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BMGT 311: Chapter 11
Dealing with Field Work
1
Learning Objectives
• To learn about total error and how non sampling error is related to it
• To understand the sources of data collection errors and how to minimize them
• To learn about the various types of nonresponse error and how to calculate
response rate to measure nonresponse error
• To become acquainted with data quality errors and how to handle them
2
3
Dealing with Field Work
• There are two main types of errors in survey research:
• Sampling error Chapter 10
• Non sampling error Chapter 10
• Non sampling error includes all errors in a survey except those due to the
sampling plan or sample size.
4
Non sampling Error
• Non sampling error includes:
1.All types of nonresponse error
2.Data gathering errors
3.Data handling errors
4.Data analysis errors
5.Interpretation errors
5
Data Collection
• Data collection is the phase of
the marketing research process
during which respondents
provide their answers or
information to inquiries posed
to them by the researcher.
6
7
Possible Errors in
Field Data Collection
• Fieldworker error: errors
committed by the persons who
administer the questionnaires
• Respondent error: errors
committed on the part of the
respondent
• Errors may be either intentional
or unintentional.
8
Intentional Fieldworker Errors
• Intentional fieldworker error: errors committed when a data collection person
willfully violates the data collection requirements set forth by the researcher
• Interviewer cheating occurs when the interviewer intentionally misrepresents
respondents.
• Leading respondents occurs when the interviewer influences respondent’s
answers through wording, voice inflection, or body language.
9
Unintentional Fieldworker Error
• Unintentional fieldworker error: errors committed when an interviewer
believes he or she is performing correctly
• Interviewer personal characteristics occurs because of the interviewer’s
personal characteristics such as accent, sex, and demeanor.
• Interviewer misunderstanding occurs when the interviewer believes he
or she knows how to administer a survey but instead does it incorrectly.
• Fatigue-related mistakes occur when the interviewer becomes tired.
10
Intentional Respondent Error
• Intentional respondent error: errors committed when there are respondents
who willfully misrepresent themselves in surveys
• Falsehoods occur when respondents fail to tell the truth in surveys.
• Nonresponse occurs when the prospective respondent fails to take part in
a survey or to answer specific questions on the survey.
11
Unintentional Respondent Error
• Unintentional respondent error: errors committed when a respondent gives
a response that is not valid but that he or she believes is the truth
• Respondent misunderstanding occurs when a respondent gives an
answer without comprehending the question and/or the accompanying
instructions.
• Guessing occurs when a respondent gives an answer when he or she is
uncertain of its accuracy.
12
Unintentional Respondent Error
• Unintentional respondent error: errors committed when a respondent gives
a response that is not valid but that he or she believes is the truth
• Attention loss occurs when a respondent’s interest in the survey wanes.
• Distractions (such as interruptions) may occur while questionnaire
administration takes place.
• Fatigue occurs when a respondent becomes tired of participating in a
survey.
13
What Typer of Error Is It?
Situation
Interviewer Error -
Intentional
Interviewer Error -
Unintentional
Respondent Error -
Intentional
Respondent Error -
Unintentional
A respondent says “No
Opinion” to every question
asked
When a mall interviewer has a
cold and few people want to
take survey
The respondent take the call
and asks his wife to finish the
survey
A respondent grumbles
about the survey so
interviewer skips
demographic questions
A respondent who lost her
job gives her last years
income rather than the lower
one she will earn this year
14
What Typer of Error Is It?
Situation
Interviewer Error -
Intentional
Interviewer Error -
Unintentional
Respondent Error -
Intentional
Respondent Error -
Unintentional
A respondent says “No
Opinion” to every question
asked
Non response
When a mall interviewer has a
cold and few people want to
take survey
Interviewer personal
characteristics
The respondent takes
another call and asks his wife
to finish the survey
Distractions
A respondent grumbles
about the survey so
interviewer skips
demographic questions
Interviewer cheating
A respondent who lost her
job gives her last years
income rather than the lower
one she will earn this year
Falsehoods
15
How to Control Data Collection Errors:
Fieldworkers
Table 11.2 How to Control Data-Collection Errors
16
How to Control Data Collection Errors:
Fieldworkers
Table 11.2, cont. How to Control Data-Collection Errors
17
Field Data Collection Quality Controls
• Control of intentional fieldworker error
• Supervision uses administrators to oversee the work of field data
collection workers.
