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Cervical cancer: epidemiology,
prevention and the role of human
papillomavirus infection
                                                                                                Review
                                                                                                Synthèse
Eduardo L. Franco,*† Eliane Duarte-Franco,* Alex Ferenczy‡
Abstract                                                                                        From the Departments of
                                                                                                *Oncology, †Epidemiology
ORGANIZED SCREENING HAS CONTRIBUTED TO A DECLINE in cervical cancer incidence                   and ‡Pathology, McGill
and mortality over the past 50 years. However, women in developing countries are                University, Montreal, Que.
yet to profit extensively from the benefits of screening programs, and recent trends
show a resurgence of the disease in developed countries. The past 2 decades have                This article has been peer reviewed.
witnessed substantial progress in our understanding of the natural history of cervi-
                                                                                                CMAJ 2001;164(7):1017-25
cal cancer and in major treatment advances. Human papillomavirus (HPV) infec-
tion is now recognized as the main cause of cervical cancer, the role of coexisting
                                                                                                Portions of this manuscript are to
factors is better understood, a new cytology reporting terminology has improved                 appear as a chapter about cervical
diagnosis and management of precursor lesions, and specific treatment protocols                 cancer in the Women’s Information
have increased survival among patients with early or advanced disease. Current re-              Monograph, to be published by the
search has focused on the determinants of infection with oncogenic HPV types, the               Cancer Bureau, Population and
assessment of prophylactic and therapeutic vaccines and the development of                      Public Health Branch, Ottawa, Ont.
screening strategies incorporating HPV testing and other methods as adjunct to cy-
tology. These are fundamental stepping stones for the implementation of effective
public health programs aimed at the control of cervical cancer.




A
        n estimated 371 000 new cases of invasive cervical cancer are diagnosed
        world wide each year, representing nearly 10% of all cancers in women. In
        frequency, it is the seventh cancer site overall and third among women, af-
ter breast and colorectal cancer.1 In developing countries, cervical cancer was the
most frequent neoplastic disease among women until the early 1990s, when breast
cancer became the predominant cancer site.2,3
   Fig. 1 shows age-standardized incidence and mortality rates for cervical cancer
in Canada, the United States and the cancer surveillance regions of the World
Health Organization (WHO). The highest risk areas are in Central and South
America, southern and eastern Africa, and the Caribbean, with incidence rates of at
least 30 new cases per 100 000 women per year. In general, there is a correlation
between incidence and mortality across all regions, but some areas, such as Africa,
seem to have a disproportionately higher mortality. Incidence and mortality rates in
North America are relatively low. The mortality rate in Canada is the lowest
among all regions.
   Table 1 shows Canada’s incidence and mortality rates for cervical cancer (aver-
ages for latest 5-year reporting periods) and estimated numbers of new cases and
deaths for 2000. Nearly 1500 new cases of cervical cancer were estimated to have
been diagnosed in Canadian women in 2000, and an estimated 430 women died
from the disease in the same year.4 The provinces with the highest incidence rates
are Nova Scotia, Newfoundland and Prince Edward Island.
   Cervical cancer takes a particularly heavy toll in North American Aboriginal,
black and Hispanic populations. Among the Canadian Inuit, it accounts for nearly
15% of all cancers among women. The proportion is even greater among Aborigi-
nal Canadians in Saskatchewan (29%), with an age-standardized rate 6 times higher
than the national average.5
   Incidence and mortality have declined in North America during the last 50 years
because of increased availability of Papanicolaou smear screening programs and a
decline in fertility rates over the last 4 decades. Fig. 2 shows the decline in age-
standardized incidence and mortality rates in Canada since 1960. There is an indi-

                                                              CMAJ • APR. 3, 2001; 164 (7)                                     1017

                                                              © 2001 Canadian Medical Association or its licensors
Franco et al



cation that the marked declines seen until the mid-1980s                                     has also been observed in many European countries and
have been slowing in recent years. This can be more easily                                   could reflect increased cancer detection by the use of new
seen by examining incidence rates by age in Canada and in                                    diagnostic techniques, such as human papillomavirus
the United States (Fig. 3). There seems to be a trend of in-                                 (HPV) testing and cervicography, or it could be the result
creasing incidence during the last few years among white                                     of a cohort effect. Another factor potentially affecting inci-
women less than 50 years old living in the United States in                                  dence trends is the increase in rates of adenocarcinomas
areas covered by the Statistics, Epidemiology, and End Re-                                   and adenosquamous carcinomas, which account for about
sults (SEER) program of the National Cancer Institute.                                       10% of all cervical cancers in Western populations.6,7
This trend, suggestive of a resurgence in cervical cancer,
                                                                                             Survival
       Central America
                                                                                                Table 2 shows relative survival rates in some Canadian
       Southern Africa
         Eastern Africa
                                                                                             provinces, US populations and selected developed and de-
            Caribbean

        South America
                                                                                                                                   25




                                                                                               Age-standardized rate per 100 000
         Middle Africa
        Western Africa                                                                                                                                Incidence
    South Central Asia
                                                                                                                                   20
        Southeast Asia
        Eastern Europe
                                                                                                                                   15
      Northern Europe
       Northern Africa
Australia/New Zealand
                                                                                                                                   10
       Western Europe                                                                                                                             Mortality
      Southern Europe
         United States
                                                                       Incidence                                                   5
               Canada
                                                                       Mortality
           Eastern Asia
         Western Asia
                                                                                                                                   0
                          0      10          20           30           40           50                                              1960   1965   1970        1975      1980    1985   1990   1995
                              Annual age-standardized rate per 100 000                                                                                               Year

Fig. 1: Annual incidence and mortality rates (per 100 000                                    Fig. 2: Annual incidence and mortality rates (per 100 000 wo-
women) of invasive cervical cancer in Canada, the United                                     men) of invasive cervical cancer in Canada. Rates are standard-
States and cancer surveillance regions of theWorld Health Or-                                ized according to age distribution of Canadian population in
ganization. Rates are standardized according to age distribu-                                1991. Source: Cancer Bureau, Population and Public Health
tion of world population in 1960. Source: Ferlay et al.3                                     Branch, Health Canada.

                                Table 1: Average annual incidence and mortality rates for cervical cancer* and
                                estimated new cases and deaths in 2000 in Canada
                                                                       Annual                 Annual                                         Estimated no.      Estimated no.
                                                                   incidence rate          mortality rate                                    of new cases         of deaths
                                Province                            per 100 000†           per 100 000‡                                         in 2000            in 2000

                                Newfoundland                                12.6                                                   3.6             30                   10
                                Prince Edward Island                        12.0                                                   4.0             10                    5
                                Nova Scotia                                 13.0                                                   3.7             55                   20
                                New Brunswick                                8.3                                                   2.2             35                   10
                                Quebec                                       8.4                                                   2.0            300                   90
                                Ontario                                     10.2                                                   2.7            610                  170
                                Manitoba                                    10.7                                                   3.2             60                   20
                                Saskatchewan                                 9.5                                                   2.3             45                   15
                                Alberta                                     10.7                                                   2.9            130                   40
                                British Columbia                             8.5                                                   2.3            180                   60
                                Canada                                       9.7                                                   2.5            1450                 430
                                *Rates are age-standardized according to the 1991 Canadian population.
                                †Average annual rate for 1990–1994.
                                ‡Average annual rate for 1992–1996.
                                Source: Cancer Bureau, Population and Public Health Branch, Health Canada; Statistics Canada; National Cancer Institute of
                                Canada.



1018                                                 JAMC • 3 AVR. 2001; 164 (7)
HPV infection and cervical cancer



veloping countries. Patients diagnosed and treated in                                                                      among US women improved dramatically until the mid-
Canada have had somewhat better long-term (5-year) sur-                                                                    1970s, these gains did not continue in recent years. More-
vival than those in the United States. Although survival                                                                   over, 5-year survival rates among black women have actu-
                                                                                                                           ally declined, widening the gap between races.
                                           45
                                                                                                                              Ability to pay for health care could be a determinant for
 Age-adjusted incidence rate per 100 000




                                                                                                                           why survival rates differ substantially between white and
                                           40
                                                                                                                           black women in the United States and between the United
                                           35                                                                              States and Canada. A recent study comparing cancer sur-
                                           30                                                                              vival between Detroit and Toronto revealed that socioeco-
                                           25
                                                                                                                           nomic status was associated with survival in Detroit but not
                                                                                                                           in Toronto. Furthermore, survival among the poorest pa-
                                           20                                                             ≥ 50 years
                                                                                                                           tients in Toronto was significantly better than that among
                                           15

                                           10                                                             < 50 years

                                            5
                                                                                                                                Factors influencing the magnitude of survival rates
                                                                                                                                in different populations
                                            0
                                            1969   1972   1975   1978     1981     1984      1987     1990     1993

                                                                          Year
                                                                                                                                •   Relative proportions of patients with advanced versus
                                                                                                                                    early-stage disease.
Fig. 3: Annual incidence rates (per 100 000 women) of inva-                                                                     • Age distribution of the cohort of patients.
sive cervical cancer among women less than 50 years of age                                                                      • Access to surgery, radiation therapy and chemotherapy.
and among those 50 years or older in Canada (solid line) and                                                                    These 3 factors, particularly the first and third, are strongly
in the United States (broken line). Rates are standardized ac-                                                                  correlated with socioeconomic status. Patients of lower
cording to age distribution of Canadian population in 1991.                                                                     economic means will have their diagnosis delayed, which
Source: Cancer Bureau, Population and Public Health Branch,                                                                     may lead to more advanced disease at the time of treat-
Health Canada, and the National Cancer Institute Statistics,                                                                    ment and consequently to poorer survival.
Epidemiology, and End Results (SEER) program.


