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A Brief Screening Battery for Detection
   of HIV-associated Neurocognitive
          Impairment in India

 Maiko Sakamoto, Manisha Ghate, Reena Deutsch, Rachel Meyer,
Scott Letendre, Igor Grant, Sanjay Mehendale, Thomas D. Marcotte

         HIV Neurobehavioral Research Program, UCSD
         National AIDS Research Institute, Pune, India
HIV in India
 ~ 2.5 million people living with HIV
   » 39% -- female
   » 3.5% – children
 Antiretroviral Therapy (ART)
   » Free ART at government hospitals in 6 high
     prevalence states and the city of Delhi
   » Only 7-25% of HIV+ persons have access to
     ART
 Mode of Infection
   » South – heterosexual contact
   » North – IVDUs, prostitution
                                                  (from WHO & NACO data)
Overall Review of HIV-associated
              Neurocognitive Impairment
 Even with ART, the prevalence of HIV-associated neurocognitive
  disorders (HAND) is high (~ 50% in the U.S.)  (Heaton et al., 2011)
   » “Neurocognitive status” is determined based on performance on a
     “gold standard” comprehensive NP battery
 The pattern of HAND
   » “Spotty” – various cognitive domains are affected by HIV infection
   » A challenge in using brief screening measures
      70%
      60%
      50%
      40%
      30%
      20%
      10%
       0%
             Verbal   SIP   Learning   Memory   Attn/WM   Exec   Motor   (Heaton et al., 2011)
Relationships between HAND and
          everyday functions

 Important to detect HAND since it affects not only
  cognitive ability but everyday functioning
   » Employment and vocational functions (Heaton et al., 2004; Martin et al.,
     2006)
   » Medication management and adherence (Barclay et al., 2007)
   » Driving (Marcotte et al., 2004, 2011)
Limitations of the HIV Dementia Scale (HDS)
 HDS – developed in pre-cART era
   » The HDS assesses: attention (anti-saccadic errors), memory (4-word
     recall), psychomotor speed (written alphabet), construction (cube
     copy)                                            (Power et al., 1995)
   » Inadequately sensitive to mild HAND
       100%              92%
        90%
        80%
                                        69%
        70%
        60%                                     57%
        50%                                                          Sensitivity
        40%                                                          Specificity
        30%      24%
        20%
        10%
        0%
              Raw cutpoint (≤ 10)   T-score cutpoint (<40)
                                                             (Sakamoto, et al., JAIDS under review)
Limitations of the International HIV
           Dementia Scale (IHDS)
 IHDS – designed for use with individuals who have limited
  literacy                                   (Sacktor et al., 2005)

 The HDS assesses: motor speed (finger tapping), psychomotor
  speed (serial hand movements), memory (4-word recall)
   » Inadequately sensitive to mild HAND      (e.g., Valcour et al., 2011)


         Cut-off Value      Sensitivity (%)        Specificity (%)
              11                  78                        49
              10                  47                        77
              9                   27                        92
              8                   6                         96

                                                 (From NeuroAIDS India Study)
Aim


 To identify and validate a screening battery, by pairing up
  two NP tests, specifically for HIV clinicians in a resource-
  limited setting, India.
Methods (Participants)

 206 HIV-infected patients from clinics in Pune
 Most of participants were ART naïve
 Exclusion Criteria
   » Traumatic brain injury with loss of consciousness greater than 30
     minutes
   » Non HIV-related neurologic disorders (e.g., epilepsy, Multiple Sclerosis,
     etc.)
   » Infections that can affect the CNS (e.g., treponema pallidum,
     cryptococcus neoformans)
   » Current or past psychotic disorder
   » Significant substance use
   » Color blindness
   » Hearing deficit
Methods

 Measures:
        » “Gold Standard” comprehensive NP battery translated in Marathi

NP Domain                         NP Test
Learning/Memory                   Hopkins Verbal Learning Test – Revised
                                  Brief Visuospatial Memory Test - Revised
Executive Function                Color Trails 2, Category Test, Stroop – Interference
                                  Wisconsin Card Sorting Test
Verbal Fluency                    Letter, Animal, Action Fluency
Attention/Working Memory          Paced Auditory Serial Addition Test (PASAT)
                                  Spatial Span Test
Motor                             Grooved Pegboard Test
Speed of Information Processing   Digit Symbol Test, Symbol Search Test, Stroop – Color
                                  Trail Making Test – Part A, Color Trails 1
Demographic and Medical Characteristics
        of India Sample (N = 206)

