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Scientific Information Management at the
U.S. Geological Survey: Issues, Challenges,
and a Collaborative Approach to Identifying
and Applying Solutions
David L. Govoni and Thomas M. Gunther
USGS Geospatial Information Office

Geoinformatics 2006
May 12, 2006


U.S. Department of the Interior
U.S. Geological Survey
Geospatial Information Office (GIO)
Science Information and Education Office
 Responsibilities:
  -   Publishing policy and coordination
  -   Libraries and Information Centers
  -   Web infrastructure and content policy
  -   Product Warehouse and distribution
  -   Education and outreach
  -   Knowledge management services
  -   Scientific information management
Geospatial Information Office (GIO)
Science Information and Education Office
 Accomplished in partnership with USGS science and
 administrative programs through a combination of:
  -   Governance
  -   Consultation
  -   Facilitation
  -   Collaborative development

 Goal is to enable and support an “Integrated
 Information Environment” for the USGS
Integrated Information Environment (IIE)
Problems, problems … everywhere

 Common issues identified from discussions with
 scientists and others across USGS disciplines:
  -   Search and discovery (especially by place and topic)
  -   Database access and integration
  -   Interoperability of tools and processes
  -   Advanced visualization, modeling, other tools
  -   Archive and preservation

 Compliance with mandates:
  -   Security, science quality, publishing, records
      management, accessibility, …
The solution? Good news … bad news

 Lots of talent, innovation, and motivation, but:
 Widely scattered geographically and organizationally
 Many local efforts unknown to others in USGS
 Duplicative or overlapping in purpose, capabilities
 Built on multiple platforms in multiple languages
 Some good, some not so good
 Some potentially scalable, some not
 “Costly” to organization as a whole
So how do we …

 Increase awareness?
 Identify “best of breed”?
 Accelerate diffusion?
 Provide support?
 Institutionalize?
 One approach: Communities of Practice (CoPs)
What is a “Community of Practice”?

  Communities of Practice are groups of people who
  share a concern or a passion for something they do
  and learn how to do it better through the process of
  collective learning as they interact regularly. CoPs
  are:
  -   Problem driven
  -   Self-organizing, voluntary, and motivated
  -   Not constrained by position in formal organizations
  -   Not formally chartered or accountable through
      management chains as for teams                   Modified after
                                                        Etienne Wenger
                                                     (www.ewenger.com)
USGS Scientific Information Management
(SIM) Workshop
 Three day Scientific Information Management
 Workshop, March 2006
 150+ people representing all USGS regions and both
 science and administrative programs
 Other DOI bureaus, other public and private-sector
 organizations also participated
 Explicit focus on intersection of SIM and CoPs
SIM Workshop

 Three parts:
  -   Overviews of problems and approaches to SIM both
      inside and outside of the USGS
  -   Introduction to “Community of Practice” concept as a
      framework for collective learning and collaborative
      problem solving
  -   Breakouts designed to simultaneously:
         Identify key issues and needs
         Explore and encourage the formation of CoPs to develop
         solutions
Potential communities

  Data/information management
  -   Field data for small research projects
  -   Large time series data sets
  -   Scientific data from monitoring programs
  Classification and discovery
  -   Metadata
  -   Knowledge organization systems
  Delivery
  -   Digital libraries
  -   Portals and frameworks
Potential communities

  Interoperability and integration
  -   Database networks

  Preservation and long-term access
  -   Archiving of scientific data and information
  -   Preservation of physical collections

  Knowledge management
  -   Knowledge capture
  -   Emerging workforce
Outcomes

 At least 9 of 12 potential communities agreed to
 continue on as “formal” CoPs
 Other potential communities proposed, e.g.,
 -   Open access
 -   Open source software
 -   Search
 -   Program management
 Management commitment to support creation of
 bureau-wide infrastructure to enable current and
 future CoPs
USGS Communities Network

 Common gateway to all known USGS CoPs
 Framework of shared collaborative services and tools
 available to support interested communities:
  - Discussion forums
  - Document management
  - Digital library and bibliography management
  - News and Events calendar
  - Wikis and annotation
  - RSS feeds
  - …
 Initially USGS-only but eventually available to external
 collaborators and partners
Workshop evaluation

 Reviews positive:
  -   Met or exceeded expectations: 89%
  -   Change practices as result: 33%
  -   Participate in communities: 72%
  -   Learned new tools or approaches: 50%
  -   Make valuable new contacts: 90%

 Suggests broad interest and appeal of communities
 approach

                                 (based on ~50% survey response)
What was learned

  Those “in the trenches” know best:
  -   Cannot implement top-down SIM
      solutions
  -   Solutions can come from (and be
      managed from) anywhere
 One size won’t always fit all, but …
  -   Many issues are common to all USGS disciplines
  -   Local approaches may be broadly applicable, scalable,
      and cost-effective for the USGS as a whole
Perspectives on SIM … a digression

