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Generally,	
   in	
   large	
   organization	
   various	
   project	
   management	
   activities	
   are	
   carried	
   out	
  
approximately	
   at	
   the	
   same	
   time.	
   There	
   are	
   thousands	
   of	
   products.	
   There	
   are	
   also	
  
geographical,	
   language,	
   custom	
   and	
   many	
   more	
   issues	
   to	
   take	
   into	
   account.	
   In	
   such	
   an	
  
environment	
   each	
   project	
   will	
   make	
   different	
   demands	
   on	
   management:	
   for	
   example,	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  	
  
“	
  some	
  might	
  be	
  more	
  technically	
  challenging,	
  might	
  affect	
  particularly	
  critical	
  areas	
  of	
  the	
  
business	
  or	
  might	
  involve	
  larger	
  numbers	
  of	
  different	
  types	
  of	
  users	
  ”[1].	
  So	
  it	
  is	
  evident	
  that	
  
if	
   the	
   procedures	
   by	
   which	
   each	
   project	
   is	
   run	
   are	
   standardized	
   rather	
   than	
   having	
   to	
   be	
  
continually	
  reinvented	
  it	
  would	
  be	
  much	
  more	
  helpful	
  for	
  the	
  organizations.	
  In	
  this	
  regard	
  
PRINCE	
   (PRojects	
   IN	
   Controlled	
   Environments)	
   was	
   first	
   developed	
   by	
   CCTA,	
   now	
   part	
   of	
  
OGC,	
  in	
  1989	
  as	
  a	
  UK	
  Government	
  standard	
  for	
  IT	
  project	
  management.	
  Although,	
  initially	
  
developed	
  only	
  for	
  the	
  need	
  of	
  IT	
  projects,	
  the	
  latest	
  version,	
  PRINCE2,	
  which	
  was	
  released	
  
in	
  1996,	
  is	
  a	
  generic	
  project	
  management	
  method.	
  	
  

An	
   overview:	
   “PRINCE2	
  is	
  a	
  structured	
  approach	
  to	
  project	
  management.	
  It	
  provides	
  a	
  
Method	
   for	
   managing	
   projects	
   within	
   a	
   clearly	
   defined	
   framework.	
   Prince2	
   describes	
  
procedures	
  to	
  coordinate	
  people	
  and	
  activities	
  in	
  a	
  project,	
  how	
  to	
  design	
  and	
  supervise	
  the	
  
project,	
   and	
   what	
   to	
   do	
   if	
   the	
   project	
   has	
   to	
   be	
   adjusted	
   if	
   it	
   doesn’t	
   develop	
   as	
   planned.	
   In	
  
the	
   method	
   each	
   process	
   is	
   specified	
   with	
   its	
   key	
   inputs	
   and	
   outputs	
   and	
   with	
   specific	
   goals	
  
and	
  activities	
  to	
  be	
  carried	
  out,	
  which	
  gives	
  an	
  automatic	
  control	
  of	
  any	
  deviations	
  from	
  the	
  
plan”[2].	
  A	
  PRINCE2	
  project	
  is	
  divided	
  into	
  a	
  number	
  of	
  Management	
  Stages,	
  each	
  forming	
  a	
  
distinct	
   unit	
   for	
   management	
   purposes.	
   Like	
   the	
   project,	
   a	
   Stage	
   is	
   driven	
   by	
   a	
   series	
   of	
  
Processes,	
  has	
  a	
  defined	
  set	
  of	
  products	
  and	
  activities,	
  a	
  finite	
  life-­‐span,	
  control	
  elements,	
  
and	
   an	
   organisational	
   structure.	
   It	
   identifies	
   roles	
   rather	
   than	
   jobs.	
   Depending	
   on	
   the	
  
circumstances,	
   a	
   role	
   could,	
   in	
   fact,	
   be	
   carried	
   out	
   by	
   more	
   than	
   one	
   person,	
   or	
   a	
   single	
  
person	
  could	
  assume	
  more	
  than	
  one	
  role.	
  	
  

The	
   PRINCE2	
   methodology	
   applies	
   three	
   key	
   elements	
   to	
   each	
   project	
   and	
   to	
   the	
  
Management	
  Stages	
  within	
  a	
  project.	
  The	
  three	
  elements	
  can	
  be	
  the	
  Processes	
  which	
  drive	
  
the	
   project	
   management,	
   Components	
   and	
   Techniques,	
   which	
   are	
   used	
   by	
   each	
   of	
   the	
  
Processes	
  to	
  effect	
  the	
  management	
  of	
  the	
  project.	
  	
  
	
  
       “PRINCE2	
   defines	
   45	
   separate	
   sub-­‐processes	
   and	
   organizes	
   these	
   into	
   eight	
  
           processes	
  as	
  follows:	
  ”	
  [2]	
  
	
  
Starting	
   Up	
   A	
   Project	
   (SU)	
   -­‐	
   Establishes	
  the	
  Objectives	
  and	
  Approach	
  to	
  the	
  Project;	
  Sets	
  up	
  
the	
  Project	
  Management	
  Team;	
  Plans	
  for	
  the	
  Initiation	
  Process.	
  This	
  is	
  a	
  pre-­‐project	
  Process,	
  
which	
  looks	
  to	
  answer	
  the	
  question	
  “do	
  we	
  have	
  a	
  worthwhile	
  and	
  viable	
  project?”	
  before	
  
asking	
  for	
  commitment	
  of	
  resources	
  to	
  set	
  up	
  a	
  project	
  environment.	
  