                                                                    Table 2: Relative survival rates by time since diagnosis of invasive cervical
                                                                    cancer in Canada and selected countries
                                                                                                                                           Relative survival rate, %
                                                                                                                    Year of
                                                                    Country/population                             diagnosis           1 year       2 years         5 years
                                                                    Canada
                                                                      Quebec                                      1984–1986               88           78              74
                                                                      British Columbia                            1970–1988               87           76              72
                                                                      Alberta                                     1974–1978               89           75              69
                                                                      Ontario, British Columbia
                                                                       and Saskatchewan                           1970–1984               88           76              72
                                                                    United States
                                                                      SEER, all races                             1984–1986               87           72              67
                                                                      SEER, all races                             1989–1991               89           75              71
                                                                      SEER, white                                 1986–1993                –            –              71
                                                                      SEER, black                                 1986–1993                –            –              57
                                                                    Australia                                     1977–1994               88           76              72
                                                                    China (Shanghai)                              1988–1991               76           58              52
                                                                    Cuba                                          1988–1989               77           59              56
                                                                    Denmark                                       1983–1984               82           68              64
                                                                    England                                       1983–1984               82           65              60
                                                                    France                                        1983–1985               86           70              67
                                                                    India (Bangalore)                             1982–1989               78           53              40
                                                                    Philippines (Rizal)                             1987                  70           38              29
                                                                    Poland                                        1978–1984               75           59              54
                                                                    Note: SEER = Statistics, Epidemiology, and End Results program, National Cancer Institute.
                                                                    Source: Ministère de la Santé et des Services sociaux du Québec; SEER program; National Cancer Institute of
                                                                    Canada; International Agency for Research on Cancer.



                                                                                                                           CMAJ • APR. 3, 2001; 164 (7)                                      1019
Franco et al



                 the poorest ones in Detroit for most types of cancer, in-
                 cluding cervical cancer.8                                                      Human papillomaviruses

                 Risk factors                                                                   •   The epithelial lining of the anogenital tract is the target
                                                                                                    for infection by a group of mucosotropic viruses, the
                    Epidemiological studies conducted during the past 30                            human papillomaviruses (HPVs).
                 years have consistently indicated that cervical cancer risk is                 •   Subclinical and clinical genital warts, also known as
                 strongly influenced by measures of sexual activity: number of                      condylomata acuminata, and virtually all squamous
                 sexual partners, age at first sexual intercourse and sexual be-                    cell cancers of the anogenital tract are caused by spe-
                 haviour of the woman’s male partners.9,10 Circumstantial evi-                      cific HPV types.
                                                                                                •   HPVs are DNA viruses with a genome size of about
                 dence for sexual transmission of an infectious agent comes
                                                                                                    8000 base-pairs.
                 from studies showing that wives of patients with penile can-
                                                                                                •   There are more than 100 HPV types defined on the
                 cer are at an increased risk of cervical cancer later in life.11
                                                                                                    basis of DNA homology, of which more than 40 infect
                 Such findings are further supported by results from correla-                       the anogenital tract.
                 tion studies, in which strong associations were found be-                      •   Genital HPV types are typically divided into groups
                 tween cervical and penile cancer mortality and incidence.12,13                     according to their presumed oncogenic potential.21,22
                    Tobacco smoking has been a well-known risk factor for                       •   HPV types 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58,
                 cervical cancer.14 A direct carcinogenic action of cigarette                       59 and 68 are considered to be of oncogenic risk.
                 smoking on the cervix has been upheld on the grounds that                      •   The remaining genital types — types 6, 11, 42, 43 and
                 nicotine metabolites can be found in the cervical mucus of                         44 — are considered of low or no oncogenic risk.
                 women who smoke.15 Since smoking is associated with sex-
                 ual behaviour, it is difficult to determine whether this asso-
                 ciation is spurious given the impossibility of effectively                          There is an excess risk of cervical cancer associated with
                 eliminating confounding through adjustment for measures                         long-term use (12 years or more) of oral contraceptives.
                 of sexual activity.                                                             The association is somewhat stronger for adenocarcinomas
                    The number of live births is a consistent risk factor for                    than for squamous cell carcinomas.17 The association with
                 cervical cancer. There is a linear trend in the association                     oral contraceptive use observed in studies in which precan-
                 between parity and risk, as seen in studies in North Amer-                      cer was an outcome may have been due to detection bias,
                 ica and Central and South America.16 Apart from issues of                       since women who use oral contraceptives undergo more
                 screening coverage and quality, the high parity and defi-                       frequent gynecological examinations, and are thus more
                 cient diets of women in developing nations may be contrib-                      likely to have disease detected early, than those who do not
                 utory factors for the high incidence rates of cervical cancer                   use them. The difficulty in properly assessing the effect of
                 observed in these regions.                                                      oral contraceptive use stems from the fact that this variable
                                                                                                                  is highly associated with other risk factors,
                                                                                                                  such as sexual activity and history of Pap
                                       Sexual Activity
                                                                                                                  smear screening.10
                                                                                                                      The evidence for an effect of diet on risk
                                       HPV Infection                                                              of cervical cancer indicates that a high in-
                                                                                                                  take of foods containing beta carotene and
                                                                                                                  vitamin C and, to a lesser extent, vitamin A
                                                                                                                  may reduce the risk of cervical cancer.18,19
                     Transient Infection            Persistent Infection        Coexisting factors:               The results from studies using diet recall
                                                   with Oncogenic Types         • Smoking                         methods have generally been corroborated
                                                                                • Host (HLA, p53 polymorphism)
                                                 Normal Cervical Epithelium     • Oral contraceptive use          by laboratory surveys assaying dietary con-
                                                                                • Parity                          stituents in plasma.20 As with reproductive
                                                                                • Other STDs
                                                                                • Nutrition                       factors, it is likely that diet may influence
                                                     Low-Grade Lesions
                                                                                                                  between-country differences in cervical
                                                                                                                  cancer incidence rates.
                                                     High-Grade Lesions
                                                                                                               HPV infection and cervical
Lianne Friesen




                                                  Invasive Cervical Cancer
                                                                                                               cancer
                                                                                                                 The WHO’s International Agency for
                 Fig. 4: Etiological model of human papillomavirus (HPV) infection and cervical                Research on Cancer (IARC) classified
                 cancer, illustrating probable role of remote behavioural risk factors for persis-             HPV infection as “carcinogenic” to hu-
                 tent infection and of coexisting factors that mediate lesion progression.                     mans (HPV types 16 and 18), “probably”