• Validation verifies that the interviewer did the work.
18
Field Data Collection Quality Controls
• Control of unintentional fieldworker error
• Orientation sessions are meetings in which the supervisor introduces the
survey and questionnaire administration.
• Role-playing sessions are dry runs or dress rehearsals of the questionnaire
with the supervisor or some other interviewer playing the respondent’s
role.
19
Field Data Collection Quality Controls
• Control of intentional respondent error
• Anonymity occurs when the respondent is assured that his or her name
will not be associated with his or her answers.
• Confidentiality occurs when the respondent is given assurances that his or
her answers will remain private. Both assurances are believed to be helpful
in forestalling falsehoods.
• One tactic for reducing falsehoods and nonresponse error is the use of
incentives, which are cash payments, gifts, or something of value promised
to respondents in return for their participation.
20
Field Data Collection Quality Controls
• Control of intentional respondent error
• Another approach for reducing falsehoods is the use of validation checks,
in which information provided by a respondent is confirmed during the
interview.
• A third-person technique can be used in a question, in which instead of
directly quizzing the respondent, the question is couched in terms of a
third person who is similar to the respondent.
21
Control of Unintentional Respondent Error
• Well-drafted questionnaire instructions and examples are commonly used as
a way of avoiding respondent confusion.
• The researcher can switch the positions of a few items on a scale, called
reversals of scale end- points, instead of putting all of the negative
adjectives on one side and all the positive ones on the other side.
• Prompters are used to keep respondents on task and alert.
22
Data Collection Errors with
Online Surveys
• Multiple submissions by the same respondent
• Bogus respondents and/or responses
• Misrepresentation of the population
23
Nonresponse Error
• Nonresponse: failure on the part of a prospective respondent to take part in
a survey or to answer specific questions on the survey
• Refusals to participate in survey: A refusal occurs when a potential
respondent declines to take part in the survey. Refusal rates differ by area
of the country as well as by demographics.
• Break-offs during the interview: A break-off occurs when a respondent
reaches a certain point and then decides not to answer any more
questions in the survey.
• Refusals to answer certain questions (item omissions): is the phrase
sometimes used to identify the percentage of the sample that did not
answer a particular question.
24
Nonresponse Error
25
What Is a Completed Interview?
• The marketing researcher must define what is a “completed” interview.
• A completed interview is often defined as one in which all the primary
questions have been answered.
26
Measuring Nonresponse Error
• The marketing research industry has an accepted way to calculate a survey’s
response rate.
• CASRO (Council of American Survey Research Organizations)
• Simple Formula
• Expanded Formula (Know this for testing purposes - it is more widely
accepted)
27
Nonresponse Error
28
Simple Response Rate Examples
• Example #1
• Total Number of Units in Sample: 1,000
• Completed Surveys: 750
• Response Rate =
29
Simple Response Rate Examples
• Example #1
• Total Number of Units in Sample: 1,000
• Completed Surveys: 750
• Response Rate = .75 or 75%
30
Simple Response Rate Examples
• Example #2
• Total Number of Units in Sample: 600
• Completed Surveys: 500
• Response Rate =
31
Simple Response Rate Examples
• Example #2
• Total Number of Units in Sample: 600
• Completed Surveys: 500
• Response Rate = .83 or 83%
32
Nonresponse Error - Expanded Formula
• CASRO expanded response rate formula:
• Takes into account ineligible and refusals and not reached
33
Nonresponse Error - Expanded Formula
• Example #1
• Completions: 400
• Ineligible: 300
• Refusals: 100
• Not Reached: 200
• Response Rate:
34
Nonresponse Error - Expanded Formula
• Example #1
• Completions: 400
• Ineligible: 300
• Refusals: 100
• Not Reached: 200
• Response Rate: .70 or 70%
35
Nonresponse Error - Expanded Formula
• Example #2
• Completions: 500
• Ineligible: 200
• Refusals: 100
• Not Reached: 100
• Response Rate:
36
Nonresponse Error - Expanded Formula
• Example #2
• Completions: 500
• Ineligible: 200
• Refusals: 100
• Not Reached: 100
• Response Rate: .77 or 77%
37
Dataset, Coding Data, and the Data Code Book
• A dataset is an arrangement of
numbers (mainly) in rows and
columns.
