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Strength in Unity:
Aligning Incentives to
Address and Redress Cholera in Haiti
Team 12
Dennis Wang
Matthew Tran
Michelle Tseng
Mary Germino
2
Landscape of the Problem
UN being sued by IJDH
650,000 cases, 8,300 deaths, from cholera
74% lack access to basic sanitation
36% lack access to safe drinking water

3
Objectives
Addressing Cholera
1a. Eliminate cholera by 2022.
1b. Halve by 2022 the proportion of the population
without sustainable access to safe drinking water and
basic sanitation.

Redressing Cholera
2a. Set precedents for UN compensation of affected
individuals and communities.
2b. Prevent future incidents.
1a

1b

2a

2b

4
1a. Eliminate Cholera by 2022
Lessons from history
John Snow and
“The Ghost Map”

1a

Eliminate Cholera, 2022

1b

2a

2b

6
Controlling the epidemic
• Prevention, prevention, prevention
• Earthquake damage was preventable (Haiti)
• Cholera was preventable
• Cholera is preventable (resistance)

• Short term to long term strategy

1a

Eliminate Cholera, 2022

1b

2a

2b

7
Secondary and Tertiary Prevention
• Diagnosis: education! signs and symptoms
• Treatment (as prevention): oral rehydration
solution, oral antibiotics, nutrition
supplementation

1a

Eliminate Cholera, 2022

1b

2a

2b

8
Primary Prevention
• Five basic prevention measures:
•
•
•
•
•

Water
Hands
Feces
Food
Cleanliness

• Education via radio, schools, etc.

1a

Eliminate Cholera, 2022

1b

2a

2b

9
Elimination 2022

• Epidemiology: active (expensive) or passive case
finding
• Compensation as an incentive for cholera
patients (fragmented health system)
• Symptomatics first (passive)
1a

Eliminate Cholera, 2022

1b

2a

2b

10
Haitian Human Capacity
• UN will need to interact with cholera cases, main
incentive is $3B, already guaranteed
• For new cases in the Haiti/UN system...
Diagnose (only
in govt. health
centers)

Collect
Epidemiological
Data

Treat

Baseline
Compensation

1a

Eliminate Cholera, 2022

1b

2a

2b

11
1b. Halve by 2022 the proportion of the
population without sustainable access to safe
drinking water and basic sanitation.

1a

Eliminate Cholera, 2022

1b

2a

2b
Haitian Physical Capacity
• Retroactive compensation: community level
• For old cases... Use community estimates, create
health centers

• Community compensation goes toward health
centers, training, more sustainable

1a

1b

Water and Sanitation

2a

2b

13
Disbursement Guidelines and Oversight
Procedures
A synergistic solution will:

Leverage and unify
the existing
funding, manpower,
and expertise
offered by resident
NGOs

Reinforce the
Haitian
government;
facilitate excellent
civil service

1a

1b

Water and Sanitation

2a

2b

14
2a. Set precedents for UN compensation of
affected individuals and communities.
Redressing Wrongs
• Public Apology
• Community Claims
• Individual Claims

1a

1b

2a

Precedents

2b

16
Redressing Wrongs
• Public Apology
• Community Claims
• Individual Claims

1a

1b

2a

Precedents

2b

17
UN Precedent in Individual Claims
Reasons Against:
• There is a danger of penalizing the wrong parties. Nepal pays an
insignificant amount of the UN peacekeeping budget – the top 10
members contribute 80%.
• Could be difficult to verify deaths due to cholera, non-fatal cases
cover a broad spectrum of severity.
That being said, it would be a commendable gesture for the UN
fund to pay outstanding debt accumulated from funeral and
treatment costs.

18
Disbursement Guidelines and Oversight
Procedures
CHALLENGE

CONSEQUENCE

Large number of disparate
organizations involved in
response to cholera outbreak

Poor coordination among
actors, misaligned goals

Haitian government directly
receives only a small fraction
of aid sent to Haiti

Limited government
influence in unifying actors;
little opportunity for
government to gain strength

Most qualified workers are
lured away from civil service
by higher paying NGOs

1a

1b

2a

Precedents

2b

19
Disbursement Guidelines and Oversight
Procedures
Preliminary Steps:
• Ensure that every rural region has an active
water committee (CAEPA).
• Use some fund monies to attract talent back to
government agencies as needed by offering more
competitive wages.
• Compose an oversight committee of UN
members, Haitian citizens, and sector experts.