                 1020                                           JAMC • 3 AVR. 2001; 164 (7)
HPV infection and cervical cancer



                                                                   Cytology screening
   Evidence for efficacy of Pap smear screening
                                                                       Despite its success, cytology has important limitations,
   There have been no controlled trials, randomized or oth-        false-negative results being the most important. Nearly half
   erwise, of the screening efficacy of the Pap test in cervical   of specimens yield false-negative results; about one-third of
   cancer. The evidence for its efficacy comes from 3              these results are attributable to errors in interpreting slides
   sources:                                                        and two-thirds to poor sample collection and slide prepara-
   • Epidemiologic studies, indicating that the risk of inva-      tion.34 The solution to minimize errors in cytology is to im-
       sive cervical cancer is 2–10 times greater among            prove the quality of sample taking, slide processing and
       women who have not been screened and that the risk          overall diagnostic performance of cervical cytology. False-
       increases with time since the last normal smear or          negative results have important medical, financial and legal
       with lower frequency of screening.                          implications; the last is an acute problem in North Amer-
   • Surveillance statistics from different regions, indicating    ica, where false-negative cytology specimens are a leading
       that cervical cancer incidence and mortality have de-       reason for medical malpractice litigation.
       creased sharply following the introduction of screen-           The Canadian Task Force on Preventive Health Care
       ing in Scandinavian countries, Canada and in the
                                                                   (formerly the Canadian Task Force on the Periodic Health
       United States, with reductions in incidence and mor-
                                                                   Examination)35 and various consensus workshops36–39 have
       tality being proportional to the coverage of the screen-
       ing programs.
                                                                   provided national recommendations that have been re-
   • Multiple national and international consensus panels.         affirmed on separate occasions by provinces or by cancer
                                                                   prevention coalitions. The Cervical Cancer Prevention Net-
                                                                   work, which brings together federal and provincial represen-
                                                                   tatives and clinical professional bodies, is the most important
carcinogenic (HPV types 31 and 33) and “possibly” car-             of these coalitions. This network spawned from a national
cinogenic (other HPV types except 6 and 11).23                     workshop held in Ottawa in 1995 to identify barriers, needs
   Clinical and subclinical HPV infections are the most            and new directions in the development of organized cytology
common STDs today. Asymptomatic cervical HPV infec-                screening. The empirical basis for the soundness of these
tion can be detected in 5%–40% of women of reproductive            management guidelines was recently published.40
age.24 HPV infection is a transient or intermittent phenome-           A new terminology for reporting results of cervical cytol-
non; only a small proportion of women positive for a given         ogy — the Bethesda system — considers the information on
HPV type are found to have the same type in subsequent
specimens.25,26 Risk of subsequent cervical intraepithelial
neoplasia (CIN) is proportional to the number of specimens            Summary of guidelines from the National Workshop
testing positive for HPV,27 which suggests that carcinogenic          on Screening for Cancer of the Cervix 37 ratified by
development results from persistent infections.                       the Cervical Cancer Prevention Network in 1998
   It is now well established that HPV infection is the cen-
tral causal factor in cervical cancer.28,29 The thrust of epi-        •   Pap screening is to begin at age 18 or at initiation of
demiological research in recent years has focused on the                  sexual activity and to continue annually.
understanding of the role of risk factors that influence ac-          •   After 2 negative consecutive results, 1 year apart, Pap
                                                                          screening is to proceed every 3 years to age 69.
quisition of persistent HPV infection or of coexisting fac-
                                                                      •   This frequency of screening should be used in areas
tors that mediate progression in the continuum of lesion
                                                                          where a population-based information system exists
grades (Fig. 4).                                                          for identifying the clientele and allowing rapid case
   The relative risks for the association between HPV in-                 notification and recall. In the absence of such a sys-
fection and cervical neoplasia are of high magnitude, typi-               tem it is advisable to repeat Pap smears annually.
cally in the 20–70 range. This range is greater than that             •   If mild dysplasia (cytologic equivalent of cervical in-
for the association between smoking and lung cancer and                   traepithelial neoplasia [CIN] grade 1, or low-grade
is comparable only to that of the association between                     squamous intraepithelial lesion [SIL]) is found, the
chronic hepatitis B and liver cancer, causal relations that               smear is to be repeated every 6 months for 2 years.
are undisputable.30 Recent evidence using meticulous test-            •   If the lesion persists or progresses to moderate or se-
ing by polymerase chain reaction of a large international                 vere dysplasia (CIN grades 2 and 3, respectively, or
collection of cervical cancer specimens has shown that                    high-grade SIL) the patient must be referred for col-
HPV DNA is present in 99.7% of cases.22,31,32 This finding                poscopy.
indicates that HPV infection could be a necessary cause of            •   Refer for immediate colposcopy all initial cases of
cervical neoplasia — the first instance in which this causal              moderate dysplasia or worse lesions.
link would have been shown in cancer epidemiology — a                 •   Cytologic evidence of HPV infection in the smear per
realization that has obvious implications for primary and                 se should not guide management.
secondary prevention.33

                                                                   CMAJ • APR. 3, 2001; 164 (7)                                1021
Franco et al



                                                                      observation to excisional therapies. Patients with persistent
   Priorities for research on HPV defined by the                      LSIL should be treated, chiefly with the use of office-based
   Canadian Task Force on the Periodic Health                         ablative therapies. Management guidelines for HSIL (CIN
   Examination41                                                      grade 2 or 3) are well established and recommend col-
                                                                      poscopy-directed biopsy with or without endocervical
   •   Refinement of diagnostic methods.                              curettage. Cold-knife conization or electroconization
   •   Precise definition of HPV incidence in the population.
                                                                      should be performed in all patients with biopsy-confirmed
   •   Assessment of risks associated with certain HPV geno-
                                                                      HSIL in order to exclude invasive disease.
       types for cancer progression.
   •   Identification of coexisting factors influencing HPV
                                                                          In women with invasive cancer, additional tests are re-
       transmission and carcinogenesis.                               quired to establish the stage of the disease. Treatment de-
   •   Treatment of HPV infection.                                    pends primarily on the extent of the lesion, but it also
   •   Development of vaccines.                                       depends on factors such as the patient’s age, her desire to
   •   Assessment of efficacy and cost-effectiveness of screen-       preserve fertility and the presence of other medical condi-
       ing for HPV infection.                                         tions.46 Virtually all patients with stage IA disease are cured
                                                                      with either simple hysterectomy or, if fertility preservation
                                                                      is desired, by conization if margins are free of disease. For
HPV as part of the cytologic criteria to define lesion grade         women with stage IB disease without involvement of the
(Table 3). In addition, a new category for borderline lesions        lymph nodes, prognosis is best after radical hysterectomy.
— atypical squamous cells of undetermined significance               Recent randomized phase III trials involving women with
(ASCUS) — was created. These changes result in an in-                stage IB or stage II disease and metastatic pelvic node in-
creased proportion of low-grade lesions, which, combined             volvement demonstrated significant survival benefits for
with ASCUS, can account for up to 13% of smears in certain           the combined use of cisplatin chemotherapy and radiation
ethnic groups.42 On follow-up, most of these abnormalities           at the time of primary surgery, with a reduction in risk of
revert to normal, and in some cases women have persistent            death of 30%–50%.47–49 More advanced clinical stages are
minor grade lesion or hidden high-grade squamous intraep-            associated with relatively lower survival rates, even after ra-
ithelial lesion (HSIL) (20% of those with low-grade intraep-         diation or chemotherapy, or both.
ithelial lesion [LSIL] and 10% of those with ASCUS).40
There is much debate over whether management of LSIL                 Current and future research
should be conservative or interventionist.43 The National In-
stitutes of Health is conducting a large trial to assess whether        Recognition that HPV infection is the central cause of
HPV testing could improve the detection of missed HSIL               cervical neoplasia has created new research fronts in pri-
among women with an initial diagnosis of ASCUS or LSIL.              mary and secondary prevention of this disease.
                                                                        Primary prevention of cervical cancer can be achieved
HPV testing as an adjunct screening method                           through prevention and control of genital HPV infection.
                                                                     Health promotion strategies geared at a change in sexual
    If HPV infection is an early precursor of cervical neopla-       behaviour targeting all STDs of public health significance
sia, should HPV testing be used in screening for cervical            can be effective in preventing genital HPV infection.50 Al-
cancer? Opponents to HPV testing have claimed that cytol-            though there is consensus that symptomatic HPV infection
ogy screening alone has been very successful in decreasing           (genital warts) should be managed by way of treatment,
invasive cervical cancer morbidity and mortality in many             counselling and partner notification, active case-finding of
countries. An additional criticism is that HPV infection is
highly prevalent among women of reproductive age and that            Table 3: Corresponding dysplasia, CIN and SIL terminologies
it would be impractical to follow-up all positive cases. On the      used to report cervical cancer precursors
other hand, proponents of HPV testing claim that it would
represent a scientifically sound approach for secondary pre-                                                                CIN                SIL terminology
                                                                     Dysplasia terminology                              terminology           (Bethesda system)
vention, particularly in developing countries, where high-
quality cytology screening is difficult to implement, and that       Mild dysplasia or dyskaryosis,                     CIN grade 1             Low-grade SIL
any pending issues could be evaluated by intervention trials.         koilocytotic atypia, flat
                                                                      condyloma (old Papanicolaou
Consensus panels of the IARC and WHO have concluded                   class III)
that there is enough justification to evaluate HPV testing as        Moderate dysplasia or dyskaryosis                  CIN grade 2             High-grade SIL
an adjunct to Pap smear screening in cervical cancer.44,45            (old Papanicolaou class IV)
                                                                     Severe dysplasia or dyskaryosis                    CIN grade 3             High-grade SIL
Treatment                                                             (old Papanicolaou class IV)
                                                                     Carcinoma in situ (old                             CIN grade 3             High-grade SIL
  Management options for LSIL (CIN grade 1) on histol-                Papanicolaou class V)
ogy vary widely across North America, ranging from simple            Note: CIN = cervical intraepithelial neoplasia, SIL = squamous intraepithelial lesion.



