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Re-orienting Urban-Planning
 towards Local Agenda 21
Urban Planning
• Urban planning (also known as town planning) is
  a technical and political process concerned
  with the control of the use of land and design
  of the urban environment, including
  transportation networks, to guide and ensure
  the orderly development of settlements and
  communities.
• It concerns itself with research and analysis,
  strategic thinking, urban design, public
  consultation, policy recommendations,
  implementation and management
Local Agenda 21
• Local Agenda is a process which facilitates
  sustainable development at community level.
• It is an approach, based on participation
  which respects the social, cultural, economic
  and environmental needs of the present and
  future citizens of a community.
• 21 stands for 21st Century.
Problems in current urban planning
                policies
A central goal of urban policy is to improve the living conditions
of the city dwellers. In spite of that, people are facing a declining
quality of life which is connected with environmental and social
conditions.
• Poor industrial and transport planning have given birth to
   pollution and stress related illness.
• Most urban planning systems do not effectively address
   sustainability, health, environmental and equity issues.
• Some of the powerful organizations that affect the urban
   environment such as transport and energy agencies are not
   involved.
• Sometimes planning policy gives rise to car use and land use
  segregation, intensifying environmental and social problems.
                If sustainability is the goal, Local Agenda 21 offers
  a process by which municipal land use plans can be drawn up
  and implemented in partnership with key players in the
  health, economic, social and environmental spheres.
        This presentation aims to facilitate discussion and
   analysis of existing experiences and how can they be helpful
   in integrating LA 21 in the urban planning process and
   structures and suggests a practical approach that can be
   useful for an integrated planning process.
Predicted challenges of Urbanisation
          for 21st Century
• The environmental challenge of climate
  change and cities’ dependence on fossil fuels.
• The economic challenges linked to the
  uncertainty of future economic growth, the
  new doubts on market led approaches and the
  expanding informality of urban activities.
• The challenges linked to social and spatial
  inequality, urban sprawl and unplanned
  urbanization.
Existing Urban Planning System
• Planning system that has evolved has
  dependent on the country’s legal systems and
  institutional framework.
• Despite the differences, planning systems
  have been the forefront of public efforts to
  manage development and protect the
  environment.
Three types of planning systems can be identified.
• The first has a clear centralized pattern, though it
   may have more than one planning tier.
• The second has a balanced distribution of
   responsibilities through the different levels.
• The third has a totally decentralized system with
   a high degree of autonomy at the different levels.
        Countries are shifting their planning systems
as per their needs and are trying to implement a
stricter framework to avoid ad hoc decisions.
Scope and methods of urban planning generally
comprises of three functions:
• Long-term strategic planning provides an
  integrated vision for the future based on an
  overall evaluation of strengths, weakness,
  opportunities and threats.
• Plan-making is “providing frameworks through
  development strategies and plans at different
  geographical scales”.
• Development control includes “legal or
  administrative procedures operating at the local
  level to control the location and form of
  development and change of use within buildings”.
Types of plans
European countries have introduced different types
of plans which range from structure plans and
strategic plans to local plans.
• Strategic spatial planning has emerged as a
   response to the limitations of Master Plans as a
   more suitable tool to orient urban spatial
   development by focusing on city-wide planning
   and selected priorities.
• Traditional planning approaches have proven
   inadequate to guide urban development in a
   context of rapid urbanization and in the face of
   new urban challenges.
Strategic Spatial Planning has provided the
needed alternative since it:
• Is more process oriented and contains
  broader spatial ideas.
• Prioritizes plans according to participation
  and consensus building among stakeholders.
• Aims to provide a spatial dimension to
  sectoral interventions as a means of
  integrating them.
• Is implemented through the empowerment of
  different actors, as opposed to regulation and
  enforcement.
Analysis of traditional approaches to
            urban planning
Historically, master plans have played a central role in the
urban planning process. This type of planning is the
fundamental tool of urban development and
management.
      Nevertheless, in recent years it has been much less
effective than it could be:
• It has been severely criticized as being too complex,
   bureaucratic, time consuming, static and elitist.
• Many of its policies can become outdated.
• It does not promote public participation.
• Today, there is a new emphasis on decentralization,
   transparency and accountability.
Agenda 21 needs to be translated into local
agendas with an emphasis on the environmental
and social challenges resulting from damage
partly caused by conventional urban planning. A
more flexible, indicative and proactive type of
planning is needed.