	
  
Initiating	
   A	
   Project	
   (IP)	
   -­‐	
   Plans	
   the	
   whole	
   Project	
   in	
   terms	
   of	
   its	
   Products,	
   Activities,	
  
Resource	
  Usage	
  and	
  Quality;	
  Sets	
  the	
  baseline	
  for	
  the	
  Business	
  Benefits	
  &	
  Risks.	
  
Directing	
  A	
  Project	
  (DP)	
  -­‐	
  Provides	
  authorisation	
  for	
  work	
  to	
  be	
  carried	
  out	
  and	
  Resources	
  
to	
  be	
  committed.	
  Authorisation	
  for	
  Project	
  Initiation	
  and	
  Project	
  Closure	
  and,	
  in	
  some	
  cases,	
  
its	
   premature	
   termination.	
   The	
   Process	
   is	
   “owned”	
   by	
   the	
   Project	
   Board	
   –	
   the	
   overall	
  
authority	
   for	
   the	
   Project	
   –	
   the	
   Executive	
   member	
   is	
   accountable	
   for	
   the	
   overall	
   business	
  
success	
  of	
  the	
  project.	
  
	
  
Controlling	
   A	
   Stage	
   (CS)	
   -­‐	
   The	
  basic	
  day-­‐to-­‐day	
  project	
  management	
  Process	
  -­‐	
  authorising	
  
work	
  to	
  create	
  or	
  change	
  Products,	
  collecting	
  and	
  reflecting	
  actual,	
  assessing	
  progress	
  and	
  
reporting	
   to	
   senior	
   management.	
   Capturing	
   proposed	
   changes	
   and	
   errors	
   and	
   escalating	
  
these,	
  where	
  appropriate	
  to	
  the	
  Project	
  Board.	
  
	
  
Managing	
   Product	
   Delivery	
   (MP)	
   -­‐	
   The	
  main	
  “workshop”	
  for	
  the	
  project	
  where	
  the	
  majority	
  
of	
  resources	
  are	
  consumed.	
  This	
  Process	
  is	
  where	
  the	
  Products	
  of	
  the	
  Project	
  are	
  created.	
  
Progress	
   reports	
   (Checkpoint	
   Reports)	
   are	
   provided	
   to	
   the	
   Project	
   Manager.	
   Quality	
   Review	
  
and	
  Delivery	
  of	
  Products	
  occurs	
  here.	
  
	
  
Managing	
   Stage	
   Boundaries	
   (SB)	
   -­‐	
   Reporting	
   on	
   the	
   achievements	
   of	
   the	
   Current	
  
Management	
  Stage	
  and	
  the	
  impact	
  on	
  the	
  overall	
  Project	
  Plan	
  and	
  Business	
  Case.	
  Planning	
  
the	
   Next	
   Stage	
   (Products,	
   Activities,	
   Resource	
   Usage).	
   Putting	
   together	
   Exception	
   Plans	
  
when	
  the	
  Management	
  Stage	
  has	
  suffered	
  a	
  significant	
  departure	
  from	
  its	
  approved	
  plan.	
  
	
  
Planning	
  (PL)	
  –	
  “	
  PRINCE2	
  advocates	
  product	
  based	
  planning	
  which	
  means	
  that	
  the	
  first	
  task	
  
when	
   planning	
   is	
   to	
   identify	
   and	
   analyze	
   products.	
   Once	
   the	
   activities	
   required	
   to	
   create	
  
these	
   products	
   are	
   identified	
   then	
   it	
   is	
   possible	
   to	
   estimate	
   the	
   effort	
   required	
   for	
   each	
   and	
  
then	
  	
  	
  schedule	
  activities	
  into	
  a	
  plan.	
  There	
  is	
  always	
  risk	
  associated	
  with	
  any	
  work	
  and	
  this	
  
must	
  be	
  analyzed.	
  Finally,	
  this	
  process	
  suggests	
  how	
  the	
  format	
  of	
  plans	
  can	
  be	
  agreed	
  and	
  
ensures	
  that	
  plans	
  are	
  completed	
  to	
  such	
  a	
  format.	
  ”	
  
	
  
PL1	
  Design	
  a	
  Plan	
  
PL2	
  Define	
  and	
  analyze	
  products	
  
PL3	
  Identify	
  activities	
  and	
  their	
  dependencies	
  
PL4	
  Estimate	
  effort	
  and	
  each	
  activity	
  
PL5	
  Schedule	
  
PL6	
  Analyze	
  risk	
  
PL7	
  Complete	
  plan	
  
                                                                              	
  




                                                                                                                  	
  
Figure	
  1.1:	
  Diagram	
  showing	
  PRINCE2	
  processes.	
  The	
  arrows	
  represent	
  flows	
  of	
  information.[2]	
  
Closing	
   A	
   Project	
   (CP)	
   -­‐	
   Preparation	
  for	
  closing	
  the	
  Project	
  in	
  an	
  orderly	
  way.	
  Customer	
  sign-­‐
off,	
   preparation	
   of	
   an	
   End-­‐	
   Project	
   Report	
   and	
   identification	
   of	
   Lessons	
   Learned	
   and	
   Follow-­‐
on	
  Recommendations.	
  Planning	
  for	
  a	
  Post-­‐Project	
  Review.	
  