1022                                   JAMC • 3 AVR. 2001; 164 (7)
HPV infection and cervical cancer



asymptomatic HPV infection is currently not recom-                tection seems to be type specific, which will require the
mended as a control measure. Further research is needed to        production of virus-like particles for a variety of oncogenic
determine the effectiveness of such a strategy.                   types. Such vaccines are already being evaluated in phase I
   Vaccination against HPV may have greatest value in de-         and II trials in different populations.
veloping countries, where 80% of the global burden of cer-           Organized cytology screening programs have been suc-
vical cancer occurs each year and where Pap screening pro-        cessful in developed countries, but in developing countries
grams have been largely ineffective. Two main types of            these programs lack coverage, accessibility, effectiveness and
vaccine are currently being developed: prophylactic vac-          acceptability — conditions that are not likely to change
cines to prevent HPV infection and consequently the vari-         soon because of competing public health priorities. General
ous HPV-associated diseases, and therapeutic vaccines to          improvement in socioeconomic status and educational level
induce regression of precancerous lesions or remission of         of the population tends to have a positive effect on the risk
advanced cervical cancer.                                         of cervical cancer by altering some of the known risk factors
   DNA-free virus-like particles synthesized by self-             such as age at marriage, parity and health-care seeking be-
assembly of fusion proteins of the major capsid antigen L1        haviour. Other strategies such as low-intensity cytology
have been found to induce a strong humoral response with          screening (e.g., 1 Pap smear every 10 years after age 35) and
neutralizing antibodies. These virus-like particles are thus      visual inspection need to be better evaluated in randomized
the best candidate immunogen for HPV vaccine trials. Pro-         controlled trials to determine their cost-effectiveness.54
                                                                     In recent years, 3 new laboratory tests have been devel-
                                                                  oped for primary and secondary screening for cervical can-
                                                                  cer and its precursors (Boxes 1, 2 and 3). These are thin-
   Box 1: Thin-layer liquid-based cytology
   (ThinPrep Pap Test, Cytyc Canada Ltd., Lucan, Ont.; AutoCyte
                                                                  layer liquid-based cytology, HPV DNA testing and
   PREP System, TriPath Imaging Inc., Burlington, NC)             computer-assisted automated cytology. All have been ap-
                                                                  proved by the US Food and Drug Administration for clini-
   Use: The cervical sample is suspended in a cell-               cal use and by Health Canada.
     preserving solution rather than placed on a glass slide.        Although there is enthusiasm concerning the possible
     As a result, virtually all cellular material is made
                                                                  application of HPV testing as an adjunct to Pap screening,
     available to the laboratory. With a conventional Pap
     smear, only 20% of the cells harvested from the cervix
                                                                  there are several problems that need to be solved before
                                          51
     are placed manually on the slide. With liquid-based          any secondary prevention programs can be augmented.
     cytology, excess blood and inflammatory cells are            Ongoing research on the epidemiology of viral persistence
     lysed, and about 50 000 diagnostic cells are randomly        will help to determine the utility of HPV testing as a
     selected by machine and transferred onto a slide in a        screening tool for cervical cancer.
     thin-layer fashion by a robotic cell processor. The
     slides are read by cytotechnologists.
   Promise: The technique improves slide quality by                  Box 2: Computer-assisted automated cytology
      reducing obscuring blood (99.8%) and inflammatory              (AutoPap Primary Screening System, TriPath Imaging Inc.,
      exudate (94.3%). In one study, the ThinPrep Pap Test           Burlington, NC)
      increased detection rates of high-grade precancerous
      lesions among 154 872 women at low and high risk of            Use: A high-speed video camera is used to scan about
      cervical cancer by 26% to 233% compared with                     200 conventional Pap smears daily. Morphometric
                                              52
      historical controls from a year earlier. The technique           algorithms interpret images and indicate to the
      also permits panel testing for HPV DNA and                       cytotechnologists which slides to screen manually. The
      Chlamydia trachomatis. The US Food and Drug                      slides least likely to contain abnormal cells (about 25%
      Administration approved the ThinPrep Pap Test (1996)             to 50%) are filed without the need for human review.
      and the AutoCyte PREP System (1999) as being                   Promise: The device outperforms human review of
      significantly superior and equivalent, respectively, to           manually screened negative smears (for quality
      the conventional Pap smear for the detection of                   control) by a factor of 5 to 7; in a primary screening
                                                          53
      precancerous and cancerous lesions of the cervix.                 mode of populations at low risk, it performs as well as
   Problems: Additional large-scale prospective studies using           humans with a sort rate (no review of smears needed)
                                                                                       55
      histological verification of cervical samples from                of up to 50%. It has the potential to alleviate
      women at low and high risk of cervical cancer who had             shortages of qualified personnel in cytopathology.
      negative results with liquid-based cytology are needed         Problems: The device is cumbersome, its pay-per-slide
      to estimate the test’s diagnostic performance. The data           system may require additional administrative costs,
      will help to assess the impact of liquid-based cytology           service charges may be high, and its large throughput
      for cervical cancer screening and to solve perceived              requires it to be located in high-volume laboratories.
      problems with its additional costs and validity that are          Approval for automated reading of thin-layer samples
      currently slowing its greater widespread use.                     is pending.



                                                                  CMAJ • APR. 3, 2001; 164 (7)                                  1023
Franco et al



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                                                                                               adenosquamous cell carcinomas. Int J Cancer 1998;75:536-45.
    Use: Detects, by means of signal amplification and                                      7. Probert A, Fung MFK, El Atebi F, Faught W, Senterman M, Semenciw R, et
      immunocapture of DNA and RNA hybrids, the 13                                             al. Trends in the incidence of the histological subtypes of cervical cancer in Canada and
      most frequent oncogenic HPV types in cervical                                            Ontario. Ottawa: Cancer Bureau, Laboratory Centre for Disease Control,
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                                                                                               Detroit, Michigan, metropolitan areas. Am J Public Health 1997;87:1156-63.
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                                                                                           10. Franco EL. Epidemiology of uterine cancers. In: Meisels A, Morin C, editors.
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                                                                                           13. Franco EL, Campos-Filho N, Villa LL, Torloni H. Correlation patterns of
       a population-based screening mode, double testing                                       cancer relative frequencies with some socioeconomic and demographic indica-
       (HPV testing and Pap smear) in women aged 35 years                                      tors in Brazil: an ecologic study. Int J Cancer 1988;41:24-9.
       and older detected 90%–100% of high-grade cancer                                    14. Winkelstein W. Smoking and cervical cancer: current status — a review. Am J
                                                                                               Epidemiol 1990;131:945-57.
       precursors, compared with 40%–78% detected by                                       15. Schiffman MH, Haley NJ, Felton JS, Andrews AW, Kaslow RA, Lancaster
       conventional cytology, and had a false-positive rate of                                 WD, et al. Biochemical epidemiology of cervical neoplasia: measuring cigarette
                 57–59
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                                                                                           16. Brinton LA, Hamman RF, Huggins GR, Lehman HF, Levine RS, Mallin K, et
       of a single double test is close to 100% for high-grade                                 al. Sexual and reproductive risk factors for invasive squamous cell cervical can-
                            56,57,60,61
       cancer precursors.               Double testing should permit                           cer. J Natl Cancer Inst 1987;79:23-30.
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                                                                                               Schottenfeld D, Fraumeni JF Jr, editors. Cancer epidemiology and prevention.
       The test is also cost effective and suitable for self-                                  New York: Oxford University Press; 1996. p. 1090-116.
                  62
       sampling, which may improve participation rates in                                  18. Herrero R, Potischman N, Brinton LA, Reeves WC, Brenes MM, Tenorio F,
       screening programs.                                                                     et al. A case–control study of nutrient status and invasive cervical cancer. I. Di-
                                                                                               etary indicators. Am J Epidemiol 1991;134:1335-46.
    Problems: The social and medical costs of identifying                                  19. Verreault R, Chu J, Mandelson M, Shy K. A case–control study of diet and in-
       HPV-positive, cytology-negative women must be                                           vasive cervical cancer. Int J Cancer 1989;43:1050-4.
                                                                                           20. Brock KE, Berry G, Mock PA, MacLennan R, Truswell AS, Brinton LA. Nu-
       considered because of potential patient anxiety and                                     trients in diet and plasma and risk of in situ cervical cancer. J Natl Cancer Inst
       clinical management problems. Indeed, it becomes                                        1988;80:580-5.
       problematic to identify such women if the timing of                                 21. Bauer HM, Hildesheim A, Schiffman MH, Glass AG, Rush BB, Scott DR, et al.
                                                                                               Determinants of genital human papillomavirus infection in low-risk women in
       HPV testing and the clinical significance of the HPV                                    Portland, Oregon. Sex Transm Dis 1993;20:274-8.
       latency period are not addressed appropriately.                                     22. Bosch FX, Manos MM, Munoz N, Sherman M, Jansen AM, Peto J, et al.
       Consensus guidelines have yet to be developed for the                                   Prevalence of human papillomavirus in cervical cancer: a worldwide perspective.
                                                                                               J Natl Cancer Inst 1995;87:796-802.
       management of women aged 35 years and older who                                     23. IARC Working Group on the Evaluation of Carcinogenic Risks to Humans.
       are positive for high-risk HPV types but have negative                                  Human papillomaviruses. Vol 64 of IARC Monographs on the Evaluation of
       cytology results.                                                                       Carcinogenic Risks to Humans. Lyon: International Agency for Research on
                                                                                               Cancer, World Health Organization; 1995.
                                                                                           24. Franco EL, Villa LL, Richardson H, Rohan T, Ferenczy A. Epidemiology of
                                                                                               cervical human papillomavirus infection. In: Franco EL, Monsonégo J, editors.
                                                                                               New developments in cervical cancer screening and prevention. Oxford (UK): Black-
Competing interests: None declared for Eliane Duarte-Franco. Eduardo Franco                    well Science; 1997. p. 14-22.
has received consultancy fees from Cytyc Canada Ltd. for work related to this              25. Hildesheim A, Schiffman MH, Gravitt PE, Glass AG, Greer CE, Zhang T, et
field. Alex Ferenczy has received honoraria from Cytyc Canada Ltd. and Digene                  al. Persistence of type-specific human papillomavirus infection among cytologi-
Corporation for research related to this field as well as speaker fees and travel assis-       cally normal women. J Infect Dis 1994;169:235-40.
tance from these companies for various meetings.                                           26. Franco EL, Villa LL, Sobrinho JP, Prado JM, Rousseau MC, Desy M, et al.
                                                                                               Epidemiology of acquisition and clearance of cervical human papillomavirus in-
Contributors: All of the authors contributed equally in the review of the literature           fection in women from a high-risk area for cervical cancer. J Infect Dis 1999;
and in the writing and revising of this article.                                               180:1415–23.
                                                                                           27. Ho GYF, Burk RD, Klein S, Kadish AS, Chang CJ, Palan P, et al. Persistent
Acknowledgments: We are indebted to Adam Probert, Cancer Bureau, Population
                                                                                               genital human papillomavirus infection as a risk factor for persistent cervical
and Public Health Branch, Health Canada, for providing timely health statistics for
                                                                                               dysplasia. J Natl Cancer Inst 1995;87:1365-71.
Canadian provinces that were used in preparing the information given in this article.
                                                                                           28. Muñoz N, Bosch FX, Desanjose S, Tafur L, Izarzugaza I, Gili M, et al. The
                                                                                               causal link between human papillomavirus and invasive cervical cancer: a popula-
                                                                                               tion-based case–control study in Colombia and Spain. Int J Cancer 1992;52:743-9.
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                                                                                           CMAJ • APR. 3, 2001; 164 (7)                                                 1025

