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®
The Building Blocks Model
 Implementing EBP in your organization

 | ICCA | Orlando, Fl. | September 11, 2012 |


 | Bas Vogelvang                          | Brad Bogue
   Professor of Parole and Probation        Director
   Avans University of Applied Sciences     J-SAT
   The Netherlands                          Denver, Co.




                             1
1
Part

IMPLEMENTING EBP
PARTICIPANT SURVEY




                     2
EBP
• What kind of evidence
   – Recidivism
   – Thinking and behavior
   – Social inclusion / citizenship
• What kind of practice
   –   RNR
   –   COG / ART (new behavior)
   –   MI / Balanced working alliance
   –   MST
   –   Restorative justice & community payback
   –   COSA
   –   Employment
                                  3
4
Implementation success factors



                   Product



                   Change
                   Agents



        Adoption             Facilities




                       5
2
Part

SUCCESSFUL EBP IMPLEMENTATION
EBP ‘VERSUS’ PBE?
REFLECTION AND CO-CREATION IN LEARNING ORGANIZATIONS



                            6
Action Sources


• Evidence-based practice (EBP)
• Practice-based evidence (PBE)




                    7
EBP: what’s in it for me?
• Theories and models will always fall short of
  ‘covering’ the real world:
   – The map will never be as big as the landscape itself
   – There will always be a great deal of ‘discretionary space’
     where officers are confronted with choices regarding how to
     best operationalize some aspect of the prevailing (practice)
     model.
• Scientific ‘truth’ entering the relationship may be
  regarded as alien and rigid by both officer and client




                                 8
EBP: what’s in it for me?

• When confronted with ambiguity or doubt, staff may
  default to avoiding the risk of novelty (and rely on
  control talk / safety measures).
• EBP itself is sometimes welcomed by street level
  cynicism, ambivalence and/or apathy:
   –   This will never work for me and my clients
   –   I already do this / do not tell me what to do
   –   Yet another hype, we will just sit it out
   –   Theoreticism: relying on personal values or experiences only
       for accepting or rejecting knowledge (intuitionism, anti-
       intellectualism)
        • Effects: paradigm passion (officers and content-free managers),
          methodological or sociological knowledge destruction
                                        9
PBE: practice-based evidence
• Discretionary space
    –   Professional autonomy for complex situations
    –   Discretion, like a hole in a doughnut, does not exist except as an area left
        open by a surrounding belt of restriction. (Dworkin 1977, p. 31).
    –   Prevent arbitrariness & lack of transparency by deviation under consultation /
        liberating frames
• Reflective practitioner
• Tacit knowledge: the hidden treasure
    –   High pressure decision making
    –   Immediate and convincing responses
    –   Limited, slow, vulnerable knowledge development
• Learning organization
    –   Arranges feedback to protect knowledge as most valuable possession
    –   A challenge for service oriented organizations: intangible words and deeds,
        consensus needs attention

                                          10
Implementation happenings
• Top-down EBP implementation in highly
  hierarchical organizations: make it happen
  (meets street level bureaucracy)
• PBE- grounded program building in autonomous
  teams: let it happen (drifts away from useful /
  precise science)
• Integrating EBP and PBE: help it happen
  (science and street level as co-creators)



                        11
The missing link:
          integrating EBP with PBE



virtual
                 EBP      v    ?   PBE



real
                Officer        v   Client




                          12
3
Part

THE BUILDING BLOCKS MODEL®
OVERVIEW
RESEARCH FINDINGS



                    13
Purpose of the
       Building Blocks Model ®
• The Building Block Model (BBM, Vogelvang 2009) supports
  organizational change.
• The BBM was developed in order to help teams find and
  renew their motivation for supporting EBPs.
• The BBM helps staff identify their uncertainties, align and
  progressively expand their practice with fidelity to a
  shared kick-off model that remains evidence-based in
  essence, but then in large part co-created by the staff
  themselves. Help it happen.
• The BBM assists line officers in both reflecting on various
  tacit aspects of their practice as well as have clear input
  and a sense of ownership in their collective unit model.