	
  
        In	
  PRINCE2	
  methodology	
  these	
  following	
  Components	
  are	
  used	
  which	
  are	
  as	
  follows:	
  
	
  
Organisation	
   -­‐	
   Organisation	
   Structure	
   +	
   Role	
   Descriptions.	
   Predominantly	
   used	
   in	
   the	
  
“Starting	
  Up	
  A	
  Project”	
  Process	
  where	
  the	
  Executive	
  and	
  Project	
  Manager	
  are	
  appointed	
  in	
  
the	
  first	
  Process,	
  and	
  the	
  Project	
  Management	
  Team	
  is	
  designed	
  and	
  appointed.	
  The	
  Project	
  
Management	
   Team	
   is	
   reviewed	
   at	
   the	
   end	
   of	
   each	
   Management	
   Stage	
   within	
   “Managing	
  
Stage	
  Boundaries”.	
  
	
  
Plans	
   -­‐	
   All	
   Processes	
   use	
   the	
   Plans	
   Component.	
   The	
   Initiation	
   of	
   the	
   project	
   is	
   planned	
  
during	
   “Starting	
   Up	
   A	
   Project”;	
   the	
   project	
   itself	
   is	
   planned	
   in	
   “Initiating	
   A	
   Project”;	
   Stage	
  
plans	
  are	
  prepared	
  in	
  “Managing	
  Stage	
  Boundaries”;	
  and	
  Product	
  planning	
  is	
  carried	
  out	
  in	
  
“Controlling	
   A	
   Stage”	
   and	
   “Managing	
   Product	
   Delivery”.	
   Follow-­‐on	
   actions,	
   including	
  
preparation	
  of	
  a	
  Post-­‐Project	
  Review	
  Plan	
  are	
  put	
  together	
  in	
  “Closing	
  A	
  Project”.	
  “Directing	
  
A	
  Project”	
  uses	
  the	
  approved	
  plans	
  throughout	
  to	
  confirm	
  the	
  required	
  progress.	
  
	
  
Controls	
   -­‐	
   All	
   the	
   Processes	
   use	
   the	
   Controls	
   Component.	
   The	
   “control”	
   Processes	
   which	
  
make	
  particular	
  use	
  of	
  this	
  Component	
  are	
  “Initiating	
  A	
  Project”(which	
  sets	
  up	
  the	
  overall	
  
project	
  control	
  structure);	
  “Controlling	
  A	
  Stage”	
  (which	
  uses	
  Checkpoint	
  Reports	
  to	
  capture	
  
progress,	
   and	
   records	
   actual	
   usage	
   of	
   resources.	
   Highlight	
   Reports	
   are	
   used	
   to	
   inform	
   the	
  
Project	
  Board	
  of	
  progress);	
  “Managing	
  Product	
  Delivery”	
  generates	
  Checkpoint	
  Reports	
  for	
  
control	
   purposes.	
   Stage	
   approval	
   is	
   handled	
   by	
   “Managing	
   Stage	
   Boundaries”	
   where	
  
Management	
   Stages	
   are	
   approved	
   via	
   End	
   Stage	
   Assessments.	
   This	
   Process	
   also	
   uses	
  
Exception	
  Reporting	
  and	
  Planning	
  to	
  control	
  significant	
  departures	
  from	
  plan.	
  “Directing	
  A	
  
Project”	
  is	
  the	
  Process	
  within	
  which	
  overall	
  authorisations	
  are	
  made;	
  this	
  Process	
  uses	
  the	
  
key	
   controls	
   of	
   End	
   Stage	
   Assessment,	
   Exceptions	
   Assessments,	
   Tolerance,	
   Project	
   Initiation	
  
and	
  Project	
  Closure.	
  
	
  
Business	
  Case	
  -­‐	
  The	
  Business	
  Case	
  is	
  viewed	
  as	
  the	
  “driving	
  force”	
  of	
  any	
  PRINCE2	
  project.	
  
The	
  Business	
  Benefits	
  are	
  measured	
  by	
  the	
  Business	
  Case	
  which	
  is	
  outlined	
  in	
  “Starting	
  Up	
  A	
  
Project”	
  and	
  formally	
  recorded	
  in	
  “Initiating	
  A	
  Project”	
  where	
  it	
  forms	
  an	
  important	
  part	
  of	
  
the	
   Project	
   Initiation	
   Document	
   (PID).	
   The	
   Business	
   Case	
   is	
   up-­‐dated	
   at	
   least	
   during	
  
“Managing	
   Stage	
   Boundaries”	
   when	
   the	
   End-­‐Stage	
   Report	
   is	
   created	
   –	
   more	
   often	
   if	
  
appropriate.	
  When	
  Project	
  Issues	
  are	
  being	
  analysed	
  the	
  impact	
  on	
  the	
  Business	
  case	
  will	
  be	
  
reviewed.	
   During	
   “Closing	
   A	
   Project”	
   the	
   Business	
   Case	
   will	
   be	
   used	
   in	
   preparing	
   the	
   Post	
  
Project	
   Review	
   Plan.	
   The	
   Business	
   Case	
   has	
   close	
   ties	
   with	
   the	
   Management	
   of	
   Risk	
  
Component	
  and	
  the	
  two	
  elements	
  are	
  usually	
  treated	
  in	
  unison.	
  
