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Asian Office of
                                                                               Aerospace Research
                                                                                  and Development
                                                                                (AOARD) Overview

                                                                                                        6 March 2012


                                                                                             Ken Goretta
                                                                                                Director
                                                                                         AFOSR/AOARD
         Integrity  Service  Excellence                                  Air Force Research Laboratory


15 February 2012              DISTRIBUTION A: Approved for public release; distribution is unlimited.
                                                                                                                       1
2012 AFOSR SPRING REVIEW

NAME: Ken Goretta (Misoon Mah as of 25 March 2012)


BRIEF DESCRIPTION OF PORTFOLIO:
Within Australasia, research grants, conference grants, travel support, and
personal engagement in direct support of AFRL and in collaboration with
other DoD and federal offices. Portfolio mirrors closely that of AFOSR.


LIST SUB-AREAS IN PORTFOLIO:
Broad coverage, with considerable focus on materials sciences,
nanoscience and nanotechnology, electronics, and information science.




                      DISTRIBUTION A: Approved for public release; distribution is unlimited.
                                                                                                2
AOARD 101
• Context and constraints
• Opportunities
• Tools and their use
• Recent results
• Prognosis




                DISTRIBUTION A: Approved for public release; distribution is unlimited.
                                                                                          3
Engagement of Australasia

• Large area, huge and diverse population, rapid economic growth
  and strong investment in S&T

• Comparatively few countries of interest, but many obvious
  centers of excellence within them

• Useful relationships generally require time to build:
   ̶   Constancy is a cardinal virtue
   ̶   Important to build on past successes – relationships can be
       leveraged
   ̶   Small staff and limited resources (energy, time, funds) militate
       toward partnering with colleagues in AFRL, Army and Navy, other
       US agencies, and with foreign researchers and funders




                      DISTRIBUTION A: Approved for public release; distribution is unlimited.
                                                                                                4
Opportunities by Country
• Japan: 3rd largest economy and publisher of S&T papers. Strong across
   the board, with new and growing emphasis on green innovation and quality
   of life. Superb equipment and low costs for projects. Our engagement has
   grown year after year since 1998.

• Korea: Working relations with MEST and MKE and long-term relationships
   with the major universities and labs provide entry points in most areas of
   S&T. Korea is broadly strong; our interests are focused primarily on
   nanoscience, materials and electronics, and brain science.

• Taiwan: Working relations with all major universities and NSC provide
   entry points in most areas of S&T. Taiwan targets investments. We focus
   primarily on nanoscience and, recently, information science.

• Australia: Economy strong, with growing investment in information and
   communications, nanotechnology, autonomy, mining and infrastructure,
   space science, and biotechnology. We target its excellent universities and
   very strong national research centers (e.g., NICTA in information science).


                        DISTRIBUTION A: Approved for public release; distribution is unlimited.
                                                                                                  5
Opportunities by Country (2)
• India: Growing investment in research. Oct 2005 bilateral S&T agreement
   has helped us engage. Several strong institutions, but significant fraction
   of the S&T is of little interest to the AF. Value found in aerospace,
   materials sciences, power and energy, space, and information.

• Singapore: R&D spending is pegged to reach 3.5 % of GDP in 2015, with
   emphasis on biotechnology, information sciences, and physical sciences
   and engineering. Interconnected S&T community allows for access to full
   spectrum of engagement, civilian to military.

• Others: Innumerable opportunities to invest in brilliant individuals.
• China: 2nd largest economy and publisher of S&T papers; growth rates
   high. Limited direct engagement, with approval from OSD required.




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                                                                                                   6
Approaches
•   Personal relationships are usually required:
    ̶   Face-to-face engagement is often needed to establish useful
        relationships; conference support provides one good mechanism
    ̶   Visits by researchers are cost effective and inevitably helpful
    ̶   Relationships are generally transitive, but regional and cultural
        expertise is highly useful (e.g., we employ two Japanese scientists)

•   Research grants constitute the majority of the effort to promote
    advances and assure transition to the AFRL and other:
    ̶   Small seed grants generally appropriate to prevailing costs
    ̶   Larger grants (funds from others) bring a broader mix of talent
    ̶   Follow-on grants generally nurture partnerships:
         •   Foreign PIs are generally well supported domestically
         •   AFRL is a prized research partner

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                                                                                                    7
Research Grants/Contracts
                                                                              Aero-Structure Interactions
                 1%                                                           & Control
                      5%                                                      Complex Electronics &
           10%                                                                Fund. Quantum Processes
                                                                              Complex Materials &
      5%                                                                      Structures
                                                22%                           Decision Making

10%                                                                           Energy, Power & Propulsion

