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J Pharm Innov (2008) 3:123–133
DOI 10.1007/s12247-008-9027-1

 RESEARCH ARTICLE



The Influence of Humidity, Hydrogen Peroxide
Concentration, and Condensation on the Inactivation
of Geobacillus stearothermophilus Spores with Hydrogen
Peroxide Vapor
Beatriz Unger-Bimczok & Volker Kottke &
Christian Hertel & Johannes Rauschnabel



Published online: 8 May 2008
# International Society for Pharmaceutical Engineering 2008


Abstract The study presented here examined the factors           Keywords Condensation . Decontamination . D value .
influencing the effectiveness of surface decontamination         Geobacillus stearothermophilus . Hydrogen peroxide .
with hydrogen peroxide vapor. The impact of relative             Inactivation . Isolator . Relative humidity . Vapor
humidity and hydrogen peroxide gas concentrations was
investigated and compared to a dew point analysis of these
various sterilant atmospheres. For this purpose, a series of     Introduction
different H2O2 decontamination cycles were developed and
tested for antimicrobial effectiveness using biological          Hydrogen peroxide is a strong oxidizing agent, and
indicators inoculated with greater than 106 spores of            aqueous H2O2 solutions have been used for sterilization
Geobacillus stearothermophilus. The results indicate that        and disinfection purposes for more than a century. Since it
an increasing concentration of hydrogen peroxide in the gas      was discovered that the antimicrobial effectiveness of the
phase and higher humidity levels result in a faster              sterilant is significantly increased in the gaseous phase [1],
inactivation of the test organisms. The higher the H2O2          hydrogen peroxide vapor is commonly used for surface
gas phase concentration was, the more independent the            decontamination. Due to its environmentally friendly and
inactivation effect from the humidity level. At lower H2O2       nontoxic decomposition products, hydrogen peroxide is being
concentrations, the same kill was achieved with higher           increasingly substituted for vapor phase sterilants like
humidity. Subvisible condensation was found to be neces-         ethylene oxide and formaldehyde, which are toxic, carcino-
sary for short inactivation times, but condensation in the       genic, and potentially explosive [2]. Vapor phase hydrogen
visible range did not further enhance the sporicidal activity.   peroxide was shown to have effective broad-spectrum
The molecular deposition of water and hydrogen peroxide          antimicrobial properties and to inactivate bacteria, fungi,
on the target surface represents the determining factor for      viruses, and highly resistant spores [2–5].
microbial inactivation, whereas the hydrogen peroxide               In the pharmaceutical industry, hydrogen peroxide vapor has
concentration in the gas phase is of secondary importance.       been used in the decontamination of barrier systems for more
                                                                 than 10 years [4, 6]. Today, the use of isolator technology is
                                                                 increasing, and hydrogen peroxide vapor is gaining additional
                                                                 importance as a decontamination agent [7–10]. Several
B. Unger-Bimczok : J. Rauschnabel (*)
Robert Bosch GmbH,
                                                                 parameters are known to affect the decontamination success
Blaufelder Str. 45,                                              of rooms and chambers with hydrogen peroxide vapor.
74564 Crailsheim, Germany                                        Besides the construction materials that are to be decontami-
e-mail: johannes.rauschnabel@de.bosch.com                        nated [11, 12], the environmental conditions play an important
V. Kottke : C. Hertel
                                                                 role. However, the cycle parameters that affect microbial
University of Hohenheim,                                         inactivation by hydrogen peroxide vapor are still under
70599 Stuttgart, Germany                                         investigation and remain controversial.
124                                                                                                J Pharm Innov (2008) 3:123–133


    The literature reveals disagreement on the optimum             Biological indicators (BIs) were exposed to the various
conditions concerning relative humidity, hydrogen peroxide         sterilant atmospheres, and subsequently, both D values and
concentration, and temperature. There is also debate               inactivation kinetics were determined.
concerning whether condensation is needed for the mech-
anism of microbial inactivation or if a dry cycle is
preferential. Several publications propose a direct correla-       Materials and Methods
tion between the concentration of the gaseous sterilant in
the chamber air and the antimicrobial efficacy [5, 13, 14].        Study Design
In contrast, some authors report high inactivation rates with
comparatively low hydrogen peroxide concentrations [12],           The following investigations were carried out during the study:
while others question a correlation between measured H2O2
                                                                   &   End-point D value studies with BIs sealed in Tyvek
concentration and the absolute antimicrobial efficacy [15].
                                                                         (for four humidity levels [HLs] and three hydrogen
Associated with the issue of hydrogen peroxide concentra-
                                                                         peroxide levels). Investigation into the influence on
tion is the question regarding appropriate levels of relative
                                                                         D value of the following parameters:
humidity. Watling et al. [16] investigated flash vaporization
                                                                         & Water and hydrogen peroxide concentrations
of 35% aqueous hydrogen peroxide solution in a closed-loop
                                                                         & Hydrogen peroxide consumption
system. The authors demonstrated that the concentration of
                                                                         & Condensation
gaseous hydrogen peroxide at the point when condensation
                                                                   &   End-point D value studies with BIs sealed in Tyvek
first occurs is higher when the initial relative humidity inside
                                                                         and unsealed (for four HLs and one hydrogen
the chamber is low. Therefore, it is a common procedure to
                                                                         peroxide level)
dehumidify the sealed enclosure prior to the introduction of
                                                                   &   Inactiviation kinetics using the most probable number
the hydrogen peroxide vapor to reach high sterilant concen-
                                                                        (MPN) method (for four HLs and two hydrogen
trations in the gas phase and to prevent condensation [5, 14].
                                                                        peroxide levels)
With this method, the microbial inactivation is regarded as a
dry process. Condensation is considered uncontrollable and
unwanted because of potential problems caused by material          Decontamination System
corrosion, prolonged aeration time, and inhomogeneous
decontamination [5, 14].                                           Isolator and Vapor Generator
    In a different approach, it is claimed that condensation
cannot be avoided during standard decontamination pro-             The experiments were conducted in a five-glove, rigid-wall
cesses [17] and that the occurrence of condensation is the         isolator with an internal volume of 7.5 m3. The machine was
critical factor affecting antimicrobial efficacy [17]. In this     located within a clean room environment with the compart-
context, Imai et al. [15] suggested that relative humidity is a    ment air temperature controlled at 22±2°C. The barrier
less critical factor for vapor phase hydrogen peroxide             system was connected to a Bosch SafeVAP vapor generator
decontamination and proposed eliminating the dehumidifi-           operated in open-loop mode. The gas generator was
cation phase. According to surveys conducted by Watling            modified from standard operation to enable simultaneous
[18], invisible microcondensation is responsible for the           flash vaporization of water and hydrogen peroxide by two
rapid microbial inactivation.                                      parallel vaporizers. This provided the means to develop
    As described, published data regarding the influence of        customized cycles and to produce test atmospheres with any
operating conditions on the effectiveness of hydrogen              combination of humidity and hydrogen peroxide concentra-
peroxide vapor decontaminations are not conclusive. Until          tion in the isolator during the decontamination cycle. The
now, no standard system or method has been established for         sporicidal agent used was 35% hydrogen peroxide by weight
the evaluation of the sporicidal effect of hydrogen peroxide.      (Interox SG-35, Solvay Chemicals GmbH, Rheinberg), and
This paper provides an analysis of the parameters affecting        the water vaporized for the regulation of the humidity was
sporicidal activity of hydrogen peroxide vapor for an open-        high-performance liquid chromatography Gradient Grade
loop system. The objective of this study is to deepen the          Water, Carl Roth, Karlsruhe.
understanding of the inactivation mechanism and to
optimize decontamination cycles. The article describes the         Decontamination Cycle
evaluation of sterilant atmospheres with different levels of
hydrogen peroxide and water vapors, varied independently,          The decontamination cycle included four successive cycle
and the resulting condensation levels. The various sterilant       steps. The four stages of the decontamination cycle that are
atmospheres were systematically examined for the capabil-          to specify the single-decontamination phases are illustrated
ity of inactivating certain microbial test populations.            in Fig. 1. During the preparation phase (I), the relative
J Pharm Innov (2008) 3:123–133                                                                                                               125


Hydrogen                                                                       trend of the water concentration during the bio-decontam-
peroxide
concentration
                                                                               ination phase with a H2O2 concentration of 600 ppm.
                I   II     II         IV.          I.Preparation phase
                                                   II.Conditioning phase
                                                   III.Bio-decontamination     Measuring Instruments
                                                   phase
                                                   IV.Aeration phase
                                                                               Inside the isolator chamber, a near-infrared spectrometer
                                                                               probe (H2O2 Vapor Monitor, Guided Wave, Rancho Corvo,
                                            Process time
                                                                               CA, USA) was installed to record water and hydrogen
Fig. 1 Schematic example of the hydrogen peroxide concentration
during a decontamination cycle
                                                                               peroxide concentrations during the decontamination cycles.
                                                                               The Vapor Monitor provided a direct in situ measurement
                                                                               of hydrogen peroxide and water concentrations in the gas
humidity of the isolator atmosphere was reduced to 20%,                        phase [19]. For qualitative verification of the measurement,
and the ductwork and evaporators were heated for the                           an additional electrochemical H2O2 sensor (Analytical
subsequent introduction of the hydrogen peroxide. In the                       Technology, Collegeville, PA, USA) was used to monitor
conditioning phase (II), hydrogen peroxide (and in this                        the H2O2 concentration. A capacitive dew sensor (BTF
configuration, water) is introduced at a high rate to reach                    11356A, CIS Institut für Mikrosensorik gGmbH, Erfurt) was
the desired concentration levels within the isolator. During                   installed in the test chamber for the detection and quantifi-
the bio-decontamination phase (III), hydrogen peroxide is                      cation of condensation during the decontamination cycles.
introduced at a reduced rate such that only the consumed                       The dew point detector consisted of a silicon-integrated,
hydrogen peroxide is replaced, and a constant hydrogen                         stray field capacitor connected to a capacitance–frequency
peroxide concentration is maintained within the isolator.                      converter. Due to its dielectric constant, condensed vapor
The terminal phase of the decontamination cycle is the                         causes a rise in capacitance and therefore an increase in the
aeration (IV), during which the hydrogen peroxide is                           frequency output signal in proportion to the level of
removed from the system by dilution with fresh air.                            condensation.
   For this study, customized decontamination cycles were
developed to produce 12 distinct sterilant atmospheres                         Biological Test Procedure
during the bio-decontamination phase. Table 1 shows the
12 sterilant atmospheres developed: Three distinct hydro-                      Test organisms were exposed to the different test atmosphere
gen peroxide concentrations (400, 600, and 800 ppm H2O2)                       combinations in the isolator to evaluate the inactivation
were developed, each at four distinct HLs. HL 1 (for 400,                      efficiency of the various decontamination conditions. BIs
600, and 800 ppm H2O2) was created by the introduction of                      were exposed to the decontamination cycle solely during the
the hydrogen peroxide solution only and provided a water                       bio-decontamination phase and removed from the test
concentration range of about 3,500 to 8,500 ppm. For HLs                       atmosphere at predetermined time intervals. The commercial-
2 through 4, vaporized water was introduced to the system                      ly available BIs were composed of grade 304 stainless steel
in increasing amounts. This resulted in water concentration                    carriers, each inoculated with 2.4×106 spores of Geobacillus
ranges of 8,500 to 13,000 (HL 2), 11,500 to 17,000 (HL 3),                     stearothermophilus American Type Culture Collection no.
and 14,500 to 21,000 ppm (HL 4). Figure 2 is an example                        12980. The BIs, sealed in 1073B medical-grade TyvekTM,
of the composite hydrogen peroxide and water concentra-                        were manufactured by Apex Laboratories, Sanford, NC,
tion curves during the decontamination cycles with hydro-                      USA. The certified BI population was tested and verified
gen peroxide concentrations of 400, 600, and 800 ppm at                        according to the acceptance criteria specified in US
HL 2. The varying water content in the isolator atmosphere                     Pharmacopoeia (USP) [20]. All BIs used throughout the
for HLs 1 to 4 is demonstrated in Fig. 3, which shows the                      study were from a single production lot.