	
  
Management	
   of	
   Risk	
   -­‐	
   Risk	
  analysis	
  is	
  carried	
  out	
  initially	
  in	
  “Starting	
  Up	
  A	
  Project”	
  when	
  
the	
   Project	
   Brief	
   is	
   created	
   and	
   a	
   Risk	
   Log	
   established.	
   The	
   initially	
   identified	
   risks	
   are	
  
refined	
  in	
  “Initiating	
  A	
  Project”	
  where	
  the	
  Business	
  Case	
  for	
  the	
  project	
  is	
  established.	
  The	
  
risk	
   analysis	
   is	
   updated	
   during	
   “Managing	
   Stage	
   Boundaries”	
   to	
   provide	
   the	
   basis	
   for	
  
decision	
   support	
   for	
   the	
   Project	
   Board	
   when	
   they	
   review	
   the	
   project	
   at	
   the	
   End	
   Stage	
  
Assessment	
   in	
   “Directing	
   A	
   Project”.	
   “No	
   specific	
   risk	
   analysis	
   tools	
   or	
   techniques	
   are	
  
recommended.	
   Management	
   of	
   risk	
   has	
   close	
   ties	
   with	
   the	
   Business	
   Benefits	
   which	
   are	
  
measured	
  and	
  presented	
  as	
  the	
  Business	
  case	
  for	
  the	
  project.”[3]	
  
	
  
Quality	
  In	
  A	
  Project	
  Environment	
  -­‐	
  The	
  Customer’s	
  Quality	
  Expectations	
  are	
  first	
  identified	
  
in	
  “Starting	
  Up	
  A	
  Project”	
  and	
  quality	
  aspects	
  are	
  planned	
  in	
  “Initiating	
  A	
  Project”.	
  When	
  the	
  
project	
  is	
  approved,	
  “Controlling	
  A	
  Stage”	
  and	
  “Managing	
  Product	
  Delivery”	
  enable	
  specific	
  
Quality	
   Criteria	
   to	
   be	
   set	
   for	
   each	
   Product	
   (or	
   Deliverable)	
   via	
   Product	
   Descriptions	
  
described	
  in	
  the	
  “Planning”	
  Process.	
  
	
  
Configuration	
   Management	
   -­‐	
   Configuration	
   Management	
   is	
   not	
   optional	
   in	
   PRINCE2.	
   This	
  
Component	
   addresses	
   the	
   proper	
   safeguarding	
   and	
   management	
   of	
   Products	
   or	
  
Deliverables	
  and	
  their	
  associated	
  documentation.	
  “Initiating	
  A	
  Project”	
  sets	
  up	
  the	
  Project	
  
Files	
  and	
  “Controlling	
  A	
  Stage”	
  and	
  “Managing	
  Product	
  Delivery”	
  executes	
  the	
  Configuration	
  
Management	
  arrangements.	
  Project	
  Files	
  are	
  archived	
  in	
  “Closing	
  A	
  Project”	
  mainly	
  for	
  audit	
  
purposes.	
  
	
  
Change	
   Control	
   -­‐	
   Managing	
   proposals	
   for	
   change	
   is	
   an	
   important	
   aspect	
   of	
   project	
  
management	
  and	
  the	
  Process	
  “Controlling	
  A	
  Stage”	
  is	
  where	
  such	
  proposals	
  are	
  captured,	
  
evaluated	
  and	
  actions	
  decided	
  upon.	
  
	
  
        PRINCE2	
  project	
  organization	
  
	
  
“	
   PRINCE2	
   identifies	
   roles	
   rather	
   than	
   jobs	
   ”[1].	
   Every	
   PRINCE2	
   project	
   will	
   have	
   a	
   Project	
  
Board	
  appointed.	
  The	
  Project	
  Board	
  is	
  the	
  overall	
  authority	
  for	
  the	
  project	
  and	
  is	
  normally	
  
appointed	
   by	
   Corporate	
   or	
   Programme	
   Management	
   to	
   take	
   overall	
   responsibility	
   and	
  
control	
  of	
  a	
  PRINCE2	
  project.	
  The	
   Project	
  Board	
  consists	
  of	
  three	
  senior	
  management	
  roles,	
  
each	
  representing	
  major	
  project	
  interests.	
  