 SIM needs to be considered from two distinct, but
 intimately related perspectives:
  -   “Information life-cycle” or Producer perspective
         Course of data and information from initial acquisition to final
         disposition

  -   Consumer perspective
         How data and information is used to accomplish tasks
Producer perspective


     refers to              refers to             refers to              refers to


    Fieldwork                                  Preparation &
                       Analysis, synthesis                            Preservation &
 (in situ, in vitro,                             distribution
                        & interpretation                                 archiving
     in silico)                              (via any medium)


     includes               includes              includes               includes

Direct & remote            Laboratory                                    Records
                                             Publications, data,
 observation,             experiments,                                management,
                                              talks, seminars,
 monitoring &              modeling,                               data rescue, physical
                                              models, libraries
   recording              visualization                            sample preservation
Consumer perspective
“Metainformation” is critical to both

  Broadly defined here to encompass both “classic
  metadata” and “contextual information” (rules,
  assumptions, ontologies, schema, documentation,
  etc.) that impart deeper understanding or facilitate
  use
  Metainformation:
  -   Critical to our ability to conduct integrated studies
  -   Critical to maintaining long-term access
  -   Should be, but very often is not, formally captured and
      preserved all along the information life-cycle
Perspectives on SIM




            End of digression
What was learned … SIM is not easy

 Despite advances in technology, many tasks:
  -   Remain time-consuming
  -   Require significant involvement by scientists (sometimes
      at the expense of their science)
  -   Lack incentives to “do the right thing”

 Volume outpacing resources
 Legacy data may already be beyond saving
SIM is not an option

 Good stewardship of data, information, physical
 artifacts, and associated metainformation is an
 obligation of the research community:
  -   As a matter of self interest (e.g., as precondition for
      being viewed as a “trusted source”)
  -   Data and information is of little value if it cannot be found
      or delivered in a timely or usable condition
  -   Reproducibility of results – a hallmark of the scientific
      method – may impaired or impossible without it
Meeting the challenges … There is hope!

  Communities of practice, if encouraged and
  supported, offer several benefits:
  -   Strength in numbers:
         Multiple perspectives and insights
         are brought to bear on problems
         Yield better solutions, faster
  -   Organizational adaptability:
         Can coalesce rapidly around issues
         driven by changing technologies,
         research needs, or other challenges
         without time-consuming organizational
         realignments
There is hope!

  -   Cost-effectiveness:
         Fewer development “stovepipes”
         Less likely to “reinvent the wheel”
         Useful knowledge, tools, and techniques are rapidly
         distributed throughout the organization
         Standardization, interoperability more likely

  -   Collective learning:
         Participation increases knowledge and skills of all participants
         Overall organizational competence is enhanced
         Knowledge is more likely to be preserved for the next
         generation
Thank you. … Questions?



              Dave Govoni
             (dgovoni@usgs.gov)

              Tom Gunther
             (tgunther@usgs.gov)

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Scientific Information Management at the U.S. Geological Survey

