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Life after Go-Live: The Next Phase of
Clinician Adoption
    CMIO Summit
    Boston MA, June 2011
            Justin Graham, MD MS   Chief Medical Information Officer
                                   NorthBay Health System, Fairfield CA
Northbay
Survival strategies after go-live

   Embed HIT into your organizational strategy
   Culture still eats strategy for breakfast
   Evolve governance from projects to operations
   Have realistic expectations for your EHR
   Virtuous circles not vicious cycles
   Prepare for avalanches
   Learn the care and feeding of an informatics team
   Keep the vision alive
Embed HIT into your organizational
strategy
   Do you have a strategic plan that guides decision-
    making?
   Is HIT a line item or an enabler?
     Compare
       “2011: turn on one decision support rule” versus
       “2011: prevent 30 cases of severe sepsis, leveraging
        workflow redesign and automated alerting”
   No one can achieve their clinical goals without
    touching the EHR
     Don’t let IT become the bottleneck for everyone’s
      projects
Culture eats strategy for breakfast
Don’t expect quick changes

   1497: 100/160 sailors on Vasco de Gama’s voyage
    die of scurvy.
   1601: Capt. James Lancaster conducts the first
    randomized controlled trial.
       On 1 ship all sailors get lemon juice and none die of
        scurvy.
       On 3 ships, no lemon juice and 110/278 die halfway
        through the voyage.
   1747: James Lind publishes similar evidence.
   1795: British Navy adopts citrus policy.
   1865: British Merchant Marine adopts same policy.



                        Will your cultural shift take 264 years?

                                                                   Rogers, Diffusion of Innovations, 2003.
Evolve governance from projects to operations

    Enterprise HIT governance, not just one project
     (“CPOE”)
    IT is too important to be left just to the IT
     Department
    The EHR exists to serve the needs of operational
     leaders, not the other way around.
    The enterprise needs to prioritize the use of limited
     resources in an open and accountable way
Information Technology
                                                Executive Steering
                                                   Committee




                   Financial/HR/Admin                                      Revenue Cycle IT
                        IT Steering                 Clinical IT           Steering Committee
                        Committee              Steering Committee




                                        Informatics           EHR Operations
                                        Leadership              Workgroup
                                           Team




                                    EHR CLC                  EHR Architecture &
                                                               Infrastructure




Local Governance             Issue Focus Advisory          Clinical Decision Support
     Groups                         Groups                        Workgroup
Have realistic expectations for your EHR




   Standish Group, 2006. Successful projects were completed on time, on budget, and met user requirements.
A cautionary tale from a different roll-out

   Ignaz Semmelweis introduced handwashing to
    the Vienna Obstetrical Clinic in 1847
   In four months, the maternal death rate
    dropped from 18% to almost zero.
   Over the next 18 years he is criticized,
    harassed, and ridiculed by the medical
    establishment
   In 1865 he is lured into a mental institution by
    a fellow physician, where he is severely
    beaten and confined to a cell. He dies of
    sepsis 2 weeks later.

   Nearly 170 years later, clinician adoption of
    handwashing remains stalled at about 45%.
11 reasons for HIT project failure


   Lack of alignment with        No definition or
    business strategy              measures for progress or
   Weak executive-level           success
    sponsorship                   No organized
   Underestimating impact         mechanism for
    on organization                communication and
                                   feedback
   No readiness assessment
    for change                    Lack of formal training
                                   plan
   Unrealistic expectations
                                  Lack of effective
   Lack of an effective,          physician leadership
    cross-functional
    implementation team           HIT does not meet core
                                   provider needs
Set a virtuous circle in motion

              Improves Communication   Ease of access
   Decision
   Support
                                             Flexible data entry




Increases Knowledge            Improves Documentation
                                         Structure and
                                         coding for quality
 Workflow                                and outcome
 automation                              measurements



               Better Use of Time
                                       Adapted from Blackford Middleton, MD
Avoid the vicious circle

                 Worsening Communication       Difficult access
   Distrust of
   decision
   support                                       Rigid data entry




