2. L
OVERVIEW
REWARDS BASED:
Indiegogo, Kickstarter, Rocket Hub & 1500+ more
EQUITY BASED (non-accredited):
Debt or Security
OTHER (accredited):
Angel List, Lending Club, Prosper, MicroVentures
3. ISSUER : JOBS Act
1.
Registra@on
&
Incorpora@on
in
US
2.
Names
–
Directors,
Officers,
>20%
SH
3.
Business
Descrip@on
&
BUSINESS
PLAN
4.
Prior
years
Tax
Returns
5.
Financial
Statements
6.
Use
of
Proceeds
7.
Offering
Details
&
Progress
Updates
8.
Share
price
&
methodology
(VALUATION)
9.
Ownership
&
capital
10.
Capital
(exis@ng,
offering
&
differences)
7. RULES – FORM C Disclosure
1.
Registra@on
&
Incorpora@on
in
US
2.
Names
–
Directors,
Officers,
>20%
SH
3.
Business
Descrip@on
ONLY
4.
Prior
years
Tax
Returns
5.
Financial
Statements
ONGOING
&
ANNUAL
REPORTS
6.
Use
of
Proceeds
7.
Offering
Details
&
Progress
Updates
8.
Share
price
&
methodology
(VALUATION)
9.
Ownership
&
capital
10.
Capital
(exis@ng,
offering
&
differences)
8. GAAP Financial Statements
< $100K – CEO
Ø $100K to < $500K Review
Ø $500K = AUDIT by non-PCAOB but licensed
Certified Professional Accountant (CPA) Firm
Not the same CPA as preparations
9. Devil in the Details
$XM Valuation/ $X per share price/ Total $XK
Use of Proceeds MAKE SELL OPERATE
$XK Now $XK $YK $ZK
$XK Next $XK $YK $ZK
$XK Then $XK $YK $ZK
$
12. Got Intellectual Property?
Why Care…
• IP theft costs $250 billion annually
• 100% of all companies have IP
• Intangible assets are often more
than 75% of company values; startups
more than 90%
Disclaimer: This is intended to be general information. Nothing in this presentation constitutes
legal advice. Please consult with an attorney before making any intellectual property protection
decisions.