  • 1. Scientific Information Management at the U.S. Geological Survey: Issues, Challenges, and a Collaborative Approach to Identifying and Applying Solutions David L. Govoni and Thomas M. Gunther USGS Geospatial Information Office Geoinformatics 2006 May 12, 2006 U.S. Department of the Interior U.S. Geological Survey
  • 2. Geospatial Information Office (GIO) Science Information and Education Office Responsibilities: - Publishing policy and coordination - Libraries and Information Centers - Web infrastructure and content policy - Product Warehouse and distribution - Education and outreach - Knowledge management services - Scientific information management
  • 3. Geospatial Information Office (GIO) Science Information and Education Office Accomplished in partnership with USGS science and administrative programs through a combination of: - Governance - Consultation - Facilitation - Collaborative development Goal is to enable and support an “Integrated Information Environment” for the USGS
  • 5. Problems, problems … everywhere Common issues identified from discussions with scientists and others across USGS disciplines: - Search and discovery (especially by place and topic) - Database access and integration - Interoperability of tools and processes - Advanced visualization, modeling, other tools - Archive and preservation Compliance with mandates: - Security, science quality, publishing, records management, accessibility, …
  • 6. The solution? Good news … bad news Lots of talent, innovation, and motivation, but: Widely scattered geographically and organizationally Many local efforts unknown to others in USGS Duplicative or overlapping in purpose, capabilities Built on multiple platforms in multiple languages Some good, some not so good Some potentially scalable, some not “Costly” to organization as a whole
  • 7. So how do we … Increase awareness? Identify “best of breed”? Accelerate diffusion? Provide support? Institutionalize? One approach: Communities of Practice (CoPs)
  • 8. What is a “Community of Practice”? Communities of Practice are groups of people who share a concern or a passion for something they do and learn how to do it better through the process of collective learning as they interact regularly. CoPs are: - Problem driven - Self-organizing, voluntary, and motivated - Not constrained by position in formal organizations - Not formally chartered or accountable through management chains as for teams Modified after Etienne Wenger (www.ewenger.com)
  • 9. USGS Scientific Information Management (SIM) Workshop Three day Scientific Information Management Workshop, March 2006 150+ people representing all USGS regions and both science and administrative programs Other DOI bureaus, other public and private-sector organizations also participated Explicit focus on intersection of SIM and CoPs
  • 10. SIM Workshop Three parts: - Overviews of problems and approaches to SIM both inside and outside of the USGS - Introduction to “Community of Practice” concept as a framework for collective learning and collaborative problem solving - Breakouts designed to simultaneously: Identify key issues and needs Explore and encourage the formation of CoPs to develop solutions
  • 11. Potential communities Data/information management - Field data for small research projects - Large time series data sets - Scientific data from monitoring programs Classification and discovery - Metadata - Knowledge organization systems Delivery - Digital libraries - Portals and frameworks
  • 12. Potential communities Interoperability and integration - Database networks Preservation and long-term access - Archiving of scientific data and information - Preservation of physical collections Knowledge management - Knowledge capture - Emerging workforce
  • 13. Outcomes At least 9 of 12 potential communities agreed to continue on as “formal” CoPs Other potential communities proposed, e.g., - Open access - Open source software - Search - Program management Management commitment to support creation of bureau-wide infrastructure to enable current and future CoPs
  • 14.
  • 15. USGS Communities Network Common gateway to all known USGS CoPs Framework of shared collaborative services and tools available to support interested communities: - Discussion forums - Document management - Digital library and bibliography management - News and Events calendar - Wikis and annotation - RSS feeds - … Initially USGS-only but eventually available to external collaborators and partners
  • 16. Workshop evaluation Reviews positive: - Met or exceeded expectations: 89% - Change practices as result: 33% - Participate in communities: 72% - Learned new tools or approaches: 50% - Make valuable new contacts: 90% Suggests broad interest and appeal of communities approach (based on ~50% survey response)
  • 17. What was learned Those “in the trenches” know best: - Cannot implement top-down SIM solutions - Solutions can come from (and be managed from) anywhere One size won’t always fit all, but … - Many issues are common to all USGS disciplines - Local approaches may be broadly applicable, scalable, and cost-effective for the USGS as a whole
  • 18. Perspectives on SIM … a digression SIM needs to be considered from two distinct, but intimately related perspectives: - “Information life-cycle” or Producer perspective Course of data and information from initial acquisition to final disposition - Consumer perspective How data and information is used to accomplish tasks
  • 19. Producer perspective refers to refers to refers to refers to Fieldwork Preparation & Analysis, synthesis Preservation & (in situ, in vitro, distribution & interpretation archiving in silico) (via any medium) includes includes includes includes Direct & remote Laboratory Records Publications, data, observation, experiments, management, talks, seminars, monitoring & modeling, data rescue, physical models, libraries recording visualization sample preservation
  • 21. “Metainformation” is critical to both Broadly defined here to encompass both “classic metadata” and “contextual information” (rules, assumptions, ontologies, schema, documentation, etc.) that impart deeper understanding or facilitate use Metainformation: - Critical to our ability to conduct integrated studies - Critical to maintaining long-term access - Should be, but very often is not, formally captured and preserved all along the information life-cycle
  • 22. Perspectives on SIM End of digression
  • 23. What was learned … SIM is not easy Despite advances in technology, many tasks: - Remain time-consuming - Require significant involvement by scientists (sometimes at the expense of their science) - Lack incentives to “do the right thing” Volume outpacing resources Legacy data may already be beyond saving
  • 24. SIM is not an option Good stewardship of data, information, physical artifacts, and associated metainformation is an obligation of the research community: - As a matter of self interest (e.g., as precondition for being viewed as a “trusted source”) - Data and information is of little value if it cannot be found or delivered in a timely or usable condition - Reproducibility of results – a hallmark of the scientific method – may impaired or impossible without it
  • 25. Meeting the challenges … There is hope! Communities of practice, if encouraged and supported, offer several benefits: - Strength in numbers: Multiple perspectives and insights are brought to bear on problems Yield better solutions, faster - Organizational adaptability: Can coalesce rapidly around issues driven by changing technologies, research needs, or other challenges without time-consuming organizational realignments
  • 26. There is hope! - Cost-effectiveness: Fewer development “stovepipes” Less likely to “reinvent the wheel” Useful knowledge, tools, and techniques are rapidly distributed throughout the organization Standardization, interoperability more likely - Collective learning: Participation increases knowledge and skills of all participants Overall organizational competence is enhanced Knowledge is more likely to be preserved for the next generation
  • 27. Thank you. … Questions? Dave Govoni (dgovoni@usgs.gov) Tom Gunther (tgunther@usgs.gov)