Increases Errors                    Spurious Documentation
                                             Garbage data and
                                             documentation
 Workflow                                    unsuitable for
 breakdown and                               quality metrics or
 dysfunctional                               patient care
 workarounds
                      Time Wasted
                                           Adapted from Blackford Middleton, MD
“It’s the workflow, stupid”
   Prescription Renewal
   The process begins when a medication request is received from a pharmacy. The end point is that a medication is renewed.
     Front Office Staff




                                                                                                                                                        Attach Rx
                                                                                          Obtain Rx                        Obtain Patient                                         Schedule patient        Visit Test/ Result
                                 Start                  Rx Request                                                                                   request/Place in                                         Received
                                                                        A
                                                                                         Information                           Chart                                                for Test/Visit
                                                                                                                                                      Review Queue


                                                                                                                                                                                                                  A




                                                                                                                                                                                       Follow-up with
                                                                                                                                                                                                                End
                                                                                                                                                                                           patient
                                  Rx                          Confirm patient,                         Ensure Additional                      Forward Rx
                                Order in           Yes         medication,                              Information is                      Request/Chart to
                                Chart?                         dose, route,                                Obtained                              MD
     MA/LVN




                                                                                                                                                                                         Generate
                                   No
                                                                                                                                                                                          Patient
                                                                                                                                                                                      Education Sheet

                           Document Order
                             Information
                                                                                                                                                                                          Transmit
                                                                                                                                                                                       Authorized Rx to        Update Chart*
                                                                                                                                                                                          pharmacy




                                                                                            Check for drug/
                                                                                                                                   Test/Visit
                                                                                           drug, age, allergy                                           Yes         Write order
                                                                                              interactions
                                                                                                                                   required?
     Physician




                                                                                                                                       No


                                                                                                                                  Authorization/
                                                                                                                                   Signature?
                                                                                                                                                        Yes             Sign Rx


                                                                                                                                       No

                                                                                                                                 Further Practice
                                                                                                                                                                 End
                          *Consider Tracking for Drug Utilization Review, patient registry entry, and insurance coverage
                                                                                                                                      Action
Prepare for avalanches
Clinical Request Prioritization Scoring - 1

Quality and Effectiveness (3 pts possible)
•Decrease practice variation, promotes appropriate utilization of resources, promotes
evidence-based practice, or improves communication/documentation and care
coordination
•Intended to address deficiency in publically reported quality measure
•Aligns with approved NorthBay 5-year quality goal initiative

User Productivity & Satisfaction (3 pts possible)
•Reduces number of steps/time required or improves the experience
•Automates a manual process
•Mitigates significant adoption/retention risk

Compliance (required by law or external regulatory body) (3 pts possible)
•Enables capture, display, or clarification of required data, enables required privacy or
security control, or enables required workflow process control or audit control
•Responds to preparation for upcoming site visit or audit<3 months
•Responds to specific citation, site visit, or survey finding

                                                        Adapted from Pravene Nath, MD, Stanford Hospital
Clinical Request Prioritization Scoring - 2

Patient Safety (3 pts possible)
•Reduces likelihood of potential near-miss or adverse event scenario
•Responds to UOR filed, no adverse event
•Responds to UOR filed, adverse event

Financial (3 pts possible)
•Favorably impacts revenue or expenses
•Favorably impacts revenue or expenses by > $25K
•Favorably impacts revenue or expenses by > $50K (including HITECH)

Scope/Urgency (3 pts possible)
•Affects < 50 transactions per week
•Affects > 50 transactions per week
•Aligns with Senior Management approved priority initiative

Exception
Mitigates disruption to hospital operations (e.g. pandemic) -> moves to top

                                                      Adapted from Pravene Nath, MD, Stanford Hospital
NorthBay’s Agile EHR project tool
Learn the care and feeding of an
informatics team
   Visible clinical leader
     Preferably practicing physician (CMIO)
     Leadership skills
     Understanding of project management, IT governance and
      operations
     Informatics training a plus

   Informatics team resources
     Nurse lead
     Analyst staff
     Ancillaries including pharmacy, rad, and lab
     Budget
     Training
Keep the vision alive

