14. Ameriprise Financial, Inc.
Asset Management Segment
Fourth Quarter 2007
4 Qtr 2006 1 Qtr 2007 2 Qtr 2007 3 Qtr 2007 4 Qtr 2007
Mutual Fund Performance
RiverSource
Equal Weighted Mutual Fund Rankings in top 2 Lipper Quartiles
Equity - 12 month 77 % 56 % 70 % 65 % 45 %
Fixed income - 12 month 72 % 83 % 88 % 83 % 42 %
Equity - 3 year 63 % 65 % 65 % 73 % 69 %
Fixed income - 3 year 53 % 44 % 44 % 39 % 50 %
Equity - 5 year 40 % 53 % 44 % 44 % 40 %
Fixed income - 5 year 15 % 36 % 29 % 29 % 36 %
Asset Weighted Mutual Fund Rankings in top 2 Lipper Quartiles
Equity - 12 month 89 % 58 % 87 % 67 % 57 %
Fixed income - 12 month 87 % 97 % 97 % 93 % 30 %
Equity - 3 year 70 % 72 % 74 % 93 % 68 %
Fixed income - 3 year 48 % 46 % 46 % 46 % 54 %
Equity - 5 year 67 % 81 % 61 % 57 % 58 %
Fixed income - 5 year 10 % 28 % 44 % 44 % 45 %
Threadneedle
Equal Weighted Mutual Fund Rankings in top 2 S&P Quartiles
Equity - 12 month 63 % 57 % 63 % 77 % 80 %
Fixed income - 12 month 56 % 44 % 44 % 22 % 22 %
Equity - 3 year 57 % 50 % 64 % 76 % 83 %
Fixed income - 3 year 67 % 56 % 56 % 22 % 22 %
Equity - 5 year 46 % 42 % 29 % 46 % 58 %
Fixed income - 5 year 67 % 56 % 56 % 33 % 22 %
Equal Weighted Rankings in Top 2 Quartiles: Counts the number of Class A funds with above median ranking divided by the total number of Class A funds. Asset size is not a factor.
Asset Weighted Rankings in Top 2 Quartiles: Sums the assets of the Class A funds with above median ranking divided by the total Class A assets. Funds with more assets will receive a greater share of the total percentage above or below
median.
Aggregated data shows only actively-managed mutual funds by affiliated investment managers.
Aggregated data does not include mutual funds sub-advised by advisors not affiliated with Ameriprise Financial, Inc., RiverSource S&P 500 Index Fund, RiverSource Cash Management Fund and RiverSource Tax Free Money Market Fund.
Aggregated equity rankings include RiverSource Portfolio Builder Series and other balanced and asset allocation funds that invest in both equities and fixed income.
RiverSource Portfolio Builder Series funds are funds of mutual funds that may invest in third-party sub-advised funds.
Aggregated data only includes mutual funds in existence as of current quarter end. Refer to Exhibit A for RiverSource individual mutual fund performance rankings and other important disclosures.
Exhibit A includes RiverSource performance rankings for funds sub-advised by non-affiliated advisors for general reference although not included in the summary above.
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