1a

1b

2a

Precedents

2b

20
Disbursement Guidelines and Oversight
Procedures

Oversight
Committee

CAEPAs(2)
&
OREPAs(3)

DINEPA(1)

1. Higher-level government organizations
biannually solicit proposals from lowest-level
water committees for local improvements.
1a

1b
1)
2)

2a

Precedents

21

2b

Direction Nationale de l’Eau Potable de l’Assainissement
Comites d’Aprovisionnement en Eau Potable et d’Assainissement

3)

Offices Regionaux de l’Eau Potable et de l’Assainissement
Disbursement Guidelines and Oversight
Procedures

Oversight
Committee

CAEPAs(2)
&
OREPAs(3)

DINEPA(1)

1a

1b
1)
2)

2a

Precedents

2. Once proposals are
approved, contracts are
bid on by the public.

NGOs,
potentially
including
local forprofit
contractors

22

2b

Direction Nationale de l’Eau Potable de l’Assainissement
Comites d’Aprovisionnement en Eau Potable et d’Assainissement

3)

Offices Regionaux de l’Eau Potable et de l’Assainissement
Disbursement Guidelines and Oversight
Procedures

Oversight
Committee

DINEPA(1)

CAEPAs(2)
&
OREPAs(3)

$

$

NGOs,
potentially
including
local forprofit
contractors

3. Grants will be offered to the best bids.

1a

1b
1)
2)

2a

Precedents

23

2b

Direction Nationale de l’Eau Potable de l’Assainissement
Comites d’Aprovisionnement en Eau Potable et d’Assainissement

3)

Offices Regionaux de l’Eau Potable et de l’Assainissement
Disbursement Guidelines and Oversight
Procedures

Oversight
Committee

CAEPAs(2)
&
OREPAs(3)

DINEPA(1)

4. Contractors will be held accountable for
progress by water committees; funding will
be pulled if unsatisfactory.
1a

1b
1)
2)

2a

Precedents

In addition, water committee
must send progress report to
DINEPA in order to enter next
round of proposal approvals.
NGOs,
potentially
including
local forprofit
contractors

24

2b

Direction Nationale de l’Eau Potable de l’Assainissement
Comites d’Aprovisionnement en Eau Potable et d’Assainissement

3)

Offices Regionaux de l’Eau Potable et de l’Assainissement
2b. Prevent future incidents.
Updating UN Operating Procedures
CATALYST FOR CHANGE

RECOMMENDATIONS

Cholera-causing bacteria were
transported to Haiti via a
Nepalese UN peacekeeper.

Stricter immunizations and
screening before and immediately
after entry into Haiti; initial screen
is the responsibility of the troopproviding nation.

Presumed cause of cholera
outbreak was poor sanitation
practices in a UN peacekeeper
camp.
Nepali peacekeepers continued
to earn a salary 3-4 times the
average of their home nation,
even when their activities
became harmful.
1a

All UN sanitation facilities are to be
inspected at regular intervals.

Violating nations will be given a
probation period wherein the fixed
compensation per peacekeeper paid
by the UN to the providing nation
will be halved.

1b

2a

2b

Prevention

26
Budget
Government Staffing
($80)

(in $mm)

Incentivizing Hospital
Check-ins ($50)
Inspection/screening
costs ($20)
Water Infrastructure
($1000)
Cholera Treatment
($450)
Sanitation
Improvement ($500)
Technical Experts/UN
overseers ($50)
Public Awareness ($30)

Total: ~$2.2bn
1a

1b

2a

2b

Debt payoffs of cholera
victims ($20)
Prevention

27
Timeline
Action

YR 1-2

Prime environment, establish gov. structure;
attract partners/funding

YR 3-4

YR 5-6

YR 7-8

X

X

X

X

X

Implement Cholera Treatment
Pilot, learn, refine
Expand to larger regions, refine
Scale up

X

X

Strengthen Infrastructure/Education
Build and create material, pilot
Expand to larger regions, refine
Scale up

X

X

Redress Wrongs/Strengthen Organization
Compensation Scheme
Accountability/mgt system
1a

1b

2a

2b

Prevention

X
X
28
The Evaluation Indicators
Alignment with WASH; Cholera Prevalence

KAP survey; increased hand-washing

Attendance at meetings; fewer redundancies

1a

1b

2a

2b

Prevention

29
The Summary

Problem:
Liability
Cholera
Access to water and waste
management

Infrastructure
Education
Compensation
Governance
Treatment

Objective:
Eliminate Cholera
Improve access
Set Compensation

Outcome: Reduce mortality
and improve quality of life

1a

1b

2a

2b

30
Building Back Better
• Haitians…
• Build health centers, water facilities
• Staff health centers for diagnosis and treatment
• Manage the data for elimination

