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ICEGOV 2011 Conference
Tallinn, Estonia
26-28 September 2011




       Management and coordination
                                               Making it smart


                                                 26 September 2011

Jeremy Millard



                                                                     1




          Evolving roles of (e)government
                             Governance
                         • Search for good governance
                         • User as citizen and voter
           • Dilemma: how to balance openness and transparency,
             and the interests of different stakeholders
                  Alan Mather (UK eEnvoy, 2002):
                              Effectiveness
                 “eGovernment isn’t any different
                   • Search for quality services
                  from government. It just might
                   • User as consumer
                 make it better, sooner, cheaper.”
                   • Dilemma: governments cannot choose
                     their ’customers’


                                Efficiency
                         • Search for savings
                         • User as tax-payer
                         • Dilemma: how to provide
                           ’more for less’




                                                                         1
Agenda


1.    The vision, strategy and the plan
2.    Management, leadership, human
      resources
3.    Public sector change,
      coordination and capacity
      redeployment

4.    Integration, standards, sharing & analytics
5.    Performance management
6.    UK as an example of current management and
      coordination issues




             Understanding, vision and strategy

     It is not a matter of technology, but about strong
     management, leadership and human capital --
     ICT is a tool (an enabler) not a problem solver or
     panacea.

     But do need people who understand the
     technology and how it is changing (fast!).

     Formulate and agree a clear and long term vision, which is ambitious but
     achievable and practical, and market it!

     Need commonly-defined objectives and willingness to achieve them.

     Take a phased approach, design in an evaluation and monitoring system,
     review, learn, revise

     Set and use targets, but realise their limitations – be flexible and adaptive.




                                                                                      2
Commitment

    Top and medium level political commitment and
    top civil servant champions are necessary.

    Regulation and the legal basis may need
    changing.

    It is useful to see the eGovernment initiative
    within the big picture, to see where its outcomes
    will fit in the wider strategy and wider society –
    be strategic but know also your limitations.

    Assess and manage risks (and take some sensible risks!)

    Understand your strengths and weaknesses.

    Identify and anticipate opportunities as well as threats and barriers,
    all of which can be legal, technological, managerial, cultural …




                   Quick wins and enablers


•     Introduce ‘quick wins’ where feasible and not
      counter-productive in the longer term, as this
      creates (political and other) understanding and
      commitment both internally and externally -- at
      present at European level the ‘quick win’ is
      eProcurement, but it could be as simple as
      downloadable forms on a web-site


•     Identify ‘key enablers’, i.e. those policies, services
      or other initiatives which in themselves may not be
      of high interest but which unlock / trigger larger
      impacts -- at present at European level the ‘key
      enablers’ are eID (electronic identity management)
      user skills and awareness, interoperability




                                                                             3
Management, organisation, staff & business plan


 Strong, but flexible and sensitive, project management
 is important, with collective decisions where necessary.

 Never loose sight of your internal organisation and
 inform your internal staff in time

 Commitment of the staff and support for the staff is
 essential. Ensure that responsibilities and allocation of
 tasks are known by all inside and outside the
 organisation.

 A sound, feasible and political supported financial plan is necessary,
 based on an agreed business plan which provides for technical,
 financial, organisational, human resource and take-up sustainability,
 and balances between economic ROI (Return of Investments) and
 public value (both effectiveness and good governance).




Leadership, human resources, organisational learning

   Leadership – the vital energy driving change
   Human resources (your greatest asset)
   •    flexible working and new types of work:
        o   routinised work (explicit knowledge): can be automated, and easily
            moved around (decentralised)
        o   specialist work (implicit knowledge): cannot be automated (though ICT
            can support), difficult to move
   •    flexible skills and competencies (not just ICT, also people skills,
        self management skills, etc.)
   •    mindsets and public service ethic


   Organisational learning
   •   grow and nurture
   •   knowledge management, talent crunch
   •   there’s more relevant talent outside
       any organisation (including government)
       than inside




                                                                                    4
Public sector innovation and transformation

                       a) Process               b) Product/                   c)
                       innovation                 service                Organisational
                                                innovation                innovation
                     Doing existing
1) Early stage        things faster,
 COST-driven         cheaper, better

                                                 Doing new
2) Middle stage                                 things, but in
                          --- ditto ---
                                              same organisa-
 USER-driven
                                               tional settings

                                                                             Doing new
 3) Late stage                                                             things, and in
                          --- ditto ---          --- ditto ---
VALUE-driven                                                               new organisa-
                                                                           tional settings




          Centralisation / de-centralisation in
           governance and public services

                                                                 balance


                                               ‘Goods’                         ‘Bads’