Table 1 Decontamination cycles with different combinations of hydrogen peroxide concentration and humidity levels during bio-
decontamination phase

HL: range of H2O concentration                      H2O2 concentration

                                                    400 ppm                              600 ppm                         800 ppm

HL   1   (3,500 to 8,500 ppm H2O)                   400    ppm   H2O2,   HL1             600   ppm   H2O2,   HL1         800   ppm   H2O2,   HL1
HL   2   (8,500 to 13,000 ppm H2O)                  400    ppm   H2O2,   HL2             600   ppm   H2O2,   HL2         800   ppm   H2O2,   HL2
HL   3   (11,500 to 17,000 ppm H2O)                 400    ppm   H2O2,   HL3             600   ppm   H2O2,   HL3         800   ppm   H2O2,   HL3
HL   4   (14,500 to 21,000 ppm H2O)                 400    ppm   H2O2,   HL4             600   ppm   H2O2,   HL4         800   ppm   H2O2,   HL4
126                                                                                                                                                                J Pharm Innov (2008) 3:123–133

Fig. 2 Water and hydrogen per-                                                            Preparation Conditioning              Bio-decontamination                             Aeration
oxide concentrations during de-
                                                                                   1000                                                                                                    14000
contamination cycles with 400,
600, and 800 ppm H2O2 con-
                                                                                                                                                                                           12000
centrations at humidity level 2




                                                                                                                                                                                                      Water concentration [ppm]
                                                                                   800
(measured with the NIR probe)




                                                             concentration [ppm]
                                                                                                                                                                                           10000




                                                             Hydrogen peroxide
                                                                                   600
                                                                                                                                                                                           8000

                                                                                                                                                                                           6000
                                                                                   400

                                                                                                                                                                                           4000
                                                                                   200
                                                                                                                                                                                           2000

                                                                                     0                                                                                                     0
                                                                                     00:15                             00:30                                00:44
                                                                                                                                     Hydrogen peroxide concentration 400 ppm (for humidity level 2)
                                                                                                   Bio-decontamination               Hydrogen peroxide concentration 600 ppm (for humidity level 2)
                                                                                                      cycle [hh:mm]
                                                                                                                                     Hydrogen peroxide concentration 800 ppm (for humidity level 2)
                                                                                                                                     Water concentration humidity level 2 (for 400 ppm H2O2)
                                                                                                                                     Water concentration humidity level 2 (for 600 ppm H2O2)
                                                                                                                                     Water concentration humidity level 2 (for 800 ppm H2O2)




D Value                                                                                                              expiration of the incubation period, D values were
                                                                                                                     calculated according to the fraction-negative approach of
The D value is the time (in minutes) of exposure at given                                                            the Holcomb–Spearman–Karber method with at least two
sporicidal conditions, which causes a one log or 90%                                                                 exposure times in the lethal area [22, 23]. The initial spore
reduction in the population of a specific test microorganism                                                         population, certified by the manufacturer of the BIs, was
[21]. At the beginning of the bio-decontamination phase,                                                             used for the calculation of the D values. For each test
BIs were exposed to the sporicidal conditions in the                                                                 atmosphere, the cycle was repeated several times. One D
isolator. For the determination of D values, five BIs were                                                           value determination was performed per cycle run (five BIs
removed from the isolator at each exposure time. The                                                                 per takeout interval) to obtain at least three values for every
samples were aseptically transferred into test tubes with                                                            test atmosphere. In some experiments, D values were
3 ml of sterile soybean casein digest broth (Caso-Bouillon,                                                          determined for unsealed BIs. In these cases, the bare
Merck KGaA, Darmstadt) and incubated at 55°C for 7 days.                                                             indicators were exposed without the Tyvek envelope; all
The test tubes were evaluated for growth daily, and after the                                                        other steps were identical.


                                                     25000



                                                     20000
                         Water concentration [ppm]




                                                     15000



                                                     10000



                                                     5000



                                                        0
                                                        00:00                      00:02         00:05       00:08      00:11       00:14           00:17               00:20
                                                                                                                                 Water concentration humidity level 4
                                                                             Bio-decontamination phase [hh:mm]
                                                                                                                                 Water concentration humidity level 3
                                                                                                                                 Water concentration humidity level 2
                                                                                                                                 Water concentration humidity level 1

Fig. 3 Water concentration during the bio-decontamination phase for humidity levels 1–4 and 600 ppm H2O2 (measured with the NIR probe)
J Pharm Innov (2008) 3:123–133                                                                                                  127


Most Probable Number                                                that for the cycles with HL 2 (for 400, 600, and 800 ppm
                                                                    H2O2), the water concentration was reproducible. The same
The MPN procedure is a standard method for the estimation           repeatability was also found for the other cycles. Cycle
of densities of viable microorganisms in liquid samples. It         repeatability was crucial because the duration of the study
does not rely on a direct count of single cells or colonies         required 2 months, with each cycle performed several times
but on the statistical probability of diluting to extinction        for the determination of repeated D values. As shown in
[24–26]. In this study, the MPN method was used to                  Fig. 2, the hydrogen peroxide concentration in the isolator
establish inactivation kinetics of the test populations             atmosphere during the bio-decontamination phase was
exposed to the test atmospheres. At each exposure interval,         constant as a function of time for all cycles. Due to reduced
one BI was removed from the chamber and eluted with                 injection rates in the bio-decontamination phase and
10 ml of sterile medium (Caso-Bouillon, Merck KGaA). To             increasing chamber temperature during the cycle, from
remove the spores from the carrier and singularize them in          22°C at the beginning of the cycle to around 27°C at the
the suspension, samples were treated in an ultrasonic bath          end of the bio-decontamination phase, the water concentra-
for 30 min (VWR Ultrasonic Cleaner USC200T, VWR                     tion decreased slightly over time. In Fig. 3, the trend of the
International GmbH, Darmstadt). A three-tube MPN pro-               water concentration during the bio-decontamination phase
cedure with aseptic serial tenfold dilutions was used to            was plotted against time for the four distinct HLs. Water
enumerate the density of viable microorganisms subsequent           concentration follows a similar trend for HLs 1 to 4,
to vapor treatment. The samples were incubated for 7 days           reaching a steady-state condition under each condition.
at 55°C, and the tubes were observed daily for the presence         Although the exposure conditions for the BIs were not
or absence of growth. The resulting data were interpreted           completely fixed in terms of water concentration, the D
by the means of MPN tables [27]. The determination of the           values for the different HLs can be compared because of the
inactivation kinetics was repeated three times for every            similar trend of the water concentration in HLs 1 to 4.
cycle parameter set.
                                                                    Water and Hydrogen Peroxide Concentration

Results and Discussion                                              In this study, the D values provide a means of comparing
                                                                    the inactivation efficiency of the different sterilant atmos-
D Value Studies with BIs Sealed in Tyvek                            pheres. Table 2 summarizes all D values determined for the
                                                                    various combinations of hydrogen peroxide and water. For
Decontamination Cycle                                               the comparison of the different HLs, the water concentra-
                                                                    tion of every decontamination cycle was averaged for the
The sterilizing atmospheres created for the D value studies         first 15 min of the bio-decontamination phase and listed
were found to be very repeatable. Figure 2 demonstrates             together with the respective D values. In Figs. 4, 5, and 6,


Table 2 D values and average water concentration for decontamination cycles with 400, 600, and 800 ppm hydrogen peroxide during bio-
decontamination phase

                    HL1            c (water)      HL2                          HL3            c (water)      HL4           c (water)
                    D value        (ppm)          D value       c (water)      D value        (ppm)          D value       (ppm)
                    (min)                         (min)         (ppm)          (min)                         (min)

400 ppm H2O2        14.83          3,612          4.27          10,177         1.38           13,588           0.68         18,151
                    14.33          3,919          4.27          10,081         1.13           13,880           0.78         17,469
                    14.70          3,919          3.14          10,109         1.43           13,880           0.93         17,469
                    –              –              –             –              –              –                0.88         18,383
                    –              –              –             –              –              –                0.78         18,383
600 ppm H2O2        2.87           6,414          0.87          10,413         0.75           13,924           0.75         18,272
                    2.56           5,518          0.83          11,497         0.53           12,898           0.35         18,126
                    2.14           7,349          0.88          11,497         0.58           12,898           0.45         18,126
                    –              –              1.13          9,992          –              –                0.58         20,052
800 ppm H2O2        0.56           6,741          0.48          11,250         0.25           14,046           0.38         17,184
                    0.53           7,213          0.65          9,550          0.28           14,525           0.48         17,378
                    0.53           8,633          0.65          9,550          0.28           14,525           0.43         17,378
                    –              –              0.45          9,386          –              –                0.43         17,378
128                                                                                                                                  J Pharm Innov (2008) 3:123–133

                    20.0                                                                                    5.0


                                                                                                            4.0
                    15.0




                                                                                            D-value [min]
D-value [min]




                                                                                                            3.0
                    10.0
                                                                                                            2.0
                     5.0
                                                                                                            1.0

                     0.0                                                                                    0.0
                           0   5000         10000        15000       20000       25000                            0   5000      10000       15000        20000      25000
                                      Water concentration [ppm]                                                              Water concentration [ppm]