• Cholera cases become health workers for
prevention
• UN manages the money
1a

1b

2a

2b

31
Q&A
Thank you!
Appendix
Appendix A: Current Funding
Recipients of Relief Aid to Haiti, 2011
1%
5%

6%

Donor's own civil/military entities

34%

UN agencies and NGOs

Other NGOs and private contractors
26%
Unspecified

Red Cross

28%

Government of Haiti

34
1)

http://www.cgdev.org/blog/haiti-doomed-be-republic-ngos
Appendix B: Top Contributors to
Peacekeeping budget

Percentage of Assessed Contributions

Top 20 Providers of Assessed Contributions to UN Peacekeeping
Budget
30.00%
25.00%
20.00%
15.00%
10.00%
5.00%
0.00%

35
1)

https://www.un.org/en/peacekeeping/documents/backgroundnote.pdf
Appendix C: Water Sources

36
Appendix D: Water Committees

“There are hundreds of water committees, called CAEPAs (Comités
d'Aprovisionnement en Eau Potable et d'Assainissement) or simply Comités d'Eau,
in charge of water systems in rural areas and some small towns.[8] They consist of
elected community members. Their degree of formalization and effectiveness varies
considerably. The best water committees meet regularly, closely interact with the
community, regularly collect revenues, hire a plumber who performs routine
repairs, have a bank account and are registered and approved by DINEPA. However,

many water committees fall short of these expectations. There is no national or
regional registry of water committees or water systems and there are no
associations of water committees at the municipal, departmental or national level.”

37
1)

http://en.wikipedia.org/wiki/Water_supply_and_sanitation_in_Haiti
Appendix E: Disbursement Guideline
Details
• A template proposal will be provided to all water committees, which
they can submit practically as is if their community does not have
any specialized needs.
• Solicitations will be called for in fixed cycles with fixed budgets, so
that the managing actors can better prioritize. We recommend a
biannual deadline.
• Bids will be ranked by (1) the competency of the bidding group; (2)
the involvement of Haitian citizens in the bidding group; (3) the
amount of additional funds the bidding brings to the table.

38
Appendix F: Budget assumptions
Assumptions:
1.

2 weeks salary=$50 ,so compensation per admission will be $50
(remaining $450 goes towards treatment/hospital stay, etc)

2.

1,000,000 hospital admissions in the next 8 yrs based on 500,000
over last 4

3.

8000 deceased already from cholera*1000 per family = 8mil+
doubled for future deaths

4.

10,000 employee costs*8 yrs*1000 workers = 80mil

5.

1.5 bil for water and sanitation, based on numbers from the
Ministry of Public Health