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Cervical cancer: epidemiology, prevention and the role of human papillomavirus infection6

  • 1. Cervical cancer: epidemiology, prevention and the role of human papillomavirus infection Review Synthèse Eduardo L. Franco,*† Eliane Duarte-Franco,* Alex Ferenczy‡ Abstract From the Departments of *Oncology, †Epidemiology ORGANIZED SCREENING HAS CONTRIBUTED TO A DECLINE in cervical cancer incidence and ‡Pathology, McGill and mortality over the past 50 years. However, women in developing countries are University, Montreal, Que. yet to profit extensively from the benefits of screening programs, and recent trends show a resurgence of the disease in developed countries. The past 2 decades have This article has been peer reviewed. witnessed substantial progress in our understanding of the natural history of cervi- CMAJ 2001;164(7):1017-25 cal cancer and in major treatment advances. Human papillomavirus (HPV) infec- tion is now recognized as the main cause of cervical cancer, the role of coexisting Portions of this manuscript are to factors is better understood, a new cytology reporting terminology has improved appear as a chapter about cervical diagnosis and management of precursor lesions, and specific treatment protocols cancer in the Women’s Information have increased survival among patients with early or advanced disease. Current re- Monograph, to be published by the search has focused on the determinants of infection with oncogenic HPV types, the Cancer Bureau, Population and assessment of prophylactic and therapeutic vaccines and the development of Public Health Branch, Ottawa, Ont. screening strategies incorporating HPV testing and other methods as adjunct to cy- tology. These are fundamental stepping stones for the implementation of effective public health programs aimed at the control of cervical cancer. A n estimated 371 000 new cases of invasive cervical cancer are diagnosed world wide each year, representing nearly 10% of all cancers in women. In frequency, it is the seventh cancer site overall and third among women, af- ter breast and colorectal cancer.1 In developing countries, cervical cancer was the most frequent neoplastic disease among women until the early 1990s, when breast cancer became the predominant cancer site.2,3 Fig. 1 shows age-standardized incidence and mortality rates for cervical cancer in Canada, the United States and the cancer surveillance regions of the World Health Organization (WHO). The highest risk areas are in Central and South America, southern and eastern Africa, and the Caribbean, with incidence rates of at least 30 new cases per 100 000 women per year. In general, there is a correlation between incidence and mortality across all regions, but some areas, such as Africa, seem to have a disproportionately higher mortality. Incidence and mortality rates in North America are relatively low. The mortality rate in Canada is the lowest among all regions. Table 1 shows Canada’s incidence and mortality rates for cervical cancer (aver- ages for latest 5-year reporting periods) and estimated numbers of new cases and deaths for 2000. Nearly 1500 new cases of cervical cancer were estimated to have been diagnosed in Canadian women in 2000, and an estimated 430 women died from the disease in the same year.4 The provinces with the highest incidence rates are Nova Scotia, Newfoundland and Prince Edward Island. Cervical cancer takes a particularly heavy toll in North American Aboriginal, black and Hispanic populations. Among the Canadian Inuit, it accounts for nearly 15% of all cancers among women. The proportion is even greater among Aborigi- nal Canadians in Saskatchewan (29%), with an age-standardized rate 6 times higher than the national average.5 Incidence and mortality have declined in North America during the last 50 years because of increased availability of Papanicolaou smear screening programs and a decline in fertility rates over the last 4 decades. Fig. 2 shows the decline in age- standardized incidence and mortality rates in Canada since 1960. There is an indi- CMAJ • APR. 3, 2001; 164 (7) 1017 © 2001 Canadian Medical Association or its licensors
  • 2. Franco et al cation that the marked declines seen until the mid-1980s has also been observed in many European countries and have been slowing in recent years. This can be more easily could reflect increased cancer detection by the use of new seen by examining incidence rates by age in Canada and in diagnostic techniques, such as human papillomavirus the United States (Fig. 3). There seems to be a trend of in- (HPV) testing and cervicography, or it could be the result creasing incidence during the last few years among white of a cohort effect. Another factor potentially affecting inci- women less than 50 years old living in the United States in dence trends is the increase in rates of adenocarcinomas areas covered by the Statistics, Epidemiology, and End Re- and adenosquamous carcinomas, which account for about sults (SEER) program of the National Cancer Institute. 10% of all cervical cancers in Western populations.6,7 This trend, suggestive of a resurgence in cervical cancer, Survival Central America Table 2 shows relative survival rates in some Canadian Southern Africa Eastern Africa provinces, US populations and selected developed and de- Caribbean South America 25 Age-standardized rate per 100 000 Middle Africa Western Africa Incidence South Central Asia 20 Southeast Asia Eastern Europe 15 Northern Europe Northern Africa Australia/New Zealand 10 Western Europe Mortality Southern Europe United States Incidence 5 Canada Mortality Eastern Asia Western Asia 0 0 10 20 30 40 50 1960 1965 1970 1975 1980 1985 1990 1995 Annual age-standardized rate per 100 000 Year Fig. 1: Annual incidence and mortality rates (per 100 000 Fig. 2: Annual incidence and mortality rates (per 100 000 wo- women) of invasive cervical cancer in Canada, the United men) of invasive cervical cancer in Canada. Rates are standard- States and cancer surveillance regions of theWorld Health Or- ized according to age distribution of Canadian population in ganization. Rates are standardized according to age distribu- 1991. Source: Cancer Bureau, Population and Public Health tion of world population in 1960. Source: Ferlay et al.3 Branch, Health Canada. Table 1: Average annual incidence and mortality rates for cervical cancer* and estimated new cases and deaths in 2000 in Canada Annual Annual Estimated no. Estimated no. incidence rate mortality rate of new cases of deaths Province per 100 000† per 100 000‡ in 2000 in 2000 Newfoundland 12.6 3.6 30 10 Prince Edward Island 12.0 4.0 10 5 Nova Scotia 13.0 3.7 55 20 New Brunswick 8.3 2.2 35 10 Quebec 8.4 2.0 300 90 Ontario 10.2 2.7 610 170 Manitoba 10.7 3.2 60 20 Saskatchewan 9.5 2.3 45 15 Alberta 10.7 2.9 130 40 British Columbia 8.5 2.3 180 60 Canada 9.7 2.5 1450 430 *Rates are age-standardized according to the 1991 Canadian population. †Average annual rate for 1990–1994. ‡Average annual rate for 1992–1996. Source: Cancer Bureau, Population and Public Health Branch, Health Canada; Statistics Canada; National Cancer Institute of Canada. 1018 JAMC • 3 AVR. 2001; 164 (7)
  • 3. HPV infection and cervical cancer veloping countries. Patients diagnosed and treated in among US women improved dramatically until the mid- Canada have had somewhat better long-term (5-year) sur- 1970s, these gains did not continue in recent years. More- vival than those in the United States. Although survival over, 5-year survival rates among black women have actu- ally declined, widening the gap between races. 45 Ability to pay for health care could be a determinant for Age-adjusted incidence rate per 100 000 why survival rates differ substantially between white and 40 black women in the United States and between the United 35 States and Canada. A recent study comparing cancer sur- 30 vival between Detroit and Toronto revealed that socioeco- 25 nomic status was associated with survival in Detroit but not in Toronto. Furthermore, survival among the poorest pa- 20 ≥ 50 years tients in Toronto was significantly better than that among 15 10 < 50 years 5 Factors influencing the magnitude of survival rates in different populations 0 1969 1972 1975 1978 1981 1984 1987 1990 1993 Year • Relative proportions of patients with advanced versus early-stage disease. Fig. 3: Annual incidence rates (per 100 000 women) of inva- • Age distribution of the cohort of patients. sive cervical cancer among women less than 50 years of age • Access to surgery, radiation therapy and chemotherapy. and among those 50 years or older in Canada (solid line) and These 3 factors, particularly the first and third, are strongly in the United States (broken line). Rates are standardized ac- correlated with socioeconomic status. Patients of lower cording to age distribution of Canadian population in 1991. economic means will have their diagnosis delayed, which Source: Cancer Bureau, Population and Public Health Branch, may lead to more advanced disease at the time of treat- Health Canada, and the National Cancer Institute Statistics, ment and consequently to poorer survival. Epidemiology, and End Results (SEER) program. Table 2: Relative survival rates by time since diagnosis of invasive cervical cancer in Canada and selected countries Relative survival rate, % Year of Country/population diagnosis 1 year 2 years 5 years Canada Quebec 1984–1986 88 78 74 British Columbia 1970–1988 87 76 72 Alberta 1974–1978 89 75 69 Ontario, British Columbia and Saskatchewan 1970–1984 88 76 72 United States SEER, all races 1984–1986 87 72 67 SEER, all races 1989–1991 89 75 71 SEER, white 1986–1993 – – 71 SEER, black 1986–1993 – – 57 Australia 1977–1994 88 76 72 China (Shanghai) 1988–1991 76 58 52 Cuba 1988–1989 77 59 56 Denmark 1983–1984 82 68 64 England 1983–1984 82 65 60 France 1983–1985 86 70 67 India (Bangalore) 1982–1989 78 53 40 Philippines (Rizal) 1987 70 38 29 Poland 1978–1984 75 59 54 Note: SEER = Statistics, Epidemiology, and End Results program, National Cancer Institute. Source: Ministère de la Santé et des Services sociaux du Québec; SEER program; National Cancer Institute of Canada; International Agency for Research on Cancer. CMAJ • APR. 3, 2001; 164 (7) 1019