                              14
BBM implementation description:
   how to address four challenges

A. Intrinsic motivation
B. Extrinsic motivation
C. Discretionary space
D. Coaching / feedback




                     15
A. Intrinsic motivation


• Staff engagement & fidelity warrant
  logical performance criteria for
  successful implementation:
  – The BBM provides the means for staff to
    become intrinsically motivated re. the
    innovation;
  – The BBM provides sustainable coaching &
    feedback

                     16
B. Extrinsic motivation:
             Installing for Buy-in
• Importance of not doing it to anyone or
  neglecting them, but doing it with them
  – the adoption factor, avoiding the top-down and
    bottom-up strategies
  – using four processes of MI for the implementation
– Co-creation of EBP by systematically working
  with PBE
  • the product factor
• Management actively supports the BBM and its
  organizational consequences
  • the facilities factor
                            17
All Building Blocks Ultimately Fall
Into One of These Four Categories




                       (Vogelvang, 2009)
                 18
BBM® Implementation Process


 Initial 3-
                            1-3 Pilot Unit
   Day
                 Initial   Community of
Training in                Practice (CoP)
   Pilot       Coaching                      On-going BBM® CoP
                            Sessions to
  Model         in Pilot      Establish      Meetings to Vet BBs
                 Model          BBM®
  (BBM®                      (Version 1.1)
Version 1.0)




                                     19
C. Maintaining fidelity within
          discretionary space

1. Dialogue facilitates fidelity by looking at the
   BBs from different perspectives (voices)
2. BBM® framework is durable
3. Cross-Team Learning
4. Continuously stretching to accommodate new
   BBs without sacrificing fidelity to older ones




                         20
Building Block Trajectory
                          supporting fidelity

                           Development and Design Team

                      X                     X


                  Building Block Testing
              X


Team discusses (and identifies)
        building blocks



Line officer or supervisor
identifies building block                                All teams / CoP’s
                                                          Method v. 2.0


                                       21
D: Providing coaching/feedback:
      the BBM® Structure

                                            Development
                                               Team
Implementation/
  Design Team




                                       (n=7-8)


                            (n=7-8)
            (n=7-8)




                                                 Supervisors
               BBM® Communities                   & Leads
                  of Practice
                                  22
BBM application

• The Netherlands:
  – New Perspectives on Return young adult re-entry
    program (probation)
  – Work Wise re-entry program (juvenile corrections)
  – City of Den Bosch 2012-2018 crime prevention
    project
  – In-home family crisis teams Amsterdam & The Hague
• USA:
  – Ramsey County Community Corrections Department


                         23
BBM Research
                                                   Sense of being involved
                                r = .47**
 Self-efficacy                                     in method development




r = .44**              r = .69***                               r = .41*



                                                       Valuing the BBM as a
  Valuing the BBM                                      supporting tool for method
                                                       development
                                    r = .67***


 Significance level : * p< .05, ** p< .01, *** p< .001, n=81
                                                           Channa Al, 2007


                                       24
Part   4
INTERACTIVE PART
DEFINING AND DISCUSSING BUILDING BLOCKS




                            25
Vetting a BB
• Simulate a meeting with a small group.
• Agree on one generic practice element to discuss a find or
  roadblock:
   –   Find: Something that is not part of the method you are practicing but appears
       to be successful and worth considering being part of version 2.0
   –   Roadblock: Something that is not part of the method you are practicing and
       appears to needed for version 2.0
• The dialogic process:
   –   Officer describes the situation, intervention, reaction, outcome
   –   Officer gives reasons why he judges this BB as a find or roadblock
   –   Officer presents a proposal to test the find of solution to the roadblock
   –   Team discussion: Is this BB relevant and sufficiently general in nature?
        • If no: stop BB
   –   Team compares the BB and the proposal with the mission statement and core
       elements of the starting method
   –   Team agreement: testing the BB (who, when, where, for how long, indicators)