   Read “Heart of Change” by John Kotter
     Use  emotional appeals and anecdotes to create a
      sense of urgency
     Enlist opinion leaders early in the process

     Strong messaging and communication plan

   Learn from the masters: Big Pharma
     Detailing

     Freebies

     One-on-one  training and education
     Leverage the MAs, PAs, RNs, office staff, etc….
Keep up the momentum

   Become a pro at workaround whack-a-mole
   Influence behavior rather than force compliance
     Make  it very easy to do the right thing and very hard
      to commit errors of omission
     Compliance should be the path of least resistance

   PDSA cycles and small tests of change
     The   antithesis of the IT “big project” mindset
   There is no EHR roll-out that couldn’t have been
    improved upon
   There’s always one more thing to do
Your questions
Thank you
Justin Graham, MD MS
jgraham@northbay.org
510-270-5141

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2011 CMIO Summit | Justin Graham

  • 1. Life after Go-Live: The Next Phase of Clinician Adoption CMIO Summit Boston MA, June 2011 Justin Graham, MD MS Chief Medical Information Officer NorthBay Health System, Fairfield CA
  • 3. Survival strategies after go-live  Embed HIT into your organizational strategy  Culture still eats strategy for breakfast  Evolve governance from projects to operations  Have realistic expectations for your EHR  Virtuous circles not vicious cycles  Prepare for avalanches  Learn the care and feeding of an informatics team  Keep the vision alive
  • 4. Embed HIT into your organizational strategy  Do you have a strategic plan that guides decision- making?  Is HIT a line item or an enabler?  Compare  “2011: turn on one decision support rule” versus  “2011: prevent 30 cases of severe sepsis, leveraging workflow redesign and automated alerting”  No one can achieve their clinical goals without touching the EHR  Don’t let IT become the bottleneck for everyone’s projects
  • 5. Culture eats strategy for breakfast
  • 6. Don’t expect quick changes  1497: 100/160 sailors on Vasco de Gama’s voyage die of scurvy.  1601: Capt. James Lancaster conducts the first randomized controlled trial.  On 1 ship all sailors get lemon juice and none die of scurvy.  On 3 ships, no lemon juice and 110/278 die halfway through the voyage.  1747: James Lind publishes similar evidence.  1795: British Navy adopts citrus policy.  1865: British Merchant Marine adopts same policy. Will your cultural shift take 264 years? Rogers, Diffusion of Innovations, 2003.
  • 7. Evolve governance from projects to operations  Enterprise HIT governance, not just one project (“CPOE”)  IT is too important to be left just to the IT Department  The EHR exists to serve the needs of operational leaders, not the other way around.  The enterprise needs to prioritize the use of limited resources in an open and accountable way
  • 8. Information Technology Executive Steering Committee Financial/HR/Admin Revenue Cycle IT IT Steering Clinical IT Steering Committee Committee Steering Committee Informatics EHR Operations Leadership Workgroup Team EHR CLC EHR Architecture & Infrastructure Local Governance Issue Focus Advisory Clinical Decision Support Groups Groups Workgroup
  • 9. Have realistic expectations for your EHR Standish Group, 2006. Successful projects were completed on time, on budget, and met user requirements.
  • 10. A cautionary tale from a different roll-out  Ignaz Semmelweis introduced handwashing to the Vienna Obstetrical Clinic in 1847  In four months, the maternal death rate dropped from 18% to almost zero.  Over the next 18 years he is criticized, harassed, and ridiculed by the medical establishment  In 1865 he is lured into a mental institution by a fellow physician, where he is severely beaten and confined to a cell. He dies of sepsis 2 weeks later.  Nearly 170 years later, clinician adoption of handwashing remains stalled at about 45%.
  • 11. 11 reasons for HIT project failure  Lack of alignment with  No definition or business strategy measures for progress or  Weak executive-level success sponsorship  No organized  Underestimating impact mechanism for on organization communication and feedback  No readiness assessment for change  Lack of formal training plan  Unrealistic expectations  Lack of effective  Lack of an effective, physician leadership cross-functional implementation team  HIT does not meet core provider needs