39

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Team12

  • 1. Strength in Unity: Aligning Incentives to Address and Redress Cholera in Haiti Team 12 Dennis Wang Matthew Tran Michelle Tseng Mary Germino
  • 2. 2
  • 3. Landscape of the Problem UN being sued by IJDH 650,000 cases, 8,300 deaths, from cholera 74% lack access to basic sanitation 36% lack access to safe drinking water 3
  • 4. Objectives Addressing Cholera 1a. Eliminate cholera by 2022. 1b. Halve by 2022 the proportion of the population without sustainable access to safe drinking water and basic sanitation. Redressing Cholera 2a. Set precedents for UN compensation of affected individuals and communities. 2b. Prevent future incidents. 1a 1b 2a 2b 4
  • 6. Lessons from history John Snow and “The Ghost Map” 1a Eliminate Cholera, 2022 1b 2a 2b 6
  • 7. Controlling the epidemic • Prevention, prevention, prevention • Earthquake damage was preventable (Haiti) • Cholera was preventable • Cholera is preventable (resistance) • Short term to long term strategy 1a Eliminate Cholera, 2022 1b 2a 2b 7
  • 8. Secondary and Tertiary Prevention • Diagnosis: education! signs and symptoms • Treatment (as prevention): oral rehydration solution, oral antibiotics, nutrition supplementation 1a Eliminate Cholera, 2022 1b 2a 2b 8
  • 9. Primary Prevention • Five basic prevention measures: • • • • • Water Hands Feces Food Cleanliness • Education via radio, schools, etc. 1a Eliminate Cholera, 2022 1b 2a 2b 9
  • 10. Elimination 2022 • Epidemiology: active (expensive) or passive case finding • Compensation as an incentive for cholera patients (fragmented health system) • Symptomatics first (passive) 1a Eliminate Cholera, 2022 1b 2a 2b 10
  • 11. Haitian Human Capacity • UN will need to interact with cholera cases, main incentive is $3B, already guaranteed • For new cases in the Haiti/UN system... Diagnose (only in govt. health centers) Collect Epidemiological Data Treat Baseline Compensation 1a Eliminate Cholera, 2022 1b 2a 2b 11
  • 12. 1b. Halve by 2022 the proportion of the population without sustainable access to safe drinking water and basic sanitation. 1a Eliminate Cholera, 2022 1b 2a 2b
  • 13. Haitian Physical Capacity • Retroactive compensation: community level • For old cases... Use community estimates, create health centers • Community compensation goes toward health centers, training, more sustainable 1a 1b Water and Sanitation 2a 2b 13
  • 14. Disbursement Guidelines and Oversight Procedures A synergistic solution will: Leverage and unify the existing funding, manpower, and expertise offered by resident NGOs Reinforce the Haitian government; facilitate excellent civil service 1a 1b Water and Sanitation 2a 2b 14
  • 15. 2a. Set precedents for UN compensation of affected individuals and communities.
  • 16. Redressing Wrongs • Public Apology • Community Claims • Individual Claims 1a 1b 2a Precedents 2b 16
  • 17. Redressing Wrongs • Public Apology • Community Claims • Individual Claims 1a 1b 2a Precedents 2b 17
  • 18. UN Precedent in Individual Claims Reasons Against: • There is a danger of penalizing the wrong parties. Nepal pays an insignificant amount of the UN peacekeeping budget – the top 10 members contribute 80%. • Could be difficult to verify deaths due to cholera, non-fatal cases cover a broad spectrum of severity. That being said, it would be a commendable gesture for the UN fund to pay outstanding debt accumulated from funeral and treatment costs. 18
  • 19. Disbursement Guidelines and Oversight Procedures CHALLENGE CONSEQUENCE Large number of disparate organizations involved in response to cholera outbreak Poor coordination among actors, misaligned goals Haitian government directly receives only a small fraction of aid sent to Haiti Limited government influence in unifying actors; little opportunity for government to gain strength Most qualified workers are lured away from civil service by higher paying NGOs 1a 1b 2a Precedents 2b 19
  • 20. Disbursement Guidelines and Oversight Procedures Preliminary Steps: • Ensure that every rural region has an active water committee (CAEPA). • Use some fund monies to attract talent back to government agencies as needed by offering more competitive wages. • Compose an oversight committee of UN members, Haitian citizens, and sector experts. 1a 1b 2a Precedents 2b 20
  • 21. Disbursement Guidelines and Oversight Procedures Oversight Committee CAEPAs(2) & OREPAs(3) DINEPA(1) 1. Higher-level government organizations biannually solicit proposals from lowest-level water committees for local improvements. 1a 1b 1) 2) 2a Precedents 21 2b Direction Nationale de l’Eau Potable de l’Assainissement Comites d’Aprovisionnement en Eau Potable et d’Assainissement 3) Offices Regionaux de l’Eau Potable et de l’Assainissement
  • 22. Disbursement Guidelines and Oversight Procedures Oversight Committee CAEPAs(2) & OREPAs(3) DINEPA(1) 1a 1b 1) 2) 2a Precedents 2. Once proposals are approved, contracts are bid on by the public. NGOs, potentially including local forprofit contractors 22 2b Direction Nationale de l’Eau Potable de l’Assainissement Comites d’Aprovisionnement en Eau Potable et d’Assainissement 3) Offices Regionaux de l’Eau Potable et de l’Assainissement
  • 23. Disbursement Guidelines and Oversight Procedures Oversight Committee DINEPA(1) CAEPAs(2) & OREPAs(3) $ $ NGOs, potentially including local forprofit contractors 3. Grants will be offered to the best bids. 1a 1b 1) 2) 2a Precedents 23 2b Direction Nationale de l’Eau Potable de l’Assainissement Comites d’Aprovisionnement en Eau Potable et d’Assainissement 3) Offices Regionaux de l’Eau Potable et de l’Assainissement