          Centralised / large             • Ensure                    • Bureaucratic
          scale                             minimum                   • Remote
                                            standards                 • One size
          command analogy /                                             fits all
          top-down / order                • Simplicity
                                          • Efficiency
balance

           De-centralised /           •   Responsiveness             •   Local fiefdoms
           distributed /              •   Subsidiarity               •   Post code lottery
           small scale                •   Diversity                  •   Externalities
           market analogy /           •   Accountability             •   Complex
           bottom-up / chaos




                                                                                             5
Change management & capacity redeployment

                         (R)e-balancing government

                Supply – ‘back’ office                   Demand -- ’front’ office
                   administration                    citizen interface and services
                                                     ’content’ (the outcome) –
            ‘coordination’ (enabler) --
                                                      should be decentralised
              should be centralised
      •    within and across governments --      •   eServices -- on-line services
           resource / data sharing & process         based on citizen & business life
           re-engineering                            events (do-it-yourself) or via
                                                     human amplifiers
      •    between governments and other
           actors -- resource / data sharing &   •   traditional services supported by
           process re-engineering                    ICT – human (‘warm’),
                                                     organisational & and physical
      •    ‘re-engineering’ of legacy
           technology, organisations,            •   eEngagement– greater
           processes, skills, mindsets, etc.         accountability, openness,
                                                     transparency, accessibility,
      •    management, HR, etc.
                                                     participation, etc.

     Must get smaller & smarter                  Must get bigger & better

•         Adaptive capacity & re-deploying resources
•         Agile & flexible government BUT remember need for continuity &
          stability




                     Interoperability and integration

    Interoperability
    – technical, semantic, organisational and
         governance (political, legal, managerial and
         economic)
    – design platform- and vendor-independent
         functionality
    – it may not always be necessary to start from
         scratch if you have legacy technology systems
         -- it may be better to link to converters,
         clearing houses, etc.
     Integration: strive for both horizontal and vertical integration, and as
     much joined-up government as possible -- avoid islands of automation
     and fragmentation of effort

     In order to face the unavoidable resistance to change from civil
     servants and internal executives when seriously redefining business
     processes, the common ownership and adoption of a sound change
     management approach is necessary.




                                                                                         6
Standards, building blocks & new services
Use open standards and open software where
possible.
Use standardised building blocks (software,
applications, processes) to build bespoke solutions --
look for transferability, scalability and contribution to
standards
Share things which all parts of public sector need to do in the same
way: infrastructures, resources, data, content, services, widgets, apps,
etc., etc.

For example, PAs make their data available to each other enabling
them to compare and identify e.g. similar locations, user groups
and/or services through analysing socio-demographics, service use,
etc.
Consider new types of products and services, e.g. exploiting the vast
and potentially highly valuable public sector information resources
Open data – but make sure serves public interest – may be need for
trusted third parties




           Analytics as a management tool


 Information explosion
 information overload ?
 Real problem is filter failure
 Analytics as core management
 activity
 Analytics should move data use from 1 to 3:
  1. Descriptive techniques
  2. Predictive techniques
  3. Prescriptive techniques




                                                                           7
Performance management


   Key Performance Indicators,
   ROI, etc.
   In Europe eGovernment roll out
   (supply side) measured since
   2001

   After piloting in 2008, demand side and user focused
   indicators launched in 2009:
    • qualitative supply indicators focusing on user-centricity
    • take-up (use) indicators
    • impact indicators in terms of efficiency, effectiveness
      and governance
    • 2011: piloting of open & transparent government




     What is the purpose of eGovernment
                measurement ?

Prospective direction and
priorities setting (e.g. ex-ante
evaluation)

Monitoring and policy correction
as you go along

Retrospective achievement (e.g.
ex-post impact assessment)

Accountability (e.g. to citizens,
businesses, tax payers, society)




                                                                  8
Linking eGovernment measurement to
              the policy life-cycle

Policy awareness stage: help in
understanding what eGovernment is

Policy agenda setting stage: encouraging
adoption of eGovernment

Policy preparation stage: understand
alternatives and priorities in eGovernment

Policy implementation stage: monitoring and keeping policy on
course for eGovernment, and/or evidence that a change is
needed, or how to change if policy changes

Policy evaluation stage: comparative performance data, reasons
behind these, learning and change in eGovernment




