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The Seven Deadly Sins of
Environmental Health Research

                     … and the
                    Precautionary
                       Virtues



                        Philippe Grandjean
                  University of Southern Denmark
                  Harvard School of Public Health
The seven main attitudes
                        that underlie sins
                        were first identified
                        by St. John Cassian (360 - 435)
                        and refined by Pope
                        St. Gregory the Great (540 - 604)

”A very partial list”
Aviad Kleinberg
Professor of History, Tel Aviv University


… probably more widely known
from modern action movies
than from environmental epidemiology
Dante’s Mount Purgatory

…and a modern version
Superbia (pride)
Self-delusion, grandiose illusions
Paying overzealous attention and pious
respect to high scientific standards
… when judging the work of colleagues
Condescending attitude toward studies from
other countries or cultures




                              AJPH 2001;91:1749-57
Pride ignores the bias
      in epidemiology conclusions*
Methodological feature                Main direction of error
Low statistical power           False negative
Use of 5 % probability level    False negative
Use of 20% probability level to
 minimize risk of type II error False negative
Post hoc hypothesis                   False positive
Pressures against false alarm         False negative
Publication bias                      False positive
etc…

        Developed with David Gee, EEA, and Collegium Ramazzini colleagues
Invidia (envy)
  Ingratitude and failure to recognize others’ achievements
  Abusing “criteria” for causality


 “All scientific work is incomplete…
 All scientific work is liable to be upset or modified by advancing
 knowledge. That does not confer upon us the freedom to
 ignore the knowledge we already have, or to postpone the
 action that it appears to demand at the given time.”
                                                    A Bradford Hill (1965)



Envious researchers mistake the validity of their
own conclusions for meticulousness in identifying
presumed violations of causal “criteria”
UCSF Brown & Williamson Documents
Impartiality in
science
Researchers (and their
sponsors) may try to
strengthen their own
views by pointing out
presumed violations of
causal “criteria”…
…but failure to satisfy
such formal criteria
provides little support
for the absence of a
causation
Ira (Wrath)

Injury is transformed into the pleasure of
vengeance
Often coupled with narrow-minded inflexibility

… when rejecting the evidence
[There is] still no positive proof of a causal relationship between
the use of thalidomide during pregnancy and malformations in
the newborn… [and it is] encouraging to note that studies in
pregnant rats have not shown a single malformation in more
than 1,100 offspring of thalidomide-treated animals.

            Frank N. Getman, President, William S.Merrell Co. (1962)
Gula (gluttony): Endless replication
   creates inertia and constipation
• The majority of published papers in
  environmental health journals deals with a
  limited, rather stable list of pollutants
• PubMed lists over 15,000 scientific
  publications on lead – endless repetition?
• At the same time, PubMed lists very few
  papers on, e.g., perfluorooctane sulfonates
• Such discrepancy may be justified only if lead
  constitutes a paradigm (which is applied)
Gluttony:
Demand of full
documentation,
complete evidence
and Lust:
Desire for prestige
and publications
…pave the way for
   continued
 studies, more
    funding
Lust and greed may be explored
by vested interests
to short-cut research
in health and environment

Biasing the choices of study topics
Hiding unwanted data
Tainting the conclusions
”Doubt” is our product
  (Brown and Williamson, 1969)*




*Glantz SA et al.
The cigarette
papers.
Berkeley:
UC Press, 1996,
p. 171.                           From AJPH
Acedia (sloth)
Indifference to the welfare of others
Apathy, callousness and lack of caring
Hiding in the ivory tower

                                  700                                                   Safe level now
Blood-lead concentration (µg/L)




                                  600                                                   recommended by
                                  500
                                                                                        many public-health
                                  400
                                                                                        officials
                                  300

                                  200

                                  100

                                    0
                                        1960        1970          1985          1991