           Average D-value 400 ppm H2O2, HL1        Average D-value 400 ppm H2O2, HL2      Average D-value 800 ppm H2O2, HL1            Average D-value 800 ppm H2O2, HL2
           Average D-value 400 ppm H2O2, HL3        Average D-value 400 ppm H2O2, HL4      Average D-value 800 ppm H2O2, HL3            Average D-value 800 ppm H2O2, HL4
Fig. 4 Effect of increasing relative humidity on sporicidal activity at                  Fig. 6 Effect of increasing relative humidity on sporicidal activity at
400 ppm of hydrogen peroxide (water concentration averaged for first                     800 ppm of hydrogen peroxide (water concentration averaged for first
15 min of bio-decontamination phase)                                                     15 min of bio-decontamination phase)


the determined D values are plotted against the water                                    0.5 min. For HL 2, the experiments show the same
concentration for the 400, 600, and 800 ppm peroxide                                     qualitative outcome but with diminished D value intervals
cycles. The data points represent a mean of the D values                                 between the different hydrogen peroxide concentration
and the average water concentration determined for every                                 levels (3.9 [400 ppm], 0.9 [600 ppm], and 0.6 min
set of water and hydrogen peroxide concentration. The y-                                 [800 ppm H2O2]).
axis error bars show the standard deviation of the calculated                               The linear dependency of H2O2 vapor concentration and
D values.                                                                                microbial kill has been the subject of controversial
   The reported data is valid for the tested decontamination                             discussion in the literature. While some authors have the
equipment in combination with the according environmen-                                  opinion that antimicrobial efficacy increases with peroxide
tal conditions and the biological test system used. The                                  concentration [13], others doubt a correlation between the
results presented in Table 2 and Figs. 4, 5, and 6 show                                  measured H2O2 concentration and the absolute antimicro-
clearly that, for an identical HL, an increasing concentration                           bial efficacy [15] and have provided inactivation studies
of hydrogen peroxide vapor results in a faster inactivation                              conducted at low hydrogen peroxide concentrations [12].
of the test organisms. A correlation between the hydrogen                                   Figures 4, 5, and 6 demonstrate that the hydrogen
peroxide vapor concentration and the death rate of the                                   peroxide concentration is an important factor in the
microorganisms is especially apparent for HL 1: The                                      inactivation efficacy but that the D values converge with
average D value for 400 ppm hydrogen peroxide is                                         increasing HLs. With a low hydrogen peroxide gas
14.6 min, for 600 ppm 2.5 min, and for 800 ppm only                                      concentration (400 ppm), a higher humidity is necessary
                                                                                         to achieve the same kill rates than with a high gas
                                                                                         concentration (800 ppm). All test cycles show increasing
                     5.0                                                                 sporicidal activity with increasing water concentration in
                                                                                         the chamber. This could be explained by the intensified
                     4.0
                                                                                         condensation events occurring due to the saturation of the
                                                                                         isolator atmosphere with water and hydrogen peroxide [14,
    D-value [min]




                     3.0
                                                                                         16]. The process of condensate deposition on a surface is
                     2.0                                                                 based on a series of successive steps starting with the
                                                                                         adsorption of gas molecules, followed by the formation and
                     1.0
                                                                                         growth of a thin film, and finally the development of droplets.
                     0.0                                                                 The process of the formation and the microscopic deposition
                           0   5000         10000        15000       20000       25000   of aqueous hydrogen peroxide solution on the chamber
                                        Water concentration [ppm]                        surfaces can be referred to as “microcondensation.”
          Average D-value 600 ppm H2O2, HL1         Average D-value 600 ppm H2O2, HL2
                                                                                            As seen in Table 2, the cycles consisting of HL 1 with
          Average D-value 600 ppm H2O2, HL3         Average D-value 600 ppm H2O2, HL4
                                                                                         800 ppm hydrogen peroxide concentration showed an
                                                                                         average water concentration of 7,500 ppm. The water
Fig. 5 Effect of increasing relative humidity on sporicidal activity at
600 ppm of hydrogen peroxide (water concentration averaged for first                     content of the cycles consisting of HL 1 with 400 and
15 min of bio-decontamination phase)                                                     600 ppm hydrogen peroxide exhibited water concentrations
J Pharm Innov (2008) 3:123–133                                                                                                                         129


of 3,800 and 6,400 ppm water, respectively. The data                                           The most economical decontamination cycles were those
suggest that for high hydrogen peroxide concentrations                                      with a high peroxide concentration combined with a low
(equal to or exceeding 800 ppm), the additional humidity                                    humidity (800 ppm H2O2, HLs 1 and 2), cycles with a
becomes less important with respect to the kill. This is                                    medium peroxide concentration and a medium humidity
demonstrated in Fig. 6, where the amount of water                                           (600 ppm H2O2, HL 2), or cycles with a low hydrogen
transferred into the system by evaporation of the 35%                                       peroxide concentration and a high humidity (400 ppm
liquid hydrogen peroxide at HL 1 enables a highly efficient                                 H2O2, HL 3). Both H2O2 vapor concentration and humidity
kill with a resulting average D value of 0.5 min. Higher                                    determine the kill efficacy.
amounts of water in the system with around 10,100,                                             The results for the other decontamination cycles shown
14,400, and 17,300 ppm water (HLs 2, 3, and 4) do not                                       in Fig. 7 indicated either (a) insufficient inactivation of the
result in further significant reductions in the D value.                                    test organisms (D values greater than 2 min for H2O2
Consequently, for the highest tested hydrogen peroxide                                      vaporization less than 150 g) or (b) that unreasonably high
concentration (800 ppm H2O2), the inactivation effect is                                    amounts of peroxide (H2O2 vaporization greater than
independent of the HL.                                                                      300 g) were expended without a decrease of the D value.
                                                                                            In the test system, a vaporization of greater than or equal to
Hydrogen Peroxide Consumption                                                               200 g peroxide during the conditioning phase resulted in a
                                                                                            D value below 1 min for every cycle. An increase in the
For a cost-effective decontamination cycle, it is necessary                                 mass of hydrogen peroxide vaporized did not result in any
to minimize the use of hydrogen peroxide. This produces a                                   further decrease in the inactivation rate.
savings of the consumable sterilant, hydrogen peroxide, and                                    The decontamination cycles in Fig. 7 that were econom-
a savings in the time and energy used for the aeration of the                               ical in their use of H2O2 all had high vaporization rates with
isolator following the bio-decontamination phase. Figure 7                                  hydrogen peroxide consumption ranging between 25 and
shows the amount of hydrogen peroxide consumed during                                       28 g/min. This indicates that less peroxide is needed to
the conditioning phase for every combination of H2O2                                        achieve a good kill when the H2O2 concentration in the
concentration and humidity tested. The H2O2 consumption                                     isolator atmosphere is rapidly increased during the condi-
is plotted versus the average D value determined for the                                    tioning phase. By the use of an efficient flash vaporizer,
particular decontamination cycle.                                                           high gas concentrations and an efficient decontamination
   It can be seen from Fig. 7 that the decontamination                                      process can be achieved. Additionally, a minimized H2O2
cycles with a consumption between 150 and 250 g                                             injection volume also has the positive secondary effect that
hydrogen peroxide during the conditioning phase have a                                      the load of peroxide on the barrier system (e.g., filters) is
noticeably economic ratio between the amount of hydrogen                                    reduced, resulting in the preservation of the construction
peroxide vaporized and the achieved kill rate, compared to                                  materials and a shortening of the cycle time.
the other cycles.
                                                                                            Condensation
                14.0

                12.0
                                                                                            According to the prevailing laws of physics, a certain
                10.0
                                                                                            amount of condensation cannot be avoided when injecting
D-value [min]




                                                                                            hydrogen peroxide vapor and water vapor into a system at
                 8.0
                                                                                            conditions typically present in a pharmaceutical isolator
                 6.0
                                                                                            (20% relative humidity, 25°C to 30°C) [16, 17].
                 4.0
                                                                                               However, there is disagreement about the mechanism of
                 2.0
                                                                                            microbial inactivation by the hydrogen peroxide vapor.
                 0.0
                                                                                            Some investigators hold the opinion that decontamination is
                       0      100      200      300      400      500      600        700
                                                                                            a dry vapor process and condensation should be avoided
                           Hydrogen peroxide injected during conditioning phase [g]
                                                                                            [14], while others state that only condensation induces the
                                 400 ppm H2O2, HL1       400 ppm H2O2, HL2                  sporicidal activity of the hydrogen peroxide vapor [15, 17].
                                 600 ppm H2O2, HL1       600 ppm H2O2, HL2
                                                                                               To learn more about the basic relationship between
                                 800 ppm H2O2, HL1       800 ppm H2O2, HL2
                                                                                            condensation and microbial inactivation, the condensa-
                                 400 ppm H2O2, HL3       400 ppm H2O2, HL4
                                 600 ppm H2O2, HL3       600 ppm H2O2, HL4
                                                                                            tion level was recorded for every cycle in this study.
                                 800 ppm H2O2, HL3       800 ppm H2O2, HL4                  Figure 8 illustrates the correlation between the micro-
Fig. 7 Amount of hydrogen peroxide injected into the decontamina-
                                                                                            condensation level and D value, while Fig. 9 exhibits the
tion chamber during conditioning phase plotted against the average D                        relationship between the hydrogen peroxide concentration
value                                                                                       and humidity. The asterisks in each plot represent
130                                                                                                                                         J Pharm Innov (2008) 3:123–133

                                                                                                      7.0




                                                                       Microcondensation [µg/mm 2 ]
                                                                                                      6.0

                                                                                                      5.0

                                                                                                      4.0

                                                                                                      3.0

                                                                                                      2.0

                                                                                                      1.0

                                                                                                      0.0
                                                                                                        00:00        00:01        00:02        00:04          00:05       00:07
                                                                                                                       Bio-decontamination phase [hh:mm]

                                                                                                                       400 ppm H2O2, HL 1      400 ppm H2O2, HL 2
                                                                                                                       600 ppm H2O2, HL 1      600 ppm H2O2, HL 2
                                                                                                                       800 ppm H2O2, HL 1
                                                                                                                       400 ppm H2O2, HL 3      400 ppm H2O2, HL 4
                                                                                                                       600 ppm H2O2, HL 3      600 ppm H2O2, HL 4
Fig. 8 Average microcondensation measured during bio-decontami-                                                        800 ppm H2O2, HL 3      800 ppm H2O2, HL 4
nation phase plotted against average hydrogen peroxide concentration   Fig. 10 Microcondensation measurement during bio-decontamination
during the first 15 min of bio-decontamination and humidity level      phase for cycles with different combinations of water and hydrogen
(linear interpolation)                                                 peroxide concentrations in the isolator atmosphere

individual data points in the three-dimensional coordinate             bio-decontamination phase for all test cycles. As expected, the
system. A linear interpolation is displayed by the colored             lowest condensation level was found for the cycle with
traces. It was found that microcondensation occurred at all            400 ppm H2O2 and HL 1 and the highest for 800 ppm H2O2
tested humidity and hydrogen peroxide levels. The                      and HL 4. Within each set of cycles with the same hydrogen
condensation sensor detected condensation amounts con-                 peroxide concentration, condensation increases with rising
siderably beneath the range where fogging becomes                      HL. Similarly, for the same HL, the condensation grows with
visible. Condensation was reproducibly found to become                 increasing hydrogen peroxide concentration.
visible at about 2.9 g/mm2 for the given ambient                          In Fig. 12, the condensation during the bio-decontamina-
conditions.                                                            tion was averaged for every set of cycles and plotted against
   Condensation during the bio-decontamination phase of                the average D value, providing another way to evaluate the
the test cycles, as detected by the dew sensor, is shown in            impact of condensation on the microbial inactivation. The
Fig. 10. The amount of condensate deposited on the                     diagram indicates that a low amount of microcondensation
surfaces during the various cycles remained stable during              results in a noticeable decrease in the microbial inactivation
the bio-decontamination phase when the BIs were exposed                rate. This is demonstrated, most obviously, by the cycle with
for the determination of D values. The bar chart in Fig. 11            400 ppm H2O2 and HL 1. The extremely low humidity
shows that the microcondensation levels averaged over the              (1 µg/mm2 average microcondensation) during this cycle
                                                                       results in a very low inactivation of the test organisms. An
                                                                       increase in the microcondensation level from 1 to 2 g/mm2
                                                                       Microcondensation [µg/mm 2]