                                          26
4
Part

THE RCCCD EXAMPLE
THE BUILDING BLOCKS MODEL IN ACTION
RAMSEY COUNTY COMMUNITY CORRECTIONS DEPARTMENT



                        27
Starting method of the RCCCD
Pilot Practice Model




               28
29
30
RCCD Pilot Practice Model Elements
I. SUPERVISION PYRAMID                                  II. NAVIGATION SYSTEM
Motivational Interviewing Processes                     MI Spirit
1) Engaging                                             17) Partnership
                                                        18) Acceptance
2) Focusing
                                                        19) Compassion
3) Evoking
                                                        20) Evocation
4) Planning
                                                        Interaction Styles
Cognitive-Behavioral Coaching                           21) Following
5) Explaining/Describing                                22) Guiding
6) Modeling                                             23) Directing
7) Practicing w/ Feedback                                III. ON-GOING ASSESSMENT
8) Homework/ Transferring                               Session Check-ins
Brokering Services & Pro-social support                 24) Role Clarification
9) Screening                                            25) Homework
10) Assessing                                           26) Relapse Prevention
11) Providing Options                                   Seven Step Assessment
                                                        27) Physical Stability
12) Immediate Concrete Referrals & Collaboration
                                                        28) Motivation/ Responsivity
Sanctioning/Reward Strategies
                                                        29) Risk/Needs and Protective Factors
13) Establishing Expectations
                                                        30) Rules & Schemas
14) Monitoring                                          31) Social Support (Capital)
15) Reinforcing Behavior                                32) Goals
16) Resetting Expectations                              33) Contexts
                                                   31
Building Block Starting Model® ‘log forms’
SUPERVISION PYRAMID              RESEARCH-        FREQUENT   CONSENSUS    OTHER
MI Processes                       BASED                                 CRITERIA?
Engaging
Focusing
Evoking
Planning
Cognitive-Behavioral Coaching
Explaining/Describing
Modeling
Practicing w/ Feedback
Homework/ Transferring
Brokering Svcs & Pro-social
support
Screening
Assessing
Providing Options
Immediate Concrete Referrals &
Collaboration
Sanctioning/Reward Strategies
Establishing Expectations
Monitoring


                                             32
5
Part

BBM SWOT
PARTICIPANT OPINIONS




                       33
BBM SWOT
           Positive            Negative
Internal




           Strenghts           Weaknesses
External




           Opportunities       Threats




                              34
Bas Vogelvang           | Brad Bogue
bo.vogelvang@avans.nl   | bradbogue@aol.com

THANK YOU FOR YOUR ATTENTION




                                 35
Types of building blocks

• Totaal: 35 (21 x vondst, 9 x treffer, 7 x knelpunt, 0 x
  misser)
• 9 x specifiek voor spoedhulp, 26 x niet
• 9 x altijd inzetten, 26 x een optie
• 31 x ingebracht door werker, 4 x door
  middenkader.
• 1 regio blijft achter, verder goede spreiding