• The dataset is created by an
operation called data coding,
defined as the identification of
code values that are associated
with the possible responses for
each question on the
questionnaire.
38
Dataset, Coding Data, and the Data Code Book
• In large-scale projects, and especially
in cases in which the data entry is
performed by a subcontractor,
researchers use a data code book
which identifies the following:
• The questions on the questionnaire
• The variable name or label that is
associated with each question or
question part
• The code numbers associated with
each possible response to each
question
39
Data Quality Issues
• What to look for in raw data inspection:
• Incomplete response: an incomplete response is a break-off where the
respondent stops answering in the middle of the questionnaire.
• Non responses to specific questions (item omissions)
40
Data Quality Issues
• What to look for in raw data inspection:
• Yea-saying or nay-saying:
• A yea-saying pattern may be evident in the form of all “yes” or “strongly
agree” answers.
• The negative counterpart to the yea-saying is nay-saying, identifiable as
persistent responses in the negative, or all “1” codes.
• Middle-of-the-road patterns: the middle-of-the-road pattern is seen as a
preponderance of “no opinion” responses or “3” codes.
41
42

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BMGT 311 Chapter 11 Field Work Errors

  • 1. BMGT 311: Chapter 11 Dealing with Field Work 1
  • 2. Learning Objectives • To learn about total error and how non sampling error is related to it • To understand the sources of data collection errors and how to minimize them • To learn about the various types of nonresponse error and how to calculate response rate to measure nonresponse error • To become acquainted with data quality errors and how to handle them 2
  • 3. 3
  • 4. Dealing with Field Work • There are two main types of errors in survey research: • Sampling error Chapter 10 • Non sampling error Chapter 10 • Non sampling error includes all errors in a survey except those due to the sampling plan or sample size. 4
  • 5. Non sampling Error • Non sampling error includes: 1.All types of nonresponse error 2.Data gathering errors 3.Data handling errors 4.Data analysis errors 5.Interpretation errors 5
  • 6. Data Collection • Data collection is the phase of the marketing research process during which respondents provide their answers or information to inquiries posed to them by the researcher. 6
  • 7. 7
  • 8. Possible Errors in Field Data Collection • Fieldworker error: errors committed by the persons who administer the questionnaires • Respondent error: errors committed on the part of the respondent • Errors may be either intentional or unintentional. 8
  • 9. Intentional Fieldworker Errors • Intentional fieldworker error: errors committed when a data collection person willfully violates the data collection requirements set forth by the researcher • Interviewer cheating occurs when the interviewer intentionally misrepresents respondents. • Leading respondents occurs when the interviewer influences respondent’s answers through wording, voice inflection, or body language. 9
  • 10. Unintentional Fieldworker Error • Unintentional fieldworker error: errors committed when an interviewer believes he or she is performing correctly • Interviewer personal characteristics occurs because of the interviewer’s personal characteristics such as accent, sex, and demeanor. • Interviewer misunderstanding occurs when the interviewer believes he or she knows how to administer a survey but instead does it incorrectly. • Fatigue-related mistakes occur when the interviewer becomes tired. 10
  • 11. Intentional Respondent Error • Intentional respondent error: errors committed when there are respondents who willfully misrepresent themselves in surveys • Falsehoods occur when respondents fail to tell the truth in surveys. • Nonresponse occurs when the prospective respondent fails to take part in a survey or to answer specific questions on the survey. 11