  • 4. Franco et al the poorest ones in Detroit for most types of cancer, in- cluding cervical cancer.8 Human papillomaviruses Risk factors • The epithelial lining of the anogenital tract is the target for infection by a group of mucosotropic viruses, the Epidemiological studies conducted during the past 30 human papillomaviruses (HPVs). years have consistently indicated that cervical cancer risk is • Subclinical and clinical genital warts, also known as strongly influenced by measures of sexual activity: number of condylomata acuminata, and virtually all squamous sexual partners, age at first sexual intercourse and sexual be- cell cancers of the anogenital tract are caused by spe- haviour of the woman’s male partners.9,10 Circumstantial evi- cific HPV types. • HPVs are DNA viruses with a genome size of about dence for sexual transmission of an infectious agent comes 8000 base-pairs. from studies showing that wives of patients with penile can- • There are more than 100 HPV types defined on the cer are at an increased risk of cervical cancer later in life.11 basis of DNA homology, of which more than 40 infect Such findings are further supported by results from correla- the anogenital tract. tion studies, in which strong associations were found be- • Genital HPV types are typically divided into groups tween cervical and penile cancer mortality and incidence.12,13 according to their presumed oncogenic potential.21,22 Tobacco smoking has been a well-known risk factor for • HPV types 16, 18, 31, 33, 35, 39, 45, 51, 52, 56, 58, cervical cancer.14 A direct carcinogenic action of cigarette 59 and 68 are considered to be of oncogenic risk. smoking on the cervix has been upheld on the grounds that • The remaining genital types — types 6, 11, 42, 43 and nicotine metabolites can be found in the cervical mucus of 44 — are considered of low or no oncogenic risk. women who smoke.15 Since smoking is associated with sex- ual behaviour, it is difficult to determine whether this asso- ciation is spurious given the impossibility of effectively There is an excess risk of cervical cancer associated with eliminating confounding through adjustment for measures long-term use (12 years or more) of oral contraceptives. of sexual activity. The association is somewhat stronger for adenocarcinomas The number of live births is a consistent risk factor for than for squamous cell carcinomas.17 The association with cervical cancer. There is a linear trend in the association oral contraceptive use observed in studies in which precan- between parity and risk, as seen in studies in North Amer- cer was an outcome may have been due to detection bias, ica and Central and South America.16 Apart from issues of since women who use oral contraceptives undergo more screening coverage and quality, the high parity and defi- frequent gynecological examinations, and are thus more cient diets of women in developing nations may be contrib- likely to have disease detected early, than those who do not utory factors for the high incidence rates of cervical cancer use them. The difficulty in properly assessing the effect of observed in these regions. oral contraceptive use stems from the fact that this variable is highly associated with other risk factors, such as sexual activity and history of Pap Sexual Activity smear screening.10 The evidence for an effect of diet on risk HPV Infection of cervical cancer indicates that a high in- take of foods containing beta carotene and vitamin C and, to a lesser extent, vitamin A may reduce the risk of cervical cancer.18,19 Transient Infection Persistent Infection Coexisting factors: The results from studies using diet recall with Oncogenic Types • Smoking methods have generally been corroborated • Host (HLA, p53 polymorphism) Normal Cervical Epithelium • Oral contraceptive use by laboratory surveys assaying dietary con- • Parity stituents in plasma.20 As with reproductive • Other STDs • Nutrition factors, it is likely that diet may influence Low-Grade Lesions between-country differences in cervical cancer incidence rates. High-Grade Lesions HPV infection and cervical Lianne Friesen Invasive Cervical Cancer cancer The WHO’s International Agency for Fig. 4: Etiological model of human papillomavirus (HPV) infection and cervical Research on Cancer (IARC) classified cancer, illustrating probable role of remote behavioural risk factors for persis- HPV infection as “carcinogenic” to hu- tent infection and of coexisting factors that mediate lesion progression. mans (HPV types 16 and 18), “probably” 1020 JAMC • 3 AVR. 2001; 164 (7)
  • 5. HPV infection and cervical cancer Cytology screening Evidence for efficacy of Pap smear screening Despite its success, cytology has important limitations, There have been no controlled trials, randomized or oth- false-negative results being the most important. Nearly half erwise, of the screening efficacy of the Pap test in cervical of specimens yield false-negative results; about one-third of cancer. The evidence for its efficacy comes from 3 these results are attributable to errors in interpreting slides sources: and two-thirds to poor sample collection and slide prepara- • Epidemiologic studies, indicating that the risk of inva- tion.34 The solution to minimize errors in cytology is to im- sive cervical cancer is 2–10 times greater among prove the quality of sample taking, slide processing and women who have not been screened and that the risk overall diagnostic performance of cervical cytology. False- increases with time since the last normal smear or negative results have important medical, financial and legal with lower frequency of screening. implications; the last is an acute problem in North Amer- • Surveillance statistics from different regions, indicating ica, where false-negative cytology specimens are a leading that cervical cancer incidence and mortality have de- reason for medical malpractice litigation. creased sharply following the introduction of screen- The Canadian Task Force on Preventive Health Care ing in Scandinavian countries, Canada and in the (formerly the Canadian Task Force on the Periodic Health United States, with reductions in incidence and mor- Examination)35 and various consensus workshops36–39 have tality being proportional to the coverage of the screen- ing programs. provided national recommendations that have been re- • Multiple national and international consensus panels. affirmed on separate occasions by provinces or by cancer prevention coalitions. The Cervical Cancer Prevention Net- work, which brings together federal and provincial represen- tatives and clinical professional bodies, is the most important carcinogenic (HPV types 31 and 33) and “possibly” car- of these coalitions. This network spawned from a national cinogenic (other HPV types except 6 and 11).23 workshop held in Ottawa in 1995 to identify barriers, needs Clinical and subclinical HPV infections are the most and new directions in the development of organized cytology common STDs today. Asymptomatic cervical HPV infec- screening. The empirical basis for the soundness of these tion can be detected in 5%–40% of women of reproductive management guidelines was recently published.40 age.24 HPV infection is a transient or intermittent phenome- A new terminology for reporting results of cervical cytol- non; only a small proportion of women positive for a given ogy — the Bethesda system — considers the information on HPV type are found to have the same type in subsequent specimens.25,26 Risk of subsequent cervical intraepithelial neoplasia (CIN) is proportional to the number of specimens Summary of guidelines from the National Workshop testing positive for HPV,27 which suggests that carcinogenic on Screening for Cancer of the Cervix 37 ratified by development results from persistent infections. the Cervical Cancer Prevention Network in 1998 It is now well established that HPV infection is the cen- tral causal factor in cervical cancer.28,29 The thrust of epi- • Pap screening is to begin at age 18 or at initiation of demiological research in recent years has focused on the sexual activity and to continue annually. understanding of the role of risk factors that influence ac- • After 2 negative consecutive results, 