Top Patch delivers information security products to reduce risk, increase data security and ensure compliance. TopPatch's Remediation Vault™ is the industry’s first peer-to-peer patch distribution product. Even with existing patch management solutions, Remediation Vault ensures completeness, coverage and speed so that vulnerabilities are patched before hackers can exploit them. With Remediation Vault, the vulnerabilities in the software installed on Unix, Linux, BSD, OSX and Window’s operating systems are up to date with the newest security patches. TopPatch services include HIPAA/HITECH compliance management, PCI compliance management, intrusion detection/prevention systems, forensics, end-to-end data privacy compliance management, vulnerability assessment and management, log monitoring and management, FFIEC, GLBA, NCUA, NERC, and SOX compliance.

1. HOW TO BECOME
SARBANES-OXLEY
COMPLIANT IN 5
STEPS

2. Top Patch delivers information
security products that reduce risk,
increase data security and ensure
compliance.
• Remediation Vault™: first peer-to-
peer patch distribution product.
• Vulnerabilities patched before
hackers can exploit them.
• Unix, Linux, BSD, OSX and
Windows OS protected with
newest security patches.
www.toppatch.com
Email: alex@toppatch.com • Twitter: @toppatch
©TopPatch • All Rights Reserved 349 Fifth Avenue, New York NY 10016, (646)

3. How to become Sarbanes-Oxley
Compliant in 5 Steps
1) Study the provisions of the Sarbanes-Oxley act
thoroughly
• Difficult and demanding
• Sections 302, 401, 404, 409, 802
• CEOs and CFOs personally liable

4. How to become Sarbanes-Oxley
Compliant in 5 Steps
2) Regularly update the CEO/CFO on company
financials
• Executives need to sign off on financial
disclosures
n quarterly basis.
o
• They must be properly and regularly informed
about the company’s financials.

5. How to become Sarbanes-Oxley
Compliant in 5 Steps
3) Assign an employee to follow PCAOB
requirements
or hire a consultant
• Requirements change occasionally.
• Important to monitor changes.

6. How to become Sarbanes-Oxley
Compliant in 5 Steps
4) Appoint an independent committee to
supervise audits
• Identify outsiders who will handle the
company’s auditor.
• Have them:
• Set audit procedures.
• Supervise the auditor.

7. How to become Sarbanes-Oxley
Compliant in 5 Steps
5) Conduct detailed testing of controls
• Three levels of reliance:
• Lowest reliance: self-testing by IT
• Medium reliance: Internal audit, tests
to
prove compliance of each key control.
• Highest reliance: external auditors
• Focus areas:
• Change management
• Security and data integrity

8. Top Patch delivers
information security
products that reduce risk,
increase data security and
ensure compliance
Request a free trial of
the Remediation Vault
for
Best-In-Class Patch
Management
Alex
Email: alex@toppatch.com
(646) 664-4265
349 Fifth Avenue, New York, NY 10016
www.toppatch.com
Twitter: @toppatch