	
  
       1. Executive	
  
       2. User	
  
       3. Supplier	
  
	
  
“The	
   senior	
   staff	
   carrying	
   out	
   the	
   respective	
   roles	
   will	
   be	
   responsible	
   officers	
   within	
   their	
  
respective	
  organizations	
  and	
  the	
  oversight	
  of	
  the	
  project	
  will	
  probably	
  by	
  only	
  one	
  of	
  many	
  
responsibilities.	
   Hence,	
   the	
   task	
   of	
   managing	
   the	
   project	
   on	
   a	
   day-­‐	
   to	
   –	
   day	
   basis	
   will	
   be	
  
delegated	
   by	
   the	
   Project	
   Board	
   to	
   a	
   Project	
   Manager.	
   On	
   a	
   large	
   project	
   it	
   could	
   be	
  
necessary	
   for	
   the	
   Project	
   Manager	
   to	
   delegate	
   the	
   managing	
   of	
   certain	
   aspects	
   of	
   the	
  
project	
  to	
  specialist	
  Team	
  Managers.	
  ”	
  [1]	
  
	
  
Similarity	
   of	
   PRINCE	
   2	
   with	
   Waterfall	
   Model	
   :	
   	
   The	
   traditional	
   waterfall	
  
model	
  gives	
  a	
  high-­‐	
  level	
  view	
  of	
  the	
  software	
  life	
  cycle.	
  At	
  its	
  most	
  basic	
  it	
  is	
  effectively	
  the	
  
tried	
  and	
  tested	
  problem	
  solving	
  paradigm:	
  
    • Decide	
  what	
  to	
  do	
  
    • Decide	
  how	
  to	
  do	
  it	
  
    • Do	
  it	
  
    • Test	
  it	
  
    • Use	
  it	
  
The	
   phases	
   in	
   the	
   waterfall	
   model	
   are	
   represented	
   a	
   as	
   a	
   cascade.	
   The	
   outputs	
   from	
   one	
  
phase	
  become	
  the	
  inputs	
  to	
  the	
  next.	
  




                                                                                                 	
  
                                Figure	
  2.1	
  shows	
  the	
  unmodified	
  waterfall	
  Model[4]	
  
                                                                    	
  
“The	
  waterfall	
  model	
  is	
  a	
  sequential	
  software	
  development	
  model	
  (a	
  process	
  for	
  the	
  creation	
  of	
  
software)	
   in	
   which	
   development	
   is	
   seen	
   as	
   flowing	
   steadily	
   downwards	
   (like	
   a	
   waterfall)	
  
through	
   the	
   phases	
   of	
   requirements	
   analysis,	
   design,	
   implementation,	
   testing	
   (validation),	
  
integration,	
  and	
  maintenance.	
  ”[4]	
  
	
  
	
  
	
   Communication	
  
	
   Project	
  initiation	
  
     Requirement	
  gathering	
   Planning	
  
                                  estimating	
  
	
                                scheduling	
  
                                                          Modelling	
  
                                  tracking	
  
                                                                                               Construction	
  
	
                                	
  
                                                          analysis	
  
                                                          design	
                             code	
  
                                                                                                                            Deployment	
  
	
                                                                                             test	
  
                                                                                                                            delivery	
  
                                  	
                      	
                                                                support	
  
	
                                                                                             	
                           feedback	
  

Figure	
  2.2	
  [7]	
                                                                                                      	
  
	
  
Now,	
  if	
  we	
  watch	
  closely	
  from	
  this	
  above	
  figure	
  2.2	
  it	
  is	
  evident	
  that	
  when	
  used	
  for	
  software	
  
projects	
   how	
   PRINCE2	
   maintain	
   close	
   similarity	
   with	
   Waterfall	
   Model.	
   We	
   can	
   see	
   the	
  
similarities	
   between	
   stages	
   “Communication”	
   with	
   PRINCE2’s	
   Starting	
   up	
   a	
   Project(SU),	
  	
  
“Planning”	
   with	
   PRINCE2’s	
   Planning(PL),Controlling	
   a	
   Stage(CS),	
   	
   “Modelling	
   and	
  
Construction”	
   with	
   PRINCE2’s	
   Initiating	
   a	
   Project(IP),	
   Directing(DP),	
   Managing	
   Product	
  
Delivery(MP),	
  Managing	
  Stage	
  Boundaries(SB)	
  and	
  “Deployment”	
  with	
  PRINCE2’s	
  Closing	
  a	
  
Project(CP).	
  Considering	
  all	
  these	
  facts	
  and	
  figures	
  I	
  can	
  define	
  PRINCE2	
  is	
  another	
  version	
  of	
  
the	
  waterfall	
  model	
  for	
  project	
  managers	
  when	
  used	
  for	
  software	
  projects.	
  