1 year apart, Pap screening is to proceed every 3 years to age 69. quisition of persistent HPV infection or of coexisting fac- • This frequency of screening should be used in areas tors that mediate progression in the continuum of lesion where a population-based information system exists grades (Fig. 4). for identifying the clientele and allowing rapid case The relative risks for the association between HPV in- notification and recall. In the absence of such a sys- fection and cervical neoplasia are of high magnitude, typi- tem it is advisable to repeat Pap smears annually. cally in the 20–70 range. This range is greater than that • If mild dysplasia (cytologic equivalent of cervical in- for the association between smoking and lung cancer and traepithelial neoplasia [CIN] grade 1, or low-grade is comparable only to that of the association between squamous intraepithelial lesion [SIL]) is found, the chronic hepatitis B and liver cancer, causal relations that smear is to be repeated every 6 months for 2 years. are undisputable.30 Recent evidence using meticulous test- • If the lesion persists or progresses to moderate or se- ing by polymerase chain reaction of a large international vere dysplasia (CIN grades 2 and 3, respectively, or collection of cervical cancer specimens has shown that high-grade SIL) the patient must be referred for col- HPV DNA is present in 99.7% of cases.22,31,32 This finding poscopy. indicates that HPV infection could be a necessary cause of • Refer for immediate colposcopy all initial cases of cervical neoplasia — the first instance in which this causal moderate dysplasia or worse lesions. link would have been shown in cancer epidemiology — a • Cytologic evidence of HPV infection in the smear per realization that has obvious implications for primary and se should not guide management. secondary prevention.33 CMAJ • APR. 3, 2001; 164 (7) 1021
  • 6. Franco et al observation to excisional therapies. Patients with persistent Priorities for research on HPV defined by the LSIL should be treated, chiefly with the use of office-based Canadian Task Force on the Periodic Health ablative therapies. Management guidelines for HSIL (CIN Examination41 grade 2 or 3) are well established and recommend col- poscopy-directed biopsy with or without endocervical • Refinement of diagnostic methods. curettage. Cold-knife conization or electroconization • Precise definition of HPV incidence in the population. should be performed in all patients with biopsy-confirmed • Assessment of risks associated with certain HPV geno- HSIL in order to exclude invasive disease. types for cancer progression. • Identification of coexisting factors influencing HPV In women with invasive cancer, additional tests are re- transmission and carcinogenesis. quired to establish the stage of the disease. Treatment de- • Treatment of HPV infection. pends primarily on the extent of the lesion, but it also • Development of vaccines. depends on factors such as the patient’s age, her desire to • Assessment of efficacy and cost-effectiveness of screen- preserve fertility and the presence of other medical condi- ing for HPV infection. tions.46 Virtually all patients with stage IA disease are cured with either simple hysterectomy or, if fertility preservation is desired, by conization if margins are free of disease. For HPV as part of the cytologic criteria to define lesion grade women with stage IB disease without involvement of the (Table 3). In addition, a new category for borderline lesions lymph nodes, prognosis is best after radical hysterectomy. — atypical squamous cells of undetermined significance Recent randomized phase III trials involving women with (ASCUS) — was created. These changes result in an in- stage IB or stage II disease and metastatic pelvic node in- creased proportion of low-grade lesions, which, combined volvement demonstrated significant survival benefits for with ASCUS, can account for up to 13% of smears in certain the combined use of cisplatin chemotherapy and radiation ethnic groups.42 On follow-up, most of these abnormalities at the time of primary surgery, with a reduction in risk of revert to normal, and in some cases women have persistent death of 30%–50%.47–49 More advanced clinical stages are minor grade lesion or hidden high-grade squamous intraep- associated with relatively lower survival rates, even after ra- ithelial lesion (HSIL) (20% of those with low-grade intraep- diation or chemotherapy, or both. ithelial lesion [LSIL] and 10% of those with ASCUS).40 There is much debate over whether management of LSIL Current and future research should be conservative or interventionist.43 The National In- stitutes of Health is conducting a large trial to assess whether Recognition that HPV infection is the central cause of HPV testing could improve the detection of missed HSIL cervical neoplasia has created new research fronts in pri- among women with an initial diagnosis of ASCUS or LSIL. mary and secondary prevention of this disease. Primary prevention of cervical cancer can be achieved HPV testing as an adjunct screening method through prevention and control of genital HPV infection. Health promotion strategies geared at a change in sexual If HPV infection is an early precursor of cervical neopla- behaviour targeting all STDs of public health significance sia, should HPV testing be used in screening for cervical can be effective in preventing genital HPV infection.50 Al- cancer? Opponents to HPV testing have claimed that cytol- though there is consensus that symptomatic HPV infection ogy screening alone has been very successful in decreasing (genital warts) should be managed by way of treatment, invasive cervical cancer morbidity and mortality in many counselling and partner notification, active case-finding of countries. An additional criticism is that HPV infection is highly prevalent among women of reproductive age and that Table 3: Corresponding dysplasia, CIN and SIL terminologies it would be impractical to follow-up all positive cases. On the used to report cervical cancer precursors other hand, proponents of HPV testing claim that it would represent a scientifically sound approach for secondary pre- CIN SIL terminology Dysplasia terminology terminology (Bethesda system) vention, particularly in developing countries, where high- quality cytology screening is difficult to implement, and that Mild dysplasia or dyskaryosis, CIN grade 1 Low-grade SIL any pending issues could be evaluated by intervention trials. koilocytotic atypia, flat condyloma (old Papanicolaou Consensus panels of the IARC and WHO have concluded class III) that there is enough justification to evaluate HPV testing as Moderate dysplasia or dyskaryosis CIN grade 2 High-grade SIL an adjunct to Pap smear screening in cervical cancer.44,45 (old Papanicolaou class IV) Severe dysplasia or dyskaryosis CIN grade 3 High-grade SIL Treatment (old Papanicolaou class IV) Carcinoma in situ (old CIN grade 3 High-grade SIL Management options for LSIL (CIN grade 1) on histol- Papanicolaou class V) ogy vary widely across North America, ranging from simple Note: CIN = cervical intraepithelial neoplasia, SIL = squamous intraepithelial lesion. 1022 JAMC • 3 AVR. 2001; 164 (7)
  • 7. HPV infection and cervical cancer asymptomatic HPV infection is currently not recom- tection seems to be type specific, which will require the mended as a control measure. Further research is needed to production of virus-like particles for a variety of oncogenic determine the effectiveness of such a strategy. types. Such vaccines are already being evaluated in phase I Vaccination against HPV may have greatest value in de- and II trials in different populations. veloping countries, where 80% of the global burden of cer- Organized cytology screening programs have been suc- vical cancer occurs each year and where Pap screening pro- cessful in developed countries, but in developing countries grams have been largely ineffective. Two main types of these programs lack coverage, accessibility, effectiveness and vaccine are currently being developed: prophylactic vac- acceptability — conditions that are not likely to change cines to prevent HPV infection and consequently the vari- soon because of competing public health priorities. General ous HPV-associated diseases, and therapeutic vaccines to improvement in socioeconomic status and educational level induce regression of precancerous lesions or remission of of the population tends to have a positive effect on the risk advanced cervical cancer. of cervical cancer by altering some of the known risk factors DNA-free virus-like particles synthesized by self- such as age at marriage, parity and health-care seeking be- assembly of fusion proteins of the major capsid antigen L1 haviour. Other strategies such as low-intensity cytology have been found to induce a strong humoral response with screening (e.g., 1 Pap smear every 10 years after age 35) and neutralizing antibodies. These virus-like particles are thus visual inspection need to be better evaluated in randomized the best candidate immunogen for HPV vaccine trials. Pro- controlled trials to determine their cost-effectiveness.54 In recent years, 3 new laboratory tests have been devel- oped for primary