  • 12. Unintentional Respondent Error • Unintentional respondent error: errors committed when a respondent gives a response that is not valid but that he or she believes is the truth • Respondent misunderstanding occurs when a respondent gives an answer without comprehending the question and/or the accompanying instructions. • Guessing occurs when a respondent gives an answer when he or she is uncertain of its accuracy. 12
  • 13. Unintentional Respondent Error • Unintentional respondent error: errors committed when a respondent gives a response that is not valid but that he or she believes is the truth • Attention loss occurs when a respondent’s interest in the survey wanes. • Distractions (such as interruptions) may occur while questionnaire administration takes place. • Fatigue occurs when a respondent becomes tired of participating in a survey. 13
  • 14. What Typer of Error Is It? Situation Interviewer Error - Intentional Interviewer Error - Unintentional Respondent Error - Intentional Respondent Error - Unintentional A respondent says “No Opinion” to every question asked When a mall interviewer has a cold and few people want to take survey The respondent take the call and asks his wife to finish the survey A respondent grumbles about the survey so interviewer skips demographic questions A respondent who lost her job gives her last years income rather than the lower one she will earn this year 14
  • 15. What Typer of Error Is It? Situation Interviewer Error - Intentional Interviewer Error - Unintentional Respondent Error - Intentional Respondent Error - Unintentional A respondent says “No Opinion” to every question asked Non response When a mall interviewer has a cold and few people want to take survey Interviewer personal characteristics The respondent takes another call and asks his wife to finish the survey Distractions A respondent grumbles about the survey so interviewer skips demographic questions Interviewer cheating A respondent who lost her job gives her last years income rather than the lower one she will earn this year Falsehoods 15
  • 16. How to Control Data Collection Errors: Fieldworkers Table 11.2 How to Control Data-Collection Errors 16
  • 17. How to Control Data Collection Errors: Fieldworkers Table 11.2, cont. How to Control Data-Collection Errors 17
  • 18. Field Data Collection Quality Controls • Control of intentional fieldworker error • Supervision uses administrators to oversee the work of field data collection workers. • Validation verifies that the interviewer did the work. 18
  • 19. Field Data Collection Quality Controls • Control of unintentional fieldworker error • Orientation sessions are meetings in which the supervisor introduces the survey and questionnaire administration. • Role-playing sessions are dry runs or dress rehearsals of the questionnaire with the supervisor or some other interviewer playing the respondent’s role. 19
  • 20. Field Data Collection Quality Controls • Control of intentional respondent error • Anonymity occurs when the respondent is assured that his or her name will not be associated with his or her answers. • Confidentiality occurs when the respondent is given assurances that his or her answers will remain private. Both assurances are believed to be helpful in forestalling falsehoods. • One tactic for reducing falsehoods and nonresponse error is the use of incentives, which are cash payments, gifts, or something of value promised to respondents in return for their participation. 20
  • 21. Field Data Collection Quality Controls • Control of intentional respondent error • Another approach for reducing falsehoods is the use of validation checks, in which information provided by a respondent is confirmed during the interview. • A third-person technique can be used in a question, in which instead of directly quizzing the respondent, the question is couched in terms of a third person who is similar to the respondent. 21
  • 22. Control of Unintentional Respondent Error • Well-drafted questionnaire instructions and examples are commonly used as a way of avoiding respondent confusion. • The researcher can switch the positions of a few items on a scale, called reversals of scale end- points, instead of putting all of the negative adjectives on one side and all the positive ones on the other side. • Prompters are used to keep respondents on task and alert. 22