                   36
                            36

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ICCA 2012

  • 1. ® The Building Blocks Model Implementing EBP in your organization | ICCA | Orlando, Fl. | September 11, 2012 | | Bas Vogelvang | Brad Bogue Professor of Parole and Probation Director Avans University of Applied Sciences J-SAT The Netherlands Denver, Co. 1
  • 3. EBP • What kind of evidence – Recidivism – Thinking and behavior – Social inclusion / citizenship • What kind of practice – RNR – COG / ART (new behavior) – MI / Balanced working alliance – MST – Restorative justice & community payback – COSA – Employment 3
  • 4. 4
  • 5. Implementation success factors Product Change Agents Adoption Facilities 5
  • 6. 2 Part SUCCESSFUL EBP IMPLEMENTATION EBP ‘VERSUS’ PBE? REFLECTION AND CO-CREATION IN LEARNING ORGANIZATIONS 6
  • 7. Action Sources • Evidence-based practice (EBP) • Practice-based evidence (PBE) 7
  • 8. EBP: what’s in it for me? • Theories and models will always fall short of ‘covering’ the real world: – The map will never be as big as the landscape itself – There will always be a great deal of ‘discretionary space’ where officers are confronted with choices regarding how to best operationalize some aspect of the prevailing (practice) model. • Scientific ‘truth’ entering the relationship may be regarded as alien and rigid by both officer and client 8
  • 9. EBP: what’s in it for me? • When confronted with ambiguity or doubt, staff may default to avoiding the risk of novelty (and rely on control talk / safety measures). • EBP itself is sometimes welcomed by street level cynicism, ambivalence and/or apathy: – This will never work for me and my clients – I already do this / do not tell me what to do – Yet another hype, we will just sit it out – Theoreticism: relying on personal values or experiences only for accepting or rejecting knowledge (intuitionism, anti- intellectualism) • Effects: paradigm passion (officers and content-free managers), methodological or sociological knowledge destruction 9
  • 10. PBE: practice-based evidence • Discretionary space – Professional autonomy for complex situations – Discretion, like a hole in a doughnut, does not exist except as an area left open by a surrounding belt of restriction. (Dworkin 1977, p. 31). – Prevent arbitrariness & lack of transparency by deviation under consultation / liberating frames • Reflective practitioner • Tacit knowledge: the hidden treasure – High pressure decision making – Immediate and convincing responses – Limited, slow, vulnerable knowledge development • Learning organization – Arranges feedback to protect knowledge as most valuable possession – A challenge for service oriented organizations: intangible words and deeds, consensus needs attention 10
  • 11. Implementation happenings • Top-down EBP implementation in highly hierarchical organizations: make it happen (meets street level bureaucracy) • PBE- grounded program building in autonomous teams: let it happen (drifts away from useful / precise science) • Integrating EBP and PBE: help it happen (science and street level as co-creators) 11
  • 12. The missing link: integrating EBP with PBE virtual EBP v ? PBE real Officer v Client 12
  • 13. 3 Part THE BUILDING BLOCKS MODEL® OVERVIEW RESEARCH FINDINGS 13
  • 14. Purpose of the Building Blocks Model ® • The Building Block Model (BBM, Vogelvang 2009) supports organizational change. • The BBM was developed in order to help teams find and renew their motivation for supporting EBPs. • The BBM helps staff identify their uncertainties, align and progressively expand their practice with fidelity to a shared kick-off model that remains evidence-based in essence, but then in large part co-created by the staff themselves. Help it happen. • The BBM assists line officers in both reflecting on various tacit aspects of their practice as well as have clear input and a sense of ownership in their collective unit model. 14
  • 15. BBM implementation description: how to address four challenges A. Intrinsic motivation B. Extrinsic motivation C. Discretionary space D. Coaching / feedback 15
  • 16. A. Intrinsic motivation • Staff engagement & fidelity warrant logical performance criteria for successful implementation: – The BBM provides the means for staff to become intrinsically motivated re. the innovation; – The BBM provides sustainable coaching & feedback 16
  • 17. B. Extrinsic motivation: Installing for Buy-in • Importance of not doing it to anyone or neglecting them, but doing it with them – the adoption factor, avoiding the top-down and bottom-up strategies – using four processes of MI for the implementation – Co-creation of EBP by systematically working with PBE • the product factor • Management actively supports the BBM and its organizational consequences • the facilities factor 17