and secondary screening for cervical can- cer and its precursors (Boxes 1, 2 and 3). These are thin- Box 1: Thin-layer liquid-based cytology (ThinPrep Pap Test, Cytyc Canada Ltd., Lucan, Ont.; AutoCyte layer liquid-based cytology, HPV DNA testing and PREP System, TriPath Imaging Inc., Burlington, NC) computer-assisted automated cytology. All have been ap- proved by the US Food and Drug Administration for clini- Use: The cervical sample is suspended in a cell- cal use and by Health Canada. preserving solution rather than placed on a glass slide. Although there is enthusiasm concerning the possible As a result, virtually all cellular material is made application of HPV testing as an adjunct to Pap screening, available to the laboratory. With a conventional Pap smear, only 20% of the cells harvested from the cervix there are several problems that need to be solved before 51 are placed manually on the slide. With liquid-based any secondary prevention programs can be augmented. cytology, excess blood and inflammatory cells are Ongoing research on the epidemiology of viral persistence lysed, and about 50 000 diagnostic cells are randomly will help to determine the utility of HPV testing as a selected by machine and transferred onto a slide in a screening tool for cervical cancer. thin-layer fashion by a robotic cell processor. The slides are read by cytotechnologists. Promise: The technique improves slide quality by Box 2: Computer-assisted automated cytology reducing obscuring blood (99.8%) and inflammatory (AutoPap Primary Screening System, TriPath Imaging Inc., exudate (94.3%). In one study, the ThinPrep Pap Test Burlington, NC) increased detection rates of high-grade precancerous lesions among 154 872 women at low and high risk of Use: A high-speed video camera is used to scan about cervical cancer by 26% to 233% compared with 200 conventional Pap smears daily. Morphometric 52 historical controls from a year earlier. The technique algorithms interpret images and indicate to the also permits panel testing for HPV DNA and cytotechnologists which slides to screen manually. The Chlamydia trachomatis. The US Food and Drug slides least likely to contain abnormal cells (about 25% Administration approved the ThinPrep Pap Test (1996) to 50%) are filed without the need for human review. and the AutoCyte PREP System (1999) as being Promise: The device outperforms human review of significantly superior and equivalent, respectively, to manually screened negative smears (for quality the conventional Pap smear for the detection of control) by a factor of 5 to 7; in a primary screening 53 precancerous and cancerous lesions of the cervix. mode of populations at low risk, it performs as well as Problems: Additional large-scale prospective studies using humans with a sort rate (no review of smears needed) 55 histological verification of cervical samples from of up to 50%. It has the potential to alleviate women at low and high risk of cervical cancer who had shortages of qualified personnel in cytopathology. negative results with liquid-based cytology are needed Problems: The device is cumbersome, its pay-per-slide to estimate the test’s diagnostic performance. The data system may require additional administrative costs, will help to assess the impact of liquid-based cytology service charges may be high, and its large throughput for cervical cancer screening and to solve perceived requires it to be located in high-volume laboratories. problems with its additional costs and validity that are Approval for automated reading of thin-layer samples currently slowing its greater widespread use. is pending. CMAJ • APR. 3, 2001; 164 (7) 1023
  • 8. Franco et al 2000. Available: www.cancer.ca/stats (accessed 2001 Feb 19). 5. Canadian cancer statistics 1991. Toronto: National Cancer Institute of Canada; Box 3: HPV DNA testing 1991. (Hybrid Capture / HC-II, Digene Corporation, Gaithersburg, Md.) 6. Vizcaino AP, Moreno V, Bosch FX, Munoz N, Barros-Dios XM, Parkin DM. International trends in the incidence of cervical cancer: I. Adenocarcinoma and adenosquamous cell carcinomas. Int J Cancer 1998;75:536-45. Use: Detects, by means of signal amplification and 7. Probert A, Fung MFK, El Atebi F, Faught W, Senterman M, Semenciw R, et immunocapture of DNA and RNA hybrids, the 13 al. Trends in the incidence of the histological subtypes of cervical cancer in Canada and most frequent oncogenic HPV types in cervical Ontario. Ottawa: Cancer Bureau, Laboratory Centre for Disease Control, Health Canada, and the Gynecological Research Group, Ottawa General Hos- samples. Cervical samples are obtained by cytobrush pital and University of Ottawa; 1999. and placed in tubes containing transport medium and 8. Gorey KM, Holowary EJ, Fehringer G, Laukkanen E, Moskowitz A, Webster sent to the laboratory. Alternatively, the residual cell DJ, et al. An international comparison of cancer survival: Toronto, Ontario, and Detroit, Michigan, metropolitan areas. Am J Public Health 1997;87:1156-63. suspension used in the liquid-based cytology 9. Schiffman MH, Brinton LA. The epidemiology of cervical carcinogenesis. Can- collection vial may be used for HPV DNA testing. cer 1995;76:1888-901. 10. Franco EL. Epidemiology of uterine cancers. In: Meisels A, Morin C, editors. Promise: Clinical trials involving women with borderline Cytopathology of the uterus. 2nd ed. Chicago: American Society of Clinical cytologic abnormalities have shown that HPV DNA Pathologists; 1997. p. 301-24. 11. Graham S, Priore R, Graham M, Browne R, Burnett W, West D. Genital can- testing combined with liquid-based cytology detects cer in wives of penile cancer patients. Cancer 1979; 44:1870-4. 100% of high-grade cancer precursors and defers up 12. Li JY, Li FP, Blot WJ, Miller RW, Fraumeni JF, Jr. Correlation between can- 56 to 60% of unnecessary colposcopies and biopsies. In cers of the uterine cervix and penis in China. J Natl Cancer Inst 1982;69:1063-5. 13. Franco EL, Campos-Filho N, Villa LL, Torloni H. Correlation patterns of a population-based screening mode, double testing cancer relative frequencies with some socioeconomic and demographic indica- (HPV testing and Pap smear) in women aged 35 years tors in Brazil: an ecologic study. Int J Cancer 1988;41:24-9. and older detected 90%–100% of high-grade cancer 14. Winkelstein W. Smoking and cervical cancer: current status — a review. Am J Epidemiol 1990;131:945-57. precursors, compared with 40%–78% detected by 15. Schiffman MH, Haley NJ, Felton JS, Andrews AW, Kaslow RA, Lancaster conventional cytology, and had a false-positive rate of WD, et al. Biochemical epidemiology of cervical neoplasia: measuring cigarette 57–59 only 5%. Conversely, the negative predictive value smoke constituents in the cervix. Cancer Res 1987;47:3886-8. 16. Brinton LA, Hamman RF, Huggins GR, Lehman HF, Levine RS, Mallin K, et of a single double test is close to 100% for high-grade al. Sexual and reproductive risk factors for invasive squamous cell cervical can- 56,57,60,61 cancer precursors. Double testing should permit cer. J Natl Cancer Inst 1987;79:23-30. the institution of longer screening intervals, safely. 17. Schiffman MH, Brinton LA, Devesa SS, Fraumeni JF Jr. Cervical cancer. In: Schottenfeld D, Fraumeni JF Jr, editors. Cancer epidemiology and prevention. 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Epidemiology of cervical human papillomavirus infection. In: Franco EL, Monsonégo J, editors. New developments in cervical cancer screening and prevention. Oxford (UK): Black- Competing interests: None declared for Eliane Duarte-Franco. Eduardo Franco well Science; 1997. p. 14-22. has received consultancy fees from Cytyc Canada Ltd. for work related to this 25. Hildesheim A, Schiffman MH, Gravitt PE, Glass AG, Greer CE, Zhang T, et field. Alex Ferenczy has received honoraria from Cytyc Canada Ltd. and Digene al. Persistence of type-specific human papillomavirus infection among cytologi- Corporation for research related to this field as well as speaker fees and travel assis- cally normal women. J Infect Dis 1994;169:235-40. tance from these companies for various meetings. 26. Franco EL, Villa LL, Sobrinho JP, Prado JM, Rousseau MC, Desy M, et al. Epidemiology of acquisition and clearance of cervical human papillomavirus in- Contributors: All of the authors contributed equally in the review of the literature fection in women from a high-risk area for cervical cancer. J Infect Dis 1999; and in the writing and revising of this article. 180:1415–23. 27. Ho GYF, Burk RD, Klein S, Kadish AS, Chang CJ, Palan P, et al. Persistent Acknowledgments: We are indebted to Adam Probert, Cancer Bureau, Population genital human papillomavirus infection as a risk factor for persistent cervical and Public Health Branch, Health Canada, for providing timely health statistics for dysplasia. J Natl Cancer Inst 1995;87:1365-71. Canadian provinces that were used in preparing the information given in this article. 28. Muñoz N, Bosch FX, Desanjose S, Tafur L, Izarzugaza I, Gili M, et al. The causal link between human papillomavirus and invasive cervical cancer: a popula- tion-based case–control study in Colombia and Spain. Int J Cancer 1992;52:743-9. 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