                                                                                                      6.0

                                                                                                      5.0

                                                                                                      4.0

                                                                                                      3.0

                                                                                                      2.0

                                                                                                      1.0

                                                                                                      0.0
                                                                                                                Humidity         Humidity          Humidity           Humidity
                                                                                                                 level 1          level 2           level 3            level 4


                                                                                                                400 ppm H2O2        600 ppm H2O2        800 ppm H2O2

Fig. 9 Average D value plotted against average hydrogen peroxide       Fig. 11 Comparison of average condensation during bio-decontami-
concentration and microcondensation during the first 15 min of bio-    nation for cycles with 400, 600, and 800 ppm H2O2 and humidity
decontamination phase (linear interpolation)                           levels 1 to 4 measured with the NIR probe
J Pharm Innov (2008) 3:123–133                                                                                                                                              131

                              6.0
                                                                                                      are illustrated in Fig. 13 together with D values for
                                                                                                      indicators sealed in TyvekTM derived from the same set of
Microcondensation [µg/mm2 ]


                              5.0
                                                                                                      decontamination cycles.
                              4.0
                                                                                                         As expected, the spores on the unsealed carriers were
                              3.0                                                                     inactivated faster than those sealed in TyvekTM, and a
                                                                                                      higher HL resulted in a faster kill for all indicators.
                              2.0
                                                                                                      TyvekTM hinders the diffusion of the vapor to the BIs. For
                              1.0                                                                     higher HLs, the D value difference between unsealed and
                                                                                                      sealed indicators decreased from 0.8 (HL 1) to 0.2 min (HL
                              0.0
                                                                                                      4). The influence of the TyvekTM barrier on the D value
                                    0.0   2.0       4.0      6.0      8.0    10.0       12.0   14.0
                                                                                                      appears to diminish with increased humidity and more
                                                             D-value [min]
                                                                                                      significant condensation. Increasing humidity appears to
                                                400 ppm H2O2, HL1   400 ppm H2O2, HL2                 promote the penetration of the TyvekTM barrier.
                                                600 ppm H2O2, HL1   600 ppm H2O2, HL2
                                                800 ppm H2O2, HL1   800 ppm H2O2, HL2
                                                                                                      Spore Survivor Curves (MPN Method)
                                                400 ppm H2O2, HL3   400 ppm H2O2, HL4
                                                600 ppm H2O2, HL3   600 ppm H2O2, HL4
                                                                                                      Decontamination cycles at 400 and 600 ppm H2O2 were
                                                800 ppm H2O2, HL3   800 ppm H2O2, HL4
                                                                                                      studied further to evaluate inactivation kinetics. The cycles
Fig. 12 Average microcondensation during first 15 min of bio-                                         with 800 ppm hydrogen peroxide were omitted from this
decontamination phase plotted against average D value
                                                                                                      part of the study because a preliminary experiment showed
                                                                                                      rapid kill and no significant differences between the
                                                                                                      inactivation curves of the four HLs.
reduces the D value dramatically from 14.6 (400 ppm H2O2,                                                The number of spores surviving after predefined expo-
HL 1) to 3.9 min (400 ppm H2O2, HL 2).                                                                sure intervals was quantified by MPN procedures. For each
   Figure 12 also demonstrates that, at similar H2O2 levels,                                          condition, three consecutive decontamination runs were
higher water concentration and increased microcondensa-                                               performed. The mean value of surviving spores from the
tion promote enhanced microbial inactivation. Beyond                                                  three enumerations was plotted in Fig. 14 versus the
microcondensation levels of 2.9 g/mm2, however, further                                               respective exposure time, and the y-axis error bars represent
condensation does not improve inactivation. Another                                                   the standard deviation. In case no growth occurred in all
important finding that supports the results of Watling [18]                                           test tubes of a dilution series, the resulting number of
is that visible condensation is apparently not necessary to                                           surviving spores in the original sample according to the
achieve good sporicidal conditions. Subvisible microcon-                                              applied MPN table [27] was three viable microorganisms.
densation is effectual for short inactivation times.                                                  This lower limit of detection for the MPN method is drawn
   It is known that hydrogen peroxide, particularly in the                                            as a horizontal line in the charts of Fig. 14. Data points for
liquid phase, can cause corrosion of construction materials.                                          which no growth occurred in the experiment were plotted
In addition, the aeration phase can be prolonged and                                                  on the limit of detection line in the diagram.
problems with irregular decontamination can arise when
dripping condensation occurs in the system [14]. Strong
condensation with the formation of visible droplets during                                                            3.0
decontamination is therefore undesirable and should be                                                                2.5
prevented. The experiments conducted in this study showed
                                                                                                      D-value [min]




                                                                                                                      2.0
that microcondensation is part of the sporicidal cycle with
vaporous hydrogen peroxide and that some condensation is                                                              1.5
required for an efficient kill. Therefore, it is reasonable to                                                        1.0
develop decontamination cycles with the required amount                                                               0.5
of condensation needed to achieve quick microbial inacti-
                                                                                                                      0.0
vation but not sufficient to allow excessive condensation
                                                                                                                            Humidity     Humidity      Humidity    Humidity
that can result in material and aeration problems.                                                                           level 1      level 2       level 3     level 4
                                                                                                                                           Humidity level
D Value Studies with BIs Sealed in TyvekTM and Unsealed
                                                                                                                                BIs wrapped in Tyvek        unwrapped BIs
D values were determined for unsealed BIs exposed to HLs                                              Fig. 13 D values for biological indicators with and without a
1 to 4 for the 600-ppm hydrogen peroxide level. The results                                           TyvekTM envelope at 600 ppm H2O2
132                                                                                                                                J Pharm Innov (2008) 3:123–133

                       1.00E+08                                                                       1.00E+08




                                                                               Log surviving spores
Log surviving spores
                       1.00E+07                                                                       1.00E+07
                       1.00E+06                                                                       1.00E+06
                       1.00E+05                                                                       1.00E+05
                       1.00E+04                                                                       1.00E+04
                       1.00E+03                                                                       1.00E+03
                                                                                                      1.00E+02
                       1.00E+02
                                                                                                      1.00E+01
                       1.00E+01
                       1.00E+00                                                                       1.00E+00
                                  0        5       10       15            20                                     0         5       10        15               20
                                           Exposure time [min]                                                             Exposure time [min]
                             600 ppm H2O2, HL1             400 ppm H2O2, HL1                              600 ppm H2O2, HL2                400 ppm H2O2, HL2
                             MPN limit of detection                                                       MPN limit of detection


                       1.00E+08                                                                       1.00E+08
Log surviving spores




                                                                               Log surviving spores
                       1.00E+07                                                                       1.00E+07
                       1.00E+06                                                                       1.00E+06
                       1.00E+05                                                                       1.00E+05
                       1.00E+04                                                                       1.00E+04
                       1.00E+03                                                                       1.00E+03
                       1.00E+02                                                                       1.00E+02
                       1.00E+01                                                                       1.00E+01
                       1.00E+00                                                                       1.00E+00
                                  0         5          10         15      20                                     0         5          10         15          20
                                                Exposure time [min]                                                            Exposure time [min]
                             600 ppm H2O2, HL3             400 ppm H2O2, HL3                              600 ppm H2O2, HL4                400 ppm H2O2, HL4
                             MPN limit of detection                                                       MPN limit of detection
Fig. 14 Inactivation kinetics for humidity levels 1 to 4 for 400 and 600 ppm hydrogen peroxide (limit of detection=3.00E+00 spores)



   The initial spore population on the inoculated discs                         condition, the slopes of all inactivation curves are very
presented in Fig. 14 was found to be slightly higher with the                   similar, indicating that decontamination follows similar
MPN method than the 2.4×106 cfu per carrier, which was                          kinetics at various humidity levels. In contrast, the inactiva-
certified by the manufacturer of the BIs and verified                           tion rates for 400 ppm H2O2 varies with HL. The plot
according to USP [20]. The maximum value detected by the                        indicates that the 600-ppm H2O2 atmospheres provide nearly
MPN procedure was 1.9×107, and the average value was                            decontamination rates, whereas the 400-ppm conditions show
8.3×106 cfu per carrier. This indicates that the MPN                            a lag phase and distinctive tailing, especially for HLs 1 and 2.
procedure tends to overestimate the number of microorgan-                       This correlates with the data in Figs. 10 and 12, which show a
isms. The finding corresponds to several articles that report a                 clearly lower microcondensation level for these two atmos-
built-in positive bias of the MPN method [28, 29]. Neverthe-                    pheres than for the other test atmospheres. The water and
less, the overall results of the spore survivor curves provide                  hydrogen peroxide vapor would appear to be inadequate to
valuable information concerning the inactivation pattern for                    assure sufficient sterilant deposition on the surfaces. This
the various sporicidal atmospheres, and the conclusions                         finding indicates that the deposition of water and hydrogen
derived from the end-point D value data are confirmed.                          peroxide on the surface is primarily responsible for the
   Figure 14 shows that the kill proceeds faster for                            microbial inactivation, whereas the hydrogen peroxide vapor
atmospheres with a higher peroxide concentration (600 ppm                       concentration is of secondary significance. During cycle
compared to 400 ppm H2O2) and that an increased HL results                      development, it is common practice to extrapolate the cycle
in a faster inactivation of the spores. The differences between                 time needed to achieve a complete kill from the determined D
the HLs are more distinct for the 400-ppm H2O2 cycles as                        values. From the calculated time needed for a one log
compared to the 600-ppm cycles. The inactivation rates of                       reduction, the time needed for a 6 log reduction is
the cycles with 600 ppm H2O2, HL 1 and 400 ppm H2O2,                            extrapolated. The results of the MPN survey, shown in
HL 4 demonstrate that a lower hydrogen peroxide concen-                         Fig. 14, imply that, for a nonlinear inactivation curve, such an
tration can be compensated by a higher humidity.                                extrapolation might not be acceptable. It should, therefore,
   Additional information is gained from the slope of the                       first be demonstrated that the test organisms show a linear
inactivation curves shown in Fig. 14. For the 600-ppm H2O2                      inactivation behavior under the given conditions.
J Pharm Innov (2008) 3:123–133                                                                                                              133


