 Media Overview
Thousands of leads, account applications, portfolio
calculations and registrations are processed by Gate 39
Media websites and online applications across the globe
daily.
• Work directly with at least 14 FCMs
• Relationships with most FCMs on behalf of IBs, CTAs, or
through industry work groups (NIBA, CME, NFA, CTA
Expo)
• Actively servicing over 80 FCMs, IBs, CTAs, Funds,
RIAs, exchanges, and service providers
• Ready-to-use or custom marketing and technology
solutions
3. Quick1FR Overview
• Fulfills CFTC 1FR FCM Reporting Requirement for
FCMs
Easily fulfills the CFTC rule 1FR requirement of
publically posting the required financial information and
notices to your website.
• Compliance Tracking
Tracks when each day’s performance was uploaded, by
whom, and where with exportable reports. Sends alerts
via email when data is not updated by a certain time
daily.
• Intelligence Reporting
Archives all data and charts capital holdings over time
providing a unique view of the business--on demand.
4. Quick1FR Development
• Compliance Resources
In developing Quick1FR, documentation from the CFTC,
multiple law firms including Katten Muchin were used to
form the basis of our program. Marc Nagel former Chief
Compliance Officer of Dorman Trading has provided
additional insight, interpretation and consulting.
• FCM Direct Input
We have been collaborating with two FCMs directly and
additional FCMs have provided input into what they
want. We anticipate working with a number of FCMs
making Quick1FR the standard in 1FR reporting.
5. How Quick1FR Works
Step 1
• Enter financial info daily into
WinJammer as required
Step 2
• Export data in XML format
from WinJammer
Step 3
• Import file into Quick1FR
Done.
6. Daily Seg 1FR Public Reporting
Professional data
display
All required data is
formatted attractively
and can be
customized to fit your
branding.
Fully-responsive for
mobile compatibility.
Sample website display
7. 1FR Public Document Reporting
Document Uploads
Quick1FR provides support
for uploading documents
including:
• Certified Annual Report
• Statement of Segregated funds
from the unaudited FOCUS or
1FR for the most recent 12
months
• Statement of Secured funds
from the unaudited FOCUS or
1FR for the most recent 12
months
• Statement of Sequestered funds
from the unaudited FOCUS or
1FR for the most recent 12
months
8. Required Notices
Additional Information
In addition to the information required
above, support is provided for adding
any additional notes, legal statements,
and disclaimers.
The required notices that additional
information can be found on the NFA
and CFTC websites are included with
the proper links.
Contact information can also be
included here. Each version of the
notices are also archived.
9. Compliance Tracking
Proving compliance
Quick1FR creates a log of
when, where, what and who
updated the data on the
website so you have a full
record of compliance with the
requirement.
Ensure compliance
Make sure you stay compliant.
Quick1FR will send an email
reminder if the data has not
been filed by a certain time of
day.
Quick1FR Logs
• User Name
• IP Address
• Date/Time
• Data
10. Intelligence Reporting
Monitor growth
Quick1FR stores all of the data
from the WinJammer reports
about your FCM and turns it into
a powerful reporting tool.
Answers to questions like:
• What is our seg fund growth
overtime?
• What is the size of our access
holdings this month? On
average?
Quick1FR provides a running
report on the funds held to show
holdings overtime for internal
reporting.
11. Installation Options
Sitefinity Users FCM Portal
by Gate 39 Media
iFrame
for all other websites
ADMIN: Install in Sitefinity
back-end. Using Sitefinity
security, access can be
limited to specific users or
user groups.
ADMIN: Install in FCM
Portal back-end. Using
Portal security, access can
be limited to specific
ADMIN: Hosted by Gate 39
Media on our secure,
based, dedicated server.
https available.
WEBSITE: Install data
display in Sitefinity as a
custom module for
seamless presentation.
WEBSITE: Install data
display as a custom
for seamless presentation.
WEBSITE: Install data
display in your website as
an iFrame. Installs in
minutes.
12. Pricing
New Clients Hosted
$10,000 License $5000/year or
$500/month (12-mth commitment)
Installation into client server and
Webserver must be ASP.NET (3.5+)
and compatible with software. Upgrades
and support for one-year. Additional
upgrades and support are planned at
$6000.
Fully hosted on Gate 39 Media secure,
cloud-hosted server. Simple iFrame into
your existing website.
Gate 39 Media
117 N Jefferson St Suite LL05
Chicago, IL 60661
www.quick1fr.com
www.gate39media.com
Shane Stiles, President
312.715.1475
shane@gate39media.com