Variable                                   N, Mean (SD) or Median (IQR)
Age (years)                                         34.4 (7.26)
Education (years)                             9.0 (2.70) (range: 4-17)
Sex (Male)                                          132 (64%)
AIDS diagnosis                                      106 (53%)
Plasma viral load (log10 copies/ml)              4.79 (4.01, 5.16)
Current CD4 (cell/mm3)                            260 (127, 457)
Current depression                                    7 (3%)
Substance use disorders (past 12 months)              7 (3%)
NP impaired                                          68 (33%)
Statistical Analysis

 Superiority Index
   » Quantifies the performance of each diagnostic test relatives to others and
     ranks them by their classification accuracy
   Pairwise Comparisons
   » “Test X > Test Y” - if sens. & spec. of Test X are better than those of test Y
   » “Test X < Test Y” - - if sens. & spec. of Test X are worse than those of test Y
   » “Test X = Test Y” – of sens. & spec. of Test X are equal to those of test Y

   Superiority Index is a ratio of superior over inferior performance compared to
   other tests, accounting for ties
 Recursive partitioning (decision making tree)
   » Generates best combinations of tests maximized the balance between the
     sensitivity and specificity for NP impairment        (Deutsch et al., 2009)
Results

 Superiority Index
NP test                    Rank Superiority Index   Sensitivity (%)   Specificity (%)
BVMT Learning
                            1           37.0               55                91
(Learning)
Color Trials 1
                            2           23.0               43                92
(Proc. Speed)
Grooved Pegboard
                            3           13.0               39                93
(Non-Dominant) (Motor)
Digit Symbol
                            4           9.7                49                91
(Proc. Speed)
Category (Executive Fx.)    5           5.0                34                93
Symbol Search
(Proc. Speed)               5           5.0                48                90
Results


  Recursive Partitioning
Combination of 2 Tests                  Sensitivity   Specificity   Overall
                                        (%)           (%)           Accuracy (%)
BVMT Learning + Color Trials 1                79            84           83
BVMT Learning + Grooved Pegboard (ND)         74            83           80
BVMT Learning + Digit Symbol                  76            83           81
Results (Recursive Partitioning)
                            BVMT Learning
Impaired (n = 49)                                 Normal (n = 157)



   NP Impaired                               Color Trails 1

Normal (n = 12)               Normal (n = 130)            Impaired (n = 27)
Impaired (n = 37)


                      NP Normal                          NP Impaired

                    Normal (n = 116)                   Normal (n = 10)
                    Impaired (n = 14)                  Impaired (n = 17)

                                        Sens. 79%, Spec. 84%, Overall Accuracy 83%
Conclusions

 Best combinations: Visuo-spatial learning (BVMT-R) and
  processing speed (Color Trials 1 & Digit Symbol)

 These combinations take 5-10 minutes to administer

 HIV clinicians in India or other international settings may
  benefit from using the screening measures described here
Limitations

 Selected tests require training to administer, score, and interpret
  results

 Copyright issues

 Illiteracy and unfamiliarity with the use of pencils affect
  participant’s performance on the IHDS


                 Ideally, clinicians want a NP screen
                     » is accurate and yet brief and quick
             » requires limited training and minimal staff time
Development of an iPad Screening
             Battery for HAND
Main goal is to develop an iPad-based screening tool to quickly
  assess cognitive functioning in HIV+ individuals
 iPad tests assess:
   Learning/Memory
   Information Processing Speed
   Executive Functioning
   Attention/Working Memory
   Motor Functioning

 Potential advantages
   Need only an iPad
   User-friendly, intuitive  administrable in a waiting room
   Patients’ performance data will be automatically collected, scored and
     summarized
Process of the development of iPad
           Screening Battery
 Evaluating most sensitive NP tests to HAND
 Assessing test-retest reliability for multiple visits (funding
  from the HNRC developmental grant)


 Examining feasibility of the iPad battery at local HIV
  clinics
   » Collaborations with clinicians