  • 18. All Building Blocks Ultimately Fall Into One of These Four Categories (Vogelvang, 2009) 18
  • 19. BBM® Implementation Process Initial 3- 1-3 Pilot Unit Day Initial Community of Training in Practice (CoP) Pilot Coaching On-going BBM® CoP Sessions to Model in Pilot Establish Meetings to Vet BBs Model BBM® (BBM® (Version 1.1) Version 1.0) 19
  • 20. C. Maintaining fidelity within discretionary space 1. Dialogue facilitates fidelity by looking at the BBs from different perspectives (voices) 2. BBM® framework is durable 3. Cross-Team Learning 4. Continuously stretching to accommodate new BBs without sacrificing fidelity to older ones 20
  • 21. Building Block Trajectory supporting fidelity Development and Design Team X X Building Block Testing X Team discusses (and identifies) building blocks Line officer or supervisor identifies building block All teams / CoP’s Method v. 2.0 21
  • 22. D: Providing coaching/feedback: the BBM® Structure Development Team Implementation/ Design Team (n=7-8) (n=7-8) (n=7-8) Supervisors BBM® Communities & Leads of Practice 22
  • 23. BBM application • The Netherlands: – New Perspectives on Return young adult re-entry program (probation) – Work Wise re-entry program (juvenile corrections) – City of Den Bosch 2012-2018 crime prevention project – In-home family crisis teams Amsterdam & The Hague • USA: – Ramsey County Community Corrections Department 23
  • 24. BBM Research Sense of being involved r = .47** Self-efficacy in method development r = .44** r = .69*** r = .41* Valuing the BBM as a Valuing the BBM supporting tool for method development r = .67*** Significance level : * p< .05, ** p< .01, *** p< .001, n=81 Channa Al, 2007 24
  • 25. Part 4 INTERACTIVE PART DEFINING AND DISCUSSING BUILDING BLOCKS 25
  • 26. Vetting a BB • Simulate a meeting with a small group. • Agree on one generic practice element to discuss a find or roadblock: – Find: Something that is not part of the method you are practicing but appears to be successful and worth considering being part of version 2.0 – Roadblock: Something that is not part of the method you are practicing and appears to needed for version 2.0 • The dialogic process: – Officer describes the situation, intervention, reaction, outcome – Officer gives reasons why he judges this BB as a find or roadblock – Officer presents a proposal to test the find of solution to the roadblock – Team discussion: Is this BB relevant and sufficiently general in nature? • If no: stop BB – Team compares the BB and the proposal with the mission statement and core elements of the starting method – Team agreement: testing the BB (who, when, where, for how long, indicators) 26
  • 27. 4 Part THE RCCCD EXAMPLE THE BUILDING BLOCKS MODEL IN ACTION RAMSEY COUNTY COMMUNITY CORRECTIONS DEPARTMENT 27
  • 28. Starting method of the RCCCD Pilot Practice Model 28
  • 29. 29
  • 30. 30
  • 31. RCCD Pilot Practice Model Elements I. SUPERVISION PYRAMID II. NAVIGATION SYSTEM Motivational Interviewing Processes MI Spirit 1) Engaging 17) Partnership 18) Acceptance 2) Focusing 19) Compassion 3) Evoking 20) Evocation 4) Planning Interaction Styles Cognitive-Behavioral Coaching 21) Following 5) Explaining/Describing 22) Guiding 6) Modeling 23) Directing 7) Practicing w/ Feedback III. ON-GOING ASSESSMENT 8) Homework/ Transferring Session Check-ins Brokering Services & Pro-social support 24) Role Clarification 9) Screening 25) Homework 10) Assessing 26) Relapse Prevention 11) Providing Options Seven Step Assessment 27) Physical Stability 12) Immediate Concrete Referrals & Collaboration 28) Motivation/ Responsivity Sanctioning/Reward Strategies 29) Risk/Needs and Protective Factors 13) Establishing Expectations 30) Rules & Schemas 14) Monitoring 31) Social Support (Capital) 15) Reinforcing Behavior 32) Goals 16) Resetting Expectations 33) Contexts 31
  • 32. Building Block Starting Model® ‘log forms’ SUPERVISION PYRAMID RESEARCH- FREQUENT CONSENSUS OTHER MI Processes BASED CRITERIA? Engaging Focusing Evoking Planning Cognitive-Behavioral Coaching Explaining/Describing Modeling Practicing w/ Feedback Homework/ Transferring Brokering Svcs & Pro-social support Screening Assessing Providing Options Immediate Concrete Referrals & Collaboration Sanctioning/Reward Strategies Establishing Expectations Monitoring 32
  • 34. BBM SWOT Positive Negative Internal Strenghts Weaknesses External Opportunities Threats 34
  • 35. Bas Vogelvang | Brad Bogue bo.vogelvang@avans.nl | bradbogue@aol.com THANK YOU FOR YOUR ATTENTION 35
  • 36. Types of building blocks • Totaal: 35 (21 x vondst, 9 x treffer, 7 x knelpunt, 0 x misser) • 9 x specifiek voor spoedhulp, 26 x niet • 9 x altijd inzetten, 26 x een optie • 31 x ingebracht door werker, 4 x door middenkader. • 1 regio blijft achter, verder goede spreiding 36 36