                                                                              Dynamical Systems,
                                                                              Optimization & Control
7%                                                                            Information & Complex
                                                                              Networks
                                                                              Natural Materials & Systems
     10%                                   20%
                                                                              Optics, EM, Comm & Signal
                                                                              Processing
             10%                                                              Plasma Physics &
                                                                              Nonequilibrium Processes

                 DISTRIBUTION A: Approved for public release; distribution is unlimited.
                                                                                                            8
Grants and Contracts

 53 conferences                                                           154 research projects
                                              Japan
 2%    2%                                                                                              1%
                                              Korea                                      1%
 2%         6%                                                                    1%             12%
                 19%                          Australia                                                     20%
                                                                                   1%
 9%                                           Taiwan
                                              India                                    9%

                       15%                    Singapore                                                           12%
15%
                                              Thailand                                10%

                                              Malaysia
      6%
                 15%                          Other Australasia                                  16%        17%
            9%
                                              US/Canada
                                              EU




                       DISTRIBUTION A: Approved for public release; distribution is unlimited.
                                                                                                                        9
Future

•   Australasia will continue in the near term to outpace the world in
    economic growth, and many of the key countries will continue to
    invest strongly in S&T:
    ̶   We have ready access to most of the region
    ̶   China is expected to emerge as the dominant research entity, but
        the extent to which we will engage its research community remains
        to be decided

•   Our network of useful relationships is strong and extensive and
    will continue to expand significantly

•   The trend toward increasing partnerships and sharing of funds
    should continue




                        DISTRIBUTION A: Approved for public release; distribution is unlimited.
                                                                                                  10
Questions?




15 February 2012   DISTRIBUTION A: Approved for public release; distribution is unlimited.   11
Economies

  Country/    Pop     $GDP         $GDP                $GDP      2010                         Comp.     GERD     GERD
  Region      (M)     (PPP)        (exch)              (per cap) growth                       rank      (PPP)    (per GDP)
  Japan       126     4.3T         5.5T                34,000              4%                 9         152.1B   3.5%
  Korea       49      1.5T         1.0T                30,000              6.1%               24        52.7B    3.4%
  Australia   22      0.88T        1.2T                41,000              2.7%               20        20.6B    2.3%
  Taiwan      23      0.82T        0.43T               35,700              10.8%              13        20.7B    2.4%
  India       1,189   4.1T         1.5T                3,500               10.4%              56        38B      0.8%
  Singapore 5         0.29T        0.22T               62,100              14.5%              2         8.2B     2.6%
  China       1,337   10.1T        5.9T                7,600               10.3%              26        174.9B   1.6%
  USA         313     14.7T        14.7T               47,200              2.8%               5         427.2B   2.8%
  EU (27)     492     14.8T        16.1T               32,700              1.8%               --        326.7B   1.9%




Data from CIA World Factbook; World Economic Forum; Battelle’s 2012 Global R&D Funding Forecast




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                                                                                                                             12

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Goretta - Asian Office of Aerospace Research and Development (AOARD) - Spring Review 2012