Improvements to be made by new
             policies
• Sustainable Development
   can be defined as development which meets
the needs of the present without compromising
the ability of future generations to meet their
own needs
Healthy cities are one of the fundamental
inclusions for the sustainable development
Local Agenda 21 is intended to translate sustainable
development principles and objectives into practical
action at the local level. Some of the major aims of
Agenda 21 include:
• Reducing the amount of energy and raw
  materials society consumes, as well as the
  pollution and waste it produces;
• Protecting fragile ecosystems and environments;
• Bringing about a fairer distribution of wealth,
  both between countries and between different
  social groups within countries – placing a special
  emphasis not just on the needs but on the rights
  of poor and disadvantaged people.
Local Agenda 21
Local Agenda 21 is part of the process of defining and articulating sustainable
development considerations at a local/regional level and identifying how they can be
approached and achieved.
• Many of the principles upon which Agenda 21 is founded were included in the Rio
   Declaration on Environment and Development. A number of them are reproduced
   below.
• People are entitled to a healthy and productive life in harmony with nature.
• Development today must not undermine the development and environment
   needs of present and future generations.
• In order to achieve sustainable development, environmental protection shall
   constitute an integral part of the development process, and cannot be considered
   in isolation from it.
• Environmental issues are best handled with the participation of all concerned
   citizens.
• Nations shall facilitate and encourage public awareness and participation by
   making environmental information widely available.
• Peace, development and environmental protection are interdependent and
   indivisible.
Local Agenda 21 Process: A Model
Eight step approach to Local Agenda 21:
• Step 1: Recognise existing planning and financial frameworks as
   well as other plans and programmes.
• Step 2: Identify systematically, through extensive public
   consultation, local problems and causes.
• Step 3: Prioritise tasks to address these problems.
• Step 4: Create a vision of what a sustainable community should be,
   again based upon an active participatory process.
• Step 5: Consider and assess alternatives and scope other strategic
   options.
• Step 6: Adopt a long-term local action plan which includes pre-
   determined targets.
• Step 7: Implement the plan with appropriate allocation of
   responsibility to key partners.
• Step 8: Monitor and evaluate on an on-going basis.
Strategic Structure Planning
 Strategic structure planning addresses spatial, ecological, social,
economic, technical and institutional factors of urban
development. It mobilizes key actors in a dynamic, continuous
and consensual vision-building and policy-making process. This
process runs in parallel along three tracks:
• Vision: Working towards a long-term shared vision on the
   desirable development and structure of the city;
• Action: Daily action formulation and implementation;
   removing obstacles which hinder progress towards the above
   vision;
• Communication: Involving actors in planning and decision-
   making processes; resolving disputes between different levels
   of civic society.
• Prevailing planning and management practices in
  diverse institutional contexts show that there is
  often a lack of balance between the three lines of
  strategic structure planning.
• Vision without action does not yield tangible
  results.
• Action without vision does not address strategic
  long-term conditions which ensure that essential
  resources for a good quality urban life are
  available for future generations.
• Vision and action without communication is
  deemed to fail as it does not take into
  consideration the aspirations of civic society as a
  whole.
Multi-faceted Capacity-Building
In Order to alleviate these constraints, capacity-
building activities are integrated into the
strategic structure planning process.
The capacity-building efforts are designed to
achieve an equilibrium between vision, action
and communication efforts. Scope of the main
capacity-building components is described
below.
•   Consultation: The local authority is encouraged to broaden strategy development
    by conducting broad based consultation processes to reach consensus on priority
    areas for action.
•   Action research: Applied research into specific urban issues and exploration of
     solutions helps to develop strategies and increases the range of implementation
     options.
•   Developing tools: Improving planning and management practice through the
    development of tools to support the implementation of pilot action plans.
•   Encouraging partnerships: Showing the municipalities the advantages of working
    in partnership with other interested urban actors to enhance the impact of
    environmental planning and management activities.
•   Human resources development: Targeted group training is organized for key
    actors, often through national institutions for local government training.
•   Institutional strengthening: While programme operations are fully integrated
    within local government or council operations, institutional change is supported
    through sensitization at the appropriate levels when there is sufficient justification.