                                               Year when CDC action limit was changed
                                                                                               Truly safe level
Sloth: Committing Type III errors by studying the
wrong (though convenient) parameters
70% of Americans own running shoes but don’t run
What would Dante have
     suggested?
In interpreting
environmental
research,
we must recognize
that a phenomenon
may exist, even if we
cannot see it:

What could be known,
given our research
opportunities and
methodologies?
The Precautionary Principle
• In situations of potentially serious or irreversible
  threats to health or to the environment, the need
  to act to reduce potential hazards before there is
  strong proof of harm, should take into account
  likely costs and benefits of action and inaction
• Introduced as the ‘Vorsorgeprinzip’ in social
  context in Germany during the early 1930s
• Formally extended to environmental policy
  during about 1970 as a planning instrument
• The modern PP was born and included in the
  first convention on protection of the North Sea in
  1984 and is now part of the EU treaty
Precautionary
Usefulness of approach                            principle

                                                   Complements risk assessment
                                                   when incertitude increases


                                          Risk assessment

                                                      Becomes less useful
                                                      when incertitude increases

                                    Scientific understanding




                         Complexity of problem
Precautionary virtues needed to
counterbalance the deadly sins
The virtues must address…
The limitations to epidemiologic evidence
Conclusions being provisional and temporary
The impact of uncertainties
Worst-case scenario, not just null hypothesis
Facilitating application of the “Precautionary
 Principle” in decision-making
Extent of community response   The Science-Policy Gap: Proposal for a Bridge

                                                      Risk assessment

                                              Precautionary
                                              monitoring of             Evidence-
                                               suspected                 based
                                               exposures                 action
                                     Stakeholder                 Precautionary
                                     involvement                    action to
                                  Initial                        protect groups
                                research             Focused       at high risk
                                                     research


                                   Time / Degree of scientific certainty
Prudent interpretation of epidemiology may be
inspired by, but does not depend on, the
Precautionary Principle

The subject is capable of being decided by
exact numerical investigation, but I have thought
it better to publish my inquiry in its present
imperfect state than to wait till I should be able
to make such a complete research as I could
wish, more especially as, by directing the
attention of the profession to the question, it
may be earlier decided.
                         John Snow (1855)
What an individual is
capable of may be
measured by how far
his understanding
is from his willing.
What a person can
understand he must
also be able to make
himself will.
Between understanding
and willing lie the
excuses and evasions.
            Kierkegaard
Virtues inspired by the
      Precautionary Principle
• Provide the best possible input to decision-making and
  application of the precautionary principle
• Accept and explore uncertainties and their implications
• Take into consideration what could be known given the
  current research insights and opportunities
• Absence of evidence should not be taken as evidence
  of absence of a hazard
• Science planning and reporting is part of a dynamic
  interface with decision-making and intervention
• Include open discussion with stakeholders
Precautionary remedies
for ailing epidemiology

        Vice               Precautionary virtue

Pride   Preoccupation    Humility   Exploration of
        with methodology            uncertainty

Envy    Failure to        Fairness What could be
        recognize                  known, given
        achievements               the evidence?
        by others
Wrath   Self-righteous    Empathy Weighing in all
        intimidation of           relevant
        competitors               evidence
Vice                Precautionary virtue

Lust       Desire for        Restraint Balanced
           academic honors             choice of
                                       research
                                       methods/topics
Gluttony   Excessive craving Innova- Limiting
           for publications  tion      attempts of
                                       replication
Greed      Benefit from      Trans-    Involvement
           vested interests  parency of all
                                       stakeholders
Sloth      Callousness       Com-      Public health
           to injustice      passion responsibility
Expunging sins
 Poll: Of the seven deadly sins,
 this ONE is my biggest failing:
 Lust                    35%
 Anger                   18%
 Pride                   12%
 Sloth                   10%
 Envy                    10%
 Gluttony                 9%
 Greed                    6%