Conclusions                                                              10. US Pharmacopoeia. General information. Biological indicators for
                                                                             sterilization (Chapter 1035). In: US Pharmacopoeia (USP) 27,
                                                                             United States Pharmacopoeial; 2003, p. 2413–2416.
From the results presented in this investigation, it can be              11. Unger B, et al. Suitability of different construction materials for
seen that a combination of several parameters is required                    use in aseptic processing environments decontaminated with
for the successful inactivation of G. stearothermophilus                     gaseous hydrogen peroxide. PDA J Pharm Sci Technol 2007;61
spores with hydrogen peroxide vapor. The process was                         (4):255–75.
                                                                         12. Sigwarth V, Stärk A. Effect of carrier materials on the resistance
found to be sensitive to relative humidity, hydrogen                         of spores of bacillus stearothermophilus to gaseous hydrogen
peroxide vapor concentration, and condensation levels.                       peroxide. PDA J Pharm Sci Technol 2003;57(1):3–11.
Higher humidity and hydrogen peroxide concentration were                 13. Steris. Vapor phase hydrogen peroxide cycle development guide.
found to promote the microbial inactivation rate. Based on                   Mentor, OH: Steris; 2001.
                                                                         14. Hultman C, Hill A, McDonnell G. The physical chemistry of
the observations, it was suggested that the dominant kill                    decontamination with gaseous hydrogen peroxide. Pharm Eng
factor is the overall deposition of water and hydrogen                       2007;27(1):22–32.
peroxide on the material surface to be decontaminated. For               15. Imai K, et al. A new approach to vapor hydrogen peroxide
the 800-ppm hydrogen peroxide concentration, the inacti-                     decontamination of isolators and cleanrooms. Pharm Eng 2006;26
                                                                             (3):96–104.
vation rate was independent from the HL. At lower H2O2                   16. Watling D, et al. Theoretical analysis of the condensation of
concentrations, higher humidity provided decontamination                     hydrogen peroxide gas and water vapour as used in surface
that was comparable to higher H2O2 concentrations at low                     decontamination. PDA J Pharm Sci Technol 2002;56(6):291–9.
humidity. This suggests that effective microbial inactivation            17. Marcos-Martin MA, et al. Sterilization by vapour condensation.
                                                                             Pharm Technol Eur 1996;18(2):24–32.
can be achieved with different approaches of cycle develop-              18. Watling D. Theory and practice of hydrogen peroxide vapour.
ment. Subvisible condensation was discovered to increase the                 Online on the internet: URL: http://www.pharmaceutical-int.com/
inactivation rate, but dripping condensation should be avoided               categories/biodecontamination-using-hydrogen-peroxide-vapour/
due to potentially negative effects on materials, aeration time,             theory-and-practice-of-hydrogen-peroxide-vapour.asp (status
                                                                             18.02.2008); 2002
and uniform decontamination efficiency.                                  19. Brown GP, et al. Calibration of a near-infrared (NIR) H2O2 vapor
                                                                             monitor. Pharm Eng 1998;18(6):66–76.
Acknowledgment We acknowledge Benjamin Stelzner for his                  20. United States Pharmacopoeia. General information, biological
assistance with the preparation and execution of the experiments.            indicators—resistance performance tests (Chapter 55). In: United
                                                                             States Pharmacopoeia (USP) 28, United States Pharmacopoeial;
                                                                             2005, p. 2244.
References                                                               21. FDA. FDA guidance for industry: sterile drug products produced
                                                                             by aseptic processing-current good manufacturing practice. Wash-
 1. McDonnell G, Russell D. Antiseptics and disinfectants: activity,         ington, DC: FDA; 2004.
    action and resistance. Clin Microbiol Rev 1999;12(1):147–79.         22. International Organization for Standardization/Draft International
 2. Heckert RA, et al. Efficacy of vaporized hydrogen peroxide               Standard. ISO/DIS 11138-1: draft: sterilization of health care
    against exotic animal viruses. Appl Environ Microbiol 1997;63            products-biological indicator systems—part 1: general require-
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Bosch H2O2 decon paper