•   Leveraging of resources: Action plans are implemented through technical and
    financial support from a wide range of partners. An important way of leveraging
    resources is to scrutinize the municipal finances and adopt measures for strategic
    and equitable revenue collection and expenditure control.
•   Dissemination and exchange: Starting from local experiences, policy dialogue is
    promoted through exchange. Dissemination is directed to other cities facing
    similar problems but also to national institutions.
Case Study
• Nakuru, Kenya
• Nakuru is a rapidly growing urban centre with a diverse
  economic base. Particular environmental concerns are
  caused by the interrelation between human
  settlements
• The Lake Nakuru National Park. Lack of investment and
  maintenance in urban infrastructure since the end of
  the 1970s has led to a dramatic reduction in the
  standards of urban services. This situation is
  aggravated by a lack of municipal autonomy in
  planning and management of its own affairs and by
  inadequate human, technical and financial resources.
The key thematic action areas in Nakuru include the following:
• The council’s responsibility in urban planning has been limited to
   approving sub-division plans. A strategic structure plan is now being
   developed jointly by the local and central government, university
   departments and environmental groups, leading to the creation of a town
   planning unit to reinforce the council’s planning capability.
• Space use conflicts at the bus park and market area lead to congestion,
   environmental degradation and loss of revenue for the council.
   Stakeholder meetings were held to resolve conflicts in the short term and
   to work out a long-term plan for a more efficient utilization and
   integration of this area as part of a municipal transport policy.
• The council’s rental housing stock is a liability because of its irrational rent
   structure, lack of maintenance and environmental deterioration. Detailed
   revitalization proposals have been formulated for three estates and a pilot
   project for upgrading one of these estates is underway.
• Uncollected solid waste in poorly serviced areas of the city results in
   blocked drains and health hazards. Alternative options for community
   assisted removal of solid waste have been implemented through the
   construction of refuse transfer chambers and a task force has been set up
   to map out an area based waste management policy.
• Unsatisfactory collection of municipal revenues has
  compromised the implementation of urgently needed
  environmental infrastructure projects. An action plan for
  rationalizing the collection of council revenues and for
  more equitable prices for housing, water, markets, solid
  waste and property rates is being implemented.
• Lack of structured collaboration between the council and
  community groups is addressed through the setting up of
  zonal development committees which advise the council.
  Meanwhile, efforts are made to train elected officials to
  better undertake their leadership responsibilities and to
  make them more aware of their role as environmental
  guardians.
• An innovative inter-municipal partnership with the
  municipality of Leuven has resulted in an exhibition on
  Nakuru, sensitization campaigns about urban development
  challenges in the North and South, and joint
  implementation of various projects.
Conclusion

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Re orienting urban-planning towards local agenda 21

  • 2. Urban Planning • Urban planning (also known as town planning) is a technical and political process concerned with the control of the use of land and design of the urban environment, including transportation networks, to guide and ensure the orderly development of settlements and communities. • It concerns itself with research and analysis, strategic thinking, urban design, public consultation, policy recommendations, implementation and management
  • 3. Local Agenda 21 • Local Agenda is a process which facilitates sustainable development at community level. • It is an approach, based on participation which respects the social, cultural, economic and environmental needs of the present and future citizens of a community. • 21 stands for 21st Century.
  • 4. Problems in current urban planning policies A central goal of urban policy is to improve the living conditions of the city dwellers. In spite of that, people are facing a declining quality of life which is connected with environmental and social conditions. • Poor industrial and transport planning have given birth to pollution and stress related illness. • Most urban planning systems do not effectively address sustainability, health, environmental and equity issues. • Some of the powerful organizations that affect the urban environment such as transport and energy agencies are not involved.
  • 5. • Sometimes planning policy gives rise to car use and land use segregation, intensifying environmental and social problems. If sustainability is the goal, Local Agenda 21 offers a process by which municipal land use plans can be drawn up and implemented in partnership with key players in the health, economic, social and environmental spheres. This presentation aims to facilitate discussion and analysis of existing experiences and how can they be helpful in integrating LA 21 in the urban planning process and structures and suggests a practical approach that can be useful for an integrated planning process.
  • 6. Predicted challenges of Urbanisation for 21st Century • The environmental challenge of climate change and cities’ dependence on fossil fuels. • The economic challenges linked to the uncertainty of future economic growth, the new doubts on market led approaches and the expanding informality of urban activities. • The challenges linked to social and spatial inequality, urban sprawl and unplanned urbanization.