 Developing norms
 Creating international versions of iPad screening battery
Summary
Pros                         Cons
 2 NP tests combinations     Require training to
  yield good sensitivity &     administer, score, and
  specificity                  interpret results
 Take only 5-10 minutes      Clinicians need to
                               purchase tests due to
                               copyrights

HIV Clinicians need a new sensitive NP screen
The iPad battery could be useful for detection of
HAND
Thank you

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Test for HIV-associated cognitive impairment in India

  • 1. A Brief Screening Battery for Detection of HIV-associated Neurocognitive Impairment in India Maiko Sakamoto, Manisha Ghate, Reena Deutsch, Rachel Meyer, Scott Letendre, Igor Grant, Sanjay Mehendale, Thomas D. Marcotte HIV Neurobehavioral Research Program, UCSD National AIDS Research Institute, Pune, India
  • 2. HIV in India  ~ 2.5 million people living with HIV » 39% -- female » 3.5% – children  Antiretroviral Therapy (ART) » Free ART at government hospitals in 6 high prevalence states and the city of Delhi » Only 7-25% of HIV+ persons have access to ART  Mode of Infection » South – heterosexual contact » North – IVDUs, prostitution (from WHO & NACO data)
  • 3. Overall Review of HIV-associated Neurocognitive Impairment  Even with ART, the prevalence of HIV-associated neurocognitive disorders (HAND) is high (~ 50% in the U.S.) (Heaton et al., 2011) » “Neurocognitive status” is determined based on performance on a “gold standard” comprehensive NP battery  The pattern of HAND » “Spotty” – various cognitive domains are affected by HIV infection » A challenge in using brief screening measures 70% 60% 50% 40% 30% 20% 10% 0% Verbal SIP Learning Memory Attn/WM Exec Motor (Heaton et al., 2011)
  • 4. Relationships between HAND and everyday functions  Important to detect HAND since it affects not only cognitive ability but everyday functioning » Employment and vocational functions (Heaton et al., 2004; Martin et al., 2006) » Medication management and adherence (Barclay et al., 2007) » Driving (Marcotte et al., 2004, 2011)
  • 5. Limitations of the HIV Dementia Scale (HDS)  HDS – developed in pre-cART era » The HDS assesses: attention (anti-saccadic errors), memory (4-word recall), psychomotor speed (written alphabet), construction (cube copy) (Power et al., 1995) » Inadequately sensitive to mild HAND 100% 92% 90% 80% 69% 70% 60% 57% 50% Sensitivity 40% Specificity 30% 24% 20% 10% 0% Raw cutpoint (≤ 10) T-score cutpoint (<40) (Sakamoto, et al., JAIDS under review)
  • 6. Limitations of the International HIV Dementia Scale (IHDS)  IHDS – designed for use with individuals who have limited literacy (Sacktor et al., 2005)  The HDS assesses: motor speed (finger tapping), psychomotor speed (serial hand movements), memory (4-word recall) » Inadequately sensitive to mild HAND (e.g., Valcour et al., 2011) Cut-off Value Sensitivity (%) Specificity (%) 11 78 49 10 47 77 9 27 92 8 6 96 (From NeuroAIDS India Study)
  • 7. Aim  To identify and validate a screening battery, by pairing up two NP tests, specifically for HIV clinicians in a resource- limited setting, India.
  • 8. Methods (Participants)  206 HIV-infected patients from clinics in Pune  Most of participants were ART naïve  Exclusion Criteria » Traumatic brain injury with loss of consciousness greater than 30 minutes » Non HIV-related neurologic disorders (e.g., epilepsy, Multiple Sclerosis, etc.) » Infections that can affect the CNS (e.g., treponema pallidum, cryptococcus neoformans) » Current or past psychotic disorder » Significant substance use » Color blindness » Hearing deficit
  • 9. Methods  Measures: » “Gold Standard” comprehensive NP battery translated in Marathi NP Domain NP Test Learning/Memory Hopkins Verbal Learning Test – Revised Brief Visuospatial Memory Test - Revised Executive Function Color Trails 2, Category Test, Stroop – Interference Wisconsin Card Sorting Test Verbal Fluency Letter, Animal, Action Fluency Attention/Working Memory Paced Auditory Serial Addition Test (PASAT) Spatial Span Test Motor Grooved Pegboard Test Speed of Information Processing Digit Symbol Test, Symbol Search Test, Stroop – Color Trail Making Test – Part A, Color Trails 1