	
  
References:	
  
1.	
  Software	
  Project	
  Management	
  -­‐	
  Bob	
  Hughes	
  &	
  Mike	
  Cotterell	
  
2.	
  http://en.wikipedia.org/wiki/PRINCE2	
  
3.	
  Google	
  Books:	
  Managing	
  Successful	
  Projects	
  with	
  PRINCE2	
  
4.	
  http://en.wikipedia.org/wiki/Waterfall_model	
  
5.	
  Google	
  Books:	
  PRINCE2:	
  A	
  'No	
  Nonsense'	
  Management	
  Guide	
  
6.	
  Software	
  Engineering	
  -­‐	
  Ian	
  Sommerville	
  (Fourth	
  Edition)	
  
7.	
  Software	
  Engineering	
  -­‐	
  A	
  Practitioner's	
  Approach	
  -­‐	
  Roger	
  S.	
  Pressman	
  (Sixth	
  Edition)	
  
	
  

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PRINCE2

  • 1. Generally,   in   large   organization   various   project   management   activities   are   carried   out   approximately   at   the   same   time.   There   are   thousands   of   products.   There   are   also   geographical,   language,   custom   and   many   more   issues   to   take   into   account.   In   such   an   environment   each   project   will   make   different   demands   on   management:   for   example,                           “  some  might  be  more  technically  challenging,  might  affect  particularly  critical  areas  of  the   business  or  might  involve  larger  numbers  of  different  types  of  users  ”[1].  So  it  is  evident  that   if   the   procedures   by   which   each   project   is   run   are   standardized   rather   than   having   to   be   continually  reinvented  it  would  be  much  more  helpful  for  the  organizations.  In  this  regard   PRINCE   (PRojects   IN   Controlled   Environments)   was   first   developed   by   CCTA,   now   part   of   OGC,  in  1989  as  a  UK  Government  standard  for  IT  project  management.  Although,  initially   developed  only  for  the  need  of  IT  projects,  the  latest  version,  PRINCE2,  which  was  released   in  1996,  is  a  generic  project  management  method.     An   overview:   “PRINCE2  is  a  structured  approach  to  project  management.  It  provides  a   Method   for   managing   projects   within   a   clearly   defined   framework.   Prince2   describes   procedures  to  coordinate  people  and  activities  in  a  project,  how  to  design  and  supervise  the   project,   and   what   to   do   if   the   project   has   to   be   adjusted   if   it   doesn’t   develop   as   planned.   In   the   method   each   process   is   specified   with   its   key   inputs   and   outputs   and   with   specific   goals   and  activities  to  be  carried  out,  which  gives  an  automatic  control  of  any  deviations  from  the   plan”[2].  A  PRINCE2  project  is  divided  into  a  number  of  Management  Stages,  each  forming  a   distinct   unit   for   management   purposes.   Like   the   project,   a   Stage   is   driven   by   a   series   of   Processes,  has  a  defined  set  of  products  and  activities,  a  finite  life-­‐span,  control  elements,   and   an   organisational   structure.   It   identifies   roles   rather   than   jobs.   Depending   on   the   circumstances,   a   role   could,   in   fact,   be   carried   out   by   more   than   one   person,   or   a   single   person  could  assume  more  than  one  role.     The   PRINCE2   methodology   applies   three   key   elements   to   each   project   and   to   the   Management  Stages  within  a  project.  The  three  elements  can  be  the  Processes  which  drive   the   project   management,   Components   and   Techniques,   which   are   used   by   each   of   the   Processes  to  effect  the  management  of  the  project.        “PRINCE2   defines   45   separate   sub-­‐processes   and   organizes   these   into   eight   processes  as  follows:  ”  [2]     Starting   Up   A   Project   (SU)   -­‐   Establishes  the  Objectives  and  Approach  to  the  Project;  Sets  up   the  Project  Management  Team;  Plans  for  the  Initiation  Process.  This  is  a  pre-­‐project  Process,   which  looks  to  answer  the  question  “do  we  have  a  worthwhile  and  viable  project?”  before   asking  for  commitment  of  resources  to  set  up  a  project  environment.     Initiating   A   Project   (IP)   -­‐   Plans   the   whole   Project   in   terms   of   its   Products,   Activities,   Resource  Usage  and  Quality;  Sets  the  baseline  for  the  Business  Benefits  &  Risks.   Directing  A  Project  (DP)  -­‐  Provides  authorisation  for  work  to  be  carried  out  and  Resources   to  be  committed.  Authorisation  for  Project  Initiation  and  Project  Closure  and,  in  some  cases,  
  • 2. its   premature   termination.   The   Process   is   “owned”   by   the   Project   Board   –   the   overall   authority   for   the   Project   –   the   Executive   member   is   accountable   for   the   overall   business   success  of  the  project.     Controlling   A   Stage   (CS)   -­‐   The  basic  day-­‐to-­‐day  project  management  Process  -­‐  authorising   work  to  create  or  change  Products,  collecting  and  reflecting  actual,  assessing  progress  and   reporting   to   senior   management.   Capturing   proposed   changes   and   errors   and   escalating   these,  where  appropriate  to  the  Project  Board.     Managing   Product   Delivery   (MP)   -­‐   The  main  “workshop”  for  the  project  where  the  majority   of  resources  are  consumed.  This  Process  is  where  the  Products  of  the  Project  are  created.   