  • 1. J Pharm Innov (2008) 3:123–133 DOI 10.1007/s12247-008-9027-1 RESEARCH ARTICLE The Influence of Humidity, Hydrogen Peroxide Concentration, and Condensation on the Inactivation of Geobacillus stearothermophilus Spores with Hydrogen Peroxide Vapor Beatriz Unger-Bimczok & Volker Kottke & Christian Hertel & Johannes Rauschnabel Published online: 8 May 2008 # International Society for Pharmaceutical Engineering 2008 Abstract The study presented here examined the factors Keywords Condensation . Decontamination . D value . influencing the effectiveness of surface decontamination Geobacillus stearothermophilus . Hydrogen peroxide . with hydrogen peroxide vapor. The impact of relative Inactivation . Isolator . Relative humidity . Vapor humidity and hydrogen peroxide gas concentrations was investigated and compared to a dew point analysis of these various sterilant atmospheres. For this purpose, a series of Introduction different H2O2 decontamination cycles were developed and tested for antimicrobial effectiveness using biological Hydrogen peroxide is a strong oxidizing agent, and indicators inoculated with greater than 106 spores of aqueous H2O2 solutions have been used for sterilization Geobacillus stearothermophilus. The results indicate that and disinfection purposes for more than a century. Since it an increasing concentration of hydrogen peroxide in the gas was discovered that the antimicrobial effectiveness of the phase and higher humidity levels result in a faster sterilant is significantly increased in the gaseous phase [1], inactivation of the test organisms. The higher the H2O2 hydrogen peroxide vapor is commonly used for surface gas phase concentration was, the more independent the decontamination. Due to its environmentally friendly and inactivation effect from the humidity level. At lower H2O2 nontoxic decomposition products, hydrogen peroxide is being concentrations, the same kill was achieved with higher increasingly substituted for vapor phase sterilants like humidity. Subvisible condensation was found to be neces- ethylene oxide and formaldehyde, which are toxic, carcino- sary for short inactivation times, but condensation in the genic, and potentially explosive [2]. Vapor phase hydrogen visible range did not further enhance the sporicidal activity. peroxide was shown to have effective broad-spectrum The molecular deposition of water and hydrogen peroxide antimicrobial properties and to inactivate bacteria, fungi, on the target surface represents the determining factor for viruses, and highly resistant spores [2–5]. microbial inactivation, whereas the hydrogen peroxide In the pharmaceutical industry, hydrogen peroxide vapor has concentration in the gas phase is of secondary importance. been used in the decontamination of barrier systems for more than 10 years [4, 6]. Today, the use of isolator technology is increasing, and hydrogen peroxide vapor is gaining additional importance as a decontamination agent [7–10]. Several B. Unger-Bimczok : J. Rauschnabel (*) Robert Bosch GmbH, parameters are known to affect the decontamination success Blaufelder Str. 45, of rooms and chambers with hydrogen peroxide vapor. 74564 Crailsheim, Germany Besides the construction materials that are to be decontami- e-mail: johannes.rauschnabel@de.bosch.com nated [11, 12], the environmental conditions play an important V. Kottke : C. Hertel role. However, the cycle parameters that affect microbial University of Hohenheim, inactivation by hydrogen peroxide vapor are still under 70599 Stuttgart, Germany investigation and remain controversial.
  • 2. 124 J Pharm Innov (2008) 3:123–133 The literature reveals disagreement on the optimum Biological indicators (BIs) were exposed to the various conditions concerning relative humidity, hydrogen peroxide sterilant atmospheres, and subsequently, both D values and concentration, and temperature. There is also debate inactivation kinetics were determined. concerning whether condensation is needed for the mech- anism of microbial inactivation or if a dry cycle is preferential. Several publications propose a direct correla- Materials and Methods tion between the concentration of the gaseous sterilant in the chamber air and the antimicrobial efficacy [5, 13, 14]. Study Design In contrast, some authors report high inactivation rates with comparatively low hydrogen peroxide concentrations [12], The following investigations were carried out during the study: while others question a correlation between measured H2O2 & End-point D value studies with BIs sealed in Tyvek concentration and the absolute antimicrobial efficacy [15]. (for four humidity levels [HLs] and three hydrogen Associated with the issue of hydrogen peroxide concentra- peroxide levels). Investigation into the influence on tion is the question regarding appropriate levels of relative D value of the following parameters: humidity. Watling et al. [16] investigated flash vaporization & Water and hydrogen peroxide concentrations of 35% aqueous hydrogen peroxide solution in a closed-loop & Hydrogen peroxide consumption system. The authors demonstrated that the concentration of & Condensation gaseous hydrogen peroxide at the point when condensation & End-point D value studies with BIs sealed in Tyvek first occurs is higher when the initial relative humidity inside and unsealed (for four HLs and one hydrogen the chamber is low. Therefore, it is a common procedure to peroxide level) dehumidify the sealed enclosure prior to the introduction of & Inactiviation kinetics using the most probable number the hydrogen peroxide vapor to reach high sterilant concen- (MPN) method (for four HLs and two hydrogen trations in the gas phase and to prevent condensation [5, 14]. peroxide levels) With this method, the microbial inactivation is regarded as a dry process. Condensation is considered uncontrollable and unwanted because of potential problems caused by material Decontamination System corrosion, prolonged aeration time, and inhomogeneous decontamination [5, 14]. Isolator and Vapor Generator In a different approach, it is claimed that condensation cannot be avoided during standard decontamination pro- The experiments were conducted in a five-glove, rigid-wall cesses [17] and that the occurrence of condensation is the isolator with an internal volume of 7.5 m3. The machine was critical factor affecting antimicrobial efficacy [17]. In this located within a clean room environment with the compart- context, Imai et al. [15] suggested that relative humidity is a ment air temperature controlled at 22±2°C. The barrier less critical factor for vapor phase hydrogen peroxide system was connected to a Bosch SafeVAP vapor generator decontamination and proposed eliminating the dehumidifi- operated in open-loop mode. The gas generator was cation phase. According to surveys conducted by Watling modified from standard operation to enable simultaneous [18], invisible microcondensation is responsible for the flash vaporization of water and hydrogen peroxide by two rapid microbial inactivation. parallel vaporizers. This provided the means to develop As described, published data regarding the influence of customized cycles and to produce test atmospheres with any operating conditions on the effectiveness of hydrogen combination of humidity and hydrogen peroxide concentra- peroxide vapor decontaminations are not conclusive. Until tion in the isolator during the decontamination cycle. The now, no standard system or method has been established for sporicidal agent used was 35% hydrogen peroxide by weight the evaluation of the sporicidal effect of hydrogen peroxide. (Interox SG-35, Solvay Chemicals GmbH, Rheinberg), and This paper provides an analysis of the parameters affecting the water vaporized for the regulation of the humidity was sporicidal activity of hydrogen peroxide vapor for an open- high-performance liquid chromatography Gradient Grade loop system. The objective of this study is to deepen the Water, Carl Roth, Karlsruhe. understanding of the inactivation mechanism and to optimize decontamination cycles. The article describes the Decontamination Cycle evaluation of sterilant atmospheres with different levels of hydrogen peroxide and water vapors, varied independently, The decontamination cycle included four successive cycle and the resulting condensation levels. The various sterilant steps. The four stages of the decontamination cycle that are atmospheres were systematically examined for the capabil- to specify the single-decontamination phases are illustrated ity of inactivating certain microbial test populations. in Fig. 1. During the preparation phase (I), the relative
  • 3. J Pharm Innov (2008) 3:123–133 125 Hydrogen trend of the water concentration during the bio-decontam- peroxide concentration ination phase with a H2O2 concentration of 600 ppm. I II II IV. I.Preparation phase II.Conditioning phase III.Bio-decontamination Measuring Instruments phase IV.Aeration phase Inside the isolator chamber, a near-infrared spectrometer probe (H2O2 Vapor Monitor, Guided Wave, Rancho Corvo, Process time CA, USA) was installed to record water and hydrogen Fig. 1 Schematic example of the hydrogen peroxide concentration during a decontamination cycle peroxide concentrations during the decontamination cycles. The Vapor Monitor provided a direct in situ measurement of hydrogen peroxide and water concentrations in the gas humidity of the isolator atmosphere was reduced to 20%, phase [19]. For qualitative verification of the measurement, and the ductwork and evaporators were heated for the an additional electrochemical H2O2 sensor (Analytical subsequent introduction of the hydrogen peroxide. In the Technology, Collegeville, PA, USA) was used to monitor conditioning phase (II), hydrogen peroxide (and in this the H2O2 concentration. A capacitive dew sensor (BTF configuration, water) is introduced at a high rate to reach 11356A, CIS Institut für Mikrosensorik gGmbH, Erfurt) was the desired concentration levels within the isolator. During installed in the test chamber for the detection and quantifi- the bio-decontamination phase (III), hydrogen peroxide is cation of condensation during the decontamination cycles. introduced at a reduced rate such that only the consumed The dew point detector consisted of a silicon-integrated, hydrogen peroxide is replaced, and a constant hydrogen stray field capacitor connected to a capacitance–frequency peroxide concentration is maintained within the isolator. converter. Due to its dielectric constant, condensed vapor The terminal phase of the decontamination cycle is the causes a rise in capacitance and therefore an increase in the aeration (IV), during which the hydrogen peroxide is frequency output signal in proportion to the level of removed from the system by dilution with fresh air. condensation. For this study, customized decontamination cycles were developed to produce 12 distinct sterilant atmospheres Biological Test Procedure during the bio-decontamination phase. Table 1 shows the 12 sterilant atmospheres developed: Three distinct hydro- Test organisms were exposed to the different test atmosphere gen peroxide concentrations (400, 600, and 800 ppm H2O2) combinations in the isolator to evaluate the inactivation were developed, each at four distinct HLs. HL 1 (for 400, efficiency of the various decontamination conditions. BIs 600, and 800 ppm H2O2) was created by the introduction of were exposed to the decontamination cycle solely during the the hydrogen peroxide solution only and provided a water bio-decontamination phase and removed from the test concentration range of about 3,500 to 8,500 ppm. For HLs atmosphere at predetermined time intervals. The commercial- 2 through 4, vaporized water was introduced to the system ly available BIs were composed of grade 304 stainless steel in increasing amounts. This resulted in water concentration carriers, each inoculated with 2.4×106 spores of Geobacillus ranges of 8,500 to 13,000 (HL 2), 11,500 to 17,000 (HL 3), stearothermophilus American Type Culture Collection no. and 14,500 to 21,000 ppm (HL 4). Figure 2 is an example 12980. The BIs, sealed in 1073B medical-grade TyvekTM, of the composite hydrogen peroxide and water concentra- were manufactured by Apex Laboratories, Sanford, NC, tion curves during the decontamination cycles with hydro- USA. The certified BI population was tested and verified gen peroxide concentrations of 400, 600, and 800 ppm at according to the acceptance criteria specified in US HL 2. The varying water content in the isolator atmosphere Pharmacopoeia (USP) [20]. All BIs used throughout the for HLs 1 to 4 is demonstrated in Fig. 3, which shows the study were from a single production lot. Table 1 Decontamination cycles with different combinations of hydrogen peroxide concentration and humidity levels during bio- decontamination phase HL: range of H2O concentration H2O2 concentration 400 ppm 600 ppm 800 ppm HL 1 (3,500 to 8,500 ppm H2O) 400 ppm H2O2, HL1 600 ppm H2O2, HL1 800 ppm H2O2, HL1 HL 2 (8,500 to 13,000 ppm H2O) 400 ppm H2O2, HL2 600 ppm H2O2, HL2 800 ppm H2O2, HL2 HL 3 (11,500 to 17,000 ppm H2O) 400 ppm H2O2, HL3 600 ppm H2O2, HL3 800 ppm H2O2, HL3 HL 4 (14,500 to 21,000 ppm H2O) 400 ppm H2O2, HL4 600 ppm H2O2, HL4 800 ppm H2O2, HL4