             Today and future: two main
            political measurement trends


1. Up the policy value chain
    – inputs and outputs
      outcomes and impacts


2. Down the hierarchy
    – (centralised) back-office
      (de-centralised) front-office




                                                                 9
UK 2010-2013 – integrated strategy




UK: March 2011: Government ICT has a really bad name. Much
of this is unjustified. BUT there are problems:
• Projects too big and costly
   – Presumption against lifetime costs > £100m; spending controls; create
     competitive market place also for SMEs

• Too little attention at top on big projects
   – Senior Responsible Owners stay in post until appropriate break; boards to
     hold ministers and owners to regular account; performance measurement

• Procurement takes far too long
   – Greatly streamline procurement specifying outcomes rather than inputs

• Systems rarely re-used or adapted for re-use
   – Prioritise sharing; level playing field for open-source; cross agency apps
     store; comprehensive asset register

• Systems rarely interoperable & infrastructure insufficiently
  integrated
   – Common ICT infrastructure; G-cloud; open standards starting with
     interoperability and security




                                                                                  10
UK latest developments and plans (1)
1. Go digital only – shift to digital-only (self) service wherever possible
2. Democratic power shift – use social media and mobile to engage with
   citizens and businesses, inputting into policy- and decision-making
3. Expand the brand – realign all Government digital delivery under a
   single web domain name (except NHS)
4. Build the service around peoples’ needs – learn from what has been
   proven to work well elsewhere on the web, become relentlessly user-
   driven and transparent, with a ‘kill or cure’ policy to reduce poorly
   performing content and remove the long tail of content no-one uses.
5. Create a distribution network beyond government — using Application
   Programming Interfaces (APIs) to allow third parties to present content
   and transactions on behalf of the government; shift from ‘public
   services all in one place’ (closed & unfocused) to ‘government services
   wherever you are’ (open & distributed)
6. Be agile – radically reduce the size of the central organisation;
   establish digital SWAT team; establish a government ‘Skunkworks’ to
   develop low-cost, fast and agile ICT solutions, and provide a new
   channel to involve SMEs and entrepreneurs




         UK latest developments and plans (2)

Open Public Services White Paper (July 2011, for consultation)
•   High-quality public services are the right of everyone. The Open Public
    Services White Paper sets out how the Government will improve public
    services.

•   E-government is seen in this context – not separately

•   Five key principles:
     – Choice – wherever possible we will increase choice
     – Decentralisation – Power should be decentralised to the lowest
       appropriate level
     – Diversity – Public services should be open to a range of providers
     – Fairness – We will ensure fair access to public services
     – Accountability – Public services should be accountable to users and
       taxpayers.




                                                                              11
Future mandate of public sector
Open government is porous:
–   turning government inside-out:
     • exposure of inside of government (transparency,
        openness, accountability)
     • civil servants and politicians out on the streets but
        still connected
–   turning government outside-in:
     • letting in private & civil sectors (PPPs, PCPs)
     • letting in users (e.g. to design policy, make decisions,
        as ‘co-creators’ of services)

Future mandate of public sector – loss of competence?
–   loss of knowledge, competence and control through commoditisation
    and outsourcing
–   increasing amount of content, services, apps, etc., in the cloud – users
    pick and choose their own needs
–   government shrinks to a rump -- just one player amongst many?
–   BUT shouldn’t government be the promoter of the public interest based
    on democratic accountability