Progress   reports   (Checkpoint   Reports)   are   provided   to   the   Project   Manager.   Quality   Review   and  Delivery  of  Products  occurs  here.     Managing   Stage   Boundaries   (SB)   -­‐   Reporting   on   the   achievements   of   the   Current   Management  Stage  and  the  impact  on  the  overall  Project  Plan  and  Business  Case.  Planning   the   Next   Stage   (Products,   Activities,   Resource   Usage).   Putting   together   Exception   Plans   when  the  Management  Stage  has  suffered  a  significant  departure  from  its  approved  plan.     Planning  (PL)  –  “  PRINCE2  advocates  product  based  planning  which  means  that  the  first  task   when   planning   is   to   identify   and   analyze   products.   Once   the   activities   required   to   create   these   products   are   identified   then   it   is   possible   to   estimate   the   effort   required   for   each   and   then      schedule  activities  into  a  plan.  There  is  always  risk  associated  with  any  work  and  this   must  be  analyzed.  Finally,  this  process  suggests  how  the  format  of  plans  can  be  agreed  and   ensures  that  plans  are  completed  to  such  a  format.  ”     PL1  Design  a  Plan   PL2  Define  and  analyze  products   PL3  Identify  activities  and  their  dependencies   PL4  Estimate  effort  and  each  activity   PL5  Schedule   PL6  Analyze  risk   PL7  Complete  plan       Figure  1.1:  Diagram  showing  PRINCE2  processes.  The  arrows  represent  flows  of  information.[2]  
  • 3. Closing   A   Project   (CP)   -­‐   Preparation  for  closing  the  Project  in  an  orderly  way.  Customer  sign-­‐ off,   preparation   of   an   End-­‐   Project   Report   and   identification   of   Lessons   Learned   and   Follow-­‐ on  Recommendations.  Planning  for  a  Post-­‐Project  Review.      In  PRINCE2  methodology  these  following  Components  are  used  which  are  as  follows:     Organisation   -­‐   Organisation   Structure   +   Role   Descriptions.   Predominantly   used   in   the   “Starting  Up  A  Project”  Process  where  the  Executive  and  Project  Manager  are  appointed  in   the  first  Process,  and  the  Project  Management  Team  is  designed  and  appointed.  The  Project   Management   Team   is   reviewed   at   the   end   of   each   Management   Stage   within   “Managing   Stage  Boundaries”.     Plans   -­‐   All   Processes   use   the   Plans   Component.   The   Initiation   of   the   project   is   planned   during   “Starting   Up   A   Project”;   the   project   itself   is   planned   in   “Initiating   A   Project”;   Stage   plans  are  prepared  in  “Managing  Stage  Boundaries”;  and  Product  planning  is  carried  out  in   “Controlling   A   Stage”   and   “Managing   Product   Delivery”.   Follow-­‐on   actions,   including   preparation  of  a  Post-­‐Project  Review  Plan  are  put  together  in  “Closing  A  Project”.  “Directing   A  Project”  uses  the  approved  plans  throughout  to  confirm  the  required  progress.     Controls   -­‐   All   the   Processes   use   the   Controls   Component.   The   “control”   Processes   which   make  particular  use  of  this  Component  are  “Initiating  A  Project”(which  sets  up  the  overall   project  control  structure);  “Controlling  A  Stage”  (which  uses  Checkpoint  Reports  to  capture   progress,   and   records   actual   usage   of   resources.   Highlight   Reports   are   used   to   inform   the   Project  Board  of  progress);  “Managing  Product  Delivery”  generates  Checkpoint  Reports  for   control   purposes.   Stage   approval   is   handled   by   “Managing   Stage   Boundaries”   where   Management   Stages   are   approved   via   End   Stage   Assessments.   This   Process   also   uses   Exception  Reporting  and  Planning  to  control  significant  departures  from  plan.  “Directing  A   Project”  is  the  Process  within  which  overall  authorisations  are  made;  this  Process  uses  the   key   controls   of   End   Stage   Assessment,   Exceptions   Assessments,   Tolerance,   Project   Initiation   and  Project  Closure.     Business  Case  -­‐  The  Business  Case  is  viewed  as  the  “driving  force”  of  any  PRINCE2  project.   The  Business  Benefits  are  measured  by  the  Business  Case  which  is  outlined  in  “Starting  Up  A   Project”  and  formally  recorded  in  “Initiating  A  Project”  where  it  forms  an  important  part  of   the   Project   Initiation   Document   (PID).   The   Business   Case   is   up-­‐dated   at   least   during   “Managing   Stage   Boundaries”   when   the   End-­‐Stage   Report   is   created   –   more   often   if   appropriate.  When  Project  Issues  are  being  analysed  the  impact  on  the  Business  case  will  be   reviewed.   During   “Closing   A   Project”   the   Business   Case   will   be   used   in   preparing   the   Post   Project   Review   Plan.   The   Business   Case   has   close   ties   with   the   Management   of   Risk   Component  and  the  two  elements  are  usually  treated  in  unison.     Management   of   Risk   -­‐   Risk  analysis  is  carried  out  initially  in  “Starting  Up  A  Project”  when   the   Project   Brief   is   created   and   a   Risk   Log   established.   The   initially   identified   risks   are   refined  in  “Initiating  A  Project”  where  the  Business  Case  for  the  project  is  established.  The   risk   analysis   is   updated   during   “Managing   Stage   Boundaries”   to   provide   the   basis   for   decision   support   for   the   Project   Board   when   they   review   the   project   at   the   End   Stage   Assessment   in   “Directing   A   Project”.   “No   specific   risk   analysis   tools   or   techniques   are  
