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ETHICAL AND POLITICAL ISSUES IN SOCIAL RESEARCH

                                   BAD BLOOD
•      In 1932 until 1972, nearly 400 black men were injected with syphilis.
The researchers wanted to see how long it took syphilis to kill so none of the
men were treated
•      By 1972, 128 were dead and many of their family members were
infected.

•      The ethical issues are the concerns, dilemmas, and conflicts that arise
over the proper way to conduct research.

•      Ethics define what is or is not legitimate to do, or what “moral”
research procedures involve.
•      Many ethical issues involve a balance between two values: the pursuit of
scientific knowledge and the rights of those being studied or of others in
society.

•      Potential benefits such as advancing our understanding of social life,
improving decision making, or helping research participants must be weighed
against potential costs such as loss of dignity, self-esteem, privacy, or
democratic freedoms.

                          The Individual Researcher
•     Ethics begins and ends with the researcher.
•      Before, during, and after conducting a study, a researcher has
opportunities to, and should, reflect on research actions and consult his/her
conscience.
•      Ethical research depends on the integrity of the individual researcher
and his/her values

                                  Why Be Ethical?
•      Ethical Behavior arises from a sensitivity to ethical concerns that
researchers internalize during their professional training, from a professional
role, and from contact with other researchers.
•      Norms on scientific community reinforce ethical behavior with an
emphasis on honesty and openness.

                               Scientific Misconduct
•     occurs when a researcher falsifies or distorts the data or the methods of
data collection, or plagiarizes the work of others.
•     Research fraud occurs when a researchers fakes or invents data that
were not really collected, or falsely reports how research was conducted.

•      Plagiarism is fraud that occurs when a researcher steals the ideas or
writings of another or uses them without citing the source.

                               Unethical But Legal
•      Behavior may be unethical but not break the law.
e.g. The American Sociological Association documented than a 1988 book
  without footnotes by a dean from Eastern New Mexico contained large
  sections of a 1978 dissertation written by a sociology professor at Tufts New
  Mexico.

The copying was not illegal; it did not violate copyright law because the
  sociologist’s dissertation did not have a copyright filed with the U.S.
  government

                 Typology of Legal and Moral Actions in Research
                      Ethical
                                     Power
•      The relationship between the researcher and subjects or employee-
assistant involves power and trust
•      The researcher’s authority to conduct research, granted by professional
communities and the larger society is accompanied by a responsibility to guide,
protect, and oversee the interests of people being studied.

                 ETHICAL ISSUES INVOLVING RESEARCH SUBJECTS
•      Ethical research requires balancing the value of advancing knowledge
against the value of noninterference in the lives of others.
                                  Physical Harm

               Psychological Abuse, Stress, or Loss of Self-Esteem
•      Stanley Milgram’s obedience study attempted to discover how the
horrors of the holocaust under the Nazis could have occurred by examining the
strength of social pressure to obey authority. Participants were told that some
would be teachers who would teach lists of words to others, the learners. The
teachers were told to administer increasingly severe shocks every time the
learners made an error.

Subjects were observed to to sweat, tremble, stutter, bite their lips, groan and
  dig their fingernails into their flesh.

                                  Legal Harm
•      A researcher is responsible for protecting subjects from increased risk of
arrest.

A researcher must evaluate each case, weigh potential harm against potential
             benefits, and bear the responsibility for the decision.


                                    Deception
•      Never force anyone to participate in research, and do not lie unless it is
required for legitimate research reasons.
•      Deception is acceptable if there is a specific methodological purpose for
it, and even then, it should be used only to the minimal degree necessary.

                             Informed Consent
•     Never coerce anyone into participating; participation must be voluntary.
•     Signed informed consent statements are optional for most survey, field,
and secondary data research, but are often mandated for experimental
research.

                              Special Population
•     Vulnerable persons, not capable of giving true informed consent.

                        Who are the Vulnerable Persons?

                                Creating Inequalities
•     A type of harm occurs when one group of subjects is denied some service
or benefit as a result of participation in a research project.

                    Privacy, Anonymity, and Confidentiality
•      Survey researchers invade a person’s privacy when they probe into
beliefs, backgrounds, and behaviors in away that reveals intimate private
details.
•      Researchers protect privacy by not disclosing a subject’s identity after
information is gathered

•     Even if anonymity is not possible, researchers should protect
confidentiality.
•     Anonymity protect the identity of specific individuals from being known.
•     Confidentiality means that information may have names attached to it
but the researchers holds it in confidence or keeps it secret from the public.

                    ETHICS AND THE SCIENTIFIC COMMUNITY
•      Professional social science association have codes of ethics.
•      The codes state proper and improper behavior and represent a consensus
of professionals on ethics.
•      Codes of research can be traced to the Nuremberg code, which was
adopted during the Nuremberg Military Tribunal on Nazi war crimes held by the
allied Powers immediately after World War II.

•     The code, developed as a response to the cruelty of concentration camp
experiments, outlines ethical principles and rights of human subjects.
•     Similar codes of human rights such as the 1948 Universal Declaration of
Human Rights by the United Nations and the 1964 Declaration of Helsinki also
have implications for social researchers.

                   Basic Principles of Ethical Social Research
•     Ethical responsibility rests with the individual researchers.
•     Do not exploit subjects or students for personal gain
•     Some form of informed consent is highly recommended or required.
•     Honor all guarantees of privacy, confidentiality, and anonymity

•     Do not coerce or humiliate subjects.
•     Use deception only if needed, and always accompany it with debriefing.
•     Use the research method that is appropriate to a topic.
•     Detect and remove undesirable consequences to research subjects.