  • 1. Asian Office of Aerospace Research and Development (AOARD) Overview 6 March 2012 Ken Goretta Director AFOSR/AOARD Integrity  Service  Excellence Air Force Research Laboratory 15 February 2012 DISTRIBUTION A: Approved for public release; distribution is unlimited. 1
  • 2. 2012 AFOSR SPRING REVIEW NAME: Ken Goretta (Misoon Mah as of 25 March 2012) BRIEF DESCRIPTION OF PORTFOLIO: Within Australasia, research grants, conference grants, travel support, and personal engagement in direct support of AFRL and in collaboration with other DoD and federal offices. Portfolio mirrors closely that of AFOSR. LIST SUB-AREAS IN PORTFOLIO: Broad coverage, with considerable focus on materials sciences, nanoscience and nanotechnology, electronics, and information science. DISTRIBUTION A: Approved for public release; distribution is unlimited. 2
  • 3. AOARD 101 • Context and constraints • Opportunities • Tools and their use • Recent results • Prognosis DISTRIBUTION A: Approved for public release; distribution is unlimited. 3
  • 4. Engagement of Australasia • Large area, huge and diverse population, rapid economic growth and strong investment in S&T • Comparatively few countries of interest, but many obvious centers of excellence within them • Useful relationships generally require time to build: ̶ Constancy is a cardinal virtue ̶ Important to build on past successes – relationships can be leveraged ̶ Small staff and limited resources (energy, time, funds) militate toward partnering with colleagues in AFRL, Army and Navy, other US agencies, and with foreign researchers and funders DISTRIBUTION A: Approved for public release; distribution is unlimited. 4
  • 5. Opportunities by Country • Japan: 3rd largest economy and publisher of S&T papers. Strong across the board, with new and growing emphasis on green innovation and quality of life. Superb equipment and low costs for projects. Our engagement has grown year after year since 1998. • Korea: Working relations with MEST and MKE and long-term relationships with the major universities and labs provide entry points in most areas of S&T. Korea is broadly strong; our interests are focused primarily on nanoscience, materials and electronics, and brain science. • Taiwan: Working relations with all major universities and NSC provide entry points in most areas of S&T. Taiwan targets investments. We focus primarily on nanoscience and, recently, information science. • Australia: Economy strong, with growing investment in information and communications, nanotechnology, autonomy, mining and infrastructure, space science, and biotechnology. We target its excellent universities and very strong national research centers (e.g., NICTA in information science). DISTRIBUTION A: Approved for public release; distribution is unlimited. 5
  • 6. Opportunities by Country (2) • India: Growing investment in research. Oct 2005 bilateral S&T agreement has helped us engage. Several strong institutions, but significant fraction of the S&T is of little interest to the AF. Value found in aerospace, materials sciences, power and energy, space, and information. • Singapore: R&D spending is pegged to reach 3.5 % of GDP in 2015, with emphasis on biotechnology, information sciences, and physical sciences and engineering. Interconnected S&T community allows for access to full spectrum of engagement, civilian to military. • Others: Innumerable opportunities to invest in brilliant individuals. • China: 2nd largest economy and publisher of S&T papers; growth rates high. Limited direct engagement, with approval from OSD required. DISTRIBUTION A: Approved for public release; distribution is unlimited. 6
  • 7. Approaches • Personal relationships are usually required: ̶ Face-to-face engagement is often needed to establish useful relationships; conference support provides one good mechanism ̶ Visits by researchers are cost effective and inevitably helpful ̶ Relationships are generally transitive, but regional and cultural expertise is highly useful (e.g., we employ two Japanese scientists) • Research grants constitute the majority of the effort to promote advances and assure transition to the AFRL and other: ̶ Small seed grants generally appropriate to prevailing costs ̶ Larger grants (funds from others) bring a broader mix of talent ̶ Follow-on grants generally nurture partnerships: • Foreign PIs are generally well supported domestically • AFRL is a prized research partner DISTRIBUTION A: Approved for public release; distribution is unlimited. 7
  • 8. Research Grants/Contracts Aero-Structure Interactions 1% & Control 5% Complex Electronics & 10% Fund. Quantum Processes Complex Materials & 5% Structures 22% Decision Making 10% Energy, Power & Propulsion Dynamical Systems, Optimization & Control 7% Information & Complex Networks Natural Materials & Systems 10% 20% Optics, EM, Comm & Signal Processing 10% Plasma Physics & Nonequilibrium Processes DISTRIBUTION A: Approved for public release; distribution is unlimited. 8
  • 9. Grants and Contracts 53 conferences 154 research projects Japan 2% 2% 1% Korea 1% 2% 6% 1% 12% 19% Australia 20% 1% 9% Taiwan India 9% 15% Singapore 12% 15% Thailand 10% Malaysia 6% 15% Other Australasia 16% 17% 9% US/Canada EU DISTRIBUTION A: Approved for public release; distribution is unlimited. 9
  • 10. Future • Australasia will continue in the near term to outpace the world in economic growth, and many of the key countries will continue to invest strongly in S&T: ̶ We have ready access to most of the region ̶ China is expected to emerge as the dominant research entity, but the extent to which we will engage its research community remains to be decided • Our network of useful relationships is strong and extensive and will continue to expand significantly • The trend toward increasing partnerships and sharing of funds should continue DISTRIBUTION A: Approved for public release; distribution is unlimited. 10
  • 11. Questions? 15 February 2012 DISTRIBUTION A: Approved for public release; distribution is unlimited. 11
  • 12. Economies Country/ Pop $GDP $GDP $GDP 2010 Comp. GERD GERD Region (M) (PPP) (exch) (per cap) growth rank (PPP) (per GDP) Japan 126 4.3T 5.5T 34,000 4% 9 152.1B 3.5% Korea 49 1.5T 1.0T 30,000 6.1% 24 52.7B 3.4% Australia 22 0.88T 1.2T 41,000 2.7% 20 20.6B 2.3% Taiwan 23 0.82T 0.43T 35,700 10.8% 13 20.7B 2.4% India 1,189 4.1T 1.5T 3,500 10.4% 56 38B 0.8% Singapore 5 0.29T 0.22T 62,100 14.5% 2 8.2B 2.6% China 1,337 10.1T 5.9T 7,600 10.3% 26 174.9B 1.6% USA 313 14.7T 14.7T 47,200 2.8% 5 427.2B 2.8% EU (27) 492 14.8T 16.1T 32,700 1.8% -- 326.7B 1.9% Data from CIA World Factbook; World Economic Forum; Battelle’s 2012 Global R&D Funding Forecast DISTRIBUTION A: Approved for public release; distribution is unlimited. 12