  • 7. Existing Urban Planning System • Planning system that has evolved has dependent on the country’s legal systems and institutional framework. • Despite the differences, planning systems have been the forefront of public efforts to manage development and protect the environment.
  • 8. Three types of planning systems can be identified. • The first has a clear centralized pattern, though it may have more than one planning tier. • The second has a balanced distribution of responsibilities through the different levels. • The third has a totally decentralized system with a high degree of autonomy at the different levels. Countries are shifting their planning systems as per their needs and are trying to implement a stricter framework to avoid ad hoc decisions.
  • 9. Scope and methods of urban planning generally comprises of three functions: • Long-term strategic planning provides an integrated vision for the future based on an overall evaluation of strengths, weakness, opportunities and threats. • Plan-making is “providing frameworks through development strategies and plans at different geographical scales”. • Development control includes “legal or administrative procedures operating at the local level to control the location and form of development and change of use within buildings”.
  • 10. Types of plans European countries have introduced different types of plans which range from structure plans and strategic plans to local plans. • Strategic spatial planning has emerged as a response to the limitations of Master Plans as a more suitable tool to orient urban spatial development by focusing on city-wide planning and selected priorities. • Traditional planning approaches have proven inadequate to guide urban development in a context of rapid urbanization and in the face of new urban challenges.
  • 11. Strategic Spatial Planning has provided the needed alternative since it: • Is more process oriented and contains broader spatial ideas. • Prioritizes plans according to participation and consensus building among stakeholders. • Aims to provide a spatial dimension to sectoral interventions as a means of integrating them. • Is implemented through the empowerment of different actors, as opposed to regulation and enforcement.
  • 12. Analysis of traditional approaches to urban planning Historically, master plans have played a central role in the urban planning process. This type of planning is the fundamental tool of urban development and management. Nevertheless, in recent years it has been much less effective than it could be: • It has been severely criticized as being too complex, bureaucratic, time consuming, static and elitist. • Many of its policies can become outdated. • It does not promote public participation. • Today, there is a new emphasis on decentralization, transparency and accountability.
  • 13. Agenda 21 needs to be translated into local agendas with an emphasis on the environmental and social challenges resulting from damage partly caused by conventional urban planning. A more flexible, indicative and proactive type of planning is needed.
  • 14. Improvements to be made by new policies • Sustainable Development can be defined as development which meets the needs of the present without compromising the ability of future generations to meet their own needs Healthy cities are one of the fundamental inclusions for the sustainable development
  • 15. Local Agenda 21 is intended to translate sustainable development principles and objectives into practical action at the local level. Some of the major aims of Agenda 21 include: • Reducing the amount of energy and raw materials society consumes, as well as the pollution and waste it produces; • Protecting fragile ecosystems and environments; • Bringing about a fairer distribution of wealth, both between countries and between different social groups within countries – placing a special emphasis not just on the needs but on the rights of poor and disadvantaged people.
  • 16. Local Agenda 21 Local Agenda 21 is part of the process of defining and articulating sustainable development considerations at a local/regional level and identifying how they can be approached and achieved. • Many of the principles upon which Agenda 21 is founded were included in the Rio Declaration on Environment and Development. A number of them are reproduced below. • People are entitled to a healthy and productive life in harmony with nature. • Development today must not undermine the development and environment needs of present and future generations. • In order to achieve sustainable development, environmental protection shall constitute an integral part of the development process, and cannot be considered in isolation from it. • Environmental issues are best handled with the participation of all concerned citizens. • Nations shall facilitate and encourage public awareness and participation by making environmental information widely available. • Peace, development and environmental protection are interdependent and indivisible.
  • 17. Local Agenda 21 Process: A Model Eight step approach to Local Agenda 21: • Step 1: Recognise existing planning and financial frameworks as well as other plans and programmes. • Step 2: Identify systematically, through extensive public consultation, local problems and causes. • Step 3: Prioritise tasks to address these problems. • Step 4: Create a vision of what a sustainable community should be, again based upon an active participatory process. • Step 5: Consider and assess alternatives and scope other strategic options. • Step 6: Adopt a long-term local action plan which includes pre- determined targets. • Step 7: Implement the plan with appropriate allocation of responsibility to key partners. • Step 8: Monitor and evaluate on an on-going basis.