Precautionary thinking
…in planning, conducting,
analyzing, and reporting
The ”new” sins
•   Genetic modification
•   Human experimentation
•   Polluting the environment
•   Social injustice
•   Causing poverty
•   Financial gluttony
•   Taking drugs
Environmental
                                                      Researchers’
                                                      Paradise

                                          Sloth
                                           Gluttony     Ascent
To expunge
                                                          facilitated by
their sins                                    Lus t
                                                             precautionary
researchers                                    Greed
                                                                virtues
must climb                                          Wr ath
Mount                                                  Envy
Purgatory                                                 Pride




  (substantially) revised from Dante Alighieri (1265-1321), with apologies

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Tel Aviv Pg 7sins

  • 1. The Seven Deadly Sins of Environmental Health Research … and the Precautionary Virtues Philippe Grandjean University of Southern Denmark Harvard School of Public Health
  • 2. The seven main attitudes that underlie sins were first identified by St. John Cassian (360 - 435) and refined by Pope St. Gregory the Great (540 - 604) ”A very partial list” Aviad Kleinberg Professor of History, Tel Aviv University … probably more widely known from modern action movies than from environmental epidemiology
  • 4. Superbia (pride) Self-delusion, grandiose illusions Paying overzealous attention and pious respect to high scientific standards … when judging the work of colleagues Condescending attitude toward studies from other countries or cultures AJPH 2001;91:1749-57
  • 5. Pride ignores the bias in epidemiology conclusions* Methodological feature Main direction of error Low statistical power False negative Use of 5 % probability level False negative Use of 20% probability level to minimize risk of type II error False negative Post hoc hypothesis False positive Pressures against false alarm False negative Publication bias False positive etc… Developed with David Gee, EEA, and Collegium Ramazzini colleagues
  • 6. Invidia (envy) Ingratitude and failure to recognize others’ achievements Abusing “criteria” for causality “All scientific work is incomplete… All scientific work is liable to be upset or modified by advancing knowledge. That does not confer upon us the freedom to ignore the knowledge we already have, or to postpone the action that it appears to demand at the given time.” A Bradford Hill (1965) Envious researchers mistake the validity of their own conclusions for meticulousness in identifying presumed violations of causal “criteria”
  • 7. UCSF Brown & Williamson Documents
  • 8. Impartiality in science Researchers (and their sponsors) may try to strengthen their own views by pointing out presumed violations of causal “criteria”… …but failure to satisfy such formal criteria provides little support for the absence of a causation
  • 9. Ira (Wrath) Injury is transformed into the pleasure of vengeance Often coupled with narrow-minded inflexibility … when rejecting the evidence [There is] still no positive proof of a causal relationship between the use of thalidomide during pregnancy and malformations in the newborn… [and it is] encouraging to note that studies in pregnant rats have not shown a single malformation in more than 1,100 offspring of thalidomide-treated animals. Frank N. Getman, President, William S.Merrell Co. (1962)
  • 10. Gula (gluttony): Endless replication creates inertia and constipation • The majority of published papers in environmental health journals deals with a limited, rather stable list of pollutants • PubMed lists over 15,000 scientific publications on lead – endless repetition? • At the same time, PubMed lists very few papers on, e.g., perfluorooctane sulfonates • Such discrepancy may be justified only if lead constitutes a paradigm (which is applied)
  • 11. Gluttony: Demand of full documentation, complete evidence and Lust: Desire for prestige and publications …pave the way for continued studies, more funding
  • 12. Lust and greed may be explored by vested interests to short-cut research in health and environment Biasing the choices of study topics Hiding unwanted data Tainting the conclusions
  • 13. ”Doubt” is our product (Brown and Williamson, 1969)* *Glantz SA et al. The cigarette papers. Berkeley: UC Press, 1996, p. 171. From AJPH