  • 4. recommended.   Management   of   risk   has   close   ties   with   the   Business   Benefits   which   are   measured  and  presented  as  the  Business  case  for  the  project.”[3]     Quality  In  A  Project  Environment  -­‐  The  Customer’s  Quality  Expectations  are  first  identified   in  “Starting  Up  A  Project”  and  quality  aspects  are  planned  in  “Initiating  A  Project”.  When  the   project  is  approved,  “Controlling  A  Stage”  and  “Managing  Product  Delivery”  enable  specific   Quality   Criteria   to   be   set   for   each   Product   (or   Deliverable)   via   Product   Descriptions   described  in  the  “Planning”  Process.     Configuration   Management   -­‐   Configuration   Management   is   not   optional   in   PRINCE2.   This   Component   addresses   the   proper   safeguarding   and   management   of   Products   or   Deliverables  and  their  associated  documentation.  “Initiating  A  Project”  sets  up  the  Project   Files  and  “Controlling  A  Stage”  and  “Managing  Product  Delivery”  executes  the  Configuration   Management  arrangements.  Project  Files  are  archived  in  “Closing  A  Project”  mainly  for  audit   purposes.     Change   Control   -­‐   Managing   proposals   for   change   is   an   important   aspect   of   project   management  and  the  Process  “Controlling  A  Stage”  is  where  such  proposals  are  captured,   evaluated  and  actions  decided  upon.      PRINCE2  project  organization     “   PRINCE2   identifies   roles   rather   than   jobs   ”[1].   Every   PRINCE2   project   will   have   a   Project   Board  appointed.  The  Project  Board  is  the  overall  authority  for  the  project  and  is  normally   appointed   by   Corporate   or   Programme   Management   to   take   overall   responsibility   and   control  of  a  PRINCE2  project.  The   Project  Board  consists  of  three  senior  management  roles,   each  representing  major  project  interests.     1. Executive   2. User   3. Supplier     “The   senior   staff   carrying   out   the   respective   roles   will   be   responsible   officers   within   their   respective  organizations  and  the  oversight  of  the  project  will  probably  by  only  one  of  many   responsibilities.   Hence,   the   task   of   managing   the   project   on   a   day-­‐   to   –   day   basis   will   be   delegated   by   the   Project   Board   to   a   Project   Manager.   On   a   large   project   it   could   be   necessary   for   the   Project   Manager   to   delegate   the   managing   of   certain   aspects   of   the   project  to  specialist  Team  Managers.  ”  [1]     Similarity   of   PRINCE   2   with   Waterfall   Model   :     The   traditional   waterfall   model  gives  a  high-­‐  level  view  of  the  software  life  cycle.  At  its  most  basic  it  is  effectively  the   tried  and  tested  problem  solving  paradigm:   • Decide  what  to  do   • Decide  how  to  do  it   • Do  it   • Test  it   • Use  it  
  • 5. The   phases   in   the   waterfall   model   are   represented   a   as   a   cascade.   The   outputs   from   one   phase  become  the  inputs  to  the  next.     Figure  2.1  shows  the  unmodified  waterfall  Model[4]     “The  waterfall  model  is  a  sequential  software  development  model  (a  process  for  the  creation  of   software)   in   which   development   is   seen   as   flowing   steadily   downwards   (like   a   waterfall)   through   the   phases   of   requirements   analysis,   design,   implementation,   testing   (validation),   integration,  and  maintenance.  ”[4]         Communication     Project  initiation   Requirement  gathering   Planning   estimating     scheduling   Modelling   tracking   Construction       analysis   design   code   Deployment     test   delivery       support       feedback   Figure  2.2  [7]       Now,  if  we  watch  closely  from  this  above  figure  2.2  it  is  evident  that  when  used  for  software   projects   how   PRINCE2   maintain   close   similarity   with   Waterfall   Model.   We   can   see   the   similarities   between   stages   “Communication”   with   PRINCE2’s   Starting   up   a   Project(SU),     “Planning”   with   PRINCE2’s   Planning(PL),Controlling   a   Stage(CS),     “Modelling   and   Construction”   with   PRINCE2’s   Initiating   a   Project(IP),   Directing(DP),   Managing   Product   Delivery(MP),  Managing  Stage  Boundaries(SB)  and  “Deployment”  with  PRINCE2’s  Closing  a   Project(CP).  Considering  all  these  facts  and  figures  I  can  define  PRINCE2  is  another  version  of   the  waterfall  model  for  project  managers  when  used  for  software  projects.     References:   1.  Software  Project  Management  -­‐  Bob  Hughes  &  Mike  Cotterell   2.  http://en.wikipedia.org/wiki/PRINCE2   3.  Google  Books:  Managing  Successful  Projects  with  PRINCE2   4.  http://en.wikipedia.org/wiki/Waterfall_model   5.  Google  Books:  PRINCE2:  A  'No  Nonsense'  Management  Guide   6.  Software  Engineering  -­‐  Ian  Sommerville  (Fourth  Edition)   7.  Software  Engineering  -­‐  A  Practitioner's  Approach  -­‐  Roger  S.  Pressman  (Sixth  Edition)