  • 24. Disbursement Guidelines and Oversight Procedures Oversight Committee CAEPAs(2) & OREPAs(3) DINEPA(1) 4. Contractors will be held accountable for progress by water committees; funding will be pulled if unsatisfactory. 1a 1b 1) 2) 2a Precedents In addition, water committee must send progress report to DINEPA in order to enter next round of proposal approvals. NGOs, potentially including local forprofit contractors 24 2b Direction Nationale de l’Eau Potable de l’Assainissement Comites d’Aprovisionnement en Eau Potable et d’Assainissement 3) Offices Regionaux de l’Eau Potable et de l’Assainissement
  • 25. 2b. Prevent future incidents.
  • 26. Updating UN Operating Procedures CATALYST FOR CHANGE RECOMMENDATIONS Cholera-causing bacteria were transported to Haiti via a Nepalese UN peacekeeper. Stricter immunizations and screening before and immediately after entry into Haiti; initial screen is the responsibility of the troopproviding nation. Presumed cause of cholera outbreak was poor sanitation practices in a UN peacekeeper camp. Nepali peacekeepers continued to earn a salary 3-4 times the average of their home nation, even when their activities became harmful. 1a All UN sanitation facilities are to be inspected at regular intervals. Violating nations will be given a probation period wherein the fixed compensation per peacekeeper paid by the UN to the providing nation will be halved. 1b 2a 2b Prevention 26
  • 27. Budget Government Staffing ($80) (in $mm) Incentivizing Hospital Check-ins ($50) Inspection/screening costs ($20) Water Infrastructure ($1000) Cholera Treatment ($450) Sanitation Improvement ($500) Technical Experts/UN overseers ($50) Public Awareness ($30) Total: ~$2.2bn 1a 1b 2a 2b Debt payoffs of cholera victims ($20) Prevention 27
  • 28. Timeline Action YR 1-2 Prime environment, establish gov. structure; attract partners/funding YR 3-4 YR 5-6 YR 7-8 X X X X X Implement Cholera Treatment Pilot, learn, refine Expand to larger regions, refine Scale up X X Strengthen Infrastructure/Education Build and create material, pilot Expand to larger regions, refine Scale up X X Redress Wrongs/Strengthen Organization Compensation Scheme Accountability/mgt system 1a 1b 2a 2b Prevention X X 28
  • 29. The Evaluation Indicators Alignment with WASH; Cholera Prevalence KAP survey; increased hand-washing Attendance at meetings; fewer redundancies 1a 1b 2a 2b Prevention 29
  • 30. The Summary Problem: Liability Cholera Access to water and waste management Infrastructure Education Compensation Governance Treatment Objective: Eliminate Cholera Improve access Set Compensation Outcome: Reduce mortality and improve quality of life 1a 1b 2a 2b 30
  • 31. Building Back Better • Haitians… • Build health centers, water facilities • Staff health centers for diagnosis and treatment • Manage the data for elimination • Cholera cases become health workers for prevention • UN manages the money 1a 1b 2a 2b 31
  • 34. Appendix A: Current Funding Recipients of Relief Aid to Haiti, 2011 1% 5% 6% Donor's own civil/military entities 34% UN agencies and NGOs Other NGOs and private contractors 26% Unspecified Red Cross 28% Government of Haiti 34 1) http://www.cgdev.org/blog/haiti-doomed-be-republic-ngos
  • 35. Appendix B: Top Contributors to Peacekeeping budget Percentage of Assessed Contributions Top 20 Providers of Assessed Contributions to UN Peacekeeping Budget 30.00% 25.00% 20.00% 15.00% 10.00% 5.00% 0.00% 35 1) https://www.un.org/en/peacekeeping/documents/backgroundnote.pdf
  • 36. Appendix C: Water Sources 36
  • 37. Appendix D: Water Committees “There are hundreds of water committees, called CAEPAs (Comités d'Aprovisionnement en Eau Potable et d'Assainissement) or simply Comités d'Eau, in charge of water systems in rural areas and some small towns.[8] They consist of elected community members. Their degree of formalization and effectiveness varies considerably. The best water committees meet regularly, closely interact with the community, regularly collect revenues, hire a plumber who performs routine repairs, have a bank account and are registered and approved by DINEPA. However, many water committees fall short of these expectations. There is no national or regional registry of water committees or water systems and there are no associations of water committees at the municipal, departmental or national level.” 37 1) http://en.wikipedia.org/wiki/Water_supply_and_sanitation_in_Haiti
  • 38. Appendix E: Disbursement Guideline Details • A template proposal will be provided to all water committees, which they can submit practically as is if their community does not have any specialized needs. • Solicitations will be called for in fixed cycles with fixed budgets, so that the managing actors can better prioritize. We recommend a biannual deadline. • Bids will be ranked by (1) the competency of the bidding group; (2) the involvement of Haitian citizens in the bidding group; (3) the amount of additional funds the bidding brings to the table. 38
  • 39. Appendix F: Budget assumptions Assumptions: 1. 2 weeks salary=$50 ,so compensation per admission will be $50 (remaining $450 goes towards treatment/hospital stay, etc) 2. 1,000,000 hospital admissions in the next 8 yrs based on 500,000 over last 4 3. 8000 deceased already from cholera*1000 per family = 8mil+ doubled for future deaths 4. 10,000 employee costs*8 yrs*1000 workers = 80mil 5. 1.5 bil for water and sanitation, based on numbers from the Ministry of Public Health 39