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Alignment by Design Risk-Based Quality Auditing Going Beyond Compliance In Pursuit of Effectiveness Thomas Bradley, PhD [email_address] Alignment by Design, Inc.
An Introduction to Risk-Based Quality Auditing Summary   Going Beyond Compliance - In Pursuit of Effectiveness Compliance-based Audits Pitfalls of Traditional Compliance-based Audits Going Beyond Compliance Presentation Outline
Going Beyond Compliance - In Pursuit of Effectiveness Compliance-based Audits Pitfalls of Traditional Compliance-based Audits Going Beyond Compliance
Going to a Higher Orbit ,[object Object],[object Object],[object Object],Must Seek to Optimize Value
[object Object],[object Object],[object Object],[object Object],Compliance-based Audits They are necessary but not  sufficient
[object Object],[object Object],[object Object],[object Object],Compliance-based Audits They are necessary but not  sufficient
Pitfalls of Traditional Compliance-based Audits ,[object Object],[object Object],[object Object],[object Object],They have their limits
Pitfalls of Traditional Compliance-based Audits ,[object Object],[object Object],[object Object],They have their limits
Organizational Effectiveness Going Beyond Compliance – In Pursuit of Effectiveness Compliance We Must Raise Our Sights Going Beyond Compliance Risk-Based Quality Auditing
Going Beyond Compliance Risk-Based Quality Auditing   Makes Successive Developmental Capabilities a True Reality Compliance Effectiveness Excellence
An Introduction to  Risk-Based Quality Auditing
“ Without changing our patterns of thought, we will not be able to solve the problems we created with our current patterns of thought” - Albert Einstein Profound Knowledge  We Must Break With the Past – We Must Do Things Differently
In a  Risk Based Quality Audit   the rules are challenged.  A fundamental goal of a  Risk Based Quality Audits  is to be proactive – it consistently asks the question,  “can the enterprise get from here to there with the controls its has in place.” It takes a much closer look at the organization Interworkings Risk Based Quality Audits
To Address Organizational Performance Assessment Challenges  ,[object Object],[object Object],[object Object],Why Risk-Based Quality Auditing?
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Risk Based Quality Audits
[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],[object Object],Risk Based Quality Audits
Risk-Based Quality Auditing A Total Organizational  Perspective Business Level Risks Process Level Risks Risks must be identified both top-down & bottom-up Project Level Risks Product Risks People Risks
[object Object],The  ‘Business-of-Business’  Questions: ,[object Object],[object Object],[object Object],The Search for Profound Knowledge We must first pose the right questions in order to seek the right answers
The  Alignment by Design Business-of-Business  Basics Questions 5. Where there are gaps in performance or risks in our ability to achieve our objectives, what are we going to do? 1. What do we want to achieve? 2. How are we going to achieve our objectives? 3. Are our processes capable of achieving our objectives? 4. Where are we in respect to achieving our objectives?
 
Risk-Based Quality Auditing Strategic Planning & Management Assessment Strategic Alignment Analysis ISO-Based Process Audits Performance Analysis Capability Maturity Assessments Risk Assessments Tools Assessment Reference Model
Risk-Based Quality Auditing A Balanced View
Summary
Risk Based Quality Audits Is a new and exciting weapon in an organization’s  arsenal for performance improvement and in  their quest for organizational effectiveness. A powerful organizational diagnostic assessment tool  that provides management with data and information  to truly address the serious questions regarding  organizational effectiveness & excellence
Risk Based Quality Audits Proactively identifies risks that hinders the attainment of organizational objectives at both the strategic and  tactical levels and drive improvements while driving Compliance to established requirements and controls Increases an organization’s capacity to achieve its strategic goals and objectives
For more information on This exciting and powerful methodology Visit our web site at www.alignmentbydesign.com or,   Contact Tom Bradley, PhD via email at [email_address]

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Risk Based Quality Audit Part 1

  • 1. Alignment by Design Risk-Based Quality Auditing Going Beyond Compliance In Pursuit of Effectiveness Thomas Bradley, PhD [email_address] Alignment by Design, Inc.
  • 2. An Introduction to Risk-Based Quality Auditing Summary Going Beyond Compliance - In Pursuit of Effectiveness Compliance-based Audits Pitfalls of Traditional Compliance-based Audits Going Beyond Compliance Presentation Outline
  • 3. Going Beyond Compliance - In Pursuit of Effectiveness Compliance-based Audits Pitfalls of Traditional Compliance-based Audits Going Beyond Compliance
  • 4.
  • 5.
  • 6.
  • 7.
  • 8.
  • 9. Organizational Effectiveness Going Beyond Compliance – In Pursuit of Effectiveness Compliance We Must Raise Our Sights Going Beyond Compliance Risk-Based Quality Auditing
  • 10. Going Beyond Compliance Risk-Based Quality Auditing Makes Successive Developmental Capabilities a True Reality Compliance Effectiveness Excellence
  • 11. An Introduction to Risk-Based Quality Auditing
  • 12. “ Without changing our patterns of thought, we will not be able to solve the problems we created with our current patterns of thought” - Albert Einstein Profound Knowledge We Must Break With the Past – We Must Do Things Differently
  • 13. In a Risk Based Quality Audit the rules are challenged. A fundamental goal of a Risk Based Quality Audits is to be proactive – it consistently asks the question, “can the enterprise get from here to there with the controls its has in place.” It takes a much closer look at the organization Interworkings Risk Based Quality Audits
  • 14.
  • 15.
  • 16.
  • 17. Risk-Based Quality Auditing A Total Organizational Perspective Business Level Risks Process Level Risks Risks must be identified both top-down & bottom-up Project Level Risks Product Risks People Risks
  • 18.
  • 19. The Alignment by Design Business-of-Business Basics Questions 5. Where there are gaps in performance or risks in our ability to achieve our objectives, what are we going to do? 1. What do we want to achieve? 2. How are we going to achieve our objectives? 3. Are our processes capable of achieving our objectives? 4. Where are we in respect to achieving our objectives?
  • 20.  
  • 21. Risk-Based Quality Auditing Strategic Planning & Management Assessment Strategic Alignment Analysis ISO-Based Process Audits Performance Analysis Capability Maturity Assessments Risk Assessments Tools Assessment Reference Model
  • 22. Risk-Based Quality Auditing A Balanced View
  • 24. Risk Based Quality Audits Is a new and exciting weapon in an organization’s arsenal for performance improvement and in their quest for organizational effectiveness. A powerful organizational diagnostic assessment tool that provides management with data and information to truly address the serious questions regarding organizational effectiveness & excellence
  • 25. Risk Based Quality Audits Proactively identifies risks that hinders the attainment of organizational objectives at both the strategic and tactical levels and drive improvements while driving Compliance to established requirements and controls Increases an organization’s capacity to achieve its strategic goals and objectives
  • 26. For more information on This exciting and powerful methodology Visit our web site at www.alignmentbydesign.com or, Contact Tom Bradley, PhD via email at [email_address]