  • 4. 126 J Pharm Innov (2008) 3:123–133 Fig. 2 Water and hydrogen per- Preparation Conditioning Bio-decontamination Aeration oxide concentrations during de- 1000 14000 contamination cycles with 400, 600, and 800 ppm H2O2 con- 12000 centrations at humidity level 2 Water concentration [ppm] 800 (measured with the NIR probe) concentration [ppm] 10000 Hydrogen peroxide 600 8000 6000 400 4000 200 2000 0 0 00:15 00:30 00:44 Hydrogen peroxide concentration 400 ppm (for humidity level 2) Bio-decontamination Hydrogen peroxide concentration 600 ppm (for humidity level 2) cycle [hh:mm] Hydrogen peroxide concentration 800 ppm (for humidity level 2) Water concentration humidity level 2 (for 400 ppm H2O2) Water concentration humidity level 2 (for 600 ppm H2O2) Water concentration humidity level 2 (for 800 ppm H2O2) D Value expiration of the incubation period, D values were calculated according to the fraction-negative approach of The D value is the time (in minutes) of exposure at given the Holcomb–Spearman–Karber method with at least two sporicidal conditions, which causes a one log or 90% exposure times in the lethal area [22, 23]. The initial spore reduction in the population of a specific test microorganism population, certified by the manufacturer of the BIs, was [21]. At the beginning of the bio-decontamination phase, used for the calculation of the D values. For each test BIs were exposed to the sporicidal conditions in the atmosphere, the cycle was repeated several times. One D isolator. For the determination of D values, five BIs were value determination was performed per cycle run (five BIs removed from the isolator at each exposure time. The per takeout interval) to obtain at least three values for every samples were aseptically transferred into test tubes with test atmosphere. In some experiments, D values were 3 ml of sterile soybean casein digest broth (Caso-Bouillon, determined for unsealed BIs. In these cases, the bare Merck KGaA, Darmstadt) and incubated at 55°C for 7 days. indicators were exposed without the Tyvek envelope; all The test tubes were evaluated for growth daily, and after the other steps were identical. 25000 20000 Water concentration [ppm] 15000 10000 5000 0 00:00 00:02 00:05 00:08 00:11 00:14 00:17 00:20 Water concentration humidity level 4 Bio-decontamination phase [hh:mm] Water concentration humidity level 3 Water concentration humidity level 2 Water concentration humidity level 1 Fig. 3 Water concentration during the bio-decontamination phase for humidity levels 1–4 and 600 ppm H2O2 (measured with the NIR probe)
  • 5. J Pharm Innov (2008) 3:123–133 127 Most Probable Number that for the cycles with HL 2 (for 400, 600, and 800 ppm H2O2), the water concentration was reproducible. The same The MPN procedure is a standard method for the estimation repeatability was also found for the other cycles. Cycle of densities of viable microorganisms in liquid samples. It repeatability was crucial because the duration of the study does not rely on a direct count of single cells or colonies required 2 months, with each cycle performed several times but on the statistical probability of diluting to extinction for the determination of repeated D values. As shown in [24–26]. In this study, the MPN method was used to Fig. 2, the hydrogen peroxide concentration in the isolator establish inactivation kinetics of the test populations atmosphere during the bio-decontamination phase was exposed to the test atmospheres. At each exposure interval, constant as a function of time for all cycles. Due to reduced one BI was removed from the chamber and eluted with injection rates in the bio-decontamination phase and 10 ml of sterile medium (Caso-Bouillon, Merck KGaA). To increasing chamber temperature during the cycle, from remove the spores from the carrier and singularize them in 22°C at the beginning of the cycle to around 27°C at the the suspension, samples were treated in an ultrasonic bath end of the bio-decontamination phase, the water concentra- for 30 min (VWR Ultrasonic Cleaner USC200T, VWR tion decreased slightly over time. In Fig. 3, the trend of the International GmbH, Darmstadt). A three-tube MPN pro- water concentration during the bio-decontamination phase cedure with aseptic serial tenfold dilutions was used to was plotted against time for the four distinct HLs. Water enumerate the density of viable microorganisms subsequent concentration follows a similar trend for HLs 1 to 4, to vapor treatment. The samples were incubated for 7 days reaching a steady-state condition under each condition. at 55°C, and the tubes were observed daily for the presence Although the exposure conditions for the BIs were not or absence of growth. The resulting data were interpreted completely fixed in terms of water concentration, the D by the means of MPN tables [27]. The determination of the values for the different HLs can be compared because of the inactivation kinetics was repeated three times for every similar trend of the water concentration in HLs 1 to 4. cycle parameter set. Water and Hydrogen Peroxide Concentration Results and Discussion In this study, the D values provide a means of comparing the inactivation efficiency of the different sterilant atmos- D Value Studies with BIs Sealed in Tyvek pheres. Table 2 summarizes all D values determined for the various combinations of hydrogen peroxide and water. For Decontamination Cycle the comparison of the different HLs, the water concentra- tion of every decontamination cycle was averaged for the The sterilizing atmospheres created for the D value studies first 15 min of the bio-decontamination phase and listed were found to be very repeatable. Figure 2 demonstrates together with the respective D values. In Figs. 4, 5, and 6, Table 2 D values and average water concentration for decontamination cycles with 400, 600, and 800 ppm hydrogen peroxide during bio- decontamination phase HL1 c (water) HL2 HL3 c (water) HL4 c (water) D value (ppm) D value c (water) D value (ppm) D value (ppm) (min) (min) (ppm) (min) (min) 400 ppm H2O2 14.83 3,612 4.27 10,177 1.38 13,588 0.68 18,151 14.33 3,919 4.27 10,081 1.13 13,880 0.78 17,469 14.70 3,919 3.14 10,109 1.43 13,880 0.93 17,469 – – – – – – 0.88 18,383 – – – – – – 0.78 18,383 600 ppm H2O2 2.87 6,414 0.87 10,413 0.75 13,924 0.75 18,272 2.56 5,518 0.83 11,497 0.53 12,898 0.35 18,126 2.14 7,349 0.88 11,497 0.58 12,898 0.45 18,126 – – 1.13 9,992 – – 0.58 20,052 800 ppm H2O2 0.56 6,741 0.48 11,250 0.25 14,046 0.38 17,184 0.53 7,213 0.65 9,550 0.28 14,525 0.48 17,378 0.53 8,633 0.65 9,550 0.28 14,525 0.43 17,378 – – 0.45 9,386 – – 0.43 17,378
  • 6. 128 J Pharm Innov (2008) 3:123–133 20.0 5.0 4.0 15.0 D-value [min] D-value [min] 3.0 10.0 2.0 5.0 1.0 0.0 0.0 0 5000 10000 15000 20000 25000 0 5000 10000 15000 20000 25000 Water concentration [ppm] Water concentration [ppm] Average D-value 400 ppm H2O2, HL1 Average D-value 400 ppm H2O2, HL2 Average D-value 800 ppm H2O2, HL1 Average D-value 800 ppm H2O2, HL2 Average D-value 400 ppm H2O2, HL3 Average D-value 400 ppm H2O2, HL4 Average D-value 800 ppm H2O2, HL3 Average D-value 800 ppm H2O2, HL4 Fig. 4 Effect of increasing relative humidity on sporicidal activity at Fig. 6 Effect of increasing relative humidity on sporicidal activity at 400 ppm of hydrogen peroxide (water concentration averaged for first 800 ppm of hydrogen peroxide (water concentration averaged for first 15 min of bio-decontamination phase) 15 min of bio-decontamination phase) the determined D values are plotted against the water 0.5 min. For HL 2, the experiments show the same concentration for the 400, 600, and 800 ppm peroxide qualitative outcome but with diminished D value intervals cycles. The data points represent a mean of the D values between the different hydrogen peroxide concentration and the average water concentration determined for every levels (3.9 [400 ppm], 0.9 [600 ppm], and 0.6 min set of water and hydrogen peroxide concentration. The y- [800 ppm H2O2]). axis error bars show the standard deviation of the calculated The linear dependency of H2O2 vapor concentration and D values. microbial kill has been the subject of controversial The reported data is valid for the tested decontamination discussion in the literature. While some authors have the equipment in combination with the according environmen- opinion that antimicrobial efficacy increases with peroxide tal conditions and the biological test system used. The concentration [13], others doubt a correlation between the results presented in Table 2 and Figs. 4, 5, and 6 show measured H2O2 concentration and the absolute antimicro- clearly that, for an identical HL, an increasing concentration bial efficacy [15] and have provided inactivation studies of hydrogen peroxide vapor results in a faster inactivation conducted at low hydrogen peroxide concentrations [12]. of the test organisms. A correlation between the hydrogen Figures 4, 5, and 6 demonstrate that the hydrogen peroxide vapor concentration and the death rate of the peroxide concentration is an important factor in the microorganisms is especially apparent for HL 1: The inactivation efficacy but that the D values converge with average D value for 400 ppm hydrogen peroxide is increasing HLs. With a low hydrogen peroxide gas 14.6 min, for 600 ppm 2.5 min, and for 800 ppm only concentration (400 ppm), a higher humidity is necessary to achieve the same kill rates than with a high gas concentration (800 ppm). All test cycles show increasing 5.0 sporicidal activity with increasing water concentration in the chamber. This could be explained by the intensified 4.0 condensation events occurring due to the saturation of the isolator atmosphere with water and hydrogen peroxide [14, D-value [min] 3.0 16]. The process of condensate deposition on a surface is 2.0 based on a series of successive steps starting with the adsorption of gas molecules, followed by the formation and 1.0 growth of a thin film, and finally the development of droplets. 0.0 The process of the formation and the microscopic deposition 0 5000 10000 15000 20000 25000 of aqueous hydrogen peroxide solution on the chamber Water concentration [ppm] surfaces can be referred to as “microcondensation.” Average D-value 600 ppm H2O2, HL1 Average D-value 600 ppm H2O2, HL2 As seen in Table 2, the cycles consisting of HL 1 with Average D-value 600 ppm H2O2, HL3 Average D-value 600 ppm H2O2, HL4 800 ppm hydrogen peroxide concentration showed an average water concentration of 7,500 ppm. The water Fig. 5 Effect of increasing relative humidity on sporicidal activity at 600 ppm of hydrogen peroxide (water concentration averaged for first content of the cycles consisting of HL 1 with 400 and 15 min of bio-decontamination phase) 600 ppm hydrogen peroxide exhibited water concentrations
  • 7. J Pharm Innov (2008) 3:123–133 129 of 3,800 and 6,400 ppm water, respectively. The data The most economical decontamination cycles were those suggest that for high hydrogen peroxide concentrations with a high peroxide concentration combined with a low (equal to or exceeding 800 ppm), the additional humidity humidity (800 ppm H2O2, HLs 1 and 2), cycles with a becomes less important with respect to the kill. This is medium peroxide concentration and a medium humidity demonstrated in Fig. 6, where the amount of water (600 ppm H2O2, HL 2), or cycles with a low hydrogen transferred into the system by evaporation of the 35% peroxide concentration and a high humidity (400 ppm liquid hydrogen peroxide at HL 1 enables a highly efficient H2O2, HL 3). Both H2O2 vapor concentration and humidity kill with a resulting average D value of 0.5 min. Higher determine the kill efficacy. amounts of water in the system with around 10,100, The results for the other decontamination cycles shown 14,400, and 17,300 ppm water (HLs 2, 3, and 4) do not in Fig. 7 indicated either (a) insufficient inactivation of the result in further significant reductions in the D value. test organisms (D values greater than 2 min for H2O2 Consequently, for the highest tested hydrogen peroxide vaporization less than 150 g) or (b) that unreasonably high concentration (800 ppm H2O2), the inactivation effect is amounts of peroxide (H2O2 vaporization greater than independent of the HL. 300 g) were expended without a decrease of the D value. In the test system, a vaporization of greater than or equal to Hydrogen Peroxide Consumption 200 g peroxide during the conditioning phase resulted in a D value below 1 min for every cycle. An increase in the For a cost-effective decontamination cycle, it is necessary mass of hydrogen peroxide vaporized did not result in any to minimize the use of hydrogen peroxide. This produces a further decrease in the inactivation rate. savings of the consumable sterilant, hydrogen peroxide, and The decontamination cycles in Fig. 7 that were econom- a savings in the time and energy used for the aeration of the ical in their use of H2O2 all had high vaporization rates with isolator following the bio-decontamination phase. Figure 7 hydrogen peroxide consumption ranging between 25 and shows the amount of hydrogen peroxide consumed during 28 g/min. This indicates that less peroxide is needed to the conditioning phase for every combination of H2O2 achieve a good kill when the H2O2 concentration in the concentration and humidity tested. The H2O2 consumption isolator atmosphere is rapidly increased during the condi- is plotted versus the average D value determined for the tioning phase. By the use of an efficient flash vaporizer, particular decontamination cycle. high gas concentrations and an efficient decontamination It can be seen from Fig. 7 that the decontamination process can be achieved. Additionally, a minimized H2O2 cycles with a consumption between 150 and 250 g injection volume also has the positive secondary effect that hydrogen peroxide during the conditioning phase have a the load of peroxide on the barrier system (e.g., filters) is noticeably economic ratio between the amount of hydrogen reduced, resulting in the preservation of the construction peroxide vaporized and the achieved kill rate, compared to materials and a shortening of the cycle time. the other cycles. Condensation 14.0 12.0 According to the prevailing laws of physics, a certain 10.0 amount of condensation cannot be avoided when injecting D-value [min] hydrogen peroxide vapor and water vapor into a system at 8.0 conditions typically present in a pharmaceutical isolator 6.0 (20% relative humidity, 25°C to 30°C) [16, 17]. 4.0 However, there is disagreement about the mechanism of 2.0 microbial inactivation by the hydrogen peroxide vapor. 0.0 Some investigators hold the opinion that decontamination is 0 100 200 300 400 500 600 700 a dry vapor process and condensation should be avoided Hydrogen peroxide injected during conditioning phase [g] [14], while others state that only condensation induces the 400 ppm H2O2, HL1 400 ppm H2O2, HL2 sporicidal activity of the hydrogen peroxide vapor [15, 17]. 600 ppm H2O2, HL1 600 ppm H2O2, HL2 To learn more about the basic relationship between 800 ppm H2O2, HL1 800 ppm H2O2, HL2 condensation and microbial inactivation, the condensa- 400 ppm H2O2, HL3 400 ppm H2O2, HL4 600 ppm H2O2, HL3 600 ppm H2O2, HL4 tion level was recorded for every cycle in this study. 800 ppm H2O2, HL3 800 ppm H2O2, HL4 Figure 8 illustrates the correlation between the micro- Fig. 7 Amount of hydrogen peroxide injected into the decontamina- condensation level and D value, while Fig. 9 exhibits the tion chamber during conditioning phase plotted against the average D relationship between the hydrogen peroxide concentration value and humidity. The asterisks in each plot represent