  • 14. Acedia (sloth) Indifference to the welfare of others Apathy, callousness and lack of caring Hiding in the ivory tower 700 Safe level now Blood-lead concentration (µg/L) 600 recommended by 500 many public-health 400 officials 300 200 100 0 1960 1970 1985 1991 Year when CDC action limit was changed Truly safe level
  • 15. Sloth: Committing Type III errors by studying the wrong (though convenient) parameters 70% of Americans own running shoes but don’t run
  • 16. What would Dante have suggested?
  • 17. In interpreting environmental research, we must recognize that a phenomenon may exist, even if we cannot see it: What could be known, given our research opportunities and methodologies?
  • 18. The Precautionary Principle • In situations of potentially serious or irreversible threats to health or to the environment, the need to act to reduce potential hazards before there is strong proof of harm, should take into account likely costs and benefits of action and inaction • Introduced as the ‘Vorsorgeprinzip’ in social context in Germany during the early 1930s • Formally extended to environmental policy during about 1970 as a planning instrument • The modern PP was born and included in the first convention on protection of the North Sea in 1984 and is now part of the EU treaty
  • 19. Precautionary Usefulness of approach principle Complements risk assessment when incertitude increases Risk assessment Becomes less useful when incertitude increases Scientific understanding Complexity of problem
  • 20. Precautionary virtues needed to counterbalance the deadly sins The virtues must address… The limitations to epidemiologic evidence Conclusions being provisional and temporary The impact of uncertainties Worst-case scenario, not just null hypothesis Facilitating application of the “Precautionary Principle” in decision-making
  • 21. Extent of community response The Science-Policy Gap: Proposal for a Bridge Risk assessment Precautionary monitoring of Evidence- suspected based exposures action Stakeholder Precautionary involvement action to Initial protect groups research Focused at high risk research Time / Degree of scientific certainty
  • 22. Prudent interpretation of epidemiology may be inspired by, but does not depend on, the Precautionary Principle The subject is capable of being decided by exact numerical investigation, but I have thought it better to publish my inquiry in its present imperfect state than to wait till I should be able to make such a complete research as I could wish, more especially as, by directing the attention of the profession to the question, it may be earlier decided. John Snow (1855)
  • 23. What an individual is capable of may be measured by how far his understanding is from his willing. What a person can understand he must also be able to make himself will. Between understanding and willing lie the excuses and evasions. Kierkegaard
  • 24. Virtues inspired by the Precautionary Principle • Provide the best possible input to decision-making and application of the precautionary principle • Accept and explore uncertainties and their implications • Take into consideration what could be known given the current research insights and opportunities • Absence of evidence should not be taken as evidence of absence of a hazard • Science planning and reporting is part of a dynamic interface with decision-making and intervention • Include open discussion with stakeholders
  • 25. Precautionary remedies for ailing epidemiology Vice Precautionary virtue Pride Preoccupation Humility Exploration of with methodology uncertainty Envy Failure to Fairness What could be recognize known, given achievements the evidence? by others Wrath Self-righteous Empathy Weighing in all intimidation of relevant competitors evidence
  • 26. Vice Precautionary virtue Lust Desire for Restraint Balanced academic honors choice of research methods/topics Gluttony Excessive craving Innova- Limiting for publications tion attempts of replication Greed Benefit from Trans- Involvement vested interests parency of all stakeholders Sloth Callousness Com- Public health to injustice passion responsibility
  • 27. Expunging sins Poll: Of the seven deadly sins, this ONE is my biggest failing: Lust 35% Anger 18% Pride 12% Sloth 10% Envy 10% Gluttony 9% Greed 6% Precautionary thinking …in planning, conducting, analyzing, and reporting
  • 28. The ”new” sins • Genetic modification • Human experimentation • Polluting the environment • Social injustice • Causing poverty • Financial gluttony • Taking drugs
  • 29. Environmental Researchers’ Paradise Sloth Gluttony Ascent To expunge facilitated by their sins Lus t precautionary researchers Greed virtues must climb Wr ath Mount Envy Purgatory Pride (substantially) revised from Dante Alighieri (1265-1321), with apologies