  • 18. Strategic Structure Planning Strategic structure planning addresses spatial, ecological, social, economic, technical and institutional factors of urban development. It mobilizes key actors in a dynamic, continuous and consensual vision-building and policy-making process. This process runs in parallel along three tracks: • Vision: Working towards a long-term shared vision on the desirable development and structure of the city; • Action: Daily action formulation and implementation; removing obstacles which hinder progress towards the above vision; • Communication: Involving actors in planning and decision- making processes; resolving disputes between different levels of civic society.
  • 19. • Prevailing planning and management practices in diverse institutional contexts show that there is often a lack of balance between the three lines of strategic structure planning. • Vision without action does not yield tangible results. • Action without vision does not address strategic long-term conditions which ensure that essential resources for a good quality urban life are available for future generations. • Vision and action without communication is deemed to fail as it does not take into consideration the aspirations of civic society as a whole.
  • 20. Multi-faceted Capacity-Building In Order to alleviate these constraints, capacity- building activities are integrated into the strategic structure planning process. The capacity-building efforts are designed to achieve an equilibrium between vision, action and communication efforts. Scope of the main capacity-building components is described below.
  • 21. Consultation: The local authority is encouraged to broaden strategy development by conducting broad based consultation processes to reach consensus on priority areas for action. • Action research: Applied research into specific urban issues and exploration of solutions helps to develop strategies and increases the range of implementation options. • Developing tools: Improving planning and management practice through the development of tools to support the implementation of pilot action plans. • Encouraging partnerships: Showing the municipalities the advantages of working in partnership with other interested urban actors to enhance the impact of environmental planning and management activities. • Human resources development: Targeted group training is organized for key actors, often through national institutions for local government training. • Institutional strengthening: While programme operations are fully integrated within local government or council operations, institutional change is supported through sensitization at the appropriate levels when there is sufficient justification. • Leveraging of resources: Action plans are implemented through technical and financial support from a wide range of partners. An important way of leveraging resources is to scrutinize the municipal finances and adopt measures for strategic and equitable revenue collection and expenditure control. • Dissemination and exchange: Starting from local experiences, policy dialogue is promoted through exchange. Dissemination is directed to other cities facing similar problems but also to national institutions.
  • 22. Case Study • Nakuru, Kenya • Nakuru is a rapidly growing urban centre with a diverse economic base. Particular environmental concerns are caused by the interrelation between human settlements • The Lake Nakuru National Park. Lack of investment and maintenance in urban infrastructure since the end of the 1970s has led to a dramatic reduction in the standards of urban services. This situation is aggravated by a lack of municipal autonomy in planning and management of its own affairs and by inadequate human, technical and financial resources.
  • 23. The key thematic action areas in Nakuru include the following: • The council’s responsibility in urban planning has been limited to approving sub-division plans. A strategic structure plan is now being developed jointly by the local and central government, university departments and environmental groups, leading to the creation of a town planning unit to reinforce the council’s planning capability. • Space use conflicts at the bus park and market area lead to congestion, environmental degradation and loss of revenue for the council. Stakeholder meetings were held to resolve conflicts in the short term and to work out a long-term plan for a more efficient utilization and integration of this area as part of a municipal transport policy. • The council’s rental housing stock is a liability because of its irrational rent structure, lack of maintenance and environmental deterioration. Detailed revitalization proposals have been formulated for three estates and a pilot project for upgrading one of these estates is underway. • Uncollected solid waste in poorly serviced areas of the city results in blocked drains and health hazards. Alternative options for community assisted removal of solid waste have been implemented through the construction of refuse transfer chambers and a task force has been set up to map out an area based waste management policy.
  • 24. • Unsatisfactory collection of municipal revenues has compromised the implementation of urgently needed environmental infrastructure projects. An action plan for rationalizing the collection of council revenues and for more equitable prices for housing, water, markets, solid waste and property rates is being implemented. • Lack of structured collaboration between the council and community groups is addressed through the setting up of zonal development committees which advise the council. Meanwhile, efforts are made to train elected officials to better undertake their leadership responsibilities and to make them more aware of their role as environmental guardians. • An innovative inter-municipal partnership with the municipality of Leuven has resulted in an exhibition on Nakuru, sensitization campaigns about urban development challenges in the North and South, and joint implementation of various projects.