•     Anticipate repercussions of the research or publication of results.
•     Identify the sponsor who funded the research.
•     Cooperate with host nations when doing comparative research.
•     Release the details of the study design with the results.

•     Make interpretations of results consistent with the data.
•     Use high methodological standards and strive for accuracy.
•     Do not conduct secret research.

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Ethical and political issues in social research

  • 1. ETHICAL AND POLITICAL ISSUES IN SOCIAL RESEARCH BAD BLOOD • In 1932 until 1972, nearly 400 black men were injected with syphilis. The researchers wanted to see how long it took syphilis to kill so none of the men were treated • By 1972, 128 were dead and many of their family members were infected. • The ethical issues are the concerns, dilemmas, and conflicts that arise over the proper way to conduct research. • Ethics define what is or is not legitimate to do, or what “moral” research procedures involve. • Many ethical issues involve a balance between two values: the pursuit of scientific knowledge and the rights of those being studied or of others in society. • Potential benefits such as advancing our understanding of social life, improving decision making, or helping research participants must be weighed against potential costs such as loss of dignity, self-esteem, privacy, or democratic freedoms. The Individual Researcher • Ethics begins and ends with the researcher. • Before, during, and after conducting a study, a researcher has opportunities to, and should, reflect on research actions and consult his/her conscience. • Ethical research depends on the integrity of the individual researcher and his/her values Why Be Ethical? • Ethical Behavior arises from a sensitivity to ethical concerns that researchers internalize during their professional training, from a professional role, and from contact with other researchers. • Norms on scientific community reinforce ethical behavior with an emphasis on honesty and openness. Scientific Misconduct • occurs when a researcher falsifies or distorts the data or the methods of data collection, or plagiarizes the work of others.
  • 2. Research fraud occurs when a researchers fakes or invents data that were not really collected, or falsely reports how research was conducted. • Plagiarism is fraud that occurs when a researcher steals the ideas or writings of another or uses them without citing the source. Unethical But Legal • Behavior may be unethical but not break the law. e.g. The American Sociological Association documented than a 1988 book without footnotes by a dean from Eastern New Mexico contained large sections of a 1978 dissertation written by a sociology professor at Tufts New Mexico. The copying was not illegal; it did not violate copyright law because the sociologist’s dissertation did not have a copyright filed with the U.S. government Typology of Legal and Moral Actions in Research Ethical Power • The relationship between the researcher and subjects or employee- assistant involves power and trust • The researcher’s authority to conduct research, granted by professional communities and the larger society is accompanied by a responsibility to guide, protect, and oversee the interests of people being studied. ETHICAL ISSUES INVOLVING RESEARCH SUBJECTS • Ethical research requires balancing the value of advancing knowledge against the value of noninterference in the lives of others. Physical Harm Psychological Abuse, Stress, or Loss of Self-Esteem • Stanley Milgram’s obedience study attempted to discover how the horrors of the holocaust under the Nazis could have occurred by examining the strength of social pressure to obey authority. Participants were told that some would be teachers who would teach lists of words to others, the learners. The teachers were told to administer increasingly severe shocks every time the learners made an error. Subjects were observed to to sweat, tremble, stutter, bite their lips, groan and dig their fingernails into their flesh. Legal Harm
  • 3. A researcher is responsible for protecting subjects from increased risk of arrest. A researcher must evaluate each case, weigh potential harm against potential benefits, and bear the responsibility for the decision. Deception • Never force anyone to participate in research, and do not lie unless it is required for legitimate research reasons. • Deception is acceptable if there is a specific methodological purpose for it, and even then, it should be used only to the minimal degree necessary. Informed Consent • Never coerce anyone into participating; participation must be voluntary. • Signed informed consent statements are optional for most survey, field, and secondary data research, but are often mandated for experimental research. Special Population • Vulnerable persons, not capable of giving true informed consent. Who are the Vulnerable Persons? Creating Inequalities • A type of harm occurs when one group of subjects is denied some service or benefit as a result of participation in a research project. Privacy, Anonymity, and Confidentiality • Survey researchers invade a person’s privacy when they probe into beliefs, backgrounds, and behaviors in away that reveals intimate private details. • Researchers protect privacy by not disclosing a subject’s identity after information is gathered • Even if anonymity is not possible, researchers should protect confidentiality. • Anonymity protect the identity of specific individuals from being known. • Confidentiality means that information may have names attached to it but the researchers holds it in confidence or keeps it secret from the public. ETHICS AND THE SCIENTIFIC COMMUNITY
  • 4. Professional social science association have codes of ethics. • The codes state proper and improper behavior and represent a consensus of professionals on ethics. • Codes of research can be traced to the Nuremberg code, which was adopted during the Nuremberg Military Tribunal on Nazi war crimes held by the allied Powers immediately after World War II. • The code, developed as a response to the cruelty of concentration camp experiments, outlines ethical principles and rights of human subjects. • Similar codes of human rights such as the 1948 Universal Declaration of Human Rights by the United Nations and the 1964 Declaration of Helsinki also have implications for social researchers. Basic Principles of Ethical Social Research • Ethical responsibility rests with the individual researchers. • Do not exploit subjects or students for personal gain • Some form of informed consent is highly recommended or required. • Honor all guarantees of privacy, confidentiality, and anonymity • Do not coerce or humiliate subjects. • Use deception only if needed, and always accompany it with debriefing. • Use the research method that is appropriate to a topic. • Detect and remove undesirable consequences to research subjects. • Anticipate repercussions of the research or publication of results. • Identify the sponsor who funded the research. • Cooperate with host nations when doing comparative research. • Release the details of the study design with the results. • Make interpretations of results consistent with the data. • Use high methodological standards and strive for accuracy. • Do not conduct secret research.