  • 23. Data Collection Errors with Online Surveys • Multiple submissions by the same respondent • Bogus respondents and/or responses • Misrepresentation of the population 23
  • 24. Nonresponse Error • Nonresponse: failure on the part of a prospective respondent to take part in a survey or to answer specific questions on the survey • Refusals to participate in survey: A refusal occurs when a potential respondent declines to take part in the survey. Refusal rates differ by area of the country as well as by demographics. • Break-offs during the interview: A break-off occurs when a respondent reaches a certain point and then decides not to answer any more questions in the survey. • Refusals to answer certain questions (item omissions): is the phrase sometimes used to identify the percentage of the sample that did not answer a particular question. 24
  • 26. What Is a Completed Interview? • The marketing researcher must define what is a “completed” interview. • A completed interview is often defined as one in which all the primary questions have been answered. 26
  • 27. Measuring Nonresponse Error • The marketing research industry has an accepted way to calculate a survey’s response rate. • CASRO (Council of American Survey Research Organizations) • Simple Formula • Expanded Formula (Know this for testing purposes - it is more widely accepted) 27
  • 29. Simple Response Rate Examples • Example #1 • Total Number of Units in Sample: 1,000 • Completed Surveys: 750 • Response Rate = 29
  • 30. Simple Response Rate Examples • Example #1 • Total Number of Units in Sample: 1,000 • Completed Surveys: 750 • Response Rate = .75 or 75% 30
  • 31. Simple Response Rate Examples • Example #2 • Total Number of Units in Sample: 600 • Completed Surveys: 500 • Response Rate = 31
  • 32. Simple Response Rate Examples • Example #2 • Total Number of Units in Sample: 600 • Completed Surveys: 500 • Response Rate = .83 or 83% 32
  • 33. Nonresponse Error - Expanded Formula • CASRO expanded response rate formula: • Takes into account ineligible and refusals and not reached 33
  • 34. Nonresponse Error - Expanded Formula • Example #1 • Completions: 400 • Ineligible: 300 • Refusals: 100 • Not Reached: 200 • Response Rate: 34
  • 35. Nonresponse Error - Expanded Formula • Example #1 • Completions: 400 • Ineligible: 300 • Refusals: 100 • Not Reached: 200 • Response Rate: .70 or 70% 35
  • 36. Nonresponse Error - Expanded Formula • Example #2 • Completions: 500 • Ineligible: 200 • Refusals: 100 • Not Reached: 100 • Response Rate: 36
  • 37. Nonresponse Error - Expanded Formula • Example #2 • Completions: 500 • Ineligible: 200 • Refusals: 100 • Not Reached: 100 • Response Rate: .77 or 77% 37
  • 38. Dataset, Coding Data, and the Data Code Book • A dataset is an arrangement of numbers (mainly) in rows and columns. • The dataset is created by an operation called data coding, defined as the identification of code values that are associated with the possible responses for each question on the questionnaire. 38
  • 39. Dataset, Coding Data, and the Data Code Book • In large-scale projects, and especially in cases in which the data entry is performed by a subcontractor, researchers use a data code book which identifies the following: • The questions on the questionnaire • The variable name or label that is associated with each question or question part • The code numbers associated with each possible response to each question 39
  • 40. Data Quality Issues • What to look for in raw data inspection: • Incomplete response: an incomplete response is a break-off where the respondent stops answering in the middle of the questionnaire. • Non responses to specific questions (item omissions) 40
  • 41. Data Quality Issues • What to look for in raw data inspection: • Yea-saying or nay-saying: • A yea-saying pattern may be evident in the form of all “yes” or “strongly agree” answers. • The negative counterpart to the yea-saying is nay-saying, identifiable as persistent responses in the negative, or all “1” codes. • Middle-of-the-road patterns: the middle-of-the-road pattern is seen as a preponderance of “no opinion” responses or “3” codes. 41
  • 42. 42