  • 10. Demographic and Medical Characteristics of India Sample (N = 206) Variable N, Mean (SD) or Median (IQR) Age (years) 34.4 (7.26) Education (years) 9.0 (2.70) (range: 4-17) Sex (Male) 132 (64%) AIDS diagnosis 106 (53%) Plasma viral load (log10 copies/ml) 4.79 (4.01, 5.16) Current CD4 (cell/mm3) 260 (127, 457) Current depression 7 (3%) Substance use disorders (past 12 months) 7 (3%) NP impaired 68 (33%)
  • 11. Statistical Analysis  Superiority Index » Quantifies the performance of each diagnostic test relatives to others and ranks them by their classification accuracy Pairwise Comparisons » “Test X > Test Y” - if sens. & spec. of Test X are better than those of test Y » “Test X < Test Y” - - if sens. & spec. of Test X are worse than those of test Y » “Test X = Test Y” – of sens. & spec. of Test X are equal to those of test Y Superiority Index is a ratio of superior over inferior performance compared to other tests, accounting for ties  Recursive partitioning (decision making tree) » Generates best combinations of tests maximized the balance between the sensitivity and specificity for NP impairment (Deutsch et al., 2009)
  • 12. Results  Superiority Index NP test Rank Superiority Index Sensitivity (%) Specificity (%) BVMT Learning 1 37.0 55 91 (Learning) Color Trials 1 2 23.0 43 92 (Proc. Speed) Grooved Pegboard 3 13.0 39 93 (Non-Dominant) (Motor) Digit Symbol 4 9.7 49 91 (Proc. Speed) Category (Executive Fx.) 5 5.0 34 93 Symbol Search (Proc. Speed) 5 5.0 48 90
  • 13. Results  Recursive Partitioning Combination of 2 Tests Sensitivity Specificity Overall (%) (%) Accuracy (%) BVMT Learning + Color Trials 1 79 84 83 BVMT Learning + Grooved Pegboard (ND) 74 83 80 BVMT Learning + Digit Symbol 76 83 81
  • 14. Results (Recursive Partitioning) BVMT Learning Impaired (n = 49) Normal (n = 157) NP Impaired Color Trails 1 Normal (n = 12) Normal (n = 130) Impaired (n = 27) Impaired (n = 37) NP Normal NP Impaired Normal (n = 116) Normal (n = 10) Impaired (n = 14) Impaired (n = 17) Sens. 79%, Spec. 84%, Overall Accuracy 83%
  • 15. Conclusions  Best combinations: Visuo-spatial learning (BVMT-R) and processing speed (Color Trials 1 & Digit Symbol)  These combinations take 5-10 minutes to administer  HIV clinicians in India or other international settings may benefit from using the screening measures described here
  • 16. Limitations  Selected tests require training to administer, score, and interpret results  Copyright issues  Illiteracy and unfamiliarity with the use of pencils affect participant’s performance on the IHDS Ideally, clinicians want a NP screen » is accurate and yet brief and quick » requires limited training and minimal staff time
  • 17. Development of an iPad Screening Battery for HAND Main goal is to develop an iPad-based screening tool to quickly assess cognitive functioning in HIV+ individuals  iPad tests assess: Learning/Memory Information Processing Speed Executive Functioning Attention/Working Memory Motor Functioning  Potential advantages Need only an iPad User-friendly, intuitive  administrable in a waiting room Patients’ performance data will be automatically collected, scored and summarized
  • 18. Process of the development of iPad Screening Battery  Evaluating most sensitive NP tests to HAND  Assessing test-retest reliability for multiple visits (funding from the HNRC developmental grant)  Examining feasibility of the iPad battery at local HIV clinics » Collaborations with clinicians  Developing norms  Creating international versions of iPad screening battery
  • 19. Summary Pros Cons  2 NP tests combinations  Require training to yield good sensitivity & administer, score, and specificity interpret results  Take only 5-10 minutes  Clinicians need to purchase tests due to copyrights HIV Clinicians need a new sensitive NP screen The iPad battery could be useful for detection of HAND