                                                                               12

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Tutorial 2 jeremy millard

  • 1. ICEGOV 2011 Conference Tallinn, Estonia 26-28 September 2011 Management and coordination Making it smart 26 September 2011 Jeremy Millard 1 Evolving roles of (e)government Governance • Search for good governance • User as citizen and voter • Dilemma: how to balance openness and transparency, and the interests of different stakeholders Alan Mather (UK eEnvoy, 2002): Effectiveness “eGovernment isn’t any different • Search for quality services from government. It just might • User as consumer make it better, sooner, cheaper.” • Dilemma: governments cannot choose their ’customers’ Efficiency • Search for savings • User as tax-payer • Dilemma: how to provide ’more for less’ 1
  • 2. Agenda 1. The vision, strategy and the plan 2. Management, leadership, human resources 3. Public sector change, coordination and capacity redeployment 4. Integration, standards, sharing & analytics 5. Performance management 6. UK as an example of current management and coordination issues Understanding, vision and strategy It is not a matter of technology, but about strong management, leadership and human capital -- ICT is a tool (an enabler) not a problem solver or panacea. But do need people who understand the technology and how it is changing (fast!). Formulate and agree a clear and long term vision, which is ambitious but achievable and practical, and market it! Need commonly-defined objectives and willingness to achieve them. Take a phased approach, design in an evaluation and monitoring system, review, learn, revise Set and use targets, but realise their limitations – be flexible and adaptive. 2
  • 3. Commitment Top and medium level political commitment and top civil servant champions are necessary. Regulation and the legal basis may need changing. It is useful to see the eGovernment initiative within the big picture, to see where its outcomes will fit in the wider strategy and wider society – be strategic but know also your limitations. Assess and manage risks (and take some sensible risks!) Understand your strengths and weaknesses. Identify and anticipate opportunities as well as threats and barriers, all of which can be legal, technological, managerial, cultural … Quick wins and enablers • Introduce ‘quick wins’ where feasible and not counter-productive in the longer term, as this creates (political and other) understanding and commitment both internally and externally -- at present at European level the ‘quick win’ is eProcurement, but it could be as simple as downloadable forms on a web-site • Identify ‘key enablers’, i.e. those policies, services or other initiatives which in themselves may not be of high interest but which unlock / trigger larger impacts -- at present at European level the ‘key enablers’ are eID (electronic identity management) user skills and awareness, interoperability 3
  • 4. Management, organisation, staff & business plan Strong, but flexible and sensitive, project management is important, with collective decisions where necessary. Never loose sight of your internal organisation and inform your internal staff in time Commitment of the staff and support for the staff is essential. Ensure that responsibilities and allocation of tasks are known by all inside and outside the organisation. A sound, feasible and political supported financial plan is necessary, based on an agreed business plan which provides for technical, financial, organisational, human resource and take-up sustainability, and balances between economic ROI (Return of Investments) and public value (both effectiveness and good governance). Leadership, human resources, organisational learning Leadership – the vital energy driving change Human resources (your greatest asset) • flexible working and new types of work: o routinised work (explicit knowledge): can be automated, and easily moved around (decentralised) o specialist work (implicit knowledge): cannot be automated (though ICT can support), difficult to move • flexible skills and competencies (not just ICT, also people skills, self management skills, etc.) • mindsets and public service ethic Organisational learning • grow and nurture • knowledge management, talent crunch • there’s more relevant talent outside any organisation (including government) than inside 4
  • 5. Public sector innovation and transformation a) Process b) Product/ c) innovation service Organisational innovation innovation Doing existing 1) Early stage things faster, COST-driven cheaper, better Doing new 2) Middle stage things, but in --- ditto --- same organisa- USER-driven tional settings Doing new 3) Late stage things, and in --- ditto --- --- ditto --- VALUE-driven new organisa- tional settings Centralisation / de-centralisation in governance and public services balance ‘Goods’ ‘Bads’ Centralised / large • Ensure • Bureaucratic scale minimum • Remote standards • One size command analogy / fits all top-down / order • Simplicity • Efficiency balance De-centralised / • Responsiveness • Local fiefdoms distributed / • Subsidiarity • Post code lottery small scale • Diversity • Externalities market analogy / • Accountability • Complex bottom-up / chaos 5
  • 6. Change management & capacity redeployment (R)e-balancing government Supply – ‘back’ office Demand -- ’front’ office administration citizen interface and services ’content’ (the outcome) – ‘coordination’ (enabler) -- should be decentralised should be centralised • within and across governments -- • eServices -- on-line services resource / data sharing & process based on citizen & business life re-engineering events (do-it-yourself) or via human amplifiers • between governments and other actors -- resource / data sharing & • traditional services supported by process re-engineering ICT – human (‘warm’), organisational & and physical • ‘re-engineering’ of legacy technology, organisations, • eEngagement– greater processes, skills, mindsets, etc. accountability, openness, transparency, accessibility, • management, HR, etc. participation, etc. Must get smaller & smarter Must get bigger & better • Adaptive capacity & re-deploying resources • Agile & flexible government BUT remember need for continuity & stability Interoperability and integration Interoperability – technical, semantic, organisational and governance (political, legal, managerial and economic) – design platform- and vendor-independent functionality – it may not always be necessary to start from scratch if you have legacy technology systems -- it may be better to link to converters, clearing houses, etc. Integration: strive for both horizontal and vertical integration, and as much joined-up government as possible -- avoid islands of automation and fragmentation of effort In order to face the unavoidable resistance to change from civil servants and internal executives when seriously redefining business processes, the common ownership and adoption of a sound change management approach is necessary. 6