  • 12. Set a virtuous circle in motion Improves Communication Ease of access Decision Support Flexible data entry Increases Knowledge Improves Documentation Structure and coding for quality Workflow and outcome automation measurements Better Use of Time Adapted from Blackford Middleton, MD
  • 13. Avoid the vicious circle Worsening Communication Difficult access Distrust of decision support Rigid data entry Increases Errors Spurious Documentation Garbage data and documentation Workflow unsuitable for breakdown and quality metrics or dysfunctional patient care workarounds Time Wasted Adapted from Blackford Middleton, MD
  • 14. “It’s the workflow, stupid” Prescription Renewal The process begins when a medication request is received from a pharmacy. The end point is that a medication is renewed. Front Office Staff Attach Rx Obtain Rx Obtain Patient Schedule patient Visit Test/ Result Start Rx Request request/Place in Received A Information Chart for Test/Visit Review Queue A Follow-up with End patient Rx Confirm patient, Ensure Additional Forward Rx Order in Yes medication, Information is Request/Chart to Chart? dose, route, Obtained MD MA/LVN Generate No Patient Education Sheet Document Order Information Transmit Authorized Rx to Update Chart* pharmacy Check for drug/ Test/Visit drug, age, allergy Yes Write order interactions required? Physician No Authorization/ Signature? Yes Sign Rx No Further Practice End *Consider Tracking for Drug Utilization Review, patient registry entry, and insurance coverage Action
  • 16.
  • 17. Clinical Request Prioritization Scoring - 1 Quality and Effectiveness (3 pts possible) •Decrease practice variation, promotes appropriate utilization of resources, promotes evidence-based practice, or improves communication/documentation and care coordination •Intended to address deficiency in publically reported quality measure •Aligns with approved NorthBay 5-year quality goal initiative User Productivity & Satisfaction (3 pts possible) •Reduces number of steps/time required or improves the experience •Automates a manual process •Mitigates significant adoption/retention risk Compliance (required by law or external regulatory body) (3 pts possible) •Enables capture, display, or clarification of required data, enables required privacy or security control, or enables required workflow process control or audit control •Responds to preparation for upcoming site visit or audit<3 months •Responds to specific citation, site visit, or survey finding Adapted from Pravene Nath, MD, Stanford Hospital
  • 18. Clinical Request Prioritization Scoring - 2 Patient Safety (3 pts possible) •Reduces likelihood of potential near-miss or adverse event scenario •Responds to UOR filed, no adverse event •Responds to UOR filed, adverse event Financial (3 pts possible) •Favorably impacts revenue or expenses •Favorably impacts revenue or expenses by > $25K •Favorably impacts revenue or expenses by > $50K (including HITECH) Scope/Urgency (3 pts possible) •Affects < 50 transactions per week •Affects > 50 transactions per week •Aligns with Senior Management approved priority initiative Exception Mitigates disruption to hospital operations (e.g. pandemic) -> moves to top Adapted from Pravene Nath, MD, Stanford Hospital
  • 19. NorthBay’s Agile EHR project tool
  • 20. Learn the care and feeding of an informatics team  Visible clinical leader  Preferably practicing physician (CMIO)  Leadership skills  Understanding of project management, IT governance and operations  Informatics training a plus  Informatics team resources  Nurse lead  Analyst staff  Ancillaries including pharmacy, rad, and lab  Budget  Training
  • 21. Keep the vision alive  Read “Heart of Change” by John Kotter  Use emotional appeals and anecdotes to create a sense of urgency  Enlist opinion leaders early in the process  Strong messaging and communication plan  Learn from the masters: Big Pharma  Detailing  Freebies  One-on-one training and education  Leverage the MAs, PAs, RNs, office staff, etc….
  • 22. Keep up the momentum  Become a pro at workaround whack-a-mole  Influence behavior rather than force compliance  Make it very easy to do the right thing and very hard to commit errors of omission  Compliance should be the path of least resistance  PDSA cycles and small tests of change  The antithesis of the IT “big project” mindset  There is no EHR roll-out that couldn’t have been improved upon  There’s always one more thing to do
  • 24. Thank you Justin Graham, MD MS jgraham@northbay.org 510-270-5141