  • 8. 130 J Pharm Innov (2008) 3:123–133 7.0 Microcondensation [µg/mm 2 ] 6.0 5.0 4.0 3.0 2.0 1.0 0.0 00:00 00:01 00:02 00:04 00:05 00:07 Bio-decontamination phase [hh:mm] 400 ppm H2O2, HL 1 400 ppm H2O2, HL 2 600 ppm H2O2, HL 1 600 ppm H2O2, HL 2 800 ppm H2O2, HL 1 400 ppm H2O2, HL 3 400 ppm H2O2, HL 4 600 ppm H2O2, HL 3 600 ppm H2O2, HL 4 Fig. 8 Average microcondensation measured during bio-decontami- 800 ppm H2O2, HL 3 800 ppm H2O2, HL 4 nation phase plotted against average hydrogen peroxide concentration Fig. 10 Microcondensation measurement during bio-decontamination during the first 15 min of bio-decontamination and humidity level phase for cycles with different combinations of water and hydrogen (linear interpolation) peroxide concentrations in the isolator atmosphere individual data points in the three-dimensional coordinate bio-decontamination phase for all test cycles. As expected, the system. A linear interpolation is displayed by the colored lowest condensation level was found for the cycle with traces. It was found that microcondensation occurred at all 400 ppm H2O2 and HL 1 and the highest for 800 ppm H2O2 tested humidity and hydrogen peroxide levels. The and HL 4. Within each set of cycles with the same hydrogen condensation sensor detected condensation amounts con- peroxide concentration, condensation increases with rising siderably beneath the range where fogging becomes HL. Similarly, for the same HL, the condensation grows with visible. Condensation was reproducibly found to become increasing hydrogen peroxide concentration. visible at about 2.9 g/mm2 for the given ambient In Fig. 12, the condensation during the bio-decontamina- conditions. tion was averaged for every set of cycles and plotted against Condensation during the bio-decontamination phase of the average D value, providing another way to evaluate the the test cycles, as detected by the dew sensor, is shown in impact of condensation on the microbial inactivation. The Fig. 10. The amount of condensate deposited on the diagram indicates that a low amount of microcondensation surfaces during the various cycles remained stable during results in a noticeable decrease in the microbial inactivation the bio-decontamination phase when the BIs were exposed rate. This is demonstrated, most obviously, by the cycle with for the determination of D values. The bar chart in Fig. 11 400 ppm H2O2 and HL 1. The extremely low humidity shows that the microcondensation levels averaged over the (1 µg/mm2 average microcondensation) during this cycle results in a very low inactivation of the test organisms. An increase in the microcondensation level from 1 to 2 g/mm2 Microcondensation [µg/mm 2] 6.0 5.0 4.0 3.0 2.0 1.0 0.0 Humidity Humidity Humidity Humidity level 1 level 2 level 3 level 4 400 ppm H2O2 600 ppm H2O2 800 ppm H2O2 Fig. 9 Average D value plotted against average hydrogen peroxide Fig. 11 Comparison of average condensation during bio-decontami- concentration and microcondensation during the first 15 min of bio- nation for cycles with 400, 600, and 800 ppm H2O2 and humidity decontamination phase (linear interpolation) levels 1 to 4 measured with the NIR probe
  • 9. J Pharm Innov (2008) 3:123–133 131 6.0 are illustrated in Fig. 13 together with D values for indicators sealed in TyvekTM derived from the same set of Microcondensation [µg/mm2 ] 5.0 decontamination cycles. 4.0 As expected, the spores on the unsealed carriers were 3.0 inactivated faster than those sealed in TyvekTM, and a higher HL resulted in a faster kill for all indicators. 2.0 TyvekTM hinders the diffusion of the vapor to the BIs. For 1.0 higher HLs, the D value difference between unsealed and sealed indicators decreased from 0.8 (HL 1) to 0.2 min (HL 0.0 4). The influence of the TyvekTM barrier on the D value 0.0 2.0 4.0 6.0 8.0 10.0 12.0 14.0 appears to diminish with increased humidity and more D-value [min] significant condensation. Increasing humidity appears to 400 ppm H2O2, HL1 400 ppm H2O2, HL2 promote the penetration of the TyvekTM barrier. 600 ppm H2O2, HL1 600 ppm H2O2, HL2 800 ppm H2O2, HL1 800 ppm H2O2, HL2 Spore Survivor Curves (MPN Method) 400 ppm H2O2, HL3 400 ppm H2O2, HL4 600 ppm H2O2, HL3 600 ppm H2O2, HL4 Decontamination cycles at 400 and 600 ppm H2O2 were 800 ppm H2O2, HL3 800 ppm H2O2, HL4 studied further to evaluate inactivation kinetics. The cycles Fig. 12 Average microcondensation during first 15 min of bio- with 800 ppm hydrogen peroxide were omitted from this decontamination phase plotted against average D value part of the study because a preliminary experiment showed rapid kill and no significant differences between the inactivation curves of the four HLs. reduces the D value dramatically from 14.6 (400 ppm H2O2, The number of spores surviving after predefined expo- HL 1) to 3.9 min (400 ppm H2O2, HL 2). sure intervals was quantified by MPN procedures. For each Figure 12 also demonstrates that, at similar H2O2 levels, condition, three consecutive decontamination runs were higher water concentration and increased microcondensa- performed. The mean value of surviving spores from the tion promote enhanced microbial inactivation. Beyond three enumerations was plotted in Fig. 14 versus the microcondensation levels of 2.9 g/mm2, however, further respective exposure time, and the y-axis error bars represent condensation does not improve inactivation. Another the standard deviation. In case no growth occurred in all important finding that supports the results of Watling [18] test tubes of a dilution series, the resulting number of is that visible condensation is apparently not necessary to surviving spores in the original sample according to the achieve good sporicidal conditions. Subvisible microcon- applied MPN table [27] was three viable microorganisms. densation is effectual for short inactivation times. This lower limit of detection for the MPN method is drawn It is known that hydrogen peroxide, particularly in the as a horizontal line in the charts of Fig. 14. Data points for liquid phase, can cause corrosion of construction materials. which no growth occurred in the experiment were plotted In addition, the aeration phase can be prolonged and on the limit of detection line in the diagram. problems with irregular decontamination can arise when dripping condensation occurs in the system [14]. Strong condensation with the formation of visible droplets during 3.0 decontamination is therefore undesirable and should be 2.5 prevented. The experiments conducted in this study showed D-value [min] 2.0 that microcondensation is part of the sporicidal cycle with vaporous hydrogen peroxide and that some condensation is 1.5 required for an efficient kill. Therefore, it is reasonable to 1.0 develop decontamination cycles with the required amount 0.5 of condensation needed to achieve quick microbial inacti- 0.0 vation but not sufficient to allow excessive condensation Humidity Humidity Humidity Humidity that can result in material and aeration problems. level 1 level 2 level 3 level 4 Humidity level D Value Studies with BIs Sealed in TyvekTM and Unsealed BIs wrapped in Tyvek unwrapped BIs D values were determined for unsealed BIs exposed to HLs Fig. 13 D values for biological indicators with and without a 1 to 4 for the 600-ppm hydrogen peroxide level. The results TyvekTM envelope at 600 ppm H2O2
  • 10. 132 J Pharm Innov (2008) 3:123–133 1.00E+08 1.00E+08 Log surviving spores Log surviving spores 1.00E+07 1.00E+07 1.00E+06 1.00E+06 1.00E+05 1.00E+05 1.00E+04 1.00E+04 1.00E+03 1.00E+03 1.00E+02 1.00E+02 1.00E+01 1.00E+01 1.00E+00 1.00E+00 0 5 10 15 20 0 5 10 15 20 Exposure time [min] Exposure time [min] 600 ppm H2O2, HL1 400 ppm H2O2, HL1 600 ppm H2O2, HL2 400 ppm H2O2, HL2 MPN limit of detection MPN limit of detection 1.00E+08 1.00E+08 Log surviving spores Log surviving spores 1.00E+07 1.00E+07 1.00E+06 1.00E+06 1.00E+05 1.00E+05 1.00E+04 1.00E+04 1.00E+03 1.00E+03 1.00E+02 1.00E+02 1.00E+01 1.00E+01 1.00E+00 1.00E+00 0 5 10 15 20 0 5 10 15 20 Exposure time [min] Exposure time [min] 600 ppm H2O2, HL3 400 ppm H2O2, HL3 600 ppm H2O2, HL4 400 ppm H2O2, HL4 MPN limit of detection MPN limit of detection Fig. 14 Inactivation kinetics for humidity levels 1 to 4 for 400 and 600 ppm hydrogen peroxide (limit of detection=3.00E+00 spores) The initial spore population on the inoculated discs condition, the slopes of all inactivation curves are very presented in Fig. 14 was found to be slightly higher with the similar, indicating that decontamination follows similar MPN method than the 2.4×106 cfu per carrier, which was kinetics at various humidity levels. In contrast, the inactiva- certified by the manufacturer of the BIs and verified tion rates for 400 ppm H2O2 varies with HL. The plot according to USP [20]. The maximum value detected by the indicates that the 600-ppm H2O2 atmospheres provide nearly MPN procedure was 1.9×107, and the average value was decontamination rates, whereas the 400-ppm conditions show 8.3×106 cfu per carrier. This indicates that the MPN a lag phase and distinctive tailing, especially for HLs 1 and 2. procedure tends to overestimate the number of microorgan- This correlates with the data in Figs. 10 and 12, which show a isms. The finding corresponds to several articles that report a clearly lower microcondensation level for these two atmos- built-in positive bias of the MPN method [28, 29]. Neverthe- pheres than for the other test atmospheres. The water and less, the overall results of the spore survivor curves provide hydrogen peroxide vapor would appear to be inadequate to valuable information concerning the inactivation pattern for assure sufficient sterilant deposition on the surfaces. This the various sporicidal atmospheres, and the conclusions finding indicates that the deposition of water and hydrogen derived from the end-point D value data are confirmed. peroxide on the surface is primarily responsible for the Figure 14 shows that the kill proceeds faster for microbial inactivation, whereas the hydrogen peroxide vapor atmospheres with a higher peroxide concentration (600 ppm concentration is of secondary significance. During cycle compared to 400 ppm H2O2) and that an increased HL results development, it is common practice to extrapolate the cycle in a faster inactivation of the spores. The differences between time needed to achieve a complete kill from the determined D the HLs are more distinct for the 400-ppm H2O2 cycles as values. From the calculated time needed for a one log compared to the 600-ppm cycles. The inactivation rates of reduction, the time needed for a 6 log reduction is the cycles with 600 ppm H2O2, HL 1 and 400 ppm H2O2, extrapolated. The results of the MPN survey, shown in HL 4 demonstrate that a lower hydrogen peroxide concen- Fig. 14, imply that, for a nonlinear inactivation curve, such an tration can be compensated by a higher humidity. extrapolation might not be acceptable. It should, therefore, Additional information is gained from the slope of the first be demonstrated that the test organisms show a linear inactivation curves shown in Fig. 14. For the 600-ppm H2O2 inactivation behavior under the given conditions.
  • 11. J Pharm Innov (2008) 3:123–133 133 Conclusions 10. US Pharmacopoeia. General information. Biological indicators for sterilization (Chapter 1035). In: US Pharmacopoeia (USP) 27, United States Pharmacopoeial; 2003, p. 2413–2416. From the results presented in this investigation, it can be 11. Unger B, et al. Suitability of different construction materials for seen that a combination of several parameters is required use in aseptic processing environments decontaminated with for the successful inactivation of G. stearothermophilus gaseous hydrogen peroxide. PDA J Pharm Sci Technol 2007;61 spores with hydrogen peroxide vapor. The process was (4):255–75. 12. Sigwarth V, Stärk A. Effect of carrier materials on the resistance found to be sensitive to relative humidity, hydrogen of spores of bacillus stearothermophilus to gaseous hydrogen peroxide vapor concentration, and condensation levels. peroxide. PDA J Pharm Sci Technol 2003;57(1):3–11. Higher humidity and hydrogen peroxide concentration were 13. Steris. Vapor phase hydrogen peroxide cycle development guide. found to promote the microbial inactivation rate. Based on Mentor, OH: Steris; 2001. 14. Hultman C, Hill A, McDonnell G. The physical chemistry of the observations, it was suggested that the dominant kill decontamination with gaseous hydrogen peroxide. Pharm Eng factor is the overall deposition of water and hydrogen 2007;27(1):22–32. peroxide on the material surface to be decontaminated. For 15. Imai K, et al. A new approach to vapor hydrogen peroxide the 800-ppm hydrogen peroxide concentration, the inacti- decontamination of isolators and cleanrooms. Pharm Eng 2006;26 (3):96–104. vation rate was independent from the HL. At lower H2O2 16. Watling D, et al. 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