  • 7. Standards, building blocks & new services Use open standards and open software where possible. Use standardised building blocks (software, applications, processes) to build bespoke solutions -- look for transferability, scalability and contribution to standards Share things which all parts of public sector need to do in the same way: infrastructures, resources, data, content, services, widgets, apps, etc., etc. For example, PAs make their data available to each other enabling them to compare and identify e.g. similar locations, user groups and/or services through analysing socio-demographics, service use, etc. Consider new types of products and services, e.g. exploiting the vast and potentially highly valuable public sector information resources Open data – but make sure serves public interest – may be need for trusted third parties Analytics as a management tool Information explosion information overload ? Real problem is filter failure Analytics as core management activity Analytics should move data use from 1 to 3: 1. Descriptive techniques 2. Predictive techniques 3. Prescriptive techniques 7
  • 8. Performance management Key Performance Indicators, ROI, etc. In Europe eGovernment roll out (supply side) measured since 2001 After piloting in 2008, demand side and user focused indicators launched in 2009: • qualitative supply indicators focusing on user-centricity • take-up (use) indicators • impact indicators in terms of efficiency, effectiveness and governance • 2011: piloting of open & transparent government What is the purpose of eGovernment measurement ? Prospective direction and priorities setting (e.g. ex-ante evaluation) Monitoring and policy correction as you go along Retrospective achievement (e.g. ex-post impact assessment) Accountability (e.g. to citizens, businesses, tax payers, society) 8
  • 9. Linking eGovernment measurement to the policy life-cycle Policy awareness stage: help in understanding what eGovernment is Policy agenda setting stage: encouraging adoption of eGovernment Policy preparation stage: understand alternatives and priorities in eGovernment Policy implementation stage: monitoring and keeping policy on course for eGovernment, and/or evidence that a change is needed, or how to change if policy changes Policy evaluation stage: comparative performance data, reasons behind these, learning and change in eGovernment Today and future: two main political measurement trends 1. Up the policy value chain – inputs and outputs outcomes and impacts 2. Down the hierarchy – (centralised) back-office (de-centralised) front-office 9
  • 10. UK 2010-2013 – integrated strategy UK: March 2011: Government ICT has a really bad name. Much of this is unjustified. BUT there are problems: • Projects too big and costly – Presumption against lifetime costs > £100m; spending controls; create competitive market place also for SMEs • Too little attention at top on big projects – Senior Responsible Owners stay in post until appropriate break; boards to hold ministers and owners to regular account; performance measurement • Procurement takes far too long – Greatly streamline procurement specifying outcomes rather than inputs • Systems rarely re-used or adapted for re-use – Prioritise sharing; level playing field for open-source; cross agency apps store; comprehensive asset register • Systems rarely interoperable & infrastructure insufficiently integrated – Common ICT infrastructure; G-cloud; open standards starting with interoperability and security 10
  • 11. UK latest developments and plans (1) 1. Go digital only – shift to digital-only (self) service wherever possible 2. Democratic power shift – use social media and mobile to engage with citizens and businesses, inputting into policy- and decision-making 3. Expand the brand – realign all Government digital delivery under a single web domain name (except NHS) 4. Build the service around peoples’ needs – learn from what has been proven to work well elsewhere on the web, become relentlessly user- driven and transparent, with a ‘kill or cure’ policy to reduce poorly performing content and remove the long tail of content no-one uses. 5. Create a distribution network beyond government — using Application Programming Interfaces (APIs) to allow third parties to present content and transactions on behalf of the government; shift from ‘public services all in one place’ (closed & unfocused) to ‘government services wherever you are’ (open & distributed) 6. Be agile – radically reduce the size of the central organisation; establish digital SWAT team; establish a government ‘Skunkworks’ to develop low-cost, fast and agile ICT solutions, and provide a new channel to involve SMEs and entrepreneurs UK latest developments and plans (2) Open Public Services White Paper (July 2011, for consultation) • High-quality public services are the right of everyone. The Open Public Services White Paper sets out how the Government will improve public services. • E-government is seen in this context – not separately • Five key principles: – Choice – wherever possible we will increase choice – Decentralisation – Power should be decentralised to the lowest appropriate level – Diversity – Public services should be open to a range of providers – Fairness – We will ensure fair access to public services – Accountability – Public services should be accountable to users and taxpayers. 11
  • 12. Future mandate of public sector Open government is porous: – turning government inside-out: • exposure of inside of government (transparency, openness, accountability) • civil servants and politicians out on the streets but still connected – turning government outside-in: • letting in private & civil sectors (PPPs, PCPs) • letting in users (e.g. to design policy, make decisions, as ‘co-creators’ of services) Future mandate of public sector – loss of competence? – loss of knowledge, competence and control through commoditisation and outsourcing – increasing amount of content, services, apps, etc., in the cloud – users pick and choose their own needs – government shrinks to a rump -- just one player amongst many? – BUT shouldn’t government be